LAMBERT, Judge:
These four consolidated appeals arise from a juvenile action in which the Greenup
For ease of understanding, we shall first set forth the parties and other individuals involved in these cases as well as how we shall refer to them in this opinion. N.L., the appellant, (hereinafter "the Mother"), is the biological mother of two daughters. Her first child is D.D., who was born on February 8, 2000 (hereinafter "Child 1"). Child 1's biological father is J.D., who is the Mother's former husband and currently lives in Florida (hereinafter "Father 1"). The Mother's second child is G.F., who was born on October 27, 2004 (hereinafter "Child 2"). Child 2's biological father is W.F., a resident of Kentucky with whom the Mother had a prior relationship but never married (hereinafter "Father 2"). Father 2's parents (and Child 2's grandparents) are W.F. and G.F. (hereinafter "the Grandparents"). The Grandparents are not related by blood to Child 1. At the outset of the proceedings below, the Mother had a boyfriend who shared her residence (hereinafter "the Boyfriend"), which was next door to the Grandparents' residence.
On May 5, 2010, Andrea Scott, a social worker with the Cabinet for Health and Family Services (hereinafter "the Cabinet") filed juvenile dependency, neglect, and abuse petitions with the Greenup Family Court alleging that both Child 1 (case no. 10-J-00107-001) and Child 2 (case no. 10-J-00108-001) were neglected. The basis for the petitions was an incident on April 30, 2010, when the Mother and the Boyfriend were arrested for being involved in a dispute. Both were intoxicated at the time, and both tested positive for THC and Oxycontin. The children were present and witnessed the incident.
The family court held a temporary removal hearing on May 10, 2010. All of the interested parties attended the hearing and were appointed counsel. The court also appointed a Guardian ad litem to represent the interests of the children. The family court found that the children were in need of temporary placement because the Mother and the Boyfriend were on drugs, that reasonable efforts were made to prevent removal, that there were no less restrictive alternatives available, and that reasonable grounds existed for the court to believe it would be contrary to the children's welfare if they were to be returned to the home. Accordingly, the family court placed both children in the temporary custody of the Grandparents and scheduled an adjudication hearing for May 24, 2010.
Prior to the adjudication hearing, Ms. Scott provided a written report updating the court on the case, the results of which were discussed in court. The report stated that charges against the Mother and the Boyfriend had been dropped and that the Mother's blood test on May 14th was negative for any substances. Both Father 1 and Father 2 had requested that his respective child be placed with him. Florida social services had completed Father 1's home evaluation, but Father 2's criminal history, including DUI charges, would not permit Ms. Scott to place Child 2 with him. At the adjudication hearing, the Mother admitted to the allegations in the petition, the court concluded that the children were neglected and ordered them to remain in the temporary custody of the Grandparents.
The family court then held a disposition hearing on June 14, 2010. Prior to the
Prior to this hearing, Cabinet workers filed two reports. Social worker Angela Rucker submitted a report on August 4th, stating that the Mother had continued to call in every morning as ordered and had not failed any drug screenings since June 2nd. She had obtained housing and employment, and she had completed parenting classes and substance abuse assessments and counseling. Social worker Chrystal Young filed a report on August 6th, also reporting that the Mother had made significant progress on her case plan and had been cooperative with the Cabinet.
At the beginning of the hearing on August 9, 2010, the parties engaged in some argument regarding whether the family court could actually hold a permanent custody hearing due to the lack of a motion to change custody or affidavits supporting such a change. The family court disagreed with the Mother's assertion that it could not hold a permanent custody hearing and proceeded with the hearing.
The Cabinet called Ms. Young, a Cabinet supervisor for the ongoing team, to testify. She met with the Mother to go over the case plan on July 27th, the goal of the plan being to return the children to the Mother's home. Ms. Young discussed the elements of the plan, including supervised visitation with the children, parenting classes, obtaining employment and housing, and substance abuse counseling. Ms. Young testified that the Mother was ahead of the game and had made much progress with her plan. She recommended that the children stay in their current placements and that the Mother be permitted unsupervised contact with both of them. Ms. Young did not have any contact with the fathers because her focus was on the mother. Ms. Young also related statements Child 1 had made about the Mother, such as her desire to live with her father due to her Mother's bad choices related to fighting with her brother and waiting until the weekend to do laundry. Child 1 went on to relate good changes as well, reporting that the Mother was no longer drinking or lying. At the conclusion of her testimony, Ms. Young requested a four-week continuance to allow the Mother to make more progress on her plan.
