Greg N. Stivers, Chief Judge.
This matter is before the Court on Defendants' Motion to Dismiss (DN 34), Plaintiff's Motion to Certify and for a Stay (DN 27), Plaintiff's Motion for Leave to File a Sur-Reply or to Strike (DN 48), and Plaintiff's Motion to Amend the Case Caption (DN 44). The motions are ripe for review. For the reasons that follow, Defendants' motion is
This action arises from the assault Plaintiff Adrienne Howell ("Howell") suffered while working for Father Maloney's Boys & Girls Haven ("BGH"), a residential institution that provides treatment to at-risk youth. (Am. Compl. ¶¶ 1-2, 8, DN 24-3). Specifically, one of BGH's residents, R.B.L., choked Howell unconscious and sodomized her while she was working in a secluded barn on the BGH campus. (Am. Compl. ¶¶ 19-21).
Howell originally brought this action on March 5, 2018, in Jefferson Circuit Court. (Compl. 1, DN 1-2). She asserted Fourteenth Amendment claims against BGH and Jeff Hadley ("Hadley") (collectively "BGH Defendants") and against the Kentucky Cabinet for Health and Family Services ("CHFS"), former Secretary of CHFS Vickie Yates Brown Glisson ("Glisson"), and acting Secretary of CHFS Scott Brinkman ("Brinkman") (collectively the "CHFS Defendants"). (Compl. ¶¶ 4, 6, 34-55). Howell also asserted a premises liability claim and what appears to be a fraudulent inducement claim, both under Kentucky state law, against the BGH Defendants. (Compl. ¶¶ 55-76). Finally, Howell asserted Kentucky state law intentional tort claims of assault and false imprisonment against R.B.L. (Compl. ¶¶ 77-83).
The CHFS Defendants removed the case to federal court on the basis of federal question jurisdiction over the Fourteenth Amendment claims and supplemental jurisdiction over the remaining claims. (Notice Removal 1-2, DN 1). Howell eventually restyled her "Fourteenth Amendment" claims against the CHFS Defendants and the BGH Defendants as 42 U.S.C. § 1983 claims. (Am. Compl. ¶¶ 32-33). The CHFS Defendants have since been dismissed from this case as a result of Howell's voluntary dismissal of her claims against CHFS and Brinkman and the Court's Fed. R. Civ. P. 12(b)(6) dismissal of Howell's Section 1983 claim against Glisson. (Order 3-8, DN 30). The remaining claims are Howell's Section 1983 claims against the BGH Defendants and Howell's state law claims against the BGH Defendants and R.B.L.
The BGH Defendants now seek to have all claims against them dismissed. (Defs.' Mot. Dismiss, DN 34). Howell asks this Court to amend the case caption, to certify a question of law to the Kentucky Supreme Court and stay all pending matters, and to file a sur-reply to the BGH Defendants' reply or to strike the BGH Defendants' reply.
This Court possesses federal question and supplemental jurisdiction over this case. See 28 U.S.C. § 1331; 28 U.S.C. § 1367(a).
A complaint must contain "a short and plain statement of the claim showing that the pleader is entitled to relief," and is subject to dismissal if it "fail[s] to state a claim upon which relief can be granted." Fed. R. Civ. P. 8(a)(2); Fed. R. Civ. P. 12(b)(6). When considering a motion to dismiss, courts must presume all factual allegations in the complaint to be true and make all reasonable inferences in favor of the non-moving party. Total Benefits Planning Agency, Inc. v. Anthem Blue Cross & Blue Shield, 552 F.3d 430, 434 (6th Cir. 2008) (citation omitted). "But the district court need not accept a bare assertion of legal conclusions." Tackett v. M & G Polymers, USA, LLC, 561 F.3d 478, 488 (6th Cir. 2009) (citation omitted). "A pleading that offers labels and conclusions or a formulaic recitation of the elements of a cause of action will not do. Nor does a complaint suffice if it tenders naked assertion[s] devoid of further factual enhancement." Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (internal quotation marks omitted) (citation omitted).
