JOSEPH C. WILKINSON, Jr., Magistrate Judge.
Plaintiff, Stephen Dale Mounce, is a prisoner currently incarcerated in the Rayburn Correctional Center ("Rayburn"). He originally filed this complaint pro se and in forma pauperis pursuant to 42 U.S.C. § 1983 and Louisiana state law against "John Doe 1," "John Doe 2" and "John Doe 3," whom plaintiff described as the St. Tammany Parish Jail's medical director and two dentists who had treated him when he was incarcerated at that jail. Defendants, identifying themselves as medical director Richard D. Inglese, M.D.,
Plaintiff alleges that, while he was incarcerated at the St. Tammany Parish Jail from February 2, 2011 to March 19, 2012, defendants had a policy of offering only extractions of teeth and were deliberately indifferent to his serious dental needs, in violation of 42 U.S.C. § 1983. He also asserts negligence claims under state law. He seeks monetary damages and "[a]ffirmative relief to ensure that the complained of violations do not recur." Amended Complaint, Record Doc. No. 28 at p. 18.
Counsel for defendants answered the amended complaint on behalf of all named defendants, including Ronald S. Leggio, D.D.S. Record Doc. No. 34. Defendants then began referring to
The stipulated facts and evidence submitted in conjunction with the pending crossmotions for summary judgment establish that
This matter was referred to a United States Magistrate Judge for all proceedings and entry of judgment in accordance with 28 U.S.C. § 636(c) upon written consent of all parties. Record Doc. No. 24.
Defendants filed a motion for summary judgment, supported by Mounce's arrest record; his jail dental records; the transcript of this court's hearing conducted pursuant to
Mounce filed a timely cross-motion for summary judgment with an incorporated memorandum in opposition to defendants' motion. He supports his submission with the complete deposition transcripts of Warden Longino and Drs. Inglese, Bencsek and Leggio; the declarations under penalty of perjury of plaintiff himself,
Defendants received leave to file a memorandum in reply to plaintiff's opposition to their motion for summary judgment and in opposition to Mounce's cross-motion for summary judgment. Record Doc. Nos. 72, 75, 78.
Defendants also filed a motion in limine to exclude the testimony and report of plaintiff's expert, Dr. Sturm. Record Doc. No. 64. Mounce filed a timely memorandum in opposition. Record Doc. No. 66. Defendants received leave to file a reply memorandum. Record Doc. Nos. 73, 76, 77.
After oral argument on the pending motions, the court ordered the parties to confer and file a joint stipulation of those facts as to which they agree there is no genuine dispute for trial. The court also continued without date the final pretrial conference and trial dates to permit a thorough consideration of the cross-motions for summary judgment and their voluminous supporting evidence. Record Doc. No. 79. The parties timely filed a joint stipulation of undisputed facts. Record Doc. No. 82.
Having considered the complaint, as amended; the record; the stipulated facts; the submissions of the parties and the applicable law; and for the following reasons, IT IS ORDERED that defendants' motion in limine is GRANTED IN PART AND DENIED IN PART, as set forth below. IT IS FURTHER ORDERED that defendant's motion for summary judgment is GRANTED and that plaintiff's motion for summary judgment is DENIED. Judgment will be separately entered.
Defendants moved to exclude the report of plaintiff's expert witness, Kathryn Sturm, D.D.S., Record Doc. No. 64-3 (which is also in the record as an exhibit to defendants' motion for summary judgment, Record Doc. No. 60-12), and anticipated testimony on grounds that (1) her evidence will not assist the trier of fact to understand the evidence or determine a fact in issue, as required by Federal Rule of Evidence 702 and
Fed. R. Evid. 702 provides that a witness
Under Rule 704(a), "opinion testimony otherwise admissible is not objectionable because it includes an ultimate issue to be decided by the trier of fact."
"In
To qualify as an expert, the witness "must have such knowledge or experience in [his] field or calling as to make it appear that his opinion or inference will probably aid the trier [of fact] in his search for truth."
"The qualification standard for expert testimony is not stringent, and so long as the expert is minimally qualified, objections to the level of the expert's expertise [go] to credibility and weight, not admissibility."
"`As a general rule, questions relating to the bases and sources of an expert's opinion affect the
The district court has considerable discretion to admit or exclude expert testimony.
Whether the determined facts constitute a violation of a constitutional right is a question of law.
"There is a difference between offering an opinion that may embrace the ultimate issue and offering a legal opinion that does nothing more than tell the trier of fact how to decide the ultimate issue. Opinions that are `nothing more than legal arguments' are not admissible."
Applying these standards to Dr. Sturm's report and anticipated trial testimony, defendants' motion in limine is granted in part and denied in part. I find that Dr. Sturm is qualified as an expert in general dentistry and that some, but not all, of her opinions are admissible. Dr. Sturm's merely speculative conclusions, which are unsupported by the evidence, and her opinions regarding jail administration, which are beyond her expertise, are inadmissible.
As to Dr. Sturm's qualifications, defendants concede that her lack of prior qualification as an expert in any court does not render her testimony inadmissible, as "[t]here is a first time in court for every expert."
Dr. Sturm's opinions regarding the dental practices and treatments that were performed at the St. Tammany Parish Jail are admissible because they are based on her knowledge and experience in general dentistry and on the evidence that she reviewed in this case, which included plaintiff's own records and 116 randomly selected inmate dental records from the relevant time period.
However, I find that Dr. Sturm's report is inadmissible to the extent she opines about the more extensive care, such as permanent fillings and preventative care, that she believes the jail "should" provide to promote inmates' dental health. These opinions regarding aspects of jail administration and public policy are beyond her expertise and are not informed by any cited standards or publications in the field of medical or dental care at correctional institutions. Her opinions in this regard are excluded.
In addition, certain of Dr. Sturm's conclusions in her report are speculative and inadmissible because they are not based on the undisputed evidence or on any stated reliable, scientific methodology. Her speculation includes statements such as the following (speculative words are underlined and the bracketed material is added):
Dr. Sturm's report, Record Doc. Nos. 60-12 and 64-3 at pp. 3-4 n.2 (emphasis added).
Dr. Sturm also speculates, without any evidence or indicia of scientific process, that "the fact that a large number of patients are requesting extractions
Dr. Sturm reviewed a randomly selected sample of 116 inmate dental records from the St. Tammany Parish Jail. She found that 91.4 percent of the records contained either an extraction, post-operative treatment for an extraction or a recommendation that extraction is the best course of treatment. The parties have stipulated that extractions of teeth constitute 80 to 90 percent of the dental care provided at the St. Tammany Parish Jail. Dr. Sturm acknowledges the undisputed fact that the inmate population in the St. Tammany Parish Jail generally has terrible dental health before arrival at the jail,
Nonetheless, Dr. Sturm speculates, without any evidence or explanation beyond the bare statistic, that it "seems highly unlikely that all of these teeth could only be treated by extractions."
