H. BRENT BRENNENSTUHL, Magistrate Judge.
Before the Court is the complaint (DN 1) of Donald R. Haley ("Plaintiff") seeking judicial review of the final decision of the Commissioner pursuant to 42 U.S.C. § 405(g). Both the Plaintiff (DN 15) and Defendant (DN 18) have filed a Fact and Law Summary.
Pursuant to 28 U.S.C. § 636(c) and Fed.R.Civ.P. 73, the parties have consented to the undersigned United States Magistrate Judge conducting all further proceedings in this case, including issuance of a memorandum opinion and entry of judgment, with direct review by the Sixth Circuit Court of Appeals in the event an appeal is filed (DN 11). By Order entered August 22, 2016 (DN 12), the parties were notified that oral arguments would not be held unless a written request therefor was filed and granted. No such request was filed.
Plaintiff protectively filed an application for Supplemental Security Income benefits on May 13, 2014 (Tr. 51, 195). Plaintiff alleged that he became disabled on February 14, 2013, as a result of an enlarged heart, bad right leg, high blood pressure and depression (Tr. 51, 212). Administrative Law Judge Richard E. Guida ("ALJ") conducted a video hearing from Baltimore, Maryland, on May 18, 2015 (Tr. 51, 65-67). Plaintiff and his attorney, Richard Burchett, participated from a hearing room in Bowling Green, Kentucky (Tr. 51, 65-67). David Don couch also participated as a testifying vocational expert (Tr. 51, 65-67).
In a decision dated July 1, 2015, the ALJ evaluated this adult disability claim pursuant to the five-step sequential evaluation process promulgated by the Commissioner (Tr. 51-60). At the first step, the ALJ found Plaintiff has not engaged in substantial gainful activity since May 13, 2014 the alleged onset date (Tr. 55). At the second step, the ALJ determined that Plaintiff has the following "severe" impairments: "coronary artery disease, cardio myopathy, degenerative joint disease, and obesity" (Tr. 55). The ALJ also determined that Plaintiff's medically determinable medical impairments of depression and other affective disorders are "non-severe" impairments within the meaning of the regulations (Tr. 55-56). At the third step, the ALJ concluded that Plaintiff does not have an impairment or combination of impairments that meets or medically equals one of the listed impairments in Appendix 1 (Tr. 56).
At the fourth step, the ALJ found Plaintiff has the residual functional capacity to perform less than a full range of light work (Tr. 57). More specifically, the ALJ found:
(Tr. 57). Relying on testimony from the vocational expert, the ALJ found that Plaintiff is unable to perform any past relevant work (Tr. 59).
The ALJ proceeded to the fifth step where he considered Plaintiff's residual functional capacity, age, education, and past work experience as well as testimony from the vocational expert (Tr. 59-60). The ALJ found that Plaintiff is capable of performing a significant number of jobs that exist in the national economy (Tr. 59-60). Therefore, the ALJ concluded that Plaintiff has not been under a "disability," as defined in the Social Security Act, from May 13, 2014 through the date of the decision, July 1, 2015 (Tr. 60).
Plaintiff timely filed a request for the Appeals Council to review the ALJ's decision (Tr. 48). Additionally, Plaintiff submitted new medical evidence in support of his request for review (Tr. 7-45). The Appeals Council denied Plaintiff's request for review of the ALJ's decision (Tr. 1-5).
Review by the Court is limited to determining whether the findings set forth in the final decision of the Commissioner are supported by "substantial evidence," 42 U.S.C. § 405(g);
As previously mentioned, the Appeals Council denied Plaintiff's request for review of the ALJ's decision (Tr. 1-5). At that point, the ALJ's decision became the final decision of the Commissioner. 20 C.F.R. §§ 404.955(b), 404.981, 422.210(a);
The Social Security Act authorizes payment of Disability Insurance Benefits and Supplemental Security Income to persons with disabilities. 42 U.S.C. §§ 401 et seq. (Title II Disability Insurance Benefits), 1381 et seq. (Title XVI Supplemental Security Income). The term "disability" is defined as an
42 U.S.C. §§ 423(d)(1)(A) (Title II), 1382c(a)(3)(A) (Title XVI); 20 C.F.R. §§ 404.1505(a), 416.905(a);
The Commissioner has promulgated regulations setting forth a five-step sequential evaluation process for evaluating a disability claim. See "Evaluation of disability in general," 20 C.F.R. §§ 404.1520, 416.920. In summary, the evaluation proceeds as follows:
Here, the ALJ denied Plaintiff's claim at the fifth step. The ALJ found that Plaintiff has not been disabled from May 13, 2014 through July 1, 2015, because he retains sufficient residual functional capacity to perform jobs that exist in significant numbers in the national economy.
Plaintiff challenges Finding No. 2 because the medical evidence shows a complete tear of his right knee anterior cruciate ligament ("ACL"), yet the ALJ failed to find this condition is a "severe" impairment within the meaning of the regulations (DN 15 PageID # 627). Plaintiff indicates that an MRI of his right knee on May 10, 2014, revealed the complete tear of the ACL, a suspected tear of the fibular collateral ligament ("FCL"), and meniscal tears (
Plaintiff contends the ALJ failed to discuss the knee findings in detail with regard to Plaintiff's severe impairments (
Defendant argues that substantial evidence supports the ALJ's finding that Plaintiff's ACL tear was not a severe impairment (DN 18 PageID #643-44). Defendant contends the ALJ considered evidence regarding the ACL tear and Plaintiff's subsequent surgery (
At the second step in the sequential evaluation process, a claimant must demonstrate he has a "severe" physical or mental impairment to continue with the remaining steps in the disability determination. 20 C.F.R. §416.920(a)(4)(ii);
Plaintiff apparently injured his right knee on April 26, 2014 (Tr. 396). Plaintiff reported that he jumped out of a truck and, as he landed, his right leg gave out from underneath him and buckled (
The MRI was performed on May 10, 2014, and the radiologist's report sets forth the following diagnostic impression:
(Tr. 400-01).
