JOSEPH H. McKINLEY, Jr., Chief District Judge.
This matter is before the Court on a motion in limine by Defendants, Laura Hughes, Warner Chilcott Sales (US) LLC, and Wheels, LT, to exclude the expert witness testimony of Laura Lampton [DN 24], a motion in limine by Defendants to limit the scope of the expert witness testimony of Dr. Randy Joe Cox [DN 25], a motion in limine by Plaintiffs, Cheryl Roach and Stephen Phillip Roach, II, to limit the scope of the expert witness testimony of Dr. David Shraberg [DN 29], and a motion in limine by Plaintiffs to limit the scope of the expert testimony of Dr. Kathleen Rodowicz [DN 45]. Fully briefed, these matters are ripe for decision. For the following reasons, the Motion to Exclude the Opinion Testimony of Laura Lampton is
This case arises out of an automobile collision on November 7, 2012 between Plaintiff Cheryl Roach and Defendant Laura Hughes. Ms. Roach alleges personal injury as a result of the collision; specifically, she claims to have sustained traumatic brain injury, injury to the left brachial plexus, and other injuries. Plaintiff Stephen Philip Roach, II, joins in the action to assert a claim for loss of consortium. The case was originally filed in Daviess County Circuit Court, and Defendants removed the case on diversity jurisdiction grounds on December 23, 2013. (
The parties each seek to exclude or limit the opinion testimony of expert witnesses on the grounds that all or a portion of their opinions do not satisfy the standards of Federal Rule of Evidence 702 and
Rule 702 provides:
Fed. R. Evid. 702. Under Rule 702, the trial judge acts as a gatekeeper to ensure that expert evidence is both reliable and relevant.
Whether the Court applies these factors to assess the reliability of an expert's testimony "depend[s] on the nature of the issue, the expert's particular expertise, and the subject of his testimony."
Defendants seek to exclude or limit the opinion testimony of two individuals designated by Plaintiffs as expert witnesses: (1) Ms. Laura Lampton [DN 24] and (2) Dr. Randy Joe Cox [DN 25]. Plaintiffs seek to exclude or limit the opinion testimony of two individuals designated by Defendants as expert witnesses: (1) Dr. David Shraberg [DN 29] and (2) Dr. Kathleen Rodowicz [DN 45]. The Court addresses each motion in turn.
Defendants seek to exclude the expert opinions and testimony of Laura Lampton, R.N., B.S.N., C.R.R.N., C.N.L.C.P. Ms. Lampton is a registered nurse and certified life care planner hired by Plaintiffs to prepare a life care plan for Plaintiff Cheryl Roach. Ms. Lampton offers opinions regarding the future costs that Ms. Roach will likely incur as a result of the subject motor vehicle accident. Ms. Lampton bases these opinions, and the life care plan she developed for Ms. Roach, on the recommendations of medical providers regarding Ms. Roach's care, her own education, training, and experience, the resources available in the local community, the costs of those resources, and how treatments are provided. Defendants argue that Ms. Lampton's opinions and life care plan should be excluded because they do not meet any of the requirements for expert opinion testimony under Rule 702 and
Defendants first argue that Ms. Lampton's testimony should be excluded because she is unqualified to testify regarding Ms. Roach's damages. Defendants contend that Ms. Lampton is unqualified because she "has no scientific, technical, or other specialized knowledge in interpreting the prognoses of medical providers, in determining the cost of domestic servants, or in adding up columns of dollar figures." (Defs.' Reply Supp. Mot. Exclude Op. Test. of Laura Lampton [DN 41] 3.) Plaintiffs contend that Lampton is qualified as a life care planner, which is the specific field about which she proposes to testify. Plaintiffs
Next, Defendants argue that Ms. Lampton's opinion testimony should be excluded as irrelevant. An issue for the jury to determine in this case is the amount of compensation that Plaintiff Cheryl Roach should recover for future medical care and expenses as a result of the subject accident. Defendants contend that Ms. Lampton's testimony is irrelevant because Ms. Lampton is "unable to discern between costs related to the accident and costs unrelated to the accident." (Defs.' Mem. Supp. Mot. Exclude Op. Test. of Laura Lampton [DN 24-1] 10-11.) The Court rejects this argument. Ms. Lampton's life care plan, as well as her deposition, shows that her opinions regarding the future medical needs and the cost of that care are related to the accident that is the subject of this action. Ms. Lampton reviewed the recommendations and opinions of multiple treating medical providers on the type and extent of medical care that Ms. Roach will require in the future, obtained the costs of such care in the local community, and developed opinions regarding an overall life care plan for Ms. Roach and the costs associated with such plan. The Court finds that Ms. Lampton's opinion testimony is relevant to the issue of damages and will assist the jury in determining the amount of future medical expenses.
