MOORE, Judge:
William Jarrell appeals the Boyd Circuit Court's order revoking his probation. After
Jarrell was charged by criminal information with: first-degree wanton endangerment; fourth-degree assault; and alcohol intoxication in a public place, first offense. He moved to enter a guilty plea in accordance with the Commonwealth's Offer on a Plea of Guilty, which provided that the Commonwealth would recommend a sentence of five years for the wanton endangerment charge and a concurrent sentence of one year for the assault charge, as well as recommend that both sentences be probated in their entireties based upon certain conditions, including that Jarrell would "not ... possess, control or consume any alcohol or drugs, unless prescribed to him b[y] a local and reputable physician. ZERO TOLERANCE."
The circuit court accepted Jarrell's guilty plea to the charges of first-degree wanton endangerment and fourth-degree assault. In its final judgment, the court sentenced Jarrell to five years of imprisonment for the wanton endangerment conviction and one year of imprisonment for the assault conviction, to be served concurrently. The court ordered those sentences to be probated for five years. The court set conditions for the probated sentences, which included that Jarrell should "[c]omply with the regulations of the Division of Probation and Parole and the directions of the probation officer" and he should "[n]either use nor possess any alcohol, drugs or prescription medication not specifically prescribed by a local physician." During the sentencing hearing, the court orally ordered Jarrell to immediately report to Probation and Parole and to be drug tested as soon as he appeared there.
Two weeks later, a scheduling hearing was held during which the court scheduled Jarrell's probation revocation hearing.
Approximately two months later, a probation revocation hearing was held. During that hearing, Jarrell was present and represented by counsel. A Probation and Parole Officer testified that Jarrell had violated the terms of his probation by using oxycodone, and that Jarrell had signed a form admitting this violation after having failed to produce a urine sample.
Jarrell's counsel argued at the revocation hearing that Jarrell likely ingested the oxycodone prior to his sentencing hearing and, therefore, that he did not actually violate the conditions of his probation because he had ingested it before the court ordered him not to use or possess such drugs. Jarrell's counsel also asserted that the General Assembly had recently enacted legislation providing that graduated sanctions are preferable to revoking probation for probation violations. The circuit court stated that it did not believe the General Assembly intended graduated sanctions for probation violations in cases as violent as this one had been. The court found that Jarrell was a danger to society and that graduated sanctions were inappropriate, particularly considering he violated his probation within hours of being placed on probation. The circuit court's written order following the revocation hearing explained as follows:
The circuit court found that Jarrell had violated his probation and entered an order revoking it and ordering him to be imprisoned for five years pursuant to the sentence he originally received.
Jarrell now appeals, contending that: (a) the circuit court erred when it revoked his probation in violation of his due process rights under the Fourteenth Amendment to the United States Constitution; and (b) the circuit court erred when it revoked his probation in violation of HB
We review a circuit court's decision revoking a defendant's probation for an abuse of discretion. See Miller v. Commonwealth, 329 S.W.3d 358, 359-60 (Ky. App.2010).
Miller, 329 S.W.3d at 359 (internal quotation marks and citations omitted).
Jarrell first alleges that the circuit court erred when it revoked his probation in violation of his due process rights under the Fourteenth Amendment to the United States Constitution. Specifically, he asserts that
Jarrell also contends that the Commonwealth offered no proof that he violated his probation because it is likely that he ingested the oxycodone before he was sentenced, rather than during the hour that elapsed between his sentencing and when he first appeared at the Probation and Parole Office.
We first note that Jarrell's claims that the record does not show he received written notice of the conditions of his probation or of the violations of his probation are claims he raises for the first time on appeal. Because he did not raise these claims below, they are not reviewable on appeal, unless Jarrell can demonstrate palpable error affecting his rights. See Bowling v. Commonwealth, 981 S.W.2d 545, 552 (Ky.1998). Pursuant to RCr
Jarrell alleges there is no proof in the record that he received a written statement of the conditions of his probation in accord with KRS 533.030(5).
