JANE TRICHE MILAZZO, District Judge.
Defendants have raised the affirmative defense of preemption. The question presented is whether Plaintiff's product liability claims are preempted by federal law. For the following reasons, the Court finds Defendants have failed to carry their burden of demonstrating preemption.
This a pharmaceutical products liability action. Plaintiff Keisha Hunt suffered personal injury on February 4, 2010 after ingesting Children's Motrin — a non-prescription drug manufactured by Defendants McNeil Consumer Healthcare
The doctrine of preemption derives from the Supremacy Clause, which provides that federal law "shall be the supreme Law of the Land; ... any Thing in the Constitution or Laws of any State to the Contrary notwithstanding." U.S. Const. art. VI, cl. 2. Accordingly, "state laws that conflict with federal law are `without effect.'" Altria Grp., Inc. v. Good, 555 U.S. 70, 76, 129 S.Ct. 538, 172 L.Ed.2d 398 (2008) (quoting Maryland v. Louisiana, 451 U.S. 725, 746, 101 S.Ct. 2114, 68 L.Ed.2d 576 (1981)).
Whether state law is preempted by federal law vel non is a question of congressional intent. Medtronic, Inc. v. Lohr, 518 U.S. 470, 494, 116 S.Ct. 2240, 135 L.Ed.2d 700 (1996) ("[T]he purpose of Congress is the ultimate touchstone in every pre-emption case.") (internal quotation marks omitted). Congress may manifest preemptive intent in three ways. English v. Gen. Elec. Co., 496 U.S. 72, 78-79, 110 S.Ct. 2270, 110 L.Ed.2d 65 (1990).
In undertaking the preemption analysis — whether express, field, or conflict — courts must heed "the assumption that the historic police powers of the States [are] not to be superseded by the Federal Act unless that was the clear and manifest purpose of Congress." Altria Grp., 555 U.S. at 77, 129 S.Ct. 538 (alteration in original) (internal quotation marks
Defendants contend Plaintiff's LPLA claims that Children's Motrin is defectively designed and contains inadequate warnings are preempted by the Federal Food, Drug, and Cosmetic Act ("FDCA"), 21 U.S.C. § 301 et seq. Specifically, Defendants invoke the doctrine of impossibility preemption, arguing that it was impossible to comply with both state-law duties under the LPLA and federal duties imposed by the FDCA. The Court addresses each of Plaintiff's LPLA claims separately.
Defendants contend the Supreme Court's decision in Wyeth v. Levine, 555 U.S. 555, 129 S.Ct. 1187, 173 L.Ed.2d 51 (2009), preempts Plaintiff's inadequate-warning claim under the LPLA. As explained more fully below, the Court disagrees for two reasons. First, Wyeth is inapposite. Second, even if Wyeth is on point, Defendants fail to provide "clear evidence," as required by Wyeth, that it was impossible to comply with both the LPLA and the FDCA.
Wyeth involved the brand-name prescription drug Phenergan — an antihistamine administered intravenously by the "IV-push" method or the "IV-drip" method. 555 U.S. at 559, 129 S.Ct. 1187. The IV-push method presented a higher risk of the drug entering an artery, thereby causing gangrene. Id. at 559-61, 129 S.Ct. 1187. The plaintiff received an IV-push injection of Phenergan and developed gangrene in her right arm, which was eventually amputated at the forearm. Id. at 559, 129 S.Ct. 1187. The plaintiff brought a products liability action against the manufacturer of Phenergan, alleging the drug label failed to adequately warn of the dangers associated with the IV-push method. See id. at 560, 129 S.Ct. 1187. The manufacturer argued both forms of conflict preemption — that is, "impossibility preemption" and "obstacles preemption." Id. at 563-64, 129 S.Ct. 1187. The Supreme Court rejected both.
In addressing the first, the Court began by noting the general rule that a manufacturer may not alter a drug label absent the Food and Drug Administration's ("FDA") approval of a supplemental application. Id. at 568, 129 S.Ct. 1187. There is, however, a "changes being effected" ("CBE") regulation that allows manufacturers to supplement a drug label immediately upon filing a supplemental application, i.e., without first receiving FDA approval. Id. The Court interpreted the FDCA and its complementing regulations (such as the CBE) to require that manufacturers ensure drug warnings "remain adequate as long as the drug is on the market." Id. at 571, 129 S.Ct. 1187. Thus, when the risk of gangrene from an IV-push injection became apparent, the manufacturer had a duty to update its warning absent "clear evidence" the FDA would not have ultimately approved such a warning. Id. Because the manufacturer in Wyeth failed to offer clear evidence the FDA would have rejected the proposed change, the Court concluded that
Defendants contend Wyeth preempts Plaintiff's inadequate-warning claim because there is "clear evidence" the FDA would not have approved Plaintiff's proposed changes to the Children's Motrin label. But this argument erroneously presupposes its legal predicate — that Wyeth is on point. There is a crucial distinction between Wyeth and the case at bar: whereas Wyeth involved a prescription drug, Children's Motrin is available over the counter.