Based on the statistical evidence, on her opinion that "the only other treatment options provided at [St. Tammany Parish Jail] besides extractions are minor procedures that are not appropriate to treat all dental concerns," on Mounce's treatment records and grievances, and on the entirely conjectural sequence of inmate rumors and factually unsupported possibilities quoted above, Dr. Sturm concludes that "the sheer number of extractions and the fact that patients come in saying they want their teeth pulled suggest that the general policy in [St. Tammany Parish Jail] is that the dentists mostly pull teeth" and that "there is an expected and accepted policy of extractions at" the jail.
To the extent that this somewhat vague conclusion (expected by whom? accepted by whom?) is intended to mean that defendants had an extractions-only policy, it is unsupported by the evidence or reliable scientific methodology. Obviously, no procedure, whether minor or not, is appropriate to treat
Dr. Sturm's reasoning for her conclusion that the jail had an accepted policy of extractions, in addition to being based on a string of unsupported speculative possibilities and being contrary to the undisputed fact that the jail offered other dental treatments, fails to take into account the undisputed evidence from dentists experienced in prison dentistry that many inmates
Further, Dr. Sturm notes that a temporary filling will fail after a "significantly shorter period of time than a permanent filling" and that "[t]he long-term result of not offering permanent fillings can be further deterioration of the tooth." Dr. Sturm's report, Record Doc. Nos. 60-12 and 64-3 at p. 10. Drs. Leggio and Bencsek agreed with these statements in their respective deposition testimony. Dr. Sturm then opines that "[t]his is clearly what happened at [the St. Tammany Parish Jail],"
Finally, Dr. Sturm's opinions about what the jail's dental policies "should" be, with her stated goal of improving inmates' overall dental health, are inadmissible. Such opinions are unsupported by facts or citations to any established medical/dental criteria for jails. These opinions are also irrelevant to the issues in the instant case of whether defendants had an extractions-only policy during plaintiff's incarceration and whether defendants were deliberately indifferent to Mounce's serious dental needs.
Dr. Sturm's speculative and irrelevant conclusions will not assist the trier of fact to determine any fact in issue and are excluded.
Therefore, Dr. Sturm's report is admissible to the limited extent that she opines about general standards of dentistry care, the content of the records she reviewed, the treatments and procedures that were actually offered to and performed on Mounce and other inmates at the jail, and whether, in her opinion based on the
"A party may move for summary judgment, identifying each claim or defense-or the part of each claim or defense-on which summary judgment is sought. The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a).
Rule 56, as revised effective December 1, 2010, establishes new procedures for supporting factual positions:
Fed. R. Civ. P. 56(c).
Thus, the moving party bears the initial burden of identifying those materials in the record that it believes demonstrate the absence of a genuinely disputed material fact, but it is not required to negate elements of the nonmoving party's case.
To withstand a properly supported motion, the nonmoving party who bears the burden of proof at trial must cite to particular evidence in the record to support the essential elements of its claim.
If the movant bears the burden of proof on an issue, either because the movant is the plaintiff or a defendant asserting an affirmative defense, the movant must "`establish beyond peradventure
At the summary judgment stage of a Section 1983 action, however,
Thus, "`the burden is on the plaintiff to prove that a government official is
In the Fifth Circuit, "[a] right is clearly established if `existing precedent [has] placed the statutory or constitutional question
"To negate a defense of qualified immunity and avoid summary judgment, the plaintiff need not present absolute proof, but must offer more than mere allegations.'"
A fact is "material" if its resolution in favor of one party might affect the outcome of the action under governing law.
"Factual controversies are construed in the light most favorable to the nonmovant, but only if both parties have introduced evidence showing that an actual controversy exists."
"Moreover, the nonmoving party's burden is not affected by the type of case; summary judgment is appropriate in
The following material facts, the vast majority of which have been stipulated by the parties, Record Doc. No. 82, are accepted as undisputed solely for purposes of the pending cross-motions for summary judgment.
Mounce was arrested on February 1, 2011. On February 2, 2011, he was booked into the St. Tammany Parish Jail, where he remained until March 19, 2012.
Richard Demaree Inglese, M.D., has been the medical director and Major Gregory Longino has been the warden at the St. Tammany Parish Jail since before February 2, 2011, until the present. Rodney J. "Jack" Strain has been the Sheriff of St. Tammany Parish since before February 2, 2011, until the present.
Since before February 2, 2011 and until the present, Gary Bencsek, D.D.S., and Michael L. Leggio, D.D.S., were the only dentists performing dental services at the St. Tammany Parish Jail. Drs. Leggio and Bencsek both have extensive histories of practicing dentistry within correctional facilities like the St. Tammany Parish Jail. Both dentists practiced at Orleans Parish Prison before working at the St. Tammany Parish Jail. Since 2005, Dr. Leggio has also practiced dentistry at Avoyelles Correctional Center, a state prison in Cottonport, Louisiana. Dr. Inglese deposition, Record Doc. No. 67-6 at pp. 52-54 (pp. 49-51 of deposition transcript); Dr. Leggio deposition, Record Doc. No. 67-9 at pp. 7-8, 57, 93; Dr. Leggio resumé, Record Doc. No. 60-10; Dr. Bencsek resumé, Record Doc. No. 60-11.
Sheriff Strain is a policymaker for all purposes pursuant to 42 U.S.C. § 1983 and is ultimately responsible for all administrative functioning at the St. Tammany Parish Jail. Warden Longino is a policymaker for all purposes pursuant to 42 U.S.C. § 1983 and is ultimately responsible for all administrative functioning at the St. Tammany Parish Jail, subject only to those officials above him in the Sheriff's Office chain of command, which ends with Sheriff Strain. Dr. Inglese is a policymaker for all purposes pursuant to 42 U.S.C. § 1983 as to the Medical Department at the St. Tammany Parish Jail, subject only to those officials above him in the Sheriff's Office chain of command, which ends with Sheriff Strain. Warden Longino has the authority to request the transfer of Department of Corrections inmates, but the authority to make transfers lies with the Department of Public Safety and Corrections. Dr. Inglese is the first level of review for all grievances connected to medical care, Warden Longino is the second step and Sheriff Strain is the third and final step.