In Tiitsman v. Commonwealth, 509 S.W.2d 275 (Ky.1974), the criminal defendant alleged that although he had moved for probation, he was unaware that his motion had been sustained and he had not been "advised of the conditions of the probation and not knowing of those conditions he could not be held accountable for a violation of them." Tiitsman, 509 S.W.2d at 276. The circuit court nevertheless revoked Tiitsman's probation and the highest court in Kentucky held on appeal as follows:
Tiitsman, 509 S.W.2d at 276. Tiitsman subsequently filed a petition for a writ of habeas corpus in the federal district court, and his petition was denied. He appealed that denial, and the United States Court of Appeals for the Sixth Circuit affirmed the denial of his petition. In doing so, the Sixth Circuit reasoned in part that "[c]ourts have often sustained the revocation of probation for criminal activity committed prior to defendants going on probation even though the defendant, not yet being on probation, could not technically violate a condition of probation." Tiitsman v. Black, 536 F.2d 678, 682 (6th Cir. 1976).
As in Tiitsman's case, Jarrell's argument in the present case that there was no proof in the record that he had received the written statement of his probation conditions before he violated them lacks merit. The courts are not required to ignore the fact that he violated the conditions of his probation, of which he had been orally informed mere hours earlier, in deciding whether to revoke that probation. Additionally, Jarrell certainly should have received the written notice of his probation conditions prior to his revocation hearing, which occurred more than two months after the judgment was mailed by the court clerk to Jarrell. Jarrell does not allege that he never received the written copy of the judgment containing his probation conditions. Therefore, Jarrell's claim that he did not have notice of the conditions of his probation lacks merit, and there was no error, palpable or otherwise, regarding the notice of his probation conditions.
Jarrell also contends that the record does not reflect whether he was provided written notice of the grounds for revocation.
Messer, 754 S.W.2d at 874.
Jarrell cites Hunt v. Commonwealth, 326 S.W.3d 437 (Ky.2010), in support of his
The present case is distinguishable from Hunt. In the present case, Jarrell appeared at the probation revocation hearing and he was represented at the hearing by counsel, who cross-examined the Commonwealth's witness, i.e., Jarrell's Probation Officer. Additionally, Jarrell was present at the scheduling hearing for the probation revocation hearing, and during the scheduling hearing, the Commonwealth alleged that the reason a probation revocation hearing was necessary was because Jarrell had failed a drug screen. Because Jarrell was orally informed of the basis for the probation revocation hearing; he was present for the revocation hearing; he was represented by counsel at the hearing; and his counsel cross-examined the Commonwealth's witness regarding the basis for probation revocation, Jarrell cannot show that manifest injustice resulted from the alleged failure to provide him with written notice of the basis for the probation revocation. See Hunt, 326 S.W.3d at 439-40; Messer, 754 S.W.2d at 874. Consequently, although it was error for the Commonwealth not to ensure that written notice of Jarrell's probation violations were entered into the written record with certification that the written notice was mailed to Jarrell, the error is not palpable in this case.
Regarding Jarrell's allegation that the Commonwealth offered no proof that he violated his probation because it is likely he ingested the oxycodone before he was sentenced, rather than during the hour that elapsed between his sentencing and when he first appeared at the Probation and Parole Office, this claim lacks merit. The Probation and Parole Officer testified during Jarrell's revocation hearing that Jarrell had violated the terms of his probation by using oxycodone, and that Jarrell had signed a form admitting this violation after having failed to produce a urine sample. The Probation and Parole Officer testified that Jarrell's admission form stated that Jarrell had used oxycodone that day, i.e., the day of his sentencing. It is important to note that Jarrell does not deny he signed such a form admitting this probation violation. Therefore, because the Probation and Parole Officer attested that Jarrell had admitted to the probation violation when he signed the form and Jarrell does not deny signing the admission form, this evidence was sufficient to meet the "preponderance of the evidence" standard for revoking his probation.
