KELLER, Judge:
Vanessa Carter (Carter) appeals from the circuit court's denial of her motion to suppress information about her which was obtained by a police officer from records in the Kentucky All-Schedule Prescription Electronic Reporting System (KASPER). For the following reasons, we affirm.
The facts are not in dispute. Detective George Workman (Workman) received information from a physician's office and another detective that Carter was possibly
Following her indictment, Carter filed a motion to suppress, arguing that Workman conducted an unlawful search of KASPER. The trial court, somewhat reluctantly, denied Carter's motion. Carter then entered a conditional guilty plea and this appeal followed.
Generally, the standard of review on a suppression motion is twofold, with deference being granted to the trial court as to factual findings and the trial court's legal conclusions being subject to de novo review. See RCr 9.78; Commonwealth v. Neal, 84 S.W.3d 920, 923 (Ky.App.2002); Adcock v. Commonwealth, 967 S.W.2d 6, 8 (Ky.1998). However, because the issues on appeal primarily involve questions of law, our review herein is de novo.
Carter argues that: (1) she had a reasonable expectation of privacy in her prescription records and those records were protected from warrantless search and seizure; and (2) even if her records in KASPER were not protected from unlawful search, Workman did not have sufficient justification to conduct his search. The Commonwealth argues that: (1) a review of KASPER records is not a "search;" (2) even if that review is a search, Carter had no reasonable expectation of privacy; and (3) Workman's KASPER review was within the parameters set forth in Kentucky Revised Statute (KRS) 218A.202.
At the outset, we note that "[a]ll searches without a valid search warrant are unreasonable unless shown to be within one of the exceptions to the rule that a search must rest upon a valid warrant." Gallman v. Commonwealth, 578 S.W.2d 47, 48 (Ky.1979). Therefore, we first address whether Carter had any expectation of privacy and whether Workman's review of her KASPER records amounted to a search.
In support of her argument that she had an expectation of privacy and that her prescription records were protected from warrantless search, Carter cites to a case from Louisiana and to cases from a number of Federal Courts of Appeal. While the federal cases are of some interest, we note that the majority of them involve a person's expectation of confidentiality, i.e. that medical information will not be shared with third parties, rather than the expectation of privacy, i.e. protection from government intrusion.
However, the Louisiana case, State v. Skinner, 10 So.3d 1212 (La.2009), involved a criminal investigation that is similar to the case herein. In Skinner, the district attorney received a tip from a pharmacist that Skinner was obtaining medication with multiple overlapping prescriptions. Based on that tip, the district attorney filed motions for production of prescription and medical records in district court. The district court issued an order requiring eight pharmacies to produce Skinner's records. The district attorney then prosecuted Skinner based on information derived
Having noted the above, we are bound to follow the dictates of our Supreme Court. SCR 1.030(8)(a). In Williams v. Commonwealth, 213 S.W.3d 671 (Ky.2006), the Supreme Court of Kentucky determined that the citizens of the Commonwealth have no expectation of privacy with regard to their pharmacy records in KASPER.
Id. at 682.
Our Supreme Court then analogized records in KASPER to pen registers, which are used by telephone companies to track incoming and outgoing calls. Pen registers only track phone numbers and the time calls are made or received. They do not reveal anything about the content of the calls. As noted by our Supreme Court, the United States Supreme Court held that citizens have no expectation that such information is private.
Our Supreme Court then reviewed other instances where citizens have little or no
Id. at 683-84.
Based on the preceding, we are constrained to hold that Carter had no expectation that her KASPER prescription records were private or subject to Fourth Amendment protection from warrantless search and seizure. However, we feel obliged to point out what we believe are deficiencies in the Supreme Court's analysis in Williams. Initially, we note that a pen register reveals only phone numbers and the date and time of a telephone call. It does not reveal the substance of the call, who made the call, or who answered the call. As a result, little additional information can be gleaned from pen registers.
However, a prescription record reveals the type and amount of medication prescribed, the prescribing physician, the date of the prescription, and the pharmacy where the prescription was filled. With internet access or a telephone book and a copy of the Physicians' Desk Reference, a person with the information contained in a KASPER report may, within a fairly narrow range, be able to determine the condition or conditions being treated. The Supreme Court's statement to the contrary notwithstanding, we believe that the citizens of the Commonwealth have a legitimate privacy expectation regarding their medical conditions.
Noting the preceding, we next address how to apply KRS 218A.202 under Williams and how we believe it should be applied.
Carter argues that Workman did not have sufficient justification under KRS 218A.202 to request a report of her prescription records. KRS 218A.202(6) provides, in pertinent part, that
According to Carter, Workman was required to show that he had probable cause to believe that a crime was being committed in order to establish that he was "engaged in a bona fide specific investigation of a designated person." We are constrained by Williams to disagree for two reasons. First, as stated above, Carter's KASPER records under Williams are not subject to Fourth Amendment protection from unreasonable search and seizure. Therefore, Workman was not required to articulate a reason sufficient to meet Fourth Amendment requirements in order to obtain Carter's records. He was only required to show that he was involved in a bona fide specific investigation of a designated person.
However, we believe that, at a minimum, a police officer must have a reasonable suspicion that criminal activity is afoot in order to establish that he is conducting a bona fide specific investigation. See Terry v. Ohio, 392 U.S. 1, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968). As outlined in Terry and Williams v. Commonwealth, 147 S.W.3d 1, 5 (Ky.2004), an "`officer need not be absolutely certain that the individual' is engaged in an unlawful enterprise; `the issue is whether a reasonably prudent man in the circumstances would be warranted in his belief' that the suspect is breaking, or is about to break, the law." Williams, 147 S.W.3d at 5 (citing Terry, 392 U.S. at 27, 88 S.Ct. 1868). We do not believe that placing this standard on law enforcement personnel would create an undue hardship since it is not likely that the KASPER records will disappear or otherwise be compromised while an officer obtains verifiable information that criminal activity is afoot. Furthermore, applying the standards from Terry and its progeny will clearly define what constitutes a bona fide specific investigation.
We would not apply this standard to "[a] designated representative of a board responsible for the licensure, regulation, or discipline of practitioners, pharmacists, or other person who is authorized to prescribe, administer, or dispense controlled substances[,]" KRS 218A.202, because persons subject to those investigations do not have any expectation of privacy.
Because we are bound to follow Williams, we are constrained to affirm. However, as noted above, we question at least a portion of the holding in Williams, and would require law enforcement officers to comply with the standards set forth in Terry v. Ohio and its progeny before undertaking a search of the KASPER system.
ALL CONCUR.