KAREN K. CALDWELL, District Judge.
This matter is before the Court on Defendant's motion for summary judgment. Plaintiff Betty Casey, as administrator of the Estate of John Alexander Casey, originally brought suit against several defendants, including Jonathan Rouse. (DE 1.) Following the Court's ruling on Defendants' motions to dismiss, the case proceeded to discovery on some of Plaintiff's claims against Defendant Rouse. (DE 11.) Defendant filed his motion for summary judgment regarding these remaining claims. (DE 40.) For the reasons stated below, the Court denies Defendant's motion.
On July 31, 2016, Kentucky State Police Troopers Jonathan Rouse and Curt Rowe responded to a remote part of Pike County, Kentucky to investigate a report that two individuals, John Casey and Lacy Wolford, had broken into a residence and assaulted a third individual, Adam Layne. (DE 40-1 at 2.) The officers believed Mr. Casey to have had a "fraught relationship" with law enforcement, and that he might be dangerous. (DE 40-1 at 2.) After initially speaking with Mr. Casey and Mr. Wolford, the troopers learned from police dispatch that there was an active warrant out for the arrest of Mr. Casey. (DE 40-1 at 3.) At some point soon after, Mr. Wolford fled from the officers, who initially gave chase. (DE 40-1 at 3.) As the officers pursued Mr. Wolford, Mr. Casey fled as well. (DE 40-1 at 3.)
Mr. Casey eventually returned to his trailer, but escaped as Defendant pursued him. (DE 40-1 at 3.) Defendant shortly thereafter returned to his car, which was parked near the bottom of the hill below Mr. Casey's trailer — from that location, he could see Mr. Casey standing at the top of the hill. (DE 40-1 at 3.) "Mr. Casey began threatening to fight or kill Trooper Rouse and refused to obey commands." (DE 40-1 at 3.) Defendant claims that Mr. Casey picked up and threw a rock at him, which struck Defendant, and that he "had to duck to avoid being struck by a second, softball sized rock." (DE 40-1 at 4.) Defendant fired a single gunshot at Mr. Casey, killing him. (DE 40-1 at 4.) Defendant claims that he did not fire his weapon "until he saw Mr. Casey reach in his pocket and saw a silver flash." (DE 40-1 at 4.) Defendant was standing approximately 25 to 30 yards away from Mr. Casey at the moment he discharged his weapon. (DE 41-2 at 38.)
On September 7, 2017, Plaintiff, Mr. Casey's mother, brought suit in this Court on behalf of Mr. Casey's estate. (DE 1.) The complaint named as defendants Troopers Rouse and Rowe; Richard W. Sanders, Commissioner of the Kentucky State Police; William Alexander Payne, Deputy Commissioner of the Kentucky State Police; and Darren Stapleton, Commander of Post 9 of the Kentucky State Police. (DE 1.) On October 4, 2017, Troopers Rouse and Rowe filed a joint motion to dismiss pursuant to FED. R. CIV. P. 12(b)(6) (DE 5); the other three defendants filed a separate joint motion to dismiss on the same day (DE 6). The Court ruled on both motions on June 21, 2018. Casey v. Sanders, No. 7:17-CV-145-KKC, 2018 WL 3078758 (E.D. Ky. June 21, 2018). Pursuant to that order, Plaintiff's claims against Defendants Rowe, Sanders, Payne, and Stapleton were dismissed, as were her claims against Defendant Rouse for having violated Mr. Casey's Fourteenth Amendment rights, the Americans with Disabilities Act, and for having committed negligence and gross negligence against Mr. Casey. Id. Following the motions to dismiss, the Court granted Plaintiff's motion to amend her complaint, noting that, even though the motion was unnecessary and untimely, it did not prejudice Defendant Rouse. (DE 33.) As a result of these orders, the remaining claims in this case are for violations of Mr. Casey's Fourth Amendment rights, battery, and wrongful death, all against Defendant Rouse. On August 9, 2019, Defendant filed the motion for summary judgment. (DE 40.)
Summary judgment is appropriate "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." FED. R. CIV. P. 56(a). The moving party bears the initial burden and must identify "those portions of the [record] which it believes demonstrate the absence of a genuine issue of material fact." Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986) (citation and internal quotation marks omitted). All evidence, facts, and inferences must be viewed in favor of the non-moving party. United States v. Diebold, Inc., 369 U.S. 654, 655 (1962). "In order to defeat a summary judgment motion ... [t]he nonmoving party must provide more than a scintilla of evidence," or, in other words, "sufficient evidence to permit a reasonable jury to find in that party's favor." Van Gorder v. Grand Trunk W. R.R., Inc., 509 F.3d 265, 268 (6th Cir. 2007) (citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252 (1986)). Summary judgment must be entered if, "after adequate opportunity for discovery," a party "fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial." Tolton v. American Biodyne, Inc., 48 F.3d 937, 941 (6th Cir. 1995) (citation to Celotex, 477 U.S. at 322 and internal quotation marks omitted).
