Thomas B. Russell, Senior Judge, United States District Court.
Brian E. Fingerson filed this action against the U.S. Department of Homeland Security and U.S. Citizenship and Immigration Services,
Banele Gumede is a native and citizen of South Africa. R. 1 at 2-3, ¶ 4 (Complaint). In July 2009, at the age of fifteen, Gumede entered the United States on a nonimmigrant student visa. Id. at 2-4, ¶¶ 4, 8. The Fingersons served as Gumede's host family and legal guardians. Id. at 4-5, ¶ 10. Gumede was to remain in the United States for one year before returning home to South Africa. Id. at 5, ¶ 11.
Sometime in 2010, however, Gumede learned that his mother's health had seriously deteriorated. Id. at 5-6, ¶ 12.
Subsequently, in August 2011, Fingerson filed a Form I-130, Petition for Alien Relative, on Gumede's behalf listing Gumede as his adopted son. Id., ¶ 14. In February 2012, U.S. Citizenship and Immigration
On November 24, 2014, Fingerson filed this action against the Department and USCIS, challenging USCIS's denial of the Form I-130, Petition for Alien Relative, he filed on behalf of Gumede. R. 1 at 1-4, ¶¶ 1, 5-7. He seeks declaratory and injunctive relief under the Administrative Procedure Act, 5 U.S.C. § 702. Id. at 1-2, ¶ 1. Pursuant to Federal Rule of Civil Procedure 12(b)(6), the Department asks the Court to dismiss Fingerson's suit in its entirety. See R. 13 at 1 (Motion to Dismiss).
A complaint must contain "a short and plain statement of the claim showing that the pleader is entitled to relief." Fed. R. Civ. P. 8(a)(2). In order to survive a motion to dismiss under Civil Rule 12(b)(6), a party must "plead enough `factual matter' to raise a `plausible' inference of wrongdoing." 16630 Southfield Ltd. P'ship v. Flagstar Bank, F.S.B., 727 F.3d 502, 504 (6th Cir.2013) (quoting Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009)). A claim becomes plausible "when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Iqbal, 556 U.S. at 678, 129 S.Ct. 1937 (citing Bell Atl. Corp. v. Twombly, 550 U.S. 544, 556, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)). Should the well-pleaded facts support no "more than the mere possibility of misconduct," then dismissal is warranted. Id. at 679, 129 S.Ct. 1937. The Court may grant a motion to dismiss "only if, after drawing all reasonable inferences from the allegations in the complaint in favor of the plaintiff, the complaint still fails to allege a plausible theory of relief." Garceau v. City of Flint, 572 Fed.Appx. 369, 371 (6th Cir.2014) (citing Iqbal, 556 U.S. at 677-79, 129 S.Ct. 1937).
Ultimately, Fingerson challenges USCIS's determination that he must petition to classify Gumede as his "child" under 8 U.S.C. § 1101(b)(1)(G) rather than 8 U.S.C. § 1101(b)(1)(E). See R. 14 at 3-6 (Response); see also R. 1 at 16-17, ¶¶ 34-37. To understand the nuances of Fingerson's argument, though, it is necessary to briefly discuss the nation's immigration law scheme.
The Immigration and Nationality Act affords preferential immigration status to an alien who is an "immediate relative" of a United States citizen. See 8 U.S.C. § 1154(b). The Act allows a United States citizen to petition to confer status as an immediate relative to his or her "child." See id. § 1154(a)(1)(A)(i) (right to petition); see also id. § 1151(b)(2)(A)(i) (definition of "immediate relative"). Until 1999, the Immigration
In 2000, however, the Senate acceded to the Convention on Protection of Children and Cooperation in Respect of Intercountry Adoption, opened for signature May 29, 1993, S. Treaty Doc. No. 105-51 (1998), 1870 U.N.T.S. 182 (entered into force May 1, 1995). See S. Res. of Advice and Consent, 106th Cong., 146 Cong. Rec. S8866-67 (daily ed. Sept. 20, 2000). The Convention proposes to establish "safeguards" and a "system of cooperation" and mutual "recognition" for intercountry adoptions — all with an eye towards preventing "the abduction, the sale of, or traffic in children." Convention on Protection of Children and Cooperation in Respect of Intercountry Adoption, art. 1, ¶ 1. By its terms, the Convention applies
Id. art. 2, ¶ 1.
While the Convention is a binding international agreement, it is not self-executing. See S. Res. of Advice and Consent; see also S. Exec. Doc. No. 106-14, at 10-11 (2000). "That is, the Convention creates obligations only for State Parties and `does not by itself give rise to domestically enforceable federal law' absent `implementing legislation passed by Congress.'" Bond v. United States, ___ U.S. ___, ___, 134 S.Ct. 2077, 2084, 189 L.Ed.2d 1 (2014) (plurality) (quoting Medellin v. Texas, 552 U.S. 491, 505 n. 2, 128 S.Ct. 1346, 170 L.Ed.2d 190 (2008)). Instead, it leaves the "details of its implementation up to each Contracting State." S. Treaty Doc. No. 105-51, at iii.