Defendants' primary contention is that Ms. Lampton's testimony should be excluded because it does not meet the requirements of "reliability" under Rule 702 and
First, Defendants argue that Ms. Lampton's methodology does not meet the classic reliability factors such as having been tested, having been subject to peer review, and having an assessed rate of error. Plaintiffs respond that Defendants' argument is the exact type of analysis of Ms. Lampton's opinions that the Supreme Court condemned in
The Court finds that the principles and methodology utilized in the life care planning field are reasonable measures of reliability of Ms. Lampton's methodology and opinions.
Second, Defendants argue that Ms. Lampton's opinions regarding the cost of Ms. Roach's future needs are unreliable because they are a mere assimilation of hearsay. The Court rejects this argument as well. An expert may rely on otherwise inadmissible hearsay to form opinions so long as it is the type of material that experts in the particular field reasonably rely on.
Defendants also challenge Ms. Lampton's inclusion in her life care plan of costs for home assistance for Ms. Roach because they contend the inclusion lacks sufficient foundation and is otherwise too speculative. "An admissible expert's opinion, it is clear, `must be supported by more than subjective belief and unsupported speculation.'"
Defendants' argument has failed in other courts. In
For the reasons set forth above, the Court finds that Ms. Lampton is qualified to testify to her opinions and about the life care plan she prepared for Ms. Roach and that Ms. Lampton's opinions are both relevant and reliable. Accordingly, Defendants' motion to exclude Ms. Lampton's testimony [DN 24] is
Defendants move to limit the scope of the opinion testimony of Dr. Randy Joe Cox, M.D., Ms. Roach's treating neurologist. Dr. Cox has been treating Ms. Roach for over two years (since January 23, 2013), has examined her multiple times, and has diagnosed her with a traumatic brain injury. Dr. Cox has recommended or referred Ms. Roach to other doctors and specialists for testing and evaluation. Dr. Cox testified that he has thirty-four years' experience treating patients with traumatic brain injuries. (
Defendants argue that Dr. Cox's opinion testimony should be limited to neurology, the area in which he is qualified, and to those opinions set out in Dr. Cox's Rule 26(a)(2)(C) disclosure statement [DN 25-2]. Defendants seek an order that would prevent Dr. Cox from offering (and prevent Plaintiffs' counsel from eliciting) opinion testimony during trial regarding psychology, neuropsychology, and orthopedics.
The Court has reviewed Dr. Cox's statement and his deposition testimony and finds that Defendants mischaracterize Dr. Cox's testimony. The Court finds that there was no lack of disclosure, that Dr. Cox is qualified to render the opinions he offers, and that Dr. Cox's opinions are sufficiently reliable and relevant. Accordingly, Defendants' Motion to Limit the Scope of Dr. Randy Joe Cox's Opinion Testimony [DN 25] is
Plaintiffs move to limit the scope of the opinion testimony of Dr. David Shraberg, M.D. Dr. Shraberg is a neuropsychiatrist, retained by Defendants for purposes of litigation to perform a neuropsychiatric evaluation of Ms. Roach. (
Plaintiffs contend that Dr. Shraberg should not be permitted to offer opinions at trial that he is not qualified to render. Plaintiffs additionally argue that Dr. Shraberg should not be permitted to offer opinions that are not included in his Rule 26(a)(2)(B) report. Plaintiffs object to seven "topics" of opinion testimony, four of which the Court finds relate to Ms. Roach's alleged injury to her left brachial plexus. The Court addresses each in turn.
Plaintiffs first argue that Dr. Shraberg should not be permitted to testify regarding whether Ms. Roach suffered an injury to her left brachial plexus in the subject accident, or to matters relating to such an injury, such as the cause, extent, and appropriate treatment.
Plaintiffs argue that Dr. Shraberg should be precluded from offering an opinion as to whether Ms. Roach suffered a brachial plexus injury because Dr. Shraberg has not examined Ms. Roach relative to a brachial plexus injury and has not provided an opinion in his report on this issue. Defendants counter that, while there is no mention of a brachial plexus injury in Dr. Shraberg's report, Dr. Shraberg performed a neurological examination of Ms. Roach, which he concluded was "normal," thus finding no evidence of a brachial plexus injury.
