COMBS, Judge.
Timothy Burnett was convicted of one felony count of theft by unlawful taking after entering a plea of guilty. He appeals from the trial court's judgment sentencing him to one-year imprisonment, probated for five years, and ordering him to pay "approximately $25,000" in restitution. Proceeding pro se, Burnett argues that the restitution order is excessive and that his felony conviction should be amended to a misdemeanor conviction. The Commonwealth contends that Burnett is precluded by the terms of his unconditional guilty plea from appealing his conviction, including the terms of the restitution order. After a careful review of the record, we affirm in part, vacate in part, and remand.
In October 1996, Burnett went to work as a bus driver for LexTran, Lexington's public transportation authority. In August 2004, Burnett was elected president of the Amalgamated Transit Union, Local 639. In November 2007, he was indicted on three counts of theft by unlawful taking over $300.00 (class D-felonies at that time)
On the advice of counsel, Burnett entered into a negotiated plea agreement in September 2010. In exchange for Burnett's guilty plea, the Commonwealth agreed to drop two counts of theft by unlawful taking and promised to recommend a one-year sentence on the single remaining charge. Burnett also agreed to testify truthfully against his co-defendant. The written agreement was silent on the matter of restitution. When Burnett appeared before the trial court for entry of his plea, the Commonwealth noted that it would seek restitution in an amount ranging between $25,000.00 and $30,000.00. Burnett's attorney confirmed that he and the prosecutor were working to establish the correct amount of restitution to be ordered and that he expected the final figure to be between $25,000.00 and $30,000.00.
During an extensive plea colloquy, Burnett indicated to the court that he understood that full restitution was estimated to be between $25,000.00 and $30,000.00. The Conditions of Probation report prepared by a probation and parole officer and filed with the court on October 22, 2010, recommended that Burnett be ordered to pay restitution of $25,000.00 if he were granted probation. No evidence concerning the union's monetary losses was presented to the court.
On October 26, 2010, Burnett was sentenced to one year of imprisonment, probated for five years, and ordered to pay "approximately $25,000" in restitution. This appeal followed.
Because he pled guilty to the charged offense and waived his right to appeal, Burnett cannot challenge his felony conviction of theft by unlawful taking on the basis of the sufficiency of evidence. However, in Fields v. Commonwealth, 123 S.W.3d 914, 918 (Ky.App. 2003), we held that "even where there is a guilty plea, the record must establish an adequate factual predicate for a restitution order." In Fields, we allowed the appeal to proceed despite the defendant's unconditional guilty plea and held that a defendant must be given a meaningful opportunity to controvert factual allegations concerning a victim's monetary damages. See also Windsor v. Commonwealth, 250 S.W.3d 306 (Ky. 2008) (holding that some issues survive an express waiver of the right to appeal).
Relying on the court's discussion in United States v. Silverman, 976 F.2d 1502, 1504 (6
Unlike the defendant in Fields, Burnett was on notice prior to his entry of his guilty plea that the Commonwealth would seek a restitution order in an amount between $25,000 and $30,000.00. While Burnett was given an opportunity to controvert the amount of restitution proposed by the Commonwealth, both he and his attorney confirmed to the court their understanding that restitution in this amount was being sought and would be ordered at sentencing.
Burnett's decision not to controvert the evidence underlying the proposed restitution does not mean that the court failed to give him a meaningful opportunity to do so. Under these circumstances, we do not conclude that the trial court abused its discretion by ordering restitution within the range agreed to by the parties.
Nevertheless, it is necessary for the trial court to revisit the terms of the restitution order in this case since it did not provide for
For the foregoing reasons, we vacate only that part of the Fayette Circuit Court's judgment setting Burnett's restitution at
ALL CONCUR.
AFFIRMING IN PART, VACATING IN PART, AND REMANDING.