G. WIX UNTHANK, Senior District Judge.
Thomas Griffie brought this action to obtain judicial review of an administrative denial decision on his application for Disability Insurance Benefits (DIB). The case is before the court on cross-motions for summary judgment.
The Commissioner is required to follow a five-step sequential evaluation process in assessing whether a claimant is disabled.
20 C.F.R. §§ 404.1520; 416.920;
Review of the Commissioner's decision is limited in scope to determining whether the findings of fact made are supported by substantial evidence.
In reviewing the record, the court must work with the medical evidence before it, despite the plaintiff's claims that he was unable to afford extensive medical work-ups.
Additional information concerning the specific steps in the test is in order.
Step four refers to the ability to return to one's past relevant category of work.
Once the case is made, however, if the Commissioner has failed to properly prove that there is work in the national economy which the plaintiff can perform, then an award of benefits may, under certain circumstances, be had.
One of the residual functional capacity levels used in the guidelines, called "light" level work, involves lifting no more than twenty pounds at a time with frequent lifting or carrying of objects weighing up to ten pounds; a job is listed in this category if it encompasses a great deal of walking or standing, or when it involves sitting most of the time with some pushing and pulling of arm or leg controls; by definition, a person capable of this level of activity must have the ability to do substantially all these activities. 20 C.F.R. § 404.1567(b). "Sedentary work" is defined as having the capacity to lift no more than ten pounds at a time and occasionally lift or carry small articles and an occasional amount of walking and standing. 20 C.F.R. § 404.1567(a), 416.967(a).
However, when a claimant suffers from an impairment "that significantly diminishes his capacity to work, but does not manifest itself as a limitation on strength, for example, where a claimant suffers from a mental illness . . . manipulative restrictions . . . or heightened sensitivity to environmental contaminants . . . rote application of the grid [guidelines] is inappropriate. . . ."
The Administrative Law Judge (ALJ) concluded that Griffie, a 49-year-old
Griffie previously filed applications for DIB and Supplemental Security Income in February of 2005 which were denied at all administrative levels and which became final as of June 11, 2007. (Tr. 30). The present ALJ did not reopen the prior applications. (Id.). On the present DIB application, the plaintiff alleges a disability onset date of June 12, 2007. (Tr. 141). The claimant's DIB-insured status expired on June 30, 2007. (Tr. 33). Therefore, the claimant must prove he became disabled during this very narrow time frame to qualify for DIB.
After review of the evidence presented, the undersigned concludes that the administrative decision is supported by substantial evidence. Therefore, the court must grant the defendant's summary judgment motion and deny that of the plaintiff.
The ALJ found that Griffie was limited to light level work, restricted from a full range by such non-exertional restrictions as: (1) an inability to more than occasionally lift, carry, push and pull more than 15 pounds and 10 pounds frequently; (2) the need for a sit/stand option; (3) an inability to ever operate foot pedal controls; (4) an inability to more than occasionally balance, stoop, bend, twist, kneel, crouch and climb stairs and ramps; (5) an inability to ever crawl and climb ladders, ropes and scaffolds; (6) a need to avoid more than limited exposure to vibration; and (7) a need to avoid all exposure to hazards such as unprotected heights and dangerous machinery. (Tr. 34). The ALJ found that these restrictions would not preclude performance of the plaintiff's past relevant work of team manager and substitute teacher. (Tr. 38). These restrictions appear essentially consistent with the job requirements of the two positions as described by the claimant on the Disability Report. (Tr. 197-199). Furthermore, during the processing of the prior applications, a vocational expert was presented with the same limitations and testified that these jobs could still be performed, along with a significant number of other jobs which were cited as an alternative finding to support the denial decision. (Tr. 84, 87-88). The current ALJ adopted these findings for the current time period. (Tr. 38-39).
Principles of
The ALJ properly concluded that the medical record did not reveal the existence of more severe physical restrictions than those found by the prior ALJ during the relevant time period prior to June 30, 2007. In support of the denial decision, the ALJ cited treatment records from Dr. Ricky Collins (Tr. 383-400) and Dr. James Chaney (Tr. 425-456), dated from shortly before to shortly after the relevant time period (February, 2006 to August, 2008), which did not identify the existence of more severe physical limitations than those previously found. Dr. Carlos Hernandez reviewed the record and opined that, prior to the date last insured, the claimant would be limited to light level work, restricted from a full range by an inability to more than occasionally kneel and crouch. (Tr. 490-497). The ALJ's findings were compatible with this opinion. Finally, psychologist Ann Demaree reviewed the record and indicated that it did not reveal the existence of a "severe" mental impairment during the relevant time period. (Tr. 476-489). These reports provide substantial evidence to support the administrative decision.
Dr. Chaney opined in December of 2009 and again in January of 2010 that Griffie was totally disabled and was unable to sit, stand, lift, bend, twist or drive for long periods. (Tr. 542, 544). The plaintiff argues that the ALJ erred by failing to give deference to the opinion of the treating physician. With regard to Dr. Chaney's disability opinion, the federal regulations provide that such an ultimate determination is an issue reserved to the Commissioner and not binding on the administration. 20 C.F.R. § 404.1527(e)(1). The specific physical restrictions were issued more than two years after the expiration of Griffie's DIB-insured status and would not necessarily "relate back" to the relevant time period. As previously noted, the ALJ did consider the lack of objective findings in Dr. Chaney's treatment notes which were closer in time to the relevant time frame. (Tr. 37). Therefore, the court finds no error.
Griffie asserts that the ALJ erred by failing to consider the combined effects of his impairments. The court has already found that the ALJ's residual functional capacity assessment fairly depicted his condition during the relevant time period. The plaintiff fails to articulate how the ALJ erred in making this assessment. The record reveals that the ALJ clearly considered the claimant's "severe" impairments of obesity and degenerative disc disease of the lumbar spine but also the possible effects of his various non-severe impairments, such as gastroesphageal reflux disease, diabetes mellitus, a thyroid problem, hypertension, a history of umbilical hernia repair, hypercholesterolemia, Bell's Palsy, being status post left proximal tibia fracture with internal fixation, being status post left knee arthroscopy, colitis, a major depressive disorder, and a pain disorder. (Tr. 33). Therefore, the court finds no error.
Griffie argues that his medical problems would prevent him from maintaining employment and, so, he could not meet the duration requirements for substantial gainful activity. The plaintiff cites the Ninth Circuit Court of Appeals case of
The undersigned concludes that the administrative decision should be affirmed. A separate judgment and order will be entered simultaneously consistent with this opinion.