Jarrell next contends that the circuit court erred when it revoked his probation in violation of HB 463. Specifically, he argues that, based upon HB 463, KRS 439.551 was amended to require graduated sanctions for probation violations, and that the circuit court's "knee jerk revocation flies in the face of the clear desire of the General Assembly." Kentucky Revised Statute 439.551 provides:
Although KRS 439.551 is a directive by the General Assembly for the department to promulgate administrative regulations for graduated sanctions, another statute that became effective the same day as KRS 439.551 is KRS 439.3106, which provides:
Therefore, the General Assembly clearly wanted incarceration to remain a possible penalty for probation violations, particularly in cases where the defendant is found to be a risk to prior victims or to the community at large.
In the present case, the circuit court expressed its concern orally during the revocation hearing that Jarrell had violated his probation on the day that he was sentenced and within hours of being probated. The court stated that, due to Jarrell's failure to comply with the conditions of his probation during the first few hours of his probation, and due to the violent nature of the crimes he committed, the court was of the opinion that revocation of his probation was the appropriate sanction for his probation violation. Additionally, in its written order revoking Jarrell's probation, the court explained:
Thus, the circuit court appropriately considered the General Assembly's wishes, as espoused in KRS 439.3106, which became effective the same day as KRS 439.551, in deciding to revoke Jarrell's probation. We find no abuse of discretion in that decision.
Accordingly, the order of the Boyd Circuit Court is affirmed.
ACREE, Chief Judge, Concurs.
THOMPSON, Judge, dissents and files separate opinion.
THOMPSON, Judge, Dissenting:
I respectfully dissent. Under the current version of our penal code, Jarrell's probation could not be revoked for a single use of oxycodone.
In response to the rapidly rising rate of incarceration and its costs, the Public Safety and Offender Accountability Act, commonly referred to as House Bill 463, was enacted as a comprehensive revision of our penal system. See Commonwealth of Ky. Legislative Research Commission, Report of the Task Force on the Penal Code and Controlled Substances Act, Research Memorandum No. 506 at 6 (2011). In the context of sentencing drug offenders, the General Assembly made a specific legislative finding that community based treatment can be used as an effective tool to reduce criminal risk factors and that appropriate treatment plans offer potential alternatives to incarceration.
In addition to revisions to our penal sentencing provisions, substantial changes were made to our probation revocation provisions. Notably, the legislature expressly declared that even if a probation violation is found, the court must make two findings before revoking the offender's probation and imposing the sentence of incarceration. Specifically, the court must find that the violation constitutes a significant risk to prior victims or the community, and the probationer cannot be managed in the community. KRS 439.3106(1).
The circuit court made written findings that Jarrell's imprisonment was necessary to protect the public because there was a substantial risk that during probation he will commit another felony, he is in need of correctional treatment that can be provided most effectively through commitment to a correctional institute, and probation would unduly depreciate the seriousness of his crime. In doing so, it only considered the violent nature of the offenses to which Jarrell pled guilty, first-degree wanton endangerment and fourth-degree assault and that Jarrell consumed illegal drugs in violation of his probation.
The 2011 changes to our penal system were sweeping and enacted after extensive research, debate, and analysis and were, in part, accomplished for the purpose of increasing community drug treatment instead of incarceration. As a result, KRS 439.3106(1) does not allow a trial court to merely consider a probationer's underlying conviction to determine that he is a significant risk to the community. Instead, the statute requires that the probation violation constitute a significant risk to prior victims or the community at large. KRS 439.3106(1). A single use of oxycodone does not support a finding that he poses such a risk.
Bare recitations that a probationer poses a significant risk to prior victims or the community and cannot be appropriately managed in the community without factual basis is arbitrary, unreasonable, and unfair.