Non-prescription drugs are regulated by a special statute — 21 U.S.C. § 379r. While this statute contains an explicit preemption clause, 21 U.S.C. § 379r(a), it also contains a savings clause, which "expressly preserve[s] product liability actions." Wyeth, 555 U.S. at 575 n. 8, 129 S.Ct. 1187; see also Mut. Pharm. Co. v. Bartlett, ___ U.S. ___, 133 S.Ct. 2466, 2480, 186 L.Ed.2d 607 (2013). The savings clause — entitled "No effect on product liability law" — provides as follows: "Nothing in [21 U.S.C. § 379r] shall be construed to modify or otherwise affect any action or the liability of any person under the product liability law of any State." 21 U.S.C. § 379r(e). Congress' intent to preserve state-law product liability actions with respect to non-prescription drugs could not be more clear. This conclusion is underscored by the axiom that courts should assume Congress did not intend to displace state law, especially when Congress legislates in a field traditionally regulated by the states such as health and safety. See PLIVA, Inc. v. Mensing, ___ U.S. ___, 131 S.Ct. 2567, 2586, 180 L.Ed.2d 580 (2011) (Sotomayor, J., dissenting). Given that Congressional intent is the "ultimate touchstone" in any preemption analysis, Altria Grp., 555 U.S. at 76, 129 S.Ct. 538 (internal quotation marks omitted), and that "[i]mpossibility preemption is a demanding defense," Wyeth, 555 U.S. at 573, 129 S.Ct. 1187, the Court cannot find Plaintiff's inadequate-warning claim preempted.
Even assuming arguendo that Wyeth is on point, Defendants' preemption argument still fails. As Wyeth makes clear, an inadequate warning claim is only preempted when a defendant adduces "clear evidence that the FDA would not have approved a change to [the drug's] label" that was necessary to comply with state law. 555 U.S. at 571, 129 S.Ct. 1187 (emphasis added). Defendants contend there is clear evidence the FDA would have rejected the Plaintiff's proposed changes to the Children's Motrin label. In support of this argument, Defendants cite (1) the FDA's response to a 2005 citizen petition, and (2) the FDA's statement in an August 1, 2013 letter addressed to McNeil. As explained more fully below, neither constitutes the kind of "clear evidence" necessary to establish preemption under Wyeth.
On February 15, 2005, a group of citizens (including several doctors) petitioned the FDA (the "Citizen Petition") to conduct a full risk assessment of SJS/TEN associated with ibuprofen, and to require manufacturers of prescription and non-prescription ibuprofen to amply their warning labels. The Citizen Petition requested the FDA to require the following warning label on nonprescription ibuprofen products like Children's Motrin:
The FDA responded to the Citizen Petition on June 22, 2006. With respect to the labeling of nonprescription ibuprofen products, the FDA stated:
Defendants' argument that this response constitutes "clear evidence" the FDA would have rejected the stronger warnings proposed by Plaintiff fails for two distinct reasons. See generally Newman v. McNeil Consumer Healthcare, No. 10-CV-1541, 2012 WL 39793, at *6-11 (N.D.Ill. Jan. 9, 2012). First, the FDA did not specifically reject the warnings Plaintiff claims are required. If Plaintiff's only complaint was that the warning label on Children's Motrin should have included the terms "Stevens-Johnson Syndrome" and "Toxic Epidermal Necrolysis," the Court would be more inclined to find that Defendants have presented "clear evidence" the FDA would not have approved a CBE incorporating those terms. See Robinson, 615 F.3d at 873 (suggesting FDA's response to Citizen Petition provides clear evidence that agency would not require specific references to SJS/TEN on warning labels for non-prescription ibuprofen).
Second, the FDA's response in 2006 to the Citizen Petition is not clear evidence the agency would have rejected in 2010 the stronger warnings Plaintiff proposes. See Newman, 2012 WL 39793, at *9-11; accord Mason v. SmithKline Beecham Corp., 596 F.3d 387, 395 (7th Cir.2010). As the Supreme Court explained in Wyeth, manufacturers are required by federal law to update their labels in response to "newly acquired information," which encompasses both new data and new analyses of old data. 555 U.S. at 568-69, 129 S.Ct. 1187 (internal quotation marks omitted); Newman, 2012 WL 39793, at *9. When the FDA responded to the Citizen Petition, it noted that a search of the U.S. adverse event report database ("AER") retrieved only forty-nine reports of SJS/TEN cases related to ibuprofen. Of those forty-nine cases, only thirteen reported the use of non-prescription ibuprofen. The FDA ultimately concluded the risk of SJS/TEN associated with the use of ibuprofen was not nearly as high as that asserted in the Citizen Petition. Subsequent to the FDA's 2006 response, however, Defendants have received over one-hundred AERs regarding ibuprofen-related SJS/TEN cases. See id. at *9. At least fifty-one of those reports were received between the time the FDA responded to the Citizen Petition and February 4, 2010 — the date on which Plaintiff ingested Children's Motrin. "This newly acquired information yields the conclusion that even if there was clear evidence that the FDA would not have approved a change to the Motrin labels at some point in the past, such evidence is no longer sufficiently obvious for preemption purposes." Id. at *11.