To implement the United States' treaty obligations, Congress passed the Intercountry Adoption Act of 2000, Pub. L. No. 106-279, 114 Stat. 825. See 42 U.S.C. § 14901(b)(1). Section 302(a) of that Act added a third definition of "child" to the Immigration and Nationality Act. Tracking the language of article 2 of the Convention, it defined "child" as a person
8 U.S.C. § 1101(b)(1)(G)(i).
In 2007, USCIS promulgated an interim rule to implement the provisions of the Intercountry Adoption Act. See Classification of Aliens as Children of United States Citizens Based on Intercountry Adoptions Under the Hague Convention, 72 Fed. Reg. 56,832 (Oct. 4, 2007) (codified at 8 C.F.R. pts. 103, 204, 213a, 299, and 322). The Convention itself took effect on April 1, 2008. See Deposit of Instrument of Ratification by the United States of the Hague Convention on Protection of Children and Cooperation in Respect of Intercountry Adoption, 72 Fed. Reg. 71,730 (Dec. 18, 2007). The interim rule explains the relationship between the longstanding definition of child codified at 8 U.S.C. § 1101(b)(1)(E) and the new definition of child codified at 8 U.S.C. § 1101(b)(1)(G). See Classification of Aliens as Children of United States Citizens Based on Intercountry Adoptions Under the Hague Convention, 72 Fed. Reg. at 56,832-35.
To be classified as the "child" of a United States citizen under § 1101(b)(1)(E), the child must meet certain age, custody, and residence requirements. See 8 C.F.R. § 204.2(d)(2)(vii). A child is ineligible for classification under § 1101(b)(1)(E), however, if he was habitually resident in a Convention country prior to the adoption. See id. § 204.2(d)(2)(vii)(F). Instead, the adopting parents must petition to classify the child as a "Convention adoptee" under § 1101(b)(1)(G). See id. A child is eligible for classification as a Convention adoptee when the child is habitually resident in a Convention country, and the adopting parents are habitually resident in the United States. See id. § 204.300(a); see also id. § 204.301 (defining Convention adoptee and Convention adoption). Although subject to a limited exception,
Keeping that statutory and regulatory background in mind, the Court turns to
Though not without some appeal, the Court finds Fingerson's argument unpersuasive. To determine if an administrative agency's regulation is valid, this Court applies the familiar two-step analysis announced in Chevron U.S.A., Inc. v. Natural Resources Defense Council, Inc., 467 U.S. 837, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984). See Garfias-Rodriguez v. Holder, 702 F.3d 504, 525 (9th Cir.2012) (en banc) (citing Mejia v. Gonzales, 499 F.3d 991, 996 (9th Cir.2007)); Chem. Mfrs. Ass'n v. EPA, 919 F.2d 158, 162-65 (D.C.Cir.1990); Econo Inn Corp. v. Rosenberg, 145 F.Supp.3d 708, 712 (E.D.Mich.2015); see also Encino Motorcars, LLC v. Navarro, ___ U.S. ___, ___, 136 S.Ct. 2117, 195 L.Ed.2d 382, 2016 WL 3369424, at *6 (2016).
Here, Congress has not spoken directly as to whether a child from a Convention country who enters the United States as a nonimmigrant may be eligible for classification under § 1101(b)(1)(E) instead of § 1101(b)(1)(G). It appears as if Congress had not directly contemplated such a situation. The Court's extensive examination of the language and history behind the Intercountry Adoption Act underscores that conclusion. Therefore, the Court finds § 1101(b)(1) to be ambiguous.
The question becomes, then, whether USCIS's interpretation is based on a permissible construction of § 1101(b)(1). "A review of the legislative
In the words of Congress, the Convention "is designed to establish a[n] international legal framework for ensuring that intercountry adoptions follow standard procedures and provide sufficient protections to adoptive parents and children." S. Rep. No. 106-276, at 1-2 (2000). It creates "a mechanism for the cooperation of signatory countries in the areas of international adoption," and "ensures the recognition of adoptions undertaken and certified through the Convention provisions." S. Exec. Doc. No. 106-14, at 2. By tying (though not without exception) the scope of § 1101(b)(1)(G) to the adoptive child's status as a foreign national rather than to his temporary geographic location, see 8 C.F.R. § 204.303(b), USCIS's regulations, including 8 C.F.R. § 204.2(d)(2)(vii), promote Congress's goals in at least two ways. First, such an approach avoids the potential foreign relations consequences if a citizen were to adopt a foreign national temporarily in the United States without the country of origin's consent. See Classification of Aliens as Children of United States Citizens Based on Intercountry Adoptions Under the Hague Convention, 72 Fed. Reg. at 56,848-49; R. 15 at 2 (Reply). Second, USCIS's interpretation encourages uniform application and guards against possible avoidance of the Convention's safeguards by looking to the child's citizenship rather than to the happenstance of child's temporary location. See Classification of Aliens as Children of United States Citizens Based on Intercountry Adoptions Under the Hague Convention, 72 Fed. Reg. at 56,840; R. 13-1 at 6 (Memorandum in Support). USCIS's interpretation of § 1101(b)(1)(E) and § 1101(b)(1)(G) is not beyond the pale of reason.
In summary, the Court finds § 1101(b)(1) to be ambiguous: Congress has not spoken directly as to whether a child from a Convention country who enters the United States as a nonimmigrant may be eligible for classification under § 1101(b)(1)(E) instead of § 1101(b)(1)(G). USCIS's regulations not only provide an answer to that question, but also provide a reasonable one. Therefore, USCIS committed no error by relying on 8 C.F.R. § 204.2(d)(2)(vii) to deny Fingerson's Form I-130, Petition for Alien Relative.
Having made this determination, the Court is not unsympathetic to Fingerson's argument or desired result. On the face of the pleadings, it certainly appears that denial of his petition avoids the good faith intent of Gumede, his family, and the Fingersons. Nevertheless, the Court feels it is legally compelled to reach the result it has.
The Department of Homeland Security's Motion to Dismiss, R. 13, is