To survive dismissal for failure to state a claim under Fed. R. Civ. P. 12(b)(6), "a complaint must contain sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face." Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (internal quotation marks omitted) (citation omitted). A claim is facially plausible "when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Id. "A complaint will be dismissed pursuant to Rule 12(b)(6) if no law supports the claims made, if the facts alleged are insufficient to state a claim, or if the face of the complaint presents an insurmountable bar to relief." Southfield Educ. Ass'n v. Southfield Bd. of Educ., 570 F. App'x 485, 487 (6th Cir. 2014) (citing Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 561-64, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)).
As a preliminary matter, Howell requests to amend this case's caption by modifying "R.B.L." to reflect R.B.L.'s full name, Robert Brown Lester ("Lester"), and to remove in the case caption "as a minor by and through his parens patriae [the Cabinet for Health and Family Services]" and "by and through his natural parent, Sherri Carter." (Pl.'s Mem. Supp. Mot. Amend Case Caption 1, DN 44-1). Lester is the individual alleged to have sexually assaulted Howell and was a minor at the time of the alleged sexual assault and at the time of the filing of Howell's suit. (Pl.'s Mem. Supp. Mot. Amend Case Caption 1-2). Lester has subsequently reached the age of majority. (Pl.'s Mem. Supp. Mot. Amend Case Caption 2).
Finding no reason to deny Howell's motion, the Court will grant her request as Lester has now reached the age of majority and is the alleged perpetrator, not the victim, of the sexual assault, and because doing so will facilitate service. Compare M.P.T.C. v. Nelson Cty. Sch. Dist., 192 F.Supp.3d 798, 811 (W.D. Ky. 2016) ("To the extent that Plaintiff seeks to amend the case caption to substitute his initials with his full name because he has reached the
The BGH Defendants seek to dismiss the three claims that Howell has asserted against them: (1) a Section 1983 claim; (2) what appears to be a premises liability claim; and (3) what appears to be a fraudulent inducement claim. (Am. Compl. ¶¶ 32-33, 43-76). As explained in the next section, the BGH Defendants' motion is granted to the extent the Section 1983 claims against them are dismissed, while all other matters are remanded to the Jefferson Circuit Court.
"Section 1983 creates no substantive rights, but merely provides remedies for deprivations of rights established elsewhere." Flint ex rel. Flint v. Ky. Dep't of Corr., 270 F.3d 340, 351 (6th Cir. 2001) (citation omitted). Two elements are required to state a claim under Section 1983. Gomez v. Toledo, 446 U.S. 635, 640, 100 S.Ct. 1920, 64 L.Ed.2d 572 (1980). "[A] plaintiff must allege the violation of a right secured by the Constitution and laws of the United States, and must show that the alleged deprivation was committed by a person acting under color of state law." West v. Atkins, 487 U.S. 42, 48, 108 S.Ct. 2250, 101 L.Ed.2d 40 (1988) (citations omitted). "Absent either element, a section 1983 claim will not lie." Christy v. Randlett, 932 F.2d 502, 504 (6th Cir. 1991).
The BGH Defendants contend the § 1983 claims against them must be dismissed because they are not state actors and thus do not fall within the scope of a § 1983 action. (Defs.' Mem. Supp. Mot. Dismiss 3-6). The Sixth Circuit in Wolotsky v. Huhn, 960 F.2d 1331 (6th Cir. 1992), outlined the relevant analysis:
Howell characterizes BGH as "a residential institution which provides treatment and crisis stabilization of at-risk youth" and as a "residential facility." (Am. Compl. ¶¶ 2, 41). Howell also calls BGH a "placement facility"
The BGH Defendants characterize BGH as "a private, non-profit entity that provides therapeutic residential care, foster care, and independent living programs, independence readiness life skills training, preventative community-based services, and a variety of other programs and services for abused and neglected children." (Defs.' Mem. Supp. Mot. Dismiss 2, DN 34-1). Howell does not challenge this characterization in her response.