On August 1, 2013, the FDA responded to a CBE supplemental request from McNeil regarding Tylenol. The letter stated that the FDA had recently become aware of the risk of SJS/TEN among users of non-prescription products containing acetaminophen. In order to address those risks, the FDA ordered manufacturers of acetaminophen to supplement their warning labels. As Defendants note, the new warnings are substantially similar to
Acetaminophen is not ibuprofen. Defendants offer no evidence as to chemical similarity between the two drugs, the comparative safety profile of acetaminophen, the nature, number, and extent of acetaminophen-related AERs, and the specific factors considered by the FDA in ordering stronger warnings. Moreover, the FDA's August 1, 2013 letter was not written in response to a citizen petition. Defendants essentially compare apples with oranges.
Defendants contend Plaintiff's design-defect claim must be dismissed as preempted under Mutual Pharmaceutical Co. v. Bartlett. The Court disagrees, because Bartlett — like Wyeth — does not apply to non-prescription drugs. Before addressing the preemptive effect (or lack thereof) of Bartlett on this case, the Court first discusses PLIVA, Inc. v. Mensing, an earlier Supreme Court decision on which Bartlett heavily relies.
The plaintiffs in Mensing sustained injury after ingesting generic metoclopramide and alleged that the manufacturers were liable in tort for failing to provide adequate warning labels. 131 S.Ct. at 2573. The question presented was "whether federal drug regulations applicable to generic drug manufacturers directly conflict with, and thus pre-empt, these state-law claims." Id. at 2572. In answering this question, the Court distinguished between the legal regimes governing brand-name and generic drug manufacturers. Whereas brand-name manufacturers can change their warning labels without first seeking FDA approval,
Bartlett extended Mensing in ways not yet clear. The plaintiff in Bartlett took a generic form of sulindac, after which she developed an acute case of toxic epidermal necrolysis (the affliction with which Plaintiff herein suffers). 133 S.Ct. at 2471-72. The plaintiff sued the generic manufacturer in New Hampshire, asserting, inter alia, a design-defect claim. Id. at 2472. The Supreme Court ultimately held that the design-defect claim was preempted by federal law. Id. at 2471.
The Court began by identifying the relevant duties under state law. The Court explained that New Hampshire law requires manufacturers to ensure their products are not "unreasonably dangerous." Id. A manufacturer complies with this duty either by changing the drug's composition or by strengthening its labeling. Id. The Court found that redesign was unavailable for two reasons. First, generic drugs must have the same active ingredients, route of administration, dosage form, strength, and labeling as their brand-name counterpart. Id. at 2475. Moreover, manufacturers in general — whether generic or brand-name — are prohibited from
The scope of the Bartlett holding has been the subject of much debate among lower courts.
In a footnote at the beginning of its preemption analysis, the Mensing Court noted that the regulations governing generic drugs contain neither an express preemption clause nor a saving clause. 131 S.Ct. at 2577 n. 5. This statement implies the Court's analysis would have been different had Congress specifically addressed preemption in the relevant legislation.
Unlike the Court in Mensing, the Bartlett Court expressly stated that the presence of a preemption or savings clause would have influenced its analysis. The Court lamented the fact that Congress had not expressly addressed "the difficult pre-emption questions that arise in the prescription drug context." Bartlett, 133 S.Ct. at 2480. It noted that Congress had "explicit[ly]" addressed preemption in other drug laws, specifically identifying the
There are equally compelling policy justifications for reading Bartlett and Mensing narrowly so as to preserve the viability of products liability actions. As the Court recognized in Wyeth, state-law tort suits play an important "complementary" role to federal drug regulation. See 555 U.S. at 578, 129 S.Ct. 1187. The FDA has limited resources, which constrain its ability to police the drug market and protect the public. See id. at 579, 129 S.Ct. 1187. "State tort suits uncover unknown drug hazards and provide incentives for drug manufacturers to disclose safety risks promptly. They also serve a distinct compensatory function that may motivate injured persons to come forward with information." Id.; accord Bates v. Dow Agrosciences LLC, 544 U.S. 431, 451, 125 S.Ct. 1788, 161 L.Ed.2d 687 (2005) (finding that torts suits serve as a "catalyst" for identifying new drug dangers). Moreover, because the FDCA does not create a private right of action,
Congressional intent to preserve products liability actions against manufacturers of nonprescription drugs could not be more clear. This intent is divined simply by examining the governing legislation, which contains an express non-preemption clause. Accordingly, and for the reasons previously stated, the Court finds Defendants have failed to carry their heavy burden of demonstrating preemption.