Plaintiff presented for a follow-up office visit with Dr. Buchanan on May 13, 2014 (Tr. 402-04). Following an examination of plaintiff and review of the MRI, Dr. Buchanan assessed displaced acute medial meniscus tear of the right, displaced acute lateral meniscus tear of the right knee, and complete tear of the ACL of the right knee (Tr. 404). Initially, Dr. Buchanan recommended physical therapy as well as pain management with hydrocodone-acetaminophen 10-325 mg, 1 to 2 tabs every 12 hours as needed for pain (Tr. 404). However, by June 10, 2014, Plaintiff advised Dr. Buchanan that the physical therapy had not helped and he was ready to have surgery on the right knee (Dr. 409, 426). Dr. Buchanan's surgical plan involved right knee diagnostic arthroscopy with partial medial and lateral meniscectomies and other procedures as indicated (Tr. 412, 428).
Plaintiff then sought surgery clearance from his cardiologist, Dr. Lin (Tr. 429). After conducting a two-dimensional transthoracic echocardiogram, Dr. Lynn declined to give general anesthesia surgery clearance apparently because Plaintiff had a left ventricle ejection fraction of 25%
On August 26, 2014, Plaintiff met with Dr. Buchanan and advised that his cardiologist would not give him clearance for general anesthesia surgery (Tr. 441). As a result, Dr. Buchanan planned on spinal anesthesia while performing the right knee diagnostic arthroscopy with partial medial and lateral meniscectomies and other procedures as indicated (Tr. 444). The operative report indicates on September 26, 2014, Dr. Buchanan performed a right knee diagnostic arthroscopy with partial medial and lateral meniscectomy and a resection of the medial plica (Tr. 508-09). Although the diagnostic arthroscopy confirmed the presence of an ACL tear, there is no indication in the operative report that Dr. Buchanan repaired the ligament (Tr. 509). Thus, following the arthroscopic surgery, Plaintiff continued to have the ACL tear in his right knee.
Following the surgery, plaintiff underwent physical therapy from September 26, 2014 through December 5, 2014 (Tr. 460-84). The physical therapy discharge summary noted that Plaintiff had shown progress through increased range of motion and increased strengthening (Tr. 460). The report indicated that Plaintiff's right knee flexion and extension was 5/5 and his passive range of motion was 52 to 126 degrees flexion (Dr. 460). However, the report indicates that Plaintiff's pain continued to be a "problem which, based on the status of his right knee joint, will probably remain a problem until undergoing total knee replacement as directed by Dr. Buchanan" (Id.).
From February 2, 2015 through April 29, 2015, Plaintiff received treatment for right knee pain from Comprehensive Pain Specialists (Tr. 525-29). A physical examination of the right knee on February 2, 2015, revealed crepitus with range of motion, chronic anterior swelling, and a positive drawer sign test
According to the Mayo Clinic website, "[l]igaments are strong bands of tissue that connect one bone to another. The ACL, one of two ligaments that cross in the middle of the knee, connects your thigh bone (femur) to your shinbone (tibia) and help stabilize your knee joint."
The medical evidence in the administrative record and the medical literature set forth above indicate that Plaintiff's ACL tear would, necessarily, impose some type of limitations on his ability to perform basic work activities. Yet, at the second step in the sequential evaluation process, the ALJ did not find Plaintiff's ACL tear to be a "severe" impairment within the meaning of the regulations (Tr. 55). Further, the ALJ did not indicate why he believed the ACL tear was a nonsevere impairment (Tr. 55-56).
Although substantial evidence may not support the ALJ's finding that the ACL tear is a "nonsevere" impairment, that error is insufficient, alone, to reverse and remand the ALJs decision. See
At the fourth step, in the context of making the residual functional capacity assessment, the ALJ discussed Plaintiff's ACL tear and the arthroscopic surgery (Tr. 58). However, the ALJ failed to recognize that Dr. Buchanan did not repair the ACL tear during the arthroscopic surgery (Tr. 58). Further, the ALJ provided a less than accurate and thorough summary of the physical therapy and pain management medical records with regard to the ACL tear (Tr. 58). More importantly, the ALJ's residual functional capacity assessment and hypothetical questions to the vocational expert failed to take into consideration limitations that may have been imposed by the ACL tear in Plaintiff's right knee (Tr. 57, 91-93). Therefore, the ALJ's failure to address or include any limitations from the ACL tear in determining Plaintiff's residual functional capacity is not harmless error, so this case will be reversed and remanded, pursuant to sentence four of 42 U.S.C. § 405(g), for further development and clarification of Plaintiff's knee impairment on his ability to do work. See
The undersigned acknowledges that Plaintiff has raised other challenges to the ALJ's findings. The undersigned concludes it is not necessary to address those challenges in light of the above findings. Notwithstanding, the ALJ completely overlooked Dr. Lin's determination that Plaintiff has a left ventricle ejection fraction of 25% and the significant impact it may have on Plaintiff's residual functional capacity (Tr. 58, 429-40). This is a matter that should be addressed by the ALJ upon remand.
This is a final and appealable Order and there is no just cause for delay.