Extractions of teeth constitute 80 to 90 percent of the dental care provided at the St. Tammany Parish Jail. This percentage is in line with Dr. Inglese's professional experience as the previous Medical Director at Orleans Parish Prison for more than five years and as a medical consultant at 16 other parish jails in Louisiana. This large percentage is, at least in part, a function of the inmate population. The "overwhelming majority of [inmates] . . . do not get any sort of regular care before coming to the jail. So they have terrible, terrible, terrible teeth," and the majority of inmates do not want to pay the required co-payment to see a jail dentist until they "are in excruciating pain and the reason they're in excruciating pain is because they have these teeth that are incredibly unsalvageable. The only treatment is extraction. The very few who have salvageable teeth, they're probably only going to stay [at the jail an average of] four months and so the dentist is going to do a temporary filling." Dr. Inglese deposition, Record Doc. No. 67-6 at pp. 156-57 (pp. 148-49 of deposition transcript); Dr. Inglese affidavit, Record Doc. No. 60-9 at ¶¶ 6, 9, 27-28;
The St. Tammany Parish Sheriff's Office Medical Department Policy and Procedure Manual, dated July 12, 2012, states that the dental treatments available at the jail include extractions, filing chipped or sharp teeth, temporary fillings, treatment of periodontal disease, wisdom teeth extraction, fabrication of dentures and referral to an offsite specialist for emergent problems. Record Doc. No. 60-14 at pp. 2-3. The Manual also states: "Dental services at the jail will NOT be limited to tooth extractions."
Dr. Inglese, in consultation with Dr. Bencsek, revised this portion of the Manual on July 12, 2012, four months after Mounce filed this lawsuit, to expand the list of dental services that were actually being performed. The jail did not keep a copy of the prior version of the Manual. However, the revision did not change the jail's pre-existing policy that dental services were not limited to tooth extractions and included all of the listed services. The St. Tammany Parish Jail's medical policy complies with all Department of Corrections guidelines. Dr. Inglese deposition, Record Doc. No. 67-6 at pp. 84-97, 102-03, 264-65 (pp. 79-92, 97, 250-51 of deposition transcript); Dr. Inglese affidavit, Record Doc. No. 60-9 at ¶¶ 14-15; deposition of Greg Longino, Record Doc. No. 67-5 at pp. 45-46, 50, 81.
Drs. Bencsek and Leggio performed other types of dental treatment at the jail besides extractions, such as enameloplasty, removal of arch bars and orthodontic braces, temporary fillings, x-rays, treatment of periodontal disease, recontouring and smoothing of sharp teeth, equilibration, removal and/or re-cementing of crowns, adjustments of partials and dentures, and tooth desensitization. They prescribed medications for pain and provided dental wax and mouth rinses. Dr. Inglese affidavit, Record Doc. No. 60-9 at ¶ 15; Dr. Bencsek deposition, Record Doc. No. 67-7 at p. 26; Dr. Inglese deposition, Record Doc. No. 67-6 at pp. 157, 176 (pp. 149, 167 of deposition transcript); Dr. Leggio deposition, Record Doc. No. 67-9 at p. 46.
Mounce submitted a Sick Call Request on May 5, 2011, seeking treatment for two of his teeth, one of which he said was "causing severe pain." Sick Call Request dated May 5, 2011, Record Doc. No. 60-4 at p. 1; declaration under penalty of perjury of Stephen Dale Mounce, Record Doc. No. 67-4 at ¶ 9. Plaintiff asserts that he told a nurse during pill call at the St. Tammany Parish Jail that he needed a filling replaced and that the nurse told him that all the dentists at the jail can do is extract teeth. Mounce states that other inmates told him before he submitted his Sick Call Request that extraction was the only dental treatment offered at the jail. Mounce declaration, Record Doc. No. 67-4 at ¶ 11.
George Duffy knows Mounce because Duffy is currently incarcerated at Rayburn and was incarcerated at the St. Tammany Parish Jail from September 2009 to February 2012. Duffy states in his declaration that he was also told by other inmates at the St. Tammany Parish Jail that extraction was the only treatment offered. Declaration under penalty of perjury of George Duffy, Record Doc. No. 67-8 at ¶ 13.
Plaintiff was examined by Dr. Leggio on May 28, 2011. Dr. Leggio told Mounce that his number 2 tooth, the one that plaintiff said had a lost filling, was "restorable." Dr. Leggio did not recommend extraction of that tooth. He noted that Mounce's number 16 tooth may need to be extracted at some point. Dr. Leggio's opinion regarding plaintiff's tooth number 2 was based on visual evaluation. No x-ray was taken on May 28, 2011. Dental Clinic notes dated May 28, 2011, Record Doc. No. 60-4 at pp. 2-3; Mounce declaration, Record Doc. No. 67-4 at ¶¶ 12-13; deposition of Michael L. Leggio, D.D.S., Record Doc. No. 67-9 at pp. 46-53.
Mounce states that Dr. Leggio asked him, "How much time do you have?" Plaintiff claims that, when he said he had not yet received his sentence, Dr. Leggio advised him to wait and see how much time he would get because "all we can do is pull it," referring to tooth number 2. Plaintiff's testimony at
Dr. Leggio does not recall treating Mounce on this or any date, but his treatment notes for May 28, 2011, contain no notation that Dr. Leggio told Mounce to wait to have his tooth number 2 treated. Dr. Leggio sometimes asks inmates whether they received their sentences yet because it is one factor that helps him determine their care. In some circumstances, he may recommend that an inmate wait to seek treatment because the inmate might be released from jail imminently. Dr. Leggio denies that he ever told Mounce or any inmate that the jail dentists can only pull teeth. Dr. Leggio deposition, Record Doc. No. 67-9 at pp. 56-57, 63-64.
Dr. Leggio did not offer Mounce a temporary or permanent filling at the May 28, 2011 visit. Dr. Leggio believed that Mounce's pain, symptoms and tooth decay would increase if his tooth was not treated. As a result of this examination, Dr. Leggio prescribed Ultram,
Mounce asserts in his declaration that, "[a]fter the May 28, 2011 examination, I began suffering from severe pain in tooth number 2, fluctuating from bearable to intense. . . . I began having trouble sleeping, chewing solid food, had sensitivity when drinking cold drinks, had throbbing pain in my mouth and jaw, and had a foul taste in my mouth. The pain was so intense that I was unable to eat my regular amount of food." Mounce declaration, Record Doc. No. 67-4 at ¶¶ 18-19. Duffy declares that, while he and plaintiff were incarcerated at the St. Tammany Parish Jail, "Mounce was in constant pain and had trouble eating," and that Duffy "believe[s that] Mr. Mounce was in serious pain." Duffy also states that plaintiff's cheek was visibly swollen. Duffy declaration, Record Doc. No. 67-8 at ¶¶ 7, 8, 10. Dr. Leggio testified that, "if I put [Mounce] on some antibiotics, he's got [to] have some swelling in the area." Dr. Leggio deposition, Record Doc. No. 67-9 at p. 59.