(Shraberg Dep. [DN 54] 20:24-21:6.)
The Court finds that Dr. Shraberg may testify consistent with his deposition testimony. Thus, Dr. Shraberg is permitted to testify that the results of the neurological exam he performed on Ms. Roach were "normal" and that "brachial plexus injuries generally have abnormal findings on the neurological exam." However, Dr. Shraberg is precluded from testifying that Ms. Roach does not have a brachial plexus injury or that Ms. Roach did not suffer a brachial plexus injury as a result of the subject collision. Accordingly, the Court
Plaintiffs argue that Dr. Shraberg should not be permitted to offer opinions regarding physical therapy provided to Ms. Roach for her alleged brachial plexus injury because no such opinions were disclosed in Dr. Shraberg's expert report. Plaintiffs make this argument even though they have pointed to nothing to indicate that Dr. Shraberg intends to offer any such opinions. Defendants argue that Dr. Shraberg is qualified to offer opinions regarding the reasonableness and necessity of physical therapy in which Ms. Roach has engaged for her claimed brachial plexus injury. (
Regardless of whether Dr. Shraberg may be qualified to offer such opinions, the Court finds no such opinions contained in his Rule 26(a)(2)(B) report. Rule 26 requires an expert report to contain "a complete statement of all opinions the witness will express and the basis and reasons for them." Fed. R. Civ. P. 26(a)(2)(B)(i). As no opinions regarding physical therapy provided to Ms. Roach in relation to her alleged brachial plexus injury were offered in Dr. Shraberg's report, any such opinions are
Plaintiffs argue that Dr. Shraberg should not be permitted to testify regarding the treatment and diagnosis of Ms. Roach by an orthopedic surgeon because Dr. Shraberg is not qualified to render such opinions and because he does not offer any such opinions in his expert report. Plaintiffs, in their expert witness disclosure [DN 15], disclosed Dr. Keith Moore, Ms. Roach's treating orthopedic surgeon. Dr. Moore prepared a report pursuant to Rule 26(a)(2)(C), which includes his opinion: "Within a reasonable degree of medical probability, Mrs. Roach has a brachial plexus injury, resulting in pain and symptoms in Mrs. Roach's left shoulder which was caused by the trauma of the car wreck." (Moore Report [DN 29-4].)
Defendants respond that Dr. Shraberg, as a "highly qualified neurologist" is "qualified to offer opinions regarding the cause, extent, and appropriate treatment of Ms. Roach's claimed brachial plexus injury," given that a brachial plexus injury is a nerve injury. (Defs.' Resp. to Pls.' Mot. Limit Scope of Dr. David Shraberg's Op. Test. [DN 36] 6.) Defendants argue that "[w]hile Plaintiffs are welcome to argue to the jury that an orthopedic surgeon is more qualified than a neurologist to render opinions regarding a neurological injury, such an argument does not affect the admissibility of Dr. Shraberg's opinions." (
Again, regardless of whether Dr. Shraberg may be qualified to offer such opinions, Dr. Shraberg's report does not address or disclose opinion testimony regarding the treatment and diagnosis of Ms. Roach by an orthopedic surgeon. Dr. Shraberg's report does not address the treatment or diagnoses of Ms. Roach by Dr. Moore, and Dr. Moore's report and records are not listed among the records reviewed by Dr. Shraberg in preparing his own report. As no opinions regarding the treatment and diagnosis of Ms. Roach by an orthopedic surgeon were offered in Dr. Shraberg's report, any such opinions are
Plaintiffs also move to limit Dr. Shraberg from providing opinion testimony regarding chiropractic treatment and diagnosis. Plaintiffs argue that Dr. Shraberg has not examined Ms. Roach for her neck or left shoulder brachial plexus injury, nor has he offered opinions in his report regarding chiropractic issues, methods, or treatment. Plaintiffs make this argument even though they have pointed to nothing to indicate that Dr. Shraberg intends to offer any such opinions. Defendants do not respond to this argument, instead merely arguing that Dr. Shraberg is qualified to offer opinions regarding the reasonableness and necessity of Ms. Roach's chiropractic treatment, citing Dr. Shraberg's Affidavit of February 23, 2015.