Plaintiff's remaining claim under federal law is for a violation of Mr. Casey's Fourth Amendment rights, brought pursuant to 42 U.S.C. § 1983. (DE 34 at 4.) That statute provides "a vehicle for a plaintiff to obtain damages for violations of the Constitution or a federal statute." Boler v. Earley, 865 F.3d 391, 401 (6th Cir. 2017). Under the statute:
42 U.S.C. § 1983. However, the law provides government officials with qualified immunity from § 1983 claims. "[G]overnment officials performing discretionary functions generally are shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982). "If the law at the time [of the conduct] did not clearly establish that the [official's] conduct would violate the Constitution, the [official] should not be subject to liability or, indeed, even the burdens of litigation." Brosseau v. Haugen, 543 U.S. 194, 198 (2004). The Supreme Court has further clarified that "conduct violates clearly established law" if, at the time of the conduct, the "contours" of the right were "sufficiently clear" such that "every reasonable official would have understood that what he is doing violates that right." Ashcroft v. al-Kidd, 563 U.S. 731, 741 (2011) (citations, internal quotation marks, and brackets omitted). Qualified immunity will apply "if reasonable officials could disagree as to whether the conduct violated the plaintiff's rights." Thomas v. Cohen, 304 F.3d 563, 580 (6th Cir. 2002). The law does "not require a case directly on point, but existing precedent must have placed the statutory or constitutional question beyond debate." Ashcroft, 563 U.S. at 741. In other words, the conduct at issue need not have "previously been held unlawful," but "in the light of pre-existing law the unlawfulness must be apparent." Anderson v. Creighton, 483 U.S. 635, 640 (1987).
"Defendants bear the initial burden of coming forward with facts to suggest that they were acting within the scope of their discretionary authority during the incident in question." Rich v. City of Mayfield Heights, 955 F.2d 1092, 1095 (6th Cir. 1992). However, a plaintiff has the burden of proving that a defendant is not entitled to qualified immunity and must show that the right at issue is clearly established. Everson v. Leis, 556 F.3d 484, 494 (6th Cir. 2009). "[T]he plaintiff must effectively pass two hurdles when facing a defendant on summary judgment who claims qualified immunity. First, the allegations must state a claim of violation of clearly established law. Second, the plaintiff must present evidence sufficient to create a genuine issue as to whether the defendant in fact committed those acts." Russo v. City of Cincinnati, 953 F.2d 1036, 1043 (6th Cir. 1992) (citations and internal quotation marks omitted).
Plaintiff alleges that Defendant's conduct constituted "unreasonable, excessive force" and a violation of the Fourth Amendment. (DE 34 at 4.) "Because it is axiomatic that individuals have a clearly established right not to be shot absent probable cause to believe that they pose a threat of serious physical harm, [the Court] must determine whether [Defendant's] use of deadly force was unreasonable under the Fourth Amendment." Woodcock v. City of Bowling Green, 679 F. App'x 419, 423 (6th Cir. 2017) (citation to Mullins v. Cyranek, 805 F.3d 760, 765 (6th Cir. 2015) and internal quotation marks omitted). "The Fourth Amendment ... only permits an officer to use reasonable force to protect himself from a reasonable threat." Aldini v. Johnson, 609 F.3d 858, 867 (6th Cir. 2010). "Claims of excessive force are analyzed under an objective-reasonableness standard, which depends on the facts and circumstance of each case viewed from the perspective of a reasonable officer on the scene." Miller v. Sanilac Cty., 606 F.3d 240, 251 (6th Cir. 2010). "Fourth Amendment excessive-force inquiries require a careful balancing of the force used against the countervailing governmental interests at stake." Lawler v. City of Taylor, 268 F. App'x 384, 387 (6th Cir. 2008) (citation and internal quotation marks omitted). The Court must consider the totality of the circumstances, with special attention given to "the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight." Graham v. Connor, 490 U.S. 386, 396 (1989) (citing Tennessee v. Garner, 471 U.S. 1, 8-9 (1985)). "These factors help inform our ultimate inquiry, which must always be whether the totality of the circumstances justified the use of force." Mullins, 805 F.3d at 765 (citation and internal quotation marks omitted).
On balance, the Court finds that there are genuine disputes as to material facts and that Defendant is not entitled to judgment as a matter of law on the question of whether he violated Mr. Casey's clearly established Fourth Amendment rights. The issue, as the Court suggested in its June 21, 2018 Opinion and Order, largely turns on Mr. Casey's "behavior immediately prior to the moment he was shot," and whether Mr. Casey "posed an immediate threat to Rouse's safety." Casey, 2018 WL 3078758, at *4 (citation to Mullins, 805 F.3d at 766 and internal quotation marks omitted). Although it appears undisputed that Mr. Casey fled from the officers, threw a rock at Defendant, and had been generally unwilling to comply with the officers' commands (DE 40-1 at 9-10, 13), the extent to which Defendant argues that this alone means that his use of lethal force against Mr. Casey did not violate the decedent's clearly established Fourth Amendment rights (DE 43 at 4), the Court disagrees. The parties dispute whether Defendant was struck by the rock
Plaintiff's remaining claims under Kentucky state law are for battery and wrongful death. (DE 34 at 4.) However, Kentucky state law provides government officials with qualified immunity when sued in their individual capacities — "protection from damages liability for good faith judgment calls made in a legally uncertain environment." Yanero v. Davis, 65 S.W.3d 510, 522 (Ky. 2001). "Qualified official immunity applies to the negligent performance by a public officer or employee of (1) discretionary acts or functions, i.e., those involving the exercise of discretion and judgment, or personal deliberation, decision, and judgment; (2) in good faith; and (3) within the scope of the employee's authority." Id. (citations omitted). Upon review of the parties' briefs, only the second element appears to be in question.
Id. at 523 (citations omitted).
Defendant argues that "Plaintiff is unable to establish that the shooting was performed in bad faith." (DE 40-1 at 16.) However, and as Plaintiff highlights (DE 42 at 8), the analysis here should track the prior discussion of whether Defendant violated Mr. Casey's clearly established Fourth Amendment rights. See Woodcock, 679 F. App'x at 425. Just as the Court rejects, at this stage, Defendant's claim for qualified immunity under federal law, it makes the same finding as to qualified immunity under Kentucky state law.
Accordingly, the Court hereby ORDERS that Defendant's motion for summary judgment (DE 40) is DENIED.