Mounce did not submit any Sick Call Request forms regarding dental care between May 28 and September 30, 2011. On August 29, 2011, Mounce pled guilty to two felony counts and was sentenced to two concurrent, ten-year terms of incarceration. On the same date, his formal custody was transferred to the Louisiana Department of Corrections, but he remained housed at the St. Tammany Parish Jail. On August 31, 2011, Mounce filed a Request Form, asking to discuss what he claimed was an extraction-only dental policy that was revealed to him during his visit with Dr. Leggio. Plaintiff's request also said, "This [policy] was ruled unconstitutional by the courts in the case of Heitman v. Gabriel." St. Tammany Parish Jail Request Form dated August 31, 2011, Record Doc. No. 60-3 at p. 5 (also at Record Doc. No. 2 at p. 9).
Dr. Inglese issued a written response on September 2, 2011, and met with Mounce the same day, stating in writing and telling Mounce orally that St. Tammany Parish Jail did
Dr. Bencsek examined plaintiff on September 12, 2011. Mounce told the dentist: "I want my tooth filled and I have another tooth that is sensitive." Dr. Bencsek noted that tooth numbers 2 and 16 contained extensive decay. The focus of this visit, however, was on tooth number 2. Dr. Bencsek noted that tooth "#2 has extensive buccal decay. A[n] x-ray taken. #2 is not restorable with a `filling.' It
Dr. Bencsek recommended extraction of Mounce's number 2 tooth and did not give plaintiff any other treatment options for that tooth. Mounce refused to have his number 2 tooth pulled, and he signed a dental refusal form. Dr. Bencsek's notes state that Mounce said he did not want the tooth extracted because he thought it would be difficult to chew, since he had previously had tooth number 30 extracted. However, Dr. Bencsek believed that Mounce would still be able to chew after extraction of tooth number 2 because his remaining teeth would be sufficient. Mounce declaration, Record Doc. No. 67-4 at ¶¶ 28-29; Dr. Bencsek deposition, Record Doc. No. 67-7 at pp. 34, 37; Dental Clinic notes, Record Doc. No. 60-4 at pp. 5; Dental Refusal form, Record Doc. No. 60-4 at p. 7. Dr. Bencsek prescribed Ultram for Mounce, as is customary for dental visits at the St. Tammany Parish Jail. He did not offer a temporary filling because, based on the amount of decay in the tooth, he did not believe it would work. Dr. Bencsek deposition, Record Doc. No. 67-7 at pp. 37, 40; Dentist Orders, Record Doc. No. 60-4 at p. 6.
The St. Tammany Parish Jail does not provide permanent fillings for decaying teeth. It does not have the materials to provide permanent fillings. Medical Department Policy and Procedure Manual, Record Doc. No. 60-14 at pp. 2-3; Dr. Inglese deposition, Record Doc. No. 67-6 at p. 99; Dr. Bencsek deposition, Record Doc. No. 67-7 at p. 21.
On September 30, 2011, Mounce was attacked by another inmate and was punched on the left side of his face. Among other injuries, he suffered a cracked tooth on his bottom left, second-from-the-back molar (tooth number 18). The emergency room doctor who treated plaintiff after this attack recommended that he follow up with a dentist. Mounce declaration, Record Doc. No. 67-4 at ¶¶ 33-35; LSU Hospitals Offender Collaborative Care Communication Form, Summary of Care and Recommendations dated September 30, 2011, Record Doc. No. 67-14.
On October 15, 2011, Mounce met with Dr. Leggio in a dental sick call. According to plaintiff, he was seeking treatment for his number 18 tooth, which had been chipped during the September 30, 2011 altercation, and the other tooth from which he had previously lost a filling. Dr. Leggio did not examine either tooth. He noted that Mounce had a 10-year sentence. Mounce declaration, Record Doc. No. 67-4 at ¶¶ 37-38; Dental Clinic notes dated October 15, 2011, Record Doc. No. 60-4 at p. 8.
When asked why he did not examine the chipped tooth number 18 at this visit, Dr. Leggio testified that plaintiff "did not want to hear about having the tooth extracted." Based on his clinic notes, Dr. Leggio stated that he did not examine tooth number 18 because Mounce did not complain of any symptoms related to it and because "that was not the main issue on that visit. [Plaintiff's] main issue," the "more pressing" issue, was tooth number 2. During the visit, Dr. Leggio reviewed Mounce's file, including Dr. Bencsek's notes and the x-ray taken on September 12, 2011, and talked with plaintiff about his symptoms. Mounce reported that his "primary pain" was in tooth number 2. Based on this discussion and his chart review, Dr. Leggio offered to relieve plaintiff's pain by extracting tooth number 2, which Dr. Leggio testified was "a very guarded tooth, a nonrestorable tooth." Dr. Leggio had Mounce fill out a dental refusal form because, according to his notes, plaintiff "refuses extraction
During the October 15, 2011 visit, Mounce asked for "restorative treatment." Dental Clinic notes dated October 15, 2011, Record Doc. No. 60-4 at p. 9; Sick Call Request to Dr. Inglese dated October 18, 2011, Record Doc. No. 60-4 at p. 9. According to plaintiff, "Dr. Leggio told me that all he could do was pull teeth." Mounce declaration, Record Doc. No. 67-4 at ¶ 39; Mounce testimony at
On October 18, 2011, Mounce filed a Sick Call request directed to Dr. Inglese to address his dental treatment and his newly broken tooth, which had not been examined or treated. He expressed in general terms his dissatisfaction with the dental care being provided to him, and he reiterated his belief that the St. Tammany Parish Jail had an extraction-only treatment policy. He stated: "A written policy does not exempt the jail from repercussions if the actual practice is not the same as the written policy." Sick Call Request dated October 18, 2011, Record Doc. No. 60-4 at p. 9; Mounce declaration, Record Doc. No. 67-4 at ¶ 44.
Dr. Inglese met with Mounce the next day to discuss his complaints. Dr. Inglese again denied that the jail had an extraction-only policy. He prepared a lengthy, typed "Physician Note — Note to Chart," in which he stated that he had discussed Mounce's treatment with him and that, after three dental visits and an x-ray, both Drs. Bencsek and Leggio felt that tooth number 2 was not restorable and that extraction was the appropriate treatment. Regarding Mounce's report to Dr. Leggio on October 15, 2011, that another tooth had broken off, Dr. Inglese noted that Dr. Leggio had explained to plaintiff "that these issues would require extractions," but that "Mounce again refused extractions . . . and requested pain medications instead." Dr. Inglese concluded: "We are not denying [plaintiff] restorative care; he is not a candidate for it." Dr. Inglese also noted that Mounce "has . . . repeatedly threatened lawsuits — for dental and for other issues. He is a very difficult and manipulative patient, so I wish to be very clear for the medical record. We have offered the appropriate dental care to Mr. Mounce, and he has refused it." Dr. Inglese further noted that plaintiff was refusing medications such as ibuprofen or Tylenol, and only wanted Ultram, which Dr. Inglese felt demonstrated "a very real possibility that [Mounce] is refusing extractions in order to procure pain medications on a long-term basis." Physician Note — Note to Chart dated October 19, 2011, Record Doc. No. 60-4 at p. 10; Mounce declaration, Record Doc. No. 67-4 at ¶ 45.