Howell's description of BGH reveals that BGH's primary, if not exclusive, function is the housing, education, and care of at-risk youth, which is a function not materially different from that provided by foster parents or a foster home. In that vein, "[t]he care of foster children is not a power which has been exclusively reserved to the state." Lintz v. Skipski, 807 F.Supp. 1299, 1306 (W.D. Mich. 1992); see also Milburn by Milburn v. Anne Arundel Cty. Dep't of Social Servs., 871 F.2d 474, 479 (4th Cir. 1989) ("The care of foster children is not traditionally the exclusive prerogative of the State."); Leshko v. Servis, 423 F.3d 337, 343 (3d Cir. 2005) ("No aspect of providing care to foster children... has ever been the exclusive province of the government."); Rayburn ex rel. Rayburn v. Hogue, 241 F.3d 1341, 1347 (11th Cir. 2001) (agreeing with the district court's finding that foster care is not traditionally an exclusive state prerogative). "While removing a child from her home and placing her with other caregivers are arguably exclusive governmental functions,... the day-to-day provision of foster care is not. Several other courts agree." Brown v. Hatch, 984 F.Supp.2d 700, 708 (E.D. Mich. 2013) (citing Leshko, 423 F.3d at 343; Rayburn, 241 F.3d at 1347; Lintz, 807 F. Supp. at 1306-07; Darby v. California, 1 F. App'x 688, 691 (9th Cir. 2001) (affirming district court's dismissal of Section 1983 claim against foster parent and noting that plaintiffs did not offer sufficient evidence showing that foster mother was a state actor)).
The only authority Howell cites in opposition to the notion that foster care is not traditionally an exclusive state prerogative is the unpublished decision by the Eastern District of Michigan in Johnson v. Williams, No. 15-13856, 2017 WL 4236548 (E.D. Mich. Sept. 25, 2017). In Johnson,
The Court is disinclined to follow Johnson. The Johnson Court conflated the functions identified by that same Court in Brown to be different—i.e., "removing a child from her home and placing her with other caregivers" versus "the day-to-day provision of foster care"—in allowing a claim to proceed against the institution. Brown, 984 F. Supp. 2d at 708. Johnson did not cite Brown but relied instead on Meador v. Cabinet for Human Resources, 902 F.2d 474 (6th Cir. 1990). Johnson, 2017 WL 4236548, at *3-4. The plaintiffs in Meador, however, sought liability against state officials and a Kentucky state agency for the assignment of the plaintiffs to the foster home where the plaintiffs were sexually abused, not against the foster home where the abuse actually occurred or any employees of the home.
The conflation of these two distinct functions is additionally evident by Johnson's citation to Lintz v. Skipski, 25 F.3d 304 (6th Cir. 1994). Johnson, 2017 WL 4236548, at *3-4. Lintz mirrors the situation in Meador—the plaintiffs, victims of abuse in a foster care home, brought suit only against the state social worker who placed the victims in a foster home. Lintz, 25 F.3d at 305. The liability of the foster home and its employees, once again, was not at issue. In analyzing liability owed by the state to the victims, the Sixth Circuit highlighted the fact that "the state's role in placing children in foster homes [has been analogized] to the mental institution and prison settings in which state liability has been clearly established for `deliberate indifference' to the plight of individuals in detention." Id. (citations omitted). Howell also highlights this statement in purported support of her position, which actually undermines her position. Per the Lintz analysis, the state's role is in placing children in suitable foster homes and monitoring them, not in providing day-to-day care for those children. Id. at 305-07.
Manhattan Cmty. Access Corp. v. Halleck, ___ U.S. ___, 139 S.Ct. 1921, 1928-29, 204 L.Ed.2d 405 (2019) (emphasis in original) (citations omitted). No case has been cited recognizing that the day-to-day provision of foster care has been a traditional and exclusive function of the state. The Court's own research reveals that the Second Circuit appears to be the only circuit to hold that "foster homes" perform public functions so as to give rise to Section 1983 liability on their part. See e.g., CB v. St. Vincent's Services, Inc., 16 Civ. 2282 (RMB), 2018 WL 1737701, at *2 (S.D.N.Y. Mar. 19, 2018) (citing the Second Circuit's decisions in Perez v. Sugarman, 499 F.2d 761 (2d Cir. 1974), and Duchesne v. Sugarman, 566 F.2d 817 (2d Cir. 1977), as establishing the proposition that private childcare institutions are state actors). At least three federal district court opinions in New York, however, have recognized that the Perez and Duchesne decisions have been called into serious doubt, with one court stating that "the view enunciated by the Supreme Court has substantially replaced the approach relied upon in Perez and Duchesne." Id. at *4; see Lynn ex rel. Julie B v. St. Anne Inst., 2006 WL 516796, at *13 (N.D.N.Y. Mar. 2, 2006) ("[T]he Court concludes that the Supreme Court has markedly changed the legal landscape of this area of law such that [Perez and Duchesne] are no longer controlling."); Phelan ex rel. Phelan v. Torres, 843 F.Supp.2d 259 (E.D.N.Y. 2011) (recognizing unreliability of Perez and Duchense). As such, there appears to be near uniformity among courts that the day-to-day provision of foster care is not a public function for purposes of characterizing the provider-of-care as a state actor subject to Section 1983 liability.