The next witness the Cabinet called was another social worker, Ms. Scott. Ms. Scott investigated the original complaint, and she turned the case over to another worker in July. She related that she had contacted and investigated the two fathers and had visited Father 2's home. She also related Father 2's criminal history, testifying that his last DUI charge occurred in 2002. Ms. Scott testified about the Mother's case plan, and she specifically stated that the Mother was the only parent addressed in the plan, not the two fathers. She also discussed a substantiated allegation of abuse involving Father 1 in Ohio, but regarded him as the victim. She did not find any criminal history related to Father 1 in either Kentucky or Florida.
The Mother was the next witness to testify. She testified that both children had lived with her since birth and that
Father 1 testified next and orally requested that he be awarded custody of Child 1. He had been living in Florida for three years at the time of the hearing and had previously lived in Middletown, Ohio. He and the Mother divorced in the mid-2000s. Despite the divorce, Father 1 remained active in Child 1's life, paying child support, purchasing clothing for her, and exercising visitation. He admitted to a past history of drug use, but stated that he stopped using any drugs when Child 1 was born. Father 1 also related the details of a prior domestic violence incident between him and another former wife, when she attacked and injured him in the presence of Child 1. At the time of the hearing, Father 1 was living in a four-bedroom house with his fiancée, her three children, another of his biological daughters, and two adopted children.
The last witness to testify was Father 2, who also orally requested permanent custody of his daughter. He stated that he was a welder but had been laid off from his employment. He is currently engaged. Father 2 testified that Child 2 had been in his custody for most of the time since the neglect case had started. Regarding his relationship with the Mother, Father 2 testified that they were involved for three years and had lived together. During that time, the Mother drank alcohol every day and took a lot of pills. Father 2 also described his involvement in the April altercation. He testified that both his mother and the Boyfriend had called him at work. The Boyfriend threatened to shoot him. Father 2 then went to the Mother's residence, which was next door to the Grandparents' residence. He saw the Boyfriend beating on his mother's car while she stood next to it. Father 2 approached his mother and the Boyfriend tried to kick him. Father 2 pushed the Boyfriend's legs, who then fell to the ground. Father 2 also stated that the Mother smacked him and yelled at him during the altercation. Finally, he admitted to a history of three DUIs.
At the conclusion of the testimony, the court asked the parties to state their respective wishes as to the result. The Mother requested that the children be returned to her based upon her progress. The remainder of the parties requested
The Mother filed a timely Kentucky Rules of Civil Procedure (CR) 59.05 motion to alter, amend, or vacate the permanent custody orders and requested that the children be returned to her. In support of her motion, the Mother stated that the court could not modify custody on its own motion, noting that no party had filed a motion to modify custody; that the Cabinet was under the duty to make reasonable efforts to return the children to the Mother and utilize preventative and reunification services; that the court failed to consider the protective needs of the children in granting custody to the fathers based upon their admitted criminal or substance abuse histories; and that the court failed to make any written findings of fact supporting its custody determination, making the change in custody improper. By order entered August 25, 2010, the family court denied the Mother's motion to alter, amend, or vacate, but it stated that it would "make a more detailed finding of fact per its oral Order in Court and subsequent written Order." This order did not include any CR 54.02 finality language.
At this point in time, the Mother apparently retained new counsel and was no longer being represented by the attorney who had been appointed to her early in the proceedings. On September 23, 2010, the Mother's new attorney requested the videotaped recordings of the court proceedings and filed a notice of appeal in each case from the August 25, 2010, order denying her motion to alter, amend, or vacate the permanent custody orders entered August 9, 2010. The appeal in Child 1's case was assigned appeal no. 2010-CA-001815-ME, and the appeal in Child 2's case was assigned appeal no. 2010-CA-001787-ME.
On September 28, 2010, the family court entered an order granting the Mother's new attorney's motion for copies of the hearings. That same day, the family court entered another order including detailed findings of fact in relation to the permanent custody ruling and again denied the Mother's motion to alter, amend, or vacate. This order was not served on the Mother's newly retained counsel, but rather was served on her prior appointed counsel. In the order, the family court set forth the procedural history of the matter and detailed the testimony elicited at the permanent custody hearing. The family court specifically stated:
In the meantime, the two original appeals were proceeding in this Court. The Court entered orders expediting the appeals and making both appeals confidential. The circuit court clerk then certified the records on November 9, 2010, beginning the briefing time. However, on November 10, this Court issued an order in each case requiring the Mother to show cause why the appeals should not be dismissed as interlocutory. The Mother filed a timely response. By order entered March 7, 2011, a three-judge motion panel of this Court passed the issue concerning whether the appeals were taken from a non-final order to the merits panel for review and permitted the parties to address this issue in their briefs.