On November 8, 2011, Mounce filed an inmate grievance regarding the jail's alleged extraction-only policy. He stated that he had been told in May 2011 that his tooth was repairable, but he had not been offered that treatment. He also complained that the dentist recommended extraction of his broken tooth "without even looking in my mouth." Inmate Complaint Form, Record Doc. No. 2 at p. 11.
Dr. Inglese met with Mounce the same day and submitted a written response to his grievance. Dr. Inglese stated that he had "already met with [Mounce] and discussed this issue at length" and that he would "not address the issue again" after this meeting. Dr. Inglese said he had talked with Dr. Bencsek about Mounce's complaint and that Dr. Bencsek had opined that there was a "remote possibility" that tooth number 2 could be saved with "extensive dental intervention," but that even with such intervention, "the tooth may still be unsalvageable." Dr. Inglese noted that Mounce had been seen by two dentists, who "[b]oth feel that extraction is the appropriate treatment. . . . You have refused extraction." Dr. Inglese explained that the jail is "obligated to care for an inmate's serious . . . dental . . . needs. We certainly are not required to provide [or] offer such exhaustive restorative services for every decayed tooth of every inmate, especially when there is a good possibility that the tooth would still be lost." Dr. Inglese stated that, if Mounce changed his mind and submitted a sick call request, he would be scheduled for tooth removal. Response to Inmate Request Form dated November 8, 2011, Record Doc. No. 60-3 at p. 7; Mounce declaration, Record Doc. No. 67-4 at ¶¶ 47-48.
On November 16, 2011, Mounce filed another grievance regarding the dental department's "refusal to repair my damaged teeth. They have only offered extraction for my teeth even though in one instance, the damaged tooth has not even been examined." Inmate Grievance dated November 16, 2011, Record Doc. No. 60-3 at p. 8; Mounce declaration, Record Doc. No. 67-4 at ¶ 49. Dr. Inglese responded to Mounce's grievance on November 21, 2011. Dr. Inglese stated that "I have personally met with you on two occasions and discussed this matter in detail. I have also provided you with extensive written explanations. I will not address the matter again." Response to Grievance dated November 21, 2011, Record Doc. No. 60-3 at p. 9.
Mounce requested a Warden's review of his grievance the same day.
Warden Longino met with Mounce several days later. Plaintiff claims that Warden Longino told him that extraction was the only service offered at the St. Tammany Parish Jail. Mounce declaration, Record Doc. No. 67-4 at ¶¶ 52-54. Warden Longino told plaintiff that he would be transferred to a Department of Corrections facility, so that plaintiff could be evaluated again and have access to other dental treatment. Warden Longino sought and received approval from the Department of Corrections to send Mounce to Elayn Hunt Correctional Center because it was a "facility that would evaluate him properly and get him to the appropriate facility" for his needs. Longino deposition, Record Doc. No. 67-5 at pp. 25-27, 82-83; December 28, 2011 Transfer Request Form for DOC Offenders with Medical/Mental Health Needs, Record Doc. No. 60-3 at p. 10.
Plaintiff's witness Duffy declares that he was seen by Dr. Leggio at the St. Tammany Parish Jail on February 25, 2012, when he sought treatment of a small cavity in his bottom left last molar. Duffy claims that Dr. Leggio acknowledged that Duffy had a cavity, although Dr. Leggio never examined his tooth. Duffy also alleges that Dr. Leggio told him that the jail only pulled teeth and that Dr. Leggio could not provide other treatment. According to Duffy, he refused the extraction of his tooth and signed a Dental Refusal form. Dr. Leggio offered to give Duffy something for the pain, which Duffy says he also refused. Duffy declaration, Record Doc. No. 67-8 at ¶¶ 12, 15-19.
The jail's grievance records include a complaint by another inmate (whose name has been redacted for the sake of privacy) during the time that Mounce was incarcerated, which states: "Dentist told me he only pulled teeth." Inmate Complaint Form dated August 3, 2011, Record Doc. No. 67-15.
Plaintiff was transferred to Hunt Correctional Center on March 19, 2012, which had no available dentist. He was sent to Rayburn on April 16, 2012. Rayburn offers the treatment of dental fillings in addition to the treatment of extraction for decaying teeth. Mounce declaration, Record Doc. No. 67-4 at ¶¶ 58-59; Dr. Sutherland declaration, Record Doc. No. 67-11 at ¶ 30.
On June 25, 2012, Dr. Sutherland examined Mounce at Rayburn and concluded that his number 2 tooth was a "high-risk tooth," meaning that, if left untreated, it would continue to deteriorate and that, based on the extent of the damage already, there was a chance that a filling would not be sufficient and the tooth might require extraction or a root canal. Dr. Sutherland believed there was an 80% chance that the tooth would require extraction. After explaining the risks of the proposed treatments and outcomes, Dr. Sutherland gave plaintiff the choice of restoration with a filling or extraction of his number 2 tooth. Mounce wanted to save this tooth and requested a filling, which Dr. Sutherland performed on July 9, 2012. Dr. Sutherland declaration, Record Doc. No. 67-11 at ¶¶ 6-11, 14, 17; Mounce declaration, Record Doc. No. 67-4 at ¶ 63.
Dr. Leggio similarly testified that, when he saw Mounce on October 15, 2011, based on the notes of his own examination of Mounce on May 28, 2011 and Dr. Bencsek's examination notes and the x-ray taken on September 12, 2011, plaintiff's number 2 tooth would have continued to deteriorate and to cause increased pain without treatment. Dr. Leggio stated that he believed on October 15, 2011, that the tooth did not have enough foundation to be saved and that extraction was the treatment of choice. Dr. Leggio deposition, Record Doc. No. 67-9 at pp. 72-73. He testified that he was being "cautiously optimistic" when he wrote on May 28, 2011, that the tooth was "restorable," and that his review of the x-ray taken in September accounted for the difference between his initial opinion in May and his second opinion on October 15, 2011, that the tooth should be extracted.
