MARTIN L. C. FELDMAN, District Judge.
Before the Court is the petitioner's motion seeking postconviction relief pursuant to 28 U.S.C. § 2255. For the reasons that follow, the habeas petition is dismissed without prejudice; the Clerk of Court is directed to reinstate Henderson's criminal judgment to allow him to pursue an out-of-time appeal.
Rodney Henderson, a federal prisoner, asks this court to vacate his consecutively-running sentences for distribution of heroin and being a felon in possession of a firearm. He presents three separate claims in support of his § 2255 motion for postconviction relief: (1) that the district court erred at sentencing when it construed Henderson's prior manslaughter conviction as a crime of violence, and then departed upwards on that basis; (2) that the government breached its plea agreement in moving for an upward departure; and (3) that his counsel was ineffective for (a) failing to object to the governments motion for an upward departure and (b) failing to file an appeal after being asked to do so.
On March 16, 2011, Henderson pleaded guilty to charges relating to distribution of heroin and possession of firearms. In doing so, he entered into a written plea agreement, waiving his right to appeal with few exceptions: direct appeal of a sentence in excess of the statutory maximum and collateral review of a claim that ineffective assistance of counsel directly affected the validity of this waiver or of the guilty plea itself.
The original Presentence Investigation Report ("PSR") gave Henderson a base level offense of 20. However, in arriving at this calculation, his previous Louisiana manslaughter conviction was considered a "crime of violence." Henderson filed several objections to the PSR, including that the facts surrounding his manslaughter conviction fell beyond the scope of USSG § 4B1.2's definition of a "crime of violence." Since there was no available documentary evidence to prove that his manslaughter conviction was an intentional "crime of violence," the Revised Final PSR lowered the base offense level to 14 and his total offense level to 17, which advised a guidelines range of 36-47 months. Henderson was sentenced on March 7, 2012. Citing his escalating history of drugs and violence, the Court granted the government's request and upwardly varied from the PSR's recommended sentencing range, sentencing Henderson to 87 months imprisonment.
Henderson did not appeal, but he now seeks 28 U.S.C. § 2255 post-conviction relief.
A petitioner may file a habeas corpus petition pursuant to 28 U.S.C. § 2255 claiming that a sentence imposed by a federal court "was imposed in violation of the Constitution or the laws of the United States." 28 U.S.C. § 2255. The Court "may entertain and determine such motion without requiring the production of the prisoner at the hearing."
Henderson submits, under penalty of perjury, that he instructed his counsel to file a direct appeal. Henderson contends that his attorney "abandoned" him and failed to file a timely appeal. Regardless of the viability of any claims he might raise on direct appeal, and in spite of his comprehensive waiver of appellate rights, if he demonstrates by a preponderance of the evidence that he requested an appeal, he is nevertheless entitled to file an out-of-time appeal.
A petitioner's claim of constitutionally ineffective counsel based on the failure to file a notice of appeal is analyzed under
In
It is clear that, even though Henderson waived virtually all of his post-conviction and appellate rights, his counsel's failure to file a requested notice of appeal constitutes per se ineffective assistance of counsel.
Henderson submits that he instructed his attorney to appeal, but counsel never filed an appeal on his behalf. The only evidence in the record concerning whether or not Henderson instructed his attorney to file a notice of appeal is Henderson's § 2255 form, which he filled out under penalty of perjury. Under the circumstances, it would be improper to deny the petitioner's motion without an evidentiary hearing. 28 U.S.C. § 2255(b) provides in part:
In determining whether a petitioner's § 2255 motion warrants an evidentiary hearing, a two-part inquiry is conducted.
With respect to the first prong of the inquiry, the Court finds that the record does not conclusively negate Henderson's sworn contention that his attorney disregarded his request to appeal his sentence. In fact, there is nothing in the record that even raises a dispute as to whether Henderson instructed his counsel to file a notice of appeal. Nevertheless, even had Henderson's counsel swore in an affidavit that Henderson, in fact, did not instruct him to file an appeal, the Fifth Circuit has held that "contested fact issues in § 2255 cases cannot be resolved on the basis of affidavits."
In light of the clearly applicable law — that counsel's failure to perfect a requested appeal constitutes per se ineffective assistance of counsel — the petitioner has also satisfied the second prong of the evidentiary hearing standard by establishing that he would be entitled to relief (an appeal) if his allegations were proven.
The uncontroverted evidence in the record shows that Henderson requested that his counsel perfect an appeal, and that no notice of appeal