Returning to the lower court proceedings, on December 8, 2010, the Mother filed a CR 60.02 motion for relief, stating that her attorney was not served with the September 28, 2010, order, but rather it was served on her previous attorney. Her attorney indicated that she learned of the entry of the order by reviewing the certification of record on appeal. She requested that the order containing the factual findings be reissued. By order entered December 15, 2010, the family court granted the Mother thirty days to file a notice of appeal, which she did in each case on December 28, 2010. The appeal in Child 1's case was assigned appeal no. 2011-CA-000095-ME, and the appeal in Child 2's case was assigned appeal no. 2011-CA-000091-ME. We shall now consider these four consolidated appeals.
The first issue we shall address is whether the Mother properly appealed from the August 25, 2010, order denying her motion to alter, amend, or vacate and what effect that determination has on the appeals. This question arose as a result of the show cause order issued by this Court, and the parties were directed to argue their respective positions in their briefs. The Mother contends that the order was final and subject to appeal because it denied her post-judgment motion for relief, and the family court lost jurisdiction to enter further findings ten days after its entry by operation of law. However, the Mother also argues in the alternative that her notices of appeal from the August 25th order were premature and would relate forward to the date the order containing the findings of fact was entered, citing Johnson v. Smith, 885 S.W.2d 944 (Ky. 1994). Father 1 argues that the August 25th order was not final or appealable because further steps were required to fully adjudicate the rights of the parties; the family court stated that it would be issuing more detailed findings of fact. Father 1 also points out that the family court did not include any language as set forth in CR 54.02 to make the otherwise interlocutory order final and appealable.
CR 54.01 defines a judgment as "a written order of a court adjudicating a claim or
Here, we are tasked with determining whether the August 25, 2010, order was actually final. In Hale v. Deaton, 528 S.W.2d 719 (Ky.1975), the former Court of Appeals addressed the interplay of these rules as well as the need for a final adjudication:
Id. at 722. The Court noted that the order on appeal directing an accounting was corollary to the principal claim; it "did not finally fix the rights of any of the parties but was at the most an intermediate step in the proceeding." Id. Furthermore, the trial court stated its intention to make additional findings and enter other orders and judgment. Accordingly, the Court held that the judgment on appeal was interlocutory, despite "an attempted compliance with CR 54.02." Id.
Turning to the present appeals, we must agree with Father 1 that the August 25, 2010, order was inherently interlocutory, despite its denial of the motion to alter, amend, or vacate, because of the family court's stated intention to make more detailed findings of fact. And in fact the family court did enter an order in which it made more detailed findings and again denied the Mother's motion to alter, amend, or vacate. Even if the family court had included CR 54.02 finality language, the order at issue still would have remained interlocutory. Therefore, we specifically reject the Mother's argument that the family court lost jurisdiction to enter further findings of fact.
However, we understand the dilemma the Mother faced in whether to commence the appeals when she did or wait for an order that had not yet been entered. Probably the better practice would have been for the family court to rule on the motion to alter, amend, or vacate at the same time it made its further findings of fact. Then the Mother would not have been in a situation where she faced possibly losing the chance to appeal if she had not filed a notice of appeal from the August 25th order and that order had been determined to be final.
Our determination that the August 25, 2010, order was not final or appealable does not mean that the Mother's appeals from that order must be dismissed. Rather, we agree with her that those notices of appeal are simply premature and relate forward to the entry of the order containing the more detailed findings of fact entered on September 28, 2010.
The Supreme Court of Kentucky extensively addressed a situation involving a
James, 313 S.W.3d at 23-24.
As mentioned in James, CR 73.02(1) now provides for premature notices of appeal:
The Mother's situation fits squarely into this rule, as she sought relief pursuant to CR 59.05 and filed her notice of appeal before the family court had completely disposed of this motion. Therefore, the first two notices of appeal, while premature, relate forward to the entry of the September 28, 2010, order including the detailed findings of fact.
The Mother's next argument addresses whether the family court erred in its rulings entered following the temporary removal and dispositional hearings due to its failure to set forth specific factual findings relative to the children's removal. The Cabinet and Father 1 argue that the Mother failed to preserve this issue by raising the issue before the family court, although the Cabinet went on to argue that the family court made the requisite findings on the form orders entered following the hearings.