On June 25, 2012, Dr. Sutherland also examined plaintiff's number 18 tooth, which had been broken in the altercation on September 30, 2011. Dr. Sutherland found that this tooth was not as deeply damaged as tooth number 2, was not a high-risk tooth and was a clear candidate for a filling. Mounce elected to have tooth number 18 restored with a filling, which Dr. Sutherland did on August 15, 2012. Dr. Sutherland declaration, Record Doc. No. 67-11 at ¶¶ 15-16, 18. Dr. Sutherland last examined plaintiff's teeth on March 13, 2013. Dr. Sutherland opined that, as of that date, all of Mounce's teeth look fine and the fillings on tooth numbers 2 and 18 have successfully restored these teeth. Dr. Sutherland declaration, Record Doc. No. 67-11 at ¶¶ 34-36.
Dr. Leggio testified that the long-term outlook for plaintiff's number 2 tooth is still unclear after Dr. Sutherland filled it. Even if Mounce is now symptom-free, Dr. Leggio opined that plaintiff might still have a necrotic pulp in the tooth, which will cause the tooth to die, or plaintiff could develop an abscess because of the depth of the decay. Dr. Leggio deposition, Record Doc. No. 67-9 at pp. 82-83.
Plaintiff's expert witness, Dr. Sturm, is a dentist with 30 years of experience as a general dentist. Report of Kathryn Sturm, D.D.S., dated November 13, 2013, Record Doc. No. 60-12 at p. 2. She never personally examined plaintiff's teeth. Dr. Sturm's review of a randomly selected sample of inmate dental records provided by the St. Tammany Parish Jail revealed that 91.4 percent of them contained either an extraction, post-operative treatment for an extraction or a recommendation that extraction is the best course of treatment.
There were three temporary fillings in the records that Dr. Sturm reviewed.
According to Dr. Sturm, "[e]ven if patients request the extraction of a tooth that is causing them pain, it is the basic standard of care for the dentist to examine the tooth and provide the patient with an educated understanding of the options available to them and then recommend the procedure that the dentist thinks is best." Dr. Sturm report, Record Doc. No. 60-12 at p. 6.
Dr. Sutherland declares that about 70 percent of the inmates he has treated at Rayburn choose extraction and about 30 percent choose a filling when given the option. Dr. Sutherland noted that this is due in part to inmates' poor overall dental health. Dr. Sutherland declaration, Record Doc. No. 67-11 at ¶ 27. Dr. Sutherland states that "[t]he standard of dental care both in and out of prisons is to give the patient treatment options and educate the patient on the possible and likely outcomes of each treatment." Dr. Sutherland "make[s] a recommendation on treatment according to what [he] would do if it were [his] tooth." Dr. Sutherland declaration, Record Doc. No. 67-11 at ¶ 22. Drs. Leggio and Bencsek educate their dental patients in the St. Tammany Parish Jail about the options and their recommendations for treatment. Dr. Leggio deposition, Record Doc. No. 67-9 at pp. 26, 33, 40-41; Dr. Bencsek deposition, Record Doc. No. 67-7 at pp. 28-29, 37.
Dr. Sutherland avers that "[t]here are instances when the only option is to extract a tooth. When possible, it is always better to save a tooth." Dr. Sutherland declaration, Record Doc. No. 67-11 at ¶ 22. Drs. Inglese and Leggio agree with Drs. Sturm and Sutherland that saving teeth is their priority when treating a dental patient. Dr. Inglese deposition, Record Doc. No. 67-6 at pp. 119-20 (pp. 112-13 of deposition transcript); Dr. Leggio deposition, Record Doc. No. 67-9 at pp. 31, 26, 33, 57, 84.
At the St. Tammany Parish Jail, inmates whose dental condition exceeds on-site capabilities and/or who require oral surgery are sent to an off-site facility, either the LSU hospital system or a local oral surgeon. Dr. Inglese affidavit, Record Doc. No. 60-9 at ¶ 17; St. Tammany Parish Sheriff's Office Medical Department, list of off-site dental care provided to St. Tammany Parish Jail inmates, Record Doc. No. 60-16; Dr. Inglese deposition, Record Doc. No. 67-6 at p. 153 (p. 145 of deposition transcript).
Drs. Inglese, Bencsek and Leggio and Warden Longino all testified that the St. Tammany Parish Jail has never had an extraction-only policy during the time that they have worked there. Dr. Leggio deposition, Record Doc. No. 67-9 at pp. 63, 98; Dr. Bencsek deposition, Record Doc. No. 67-7 at p. 68; Longino deposition, Record Doc. No. 67-5 at pp. 83-84; Dr. Inglese affidavit, Record Doc. No. 60-9 at ¶ 15; Dr. Inglese deposition, Record Doc. No. 67-6 at p. 266 (p. 252 of deposition transcript). Dr. Inglese testified that an extraction-only policy would not meet the standards of care applicable to a jail. Dr. Inglese deposition, Record Doc. No. 67-6 at p. 121 (pp. 114-15 of deposition transcript). Dr. Leggio testified that he could not practice dentistry with an extractiononly policy, because then he would have to be an oral surgeon. Dr. Leggio deposition, Record Doc. No. 67-9 at p. 98.
Mounce complains that he received constitutionally inadequate dental care for his decaying tooth at St. Tammany Parish Jail. Specifically, he contends that he should have been offered restorative care, such as a permanent filling, rather than extraction of the tooth. Plaintiff's evidence fails to establish the elements of this claim and does not create a material fact issue whether defendants are entitled to qualified immunity.
Mounce was a pretrial detainee from February 2, 2011 to August 29, 2011, and was a convicted prisoner after August 29, 2011. Before the Fifth Circuit's decision in
In
In
An inmate must satisfy two requirements to demonstrate that a prison official has violated the Eighth Amendment. If the court finds that one of the components of the test is not met, it need not address the other component.
Although the United States Court of Appeals for the Fifth Circuit has not defined "serious medical need," a majority of the other circuits have adopted the following definition. "A `serious' medical need is one that has been diagnosed by a physician as mandating treatment or one that is so obvious that even a lay person would easily recognize the necessity for a doctor's attention."
Second, plaintiff must establish that defendant possessed a culpable state of mind.
"A showing of deliberate indifference requires the prisoner to submit evidence that prison officials `refused to treat him, ignored his complaints, intentionally treated him incorrectly, or engaged in any similar conduct that would clearly evince a wanton disregard for any serious medical needs.'"
For the reasons fully discussed at pages 59-63, I conclude that no prison rule, restrictions, pervasive or intended condition or practice of jail officials, for purposes of application of the
"Deprivation of dental treatment may constitute deliberate indifference."