Regardless of whether Dr. Shraberg may be qualified to offer such opinions, no such opinions were contained within his report. As no opinions regarding chiropractic treatment and diagnosis were offered in Dr. Shraberg's report, any such opinions are
Plaintiffs argue that Dr. Shraberg should be precluded from providing opinion testimony regarding the subject of the report and opinions of Plaintiffs' life care planner, Ms. Lampton (i.e., the appropriate treatment and cost of treatment of a traumatic brain injury or brachial plexus injury) because Dr. Shraberg's report does contain any such opinions. Defendants argue that Dr. Shraberg is qualified to comment on Ms. Roach's prognosis and future medical care and that Plaintiffs have been fully apprised of those opinions and will not be unfairly surprised at trial. Plaintiffs reply that they have no idea what Dr. Shraberg's opinions will be if they are anything other than the opinion that Ms. Roach "needs no treatment of any type, at any cost." (Pls.' Reply Supp. Mot. Limit Scope of Dr. David Shraberg's Op. Test. [DN 46] 9.)
The Court has already delineated the scope of Dr. Shraberg's opinions regarding Ms. Roach's alleged brachial plexus injury—Dr. Shraberg is permitted to testify that the results of the neurological exam he performed on Ms. Roach were "normal" and that "brachial plexus injuries generally have abnormal findings on the neurological exam"; Dr. Shraberg is precluded from testifying that Ms. Roach does not have a brachial plexus injury or that Ms. Roach did not suffer a brachial plexus injury as a result of the subject collision. Regarding the alleged traumatic brain injury, Dr. Shraberg's report and deposition offer only the opinion that Ms. Roach does not have such an injury. The report offers no opinions regarding the appropriate treatment (and cost of that treatment) if Ms. Roach were to have a traumatic brain injury or a brachial plexus injury. Accordingly, as no opinions were offered regarding appropriate treatment and cost of treatment for the traumatic brain injury and left shoulder brachial plexus injury that Ms. Roach alleges, any such opinions—other than the opinion that Ms. Roach needs no treatment of any type, at any cost—are
Plaintiffs argue that Dr. Shraberg should not be permitted to testify regarding matters within the expertise of a neuropsychologist; specifically, that Dr. Shraberg be prevented from essentially "changing" the findings and observations of Dr. Ebben on neuropsychological matters by providing opinions in the area of neuropsychology, an area which Dr. Shraberg admits he is unqualified. Plaintiffs' main contention for this argument is their interpretation of Dr. Shraberg's deposition testimony as an attempt to "cure" inconsistencies between the observations of Dr. Ebben and himself regarding Ms. Roach. However, upon review of the entirety of Dr. Ebben's report, the Court finds that Dr. Shraberg's opinion testimony is consistent with Dr. Ebben's report. (Compare Shraberg Dep. [DN 54] 131:2-133:10, with Ebben Report [DN 29-6] 5, 6-8.) While Dr. Shraberg's opinions are inconsistent with results of some of the neuropsychology tests administered by Dr. Ebben, Dr. Shraberg's opinions are consistent with Dr. Ebben's own interpretation of those results, specifically, that the test results are unreliable and must be "viewed with caution" given the considerable variability and inconsistency within the examination and between examinations. Thus, the Court finds that Dr. Shraberg has not exceeded his qualifications. Therefore, this aspect of Plaintiffs' motion is
Plaintiffs argue that, while Dr. Shraberg's opinion testimony regarding the existence of a speech disorder or brain injury is admissible, any opinion testimony of Dr. Shraberg's regarding the therapy, speech exercises, and other treatment that a medical speech pathologist provides to his patient should be precluded because such matters are beyond Dr. Shraberg's knowledge and expertise and because Dr. Shraberg's report does not address or provide any such opinions. Plaintiffs further argue that Dr. Shraberg should be precluded from testifying regarding the cost of speech therapy which is reasonably necessary to date or in the future. In response, Defendants focus exclusively on arguing that Dr. Shraberg is qualified to render opinions on the cause and extent of Ms. Roach's claimed speech disorder. (
Dr. Shraberg's testimony on this matter seems to be, from his report and deposition, that Ms. Roach's speech disorder, if she has one, is not based on any brain injury. (Shraberg Report [DN 29-2] 5-9; Shraberg Dep. [DN 54] 82:11-:19.) Plaintiffs are not challenging Dr. Shraberg's qualifications to render that opinion. However, Dr. Shraberg also seems to hold the opinion that there is no benefit to Ms. Roach's treatment and therapy with Dr. Naas and that such treatment is unnecessary because of the lack of brain injury that causes any speech disorder alleged by Ms. Roach. (
Accordingly, Dr. Shraberg is permitted to testify to his opinions that Ms. Roach does not suffer from a traumatic brain injury and that Ms. Roach does not have a speech disorder. He is also permitted to testify, consistent with his deposition testimony, to his opinion that the treatment and therapy with Dr. Naas is "unnecessary" and that there is no "benefit" to it. However, any opinions regarding the therapy, speech exercises, and other treatment that Dr. Naas has provided and will provide to Ms. Roach (and the costs of such treatment)—other than the opinion that no such therapy, exercise, and treatment are necessary—would be precluded as outside the scope of Dr. Shraberg's expert report and the scope of Dr. Shraberg's knowledge and expertise. Thus, Dr. Shraberg's opinions on this matter are limited to those noted in his expert report and deposition.