Based upon our review of the record, we must agree with the Cabinet and Father 1 that the Mother did not properly preserve this issue for appeal by first raising it before the family court. "We have long held in Kentucky that an issue not raised in the circuit court may not be presented for the first time on appeal." Keeton v. Lexington Truck Sales, Inc., 275 S.W.3d 723, 726 (Ky.App.2008). "This issue is unpreserved as it is brought up for the first time on appeal. `It is a matter of fundamental law that the trial court should be given an opportunity to consider an issue, so an appellate court will not review an issue not previously raised in the trial court.'" Richardson v. Rees, 283 S.W.3d 257, 265 (Ky.App.2009) (quoting Marksberry v. Chandler, 126 S.W.3d 747, 753 (Ky. App.2003)). Even if the issue had been properly preserved, we would nonetheless hold that the family court made adequate findings on the AOC form orders.
Next, the Mother argues that the family court erred in conducting a permanent custody hearing. As she did below, the Mother contends that the family court erred by failing to follow the statutory standards in place for modification of custody. We note that while both fathers indicated to the family court at various hearings that they wanted custody of their daughters, neither filed a motion requesting a change in custody.
The family court based its authority to hold a permanent custody hearing on KRS 620.027, which provides as follows:
The Mother contends that this statute does not give the family court authority to hold a permanent custody hearing, but merely provides a jurisdictional basis for the district court to make such decisions. Father 1, on the other hand, points out that this interpretation does not make sense as it would provide district courts with the power to decide custody in KRS Chapter 620 cases, but not afford the same power to family courts. The Cabinet, in turn, suggests that the family court's decision to hold a permanent custody hearing is in line with the requirement set forth in KRS 620.140(1)(c) for dispositional alternatives.
In B.C. v. B.T., 182 S.W.3d 213 (Ky.App. 2005), this Court described the statutory procedure applicable in dependency, neglect, and abuse cases:
B.C. v. B.T., at 217-19 (footnotes omitted).
While nowhere in this procedure is a permanent custody hearing mentioned, we must agree with Father 1 and the Cabinet that such a hearing and an award of custody are not precluded by the structure of KRS Chapter 620, so long as the proper procedures are followed.
The last issue we must address is whether the family court erred in granting custody to the fathers. What initially gave us some pause in this case was the Mother's testimony that she had custody of her children pursuant to prior custody orders. KRS 403.340 addresses modification of prior custody orders and sets forth the necessary procedural steps to accomplish this, including the filing of a motion and a subsequent hearing before a judge may modify custody. Here, neither father filed an appropriate motion pursuant to that statute in order to invoke the jurisdiction of the family court to modify the prior custody orders, meaning that the family court appears to have decided to modify custody on its own motion. However, the orders mentioned by the Mother are not reflected in the record on appeal, and we have no way to determine what those orders stated, whether one or both were entered out-of-state — and if so, whether the foreign order was registered in Kentucky, or if the orders are even valid. Accordingly, we shall consider the propriety of the family court's ultimate decision to award custody.
Our standard of review in the area of child custody is well settled in this Commonwealth. "The party seeking modification of custody or visitation/timesharing is the party who has the burden of bringing the motion before the court" and "the change of custody motion or modification
Moore v. Asente, 110 S.W.3d 336, 354 (Ky. 2003) (footnotes omitted).
In order to grant permanent custody via a custody decree in a dependency action arising under KRS Chapter 620, the court must comply with the standards set out by the General Assembly in KRS 403.270(2):
See London v. Collins, supra.
After the family court entered the orders awarding permanent custody in August 2010, the Mother moved to alter, amend or vacate those orders, requesting the court to make written findings of fact and conclusions of law supporting the decisions. The court summarily denied the motion shortly thereafter but indicated
After briefly relating the procedural history of the cases, the family court summarized the testimony heard at the August 9, 2010, permanency hearing, including Cabinet workers, the Mother, and both fathers. The court then made the following conclusion:
We must agree with the Mother that the family court failed to sufficiently consider and make findings related to the factors set forth in KRS 403.270(2). While the family court checked several boxes in its original form orders granting custody to the fathers addressing those factors, the family court did not include any additional findings upon which those rulings were based. The basis for the award of permanent custody appears to be the Mother's drug and alcohol problem along with a determination that each child has a close relationship with her respective father, and in Child 2's case, with her paternal grandparents. There is no separate finding, apart from the pre-printed portion of the form orders, that the custody awards were in the children's best interests. Nor does the family court's ruling take into account the Mother's progress with her case plan or the past legal issues of both fathers. Accordingly, we must remand this case to the family court to properly consider and make sufficient findings regarding the factors contained in KRS 403.270 before reaching a decision as to custody of Child 1 and Child 2.
For the foregoing reasons, the orders of the Greenup Family Court granting permanent custody to the fathers and denying the motions to alter, amend, or vacate are reversed, and these matters are remanded to the family court for further proceedings in accordance with this opinion.
ALL CONCUR.