As to the first prong of the deliberate indifference test, plaintiff's evidence fails to establish that his conditions presented
Mounce's complaint concerning pain from one tooth that had lost a filling and another tooth that was chipped during a fight does not rise to the level of a serious dental need for purposes of constitutional analysis. Although he was diagnosed with advanced decay in tooth number 2, he was offered dental care to treat it and it was not left unattended by jail officials, but by plaintiff himself.
Mounce asserts that he suffered "pain in tooth number 2, fluctuating from bearable to intense," trouble sleeping and difficulty chewing solid food because defendants refused to provide him with a permanent filling. Mounce declaration, Record Doc. No. 67-4 at ¶¶ 18-19. However, he did not submit any Sick Call Request forms regarding dental care between May 28 and September 30, 2011, indicating that his symptoms were not subjectively serious enough for him to seek additional treatment during that time period. He did not have an abscess or other serious condition requiring surgery. It is undisputed that the jail did not offer permanent fillings, that plaintiff was given medications and dental wax to manage the pain and that the proffered extraction would have relieved his pain permanently. Drs. Leggio and Bencsek both opined that, given the level of decay in tooth number 2 when plaintiff was seen on September 12 and October 15, 2011, which was diagnosed by visual examination twice and by x-ray once, extraction was an appropriate treatment.
Although plaintiff told Dr. Bencsek that he did not want the tooth extracted because he thought it would be difficult to chew, since his tooth number 30 had previously been extracted, it was Dr. Bencsek's undisputed opinion that Mounce would still be able to chew after extraction of tooth number 2 because his remaining teeth would be sufficient. Plaintiff has proffered
As to tooth number 18, which was chipped during a fight on September 30, 2011, Dr. Leggio testified that he did not examine that tooth on October 15, 2011, because Mounce did not complain of any symptoms related to it and because "that was not the main issue on that visit." Tooth number 2 was the "main issue," the "more pressing" issue, and it caused plaintiff's "primary pain" on that date. Dr. Sutherland did not consider tooth number 18 a high-risk tooth, unlike tooth number 2, when he later examined Mounce at Rayburn on June 25, 2012. Tooth number 18 did not present a serious dental need while Mounce was incarcerated at the St. Tammany Parish Jail.
Even assuming, however, that plaintiff's condition presented a serious dental need for constitutional purposes, the undisputed material facts negate any inference that defendants were deliberately indifferent to plaintiff's serious dental needs in the constitutional sense. Mounce was seen by two dentists at three different visits between May 28 and October 15, 2011, in response to the only two Sick Call Request forms that he filed and in response to his first discussion with Dr. Inglese. Drs. Bencsek and Leggio performed visual examinations of plaintiff's mouth twice and took x-rays once. Mounce received an antibiotic and Peridex mouth rinse at his first visit, received prescriptions for pain medication at all three visits and received dental wax twice. Although Mounce sought restorative treatment, he was not offered a permanent filling because the jail does not provide them. Not offering permanent fillings is not deliberately indifferent when other treatment options are available and were actually offered to plaintiff. He was not offered a temporary filling because Drs. Bencsek and Leggio believed a temporary filling would not be effective in his case. Mounce was offered extraction of tooth number 2 because, in the professional judgment of Drs. Bencsek and Leggio, it was the best available option to treat and relieve his symptoms. Dr. Inglese, the medical director, also met with Mounce three times to explain the reasons for his dental treatment. These actions belie plaintiff's allegations of deliberate indifference.
Mounce's evidence fails to establish that prison officials "refused to treat him, ignored his complaints, intentionally treated him incorrectly, or engaged in any similar conduct that would clearly evince a wanton disregard for any serious medical needs."
Dr. Sutherland's later offer once Mounce arrived at Rayburn of either extraction or a permanent filling of his number 2 tooth and Dr. Sutherland's insertion of the filling on July 9, 2012, which was still in place on March 13, 2013, does not establish that Drs. Leggio and Bencsek were deliberately indifferent when, in the exercise of professional judgment, they only offered extraction of that tooth. "[T]he decision whether to provide additional treatment is a classic example of a matter for medical judgment."
Contentions like Mounce's that amount to a mere disagreement with the speed, quality or extent of medical/dental treatment or even negligence do not give rise to a Section 1983 claim. "[A]lthough inadequate medical treatment may, at a certain point, rise to the level of a constitutional violation, malpractice or negligent care does not."
The evidence fails to establish an essential element of plaintiff's claim or to raise a material fact issue that defendants were deliberately indifferent to Mounce's serious dental needs. The alleged conduct by defendants did not violate a constitutional right. Thus, the court's "inquiry [regarding this claim] ceases because there is no constitutional violation for which the government official would need qualified immunity."
Plaintiff contends that Sheriff Strain, Warden Longino and Dr. Inglese, the policymakers at the St. Tammany Parish Jail, had an unconstitutional policy of only offering extractions to inmates with damaged or decayed teeth, and that Drs. Bencsek and Leggio implemented this policy with regard to plaintiff. Mounce argues that there is a clearly established "Eighth Amendment right to basic fillings for decaying teeth" and that defendants reasonably should have been aware of this right during his incarceration at the jail. Plaintiff's memorandum, Record Doc. No. 67-1 at p. 22.
"There is no respondeat superior liability under section 1983."
A supervisory official may be held liable for his subordinates' actions only if the official implemented an unconstitutional policy that causally resulted in plaintiff's injury.
To prevail on this claim, Mounce
The undisputed evidence establishes that defendants did not have an extractionsonly policy at the St. Tammany Parish Jail during Mounce's incarceration. Although the jail had a policy of not offering permanent fillings, that is not the same thing as a policy of extractions only. It is undisputed that defendants offered other procedures to inmates besides extractions, including enameloplasty, removal of arch bars and orthodontic braces, temporary fillings, x-rays, treatment of periodontal disease, recontouring and smoothing of sharp teeth, equilibration, removal and/or re-cementing of crowns, adjustments of partials and dentures, tooth desensitization, fabrication of dentures and referral to an offsite specialist for emergent problems. Jail dentists also prescribed pain medications and provided dental wax and mouth rinses. Mounce himself had three visits with two dentists who gave him two examinations, one set of x-rays, tooth desensitization, pain medications, an antibiotic and a mouth rinse. He also met three times with Dr. Inglese, who repeatedly explained the treatments. The evidence is undisputed that, although the written policy was revised on July 12, 2012, jail policy itself did not change from what had been in effect while Mounce was at the jail.
As evidence that defendants had an extractions-only policy, Mounce alleges that Dr. Leggio offered on October 15, 2011, to extract his tooth number 18 without examining it. He points out that Dr. Leggio's clinic notes state that Mounce refused "extractions" and the dental refusal form that Dr. Leggio prepared states that he refused extraction of "teeth." Dental Clinic Notes dated October 15, 2011, Record Doc. No. 60-4 at p. 8; Dental Refusal Form dated October 15, 2011, Record Doc. No. 67-12.