Plaintiffs seek to limit the scope of the opinion testimony of Dr. Kathleen Rodowicz, Ph.D., P.E. Dr. Rodowicz is a biomechanical engineer retained by Defendants to perform a biomechanical investigation of the subject motor vehicle accident. According to her curriculum vitae, Dr. Rodowicz holds a Ph.D. and B.S. in mechanical engineering, both from Drexel University. Dr. Rodowicz is a licensed professional engineer and is presently employed as a Managing Engineer with Exponent, Inc., a multi-disciplinary scientific and engineering consulting firm. According to Dr. Rodowicz's report, "[t]he purpose of this investigation was to evaluate the occupant kinematics and potential injury mechanisms for Cheryl Roach during the motor vehicle accident of November 7, 2012." (Rodowicz Report [DN 45-2] 1.) Plaintiffs move to preclude Dr. Rodowicz from providing opinions (1) on medical causation and (2) regarding accident reconstruction.
Dr. Rodowicz is expected to testify at trial that the forces generated upon Ms. Roach's body during the subject accident did not provide a mechanism to produce the traumatic brain injury or the brachial plexus injury claimed by Plaintiffs and, thus, that the subject accident did not cause those alleged injuries. (
Although Dr. Rodowicz appears to be a highly qualified biomechanical engineer, she does not hold a medical degree. An expert witness must be qualified to offer an opinion on the topic on which she seeks to testify. As the Sixth Circuit observed in
The Sixth Circuit addressed whether a biomechanical engineer was qualified to testify about the causation of a particular injury in
It is helpful to understand what a biomechanical engineer does. As the court noted in
Defendants cite the unpublished opinion
Other courts that have considered whether a biomechanical engineer is qualified to testify about the cause of an injury have ruled consistently with
Under
Plaintiffs also argue that Dr. Rodowicz should not be permitted to testify on matters as to accident reconstruction because they are outside her area of expertise. Plaintiffs argue that Dr. Rodowicz is unqualified to testify to the events and actions that transpire at a scene of a collision and regarding the methods, principles, applications, and practices that accident reconstructionists use in their discipline of reconstructing the manner in which a collision occurred. Specifically, Plaintiffs seek to preclude Dr. Rodowicz from testifying on any matter involving reconstruction of a car accident, including speeds at the time of impact, angles of impact, and rotation of the vehicles upon impact. Plaintiffs argue that Dr. Rodowicz is not qualified to testify on such matters because she has never investigated an actual motor vehicle collision, as opposed to crash simulations. Plaintiffs additionally note that Dr. Rodowicz does not "specifically consider [herself] to be an accident reconstructionist," and has not "taken any training specific to accident reconstruction," and does "not have any certification specific to accident reconstruction." (Rodowicz Dep. [DN 55] 83:9-:11,:14-:15, 84:6-:7.)
Defendants argue that Dr. Rodowicz is qualified to offer reliable opinions regarding the movements of motor vehicles during a collision. In her deposition, Dr. Rodowicz testified that she feels, as a licensed professional engineer, that she is qualified to do these reconstructions because being a professional engineer "includes the principles that are involved in accident reconstruction." (
The Court finds that Dr. Rodowicz, by her education, knowledge, and training as a professional engineer, is qualified to offer her opinions as to matters such as the speeds of the vehicles at the time of impact, angles of impact, and rotation of the vehicles upon impact. Plaintiff's concerns over the strength of Dr. Rodowicz's qualifications go to the weight to be accorded to her testimony, not to its admissibility, and are proper matters for cross-examination. Accordingly, the Court
For the reasons set forth above,
[DN 45] is