The Court in Phelan provided a particularly persuasive analysis as to why caring for foster children is not a public function. In discussing the history of social welfare legislation in New York,
In sum, Howell's description of BGH alleges it provides the same types of services traditionally provided by a foster home. Nothing about Howell's description of BGH likens it to a detention center,
As noted above, Howell does not contend the state compulsion or symbiotic relationship/nexus tests are satisfied here so as to qualify BGH as acting under color of state law.
Courts are strongly encouraged to consider the issue of remand to
Id. at 952 (internal citations omitted) (citation omitted). Gamel also pointed to evaluation of the Carnegie-Mellon factors in determining whether the district court should retain supplemental jurisdiction over the claims: "the values of judicial economy, convenience, fairness, and comity." Id. at 951-52 (citing Carnegie-Mellon Univ. v. Cohill, 484 U.S. 343, 350, 108 S.Ct. 614, 98 L.Ed.2d 720 (1988)). Finally, "[w]hen the ... federal-law claim[s] in the action [have been] eliminated at an early stage of the litigation, [a] District Court ha[s] a powerful reason to choose not to continue to exercise jurisdiction." Carnegie-Mellon, 484 U.S. at 351, 108 S.Ct. 614.
Gamel and Carnegie-Mellon suggest a rebuttable presumption of remanding a case when all original jurisdiction claims have been dismissed. Also weighing toward remand is the fact that no evidence of "forum manipulation" exists here, unlike in Harper. Also in contrast with Harper, although this case has been on the docket since March of 2018, the parties have engaged in very little, if any, discovery—this case is essentially still in its infancy. Moreover,
In evaluating the Carnegie-Mellon factors, comity weighs most heavily here. Howell raises three issues requiring attention specifically from Kentucky courts: (1) whether the immunity from suit provided by the Kentucky Workers' Compensation Act serves as a jurisdictional bar or acts as an affirmative defense that can be waived; (2) whether Kentucky courts should expand an exception to workers' compensation immunity; and (3) whether a certain provision within the Kentucky Workers' Compensation Act is unconstitutional. (Pl.'s Resp. Defs.' Mot. Dismiss 24-26, DN 38; Pl.'s Mot. Certify 1-2, DN 27). "[C]omity of courts, whereby judges decline to exercise jurisdiction over matters more appropriately adjudged elsewhere," dictates that Kentucky courts should address these issues. Hartford Fire Ins. Co. v. California, 509 U.S. 764, 817, 113 S.Ct. 2891, 125 L.Ed.2d 612 (1993) (Scalia, J., dissenting). The fairness factor also dictates that Howell should be able to test her arguments calling for Kentucky courts to modify their current interpretation of the law in a court better suited to carve exceptions to established Kentucky law. See United Mine Workers of Am. v. Gibbs, 383 U.S. 715, 726, 86 S.Ct. 1130, 16 L.Ed.2d 218 (1966) ("Needless decisions of state law should be avoided both as a matter of comity and to promote justice between the parties, by procuring for them a surer-footed reading of applicable law." (citing Strachman v. Palmer, 177 F.2d 427, 431 (1st Cir. 1949))).
Although judicial economy and convenience may weigh toward retaining jurisdiction over this case, fairness and comity weigh more heavily toward remanding it. This consideration, coupled with the presumption of remand in this situation, indicate that remand of this case to the Jefferson Circuit Court is the best course of action. As such, the Court will refrain from ruling on all other matters not addressed above.
For the reasons set forth above,
1. Plaintiff's Motion to Amend the Case Caption (DN 44) is
2. Plaintiff's Motion to Certify and for Stay (DN 27) is
2. Plaintiff's Motion for Leave to File a Sur-Reply or to Strike (DN 48) is
3. Defendants' Motion to Dismiss (DN 34) is