However, Dr. Leggio testified that Mounce elected not to have tooth number 2 removed. Dr. Leggio denied in his testimony that he offered to extract tooth number 18. Despite the plural words in the records, Dr. Leggio'
Mounce also cites the plural words used in Dr. Inglese's "Physician Note — Note to Chart," dated October 19, 2011, regarding Mounce's report to Dr. Leggio on October 15, 2011, that he did not want tooth number 2 extracted and that another tooth had broken off. Dr. Inglese stated in his note that Dr. Leggio had explained to plaintiff "that these issues would require extractions. However, Mr. Mounce again refused extractions." Dr. Inglese wrote that he felt it was possible "that [Mounce] is refusing extractions in order to procure pain medications on a long-term basis." Record Doc. No. 60-4 at p. 10 (emphasis added).
Dr. Inglese was not present at plaintiff's visit with Dr. Leggio. Dr. Inglese's report of his understanding of what transpired at that visit is not probative evidence of what happened. Dr. Inglese's written opinion that Mounce may have refused "extractions," rather than "an extraction," to procure pain medications is similarly non-probative either of what happened or of the jail's policy. Indeed, Dr. Inglese's use of the plural "medications," rather than the single word "medication," is not in grammatical agreement with Dr. Inglese's immediately prior assertion that plaintiff was seeking only Ultram and rejecting other medications. Whether Dr. Inglese, a non-participant in the actual visit, used the plural or the singular in any particular sentence of his Physician's Note regarding that visit is not probative evidence.
Plaintiff also relies on Dr. Sturm's opinions that "the sheer number of extractions and the fact that patients come in saying they want their teeth pulled suggest that the general policy in [St. Tammany Parish Jail] is that the dentists mostly pull teeth" and that "there is an expected and accepted policy of extractions at" the jail. However, I find that those opinions are speculative, unreliable and inadmissible for the reasons stated above with respect to defendants' motion in limine regarding her testimony. The undisputed facts negate the existence of an extractions-only policy.
Mounce testified that Drs. Leggio and Bencsek and a nurse at the jail told him that the dentists there could only extract teeth. Plaintiff's fellow inmate Duffy states the same thing in his declaration. (The unsworn Inmate Complaint Form dated August 3, 2011, Record Doc. No. 67-15, from another inmate, which states that "Dentist told me he only pulled teeth," is inadmissible hearsay. Fed. R. Evid. 801(c). Mounce's and Duffy's declarations that other inmates at the St. Tammany Parish Jail told them that the jail's dentists only offered extractions are also inadmissible hearsay.) Even if the dentists and nurse said this, which the dentists deny, the statements are immaterial in the face of the undisputed evidence that the jail actually provided other procedures and did not, as matter of fact, have an extractions-only policy.
Even if defendants had an extractions-only policy, they would be entitled to qualified immunity on plaintiff's
None of the cases cited by plaintiff support his argument that he had a clearly established right to basic fillings or that an extractions-only policy violated his clearly established rights. A District of North Dakota decision recently reviewed the case law on this issue and found that "the cases in which the courts have actually held an `extraction only' policy to be unconstitutional are few. . . . [There are cases] . . . where the courts have suggested that `extraction only' policies might violate the Eighth Amendment-in certain circumstances, or have concluded that the issue is an open one."
"On the other hand, a number of courts have held that prison policies that offer extraction in lieu of such things as crowns, implants, and even root canals in certain situations do not violate the Eighth Amendment."
"Also, there are courts that have held that extraction in lieu of restorative work did not violate the Eighth Amendment, but it is not clear from the facts of those cases whether the offer of extraction was based upon a determination that it was an appropriate treatment under the prisoner's particular circumstances or a blanket prison policy."
My own research confirms the North Dakota court's conclusion that "it is apparent that there is no `clearly established' right on the part of prisoners to dental treatment in the form of crowns and implants in lieu of extraction, particularly when the latter appropriately resolves the underlying problem and does not unduly compromise the prisoner's health."
In the absence of a clearly established right to a dental policy that is not limited to extractions only, Mounce has failed to carry his burden to rebut defendants' assertion of qualified immunity. Accordingly, plaintiff's motion for summary judgment must be denied and defendants are entitled to summary judgment in their favor as a matter of law.
Mounce asserts state law claims that defendants' actions with respect to the dental care he received at the St. Tammany Parish Jail "constitute negligent physical injury and emotional distress pursuant to La. C.C. Art. 2315." Amended Complaint, Record Doc. No. 28 at ¶ 94. Defendants argue that these claims should be dismissed either because Mounce has not brought his claim of dental malpractice before a medical review panel before filing suit, as required by La. Rev. Stat. § 40:1299.41 et seq., or because this court lacks jurisdiction over his state law claims once it has dismissed his federal claims.
This court declines to exercise supplemental jurisdiction over Mounce's state law claims under the circumstances presented in this case. "[T]he district courts shall have supplemental jurisdiction over all other claims that are so related to claims in the action within such original jurisdiction that they form part of the same case or controversy." 28 U.S.C. § 1367(a). The court "may decline to exercise supplemental jurisdiction over a claim under subsection (a) if . . . the district court has dismissed all claims over which it has original jurisdiction."
The statutory considerations are whether
28 U.S.C. § 1367(c). Although the Fifth Circuit's
In the instant case, plaintiff's federal claims have been dismissed. The factors of judicial economy, convenience, fairness and comity weigh in favor of declining supplemental jurisdiction over his state law claims. First, no federal claims remain in the case. Second, comity favors dismissing the state law claims and letting the state court handle them because of Louisiana's interest in adjudicating the claims of its citizens brought under its laws. Third, although Drs. Inglese, Leggio and Bencsek have neither asserted specifically nor provided any evidence that they are qualified health care providers entitled to the protections of the Louisiana Medical Malpractice Act, La. Rev. Stat. § 40:1299.41 et seq., they have raised the definite possibility that plaintiff's negligence claims against them might be subject to the provisions of that Act, which would require him to invoke a medical review panel before filing suit on the claims. By its special legislation concerning such claims, Louisiana has expressed a strong comity interest in adjudicating them through its own system. Finally, fairness and convenience are equal whether the claims are brought in state or federal court.
"Unadjudicated pendant [sic] state law claims must be dismissed without prejudice to allow the plaintiff to refile in state court when a district court dismisses the federal claims serving as the basis for its jurisdiction and elects not to exercise supplemental jurisdiction over the state law claims."
For all of the foregoing reasons,