KNOLL, Justice.
This case is in a pretrial posture concerning the admissibility of evidence of defendant's past "sexually assaultive behavior," which is not statutorily defined as a sexual offense.
At a pretrial hearing on the State's motion to introduce evidence pursuant to La. Code Evid. art. 412.2 of defendant's 1997 "sexually assaultive behavior," the Trial Court ruled the evidence was inadmissible because defendant's alleged conduct did not meet the "elements of a sexual battery" as defined by state law. The Court of Appeal agreed with the Trial Court and denied supervisory writs. For the following reasons, we reverse the Trial Court, finding Article 412.2 does not strictly limit evidence of past "sexually assaultive behavior" to sexual offenses defined by state law, and remand this matter to the Trial Court for further proceedings.
The defendant, Gary Layton, is accused of forcibly raping a woman who had been staying at his home. On November 2, 2013, he allegedly beat the victim to the point of causing visible injuries, accused her of stealing from his wallet, pulled her pants down, and vaginally raped her.
On December 12, 2013, the defendant was charged by a bill of information.
In the second alleged incident, the defendant approached the victim on St. Charles Avenue on August 24, 1997, at approximately 2:00 a.m. He placed a knife to her throat and ordered her to remove her shirt. The victim complied, and the defendant began to fondle her breasts. A passerby saw the incident and attacked the defendant, who then fled. Police officers located him in the area and the victim positively identified him. A police report was completed; however, the district attorney declined to prosecute the defendant for this charge.
The defendant filed a motion to exclude evidence of these incidents. At a hearing on the motions, the Trial Court ruled the 1977 charge was admissible but excluded the 1997 charge, finding it was not admissible as "sexually assaultive behavior" under La.Code Evid. art. 412.2, because no allegations of touching of the victim's genitals or anus were made as required by the state statute defining sexual battery.
As we find the Trial Court erred in its interpretation of the applicable law, we apply a de novo standard of review in this matter. Evans v. Lungrin, 97-0541 (La.2/6/98), 708 So.2d 731; Lasha v. Olin Corp., 625 So.2d 1002, 1006 (La.1993).
Article 412.2 of the Louisiana Code of Evidence creates an exception to the rule set forth in Article 404(B)(1), which generally prohibits the introduction of evidence of "other crimes, wrongs or acts" for the purpose of proving a person's character or propensity to criminal activity. Article 412.2, entitled "Evidence of similar crimes, wrongs, or acts in sex offense cases," states in pertinent part:
La.Code Evid. art. 412.2 (emphasis added). The meaning of the term "sexually assaultive behavior," not defined in statute, is at the heart of the instant matter. According to the defendant, this term connotes only those sexual offenses defined under Louisiana law. In support, defendant points to this Court's acknowledgement that La. Code. Evid. art. 412.2 was enacted primarily in response to two decisions of this Court, State v. McArthur, 97-2918 (La. 10/20/98), 719 So.2d 1037, and State v. Kennedy, 2000-1554 (La.4/3/01), 803 So.2d 916. State v. Wright, 2011-0141 (La. 12/6/11), 79 So.3d 309, 317. McArthur and Kennedy involved prosecutions for aggravated rape in which the State sought to introduce evidence of other sexual offenses committed by the defendants pursuant to a jurisprudentially-created "lustful disposition" exception to Article 404's "other crimes" prohibition. Wright, 79 So.3d at 317. In both cases, this Court refused to recognize the so-called "lustful disposition" exception, noting the evidence would be admissible if Louisiana had a state counterpart to Federal Rule of Evidence 413, allowing evidence of similar crimes in sexual assault cases. Id.
Defendant points out the evidence deemed inadmissible in Kennedy and McArthur related to previous allegations of rape and attempted rape, both defined sexual offenses under Louisiana law. Furthermore, defendant argues, Federal Rule of Evidence 413, which inspired the Legislature to draft Article 412.2, explicitly enumerates only statutorily-defined offenses as being admissible.
However, the Legislature amended Article 412.2 in 2004, changing the language from allowing admission of "evidence of the accused's commission of another
Although defendant argues this amendment's only purpose was to capture uncharged conduct which would otherwise constitute a sex offense, the amendment's
Additionally, although Article 412.2 may be based upon Federal Rule of Evidence 413, the two provisions are considerably different from one another. Defendant correctly notes Federal Rule 413 is strict, confining the admissibility of evidence of other acts to only allow evidence of acts which fall under the Rule's definition of "sexual assault." Louisiana's Article 412.2 contains no such limitation, and we may presume this is intentional on the part of the Legislature. Furthermore, we note Federal Rule 413 defines "sexual assault" expansively, encompassing a variety of federal and state crimes, and including touching of the breast.
Likewise, we reject the defendant's assertion La. R.S. § 15:541, which supplies a definition for the term "sex offense" at § 15.541(24)(a) for the Louisiana Revised Statutes' chapter on Registration of Sex Offenders, Sexually Violent Predators, and Child Predators, provides definable boundaries for courts to apply when considering what constitutes "sexually assaultive behavior." If the Legislature had intended to create limitations through a reference to this or any other statute, it would have done so. La. R.S. § 15:541 and La.Code Evid. art 412.2 are unrelated provisions and do not reference each other in any fashion. Nor does the former provision even contain the term "sexually assaultive behavior." Rather, La. R.S. § 15:541 discusses "sex offences," a term not used anywhere in Article 412.2.
Furthermore, we find the following legislative comment to Article 412, which predates the enactment of Article 412.2, supports a broad interpretation of the term "sexually assaultive behavior":
As described by this comment, "sexually assaultive behavior" is a "general expression" which the Legislature used intentionally in order to reference a broad range of behavior not limited by any list of "technical" statutory definitions.
Having recognized "sexually assaultive behavior" to be a general expression not limited by statutorily-designated offences, we find the allegations of the 1997 charge are clearly captured by this expression. As the State correctly argues, Louisiana appellate courts have consistently deemed fondling of breasts is done with the intent to arouse or gratify sexual desires.
As an alternative argument, defendant alleges the 1997 charge is inadmissible even if it constitutes "sexually assaultive behavior" under La.Code Evid. art. 412.2, because it consists of highly prejudicial, unproven allegations. We note the balancing test set forth in La.Code Evid. art. 403 to insure the fundamental fairness of proceedings must still be applied as required by La.Code Evid. art. 412.2.
For the foregoing reasons, the Trial Court's judgment excluding evidence of the 1997 charge is reversed and vacated. This matter is remanded to the Trial Court for further proceedings consistent with the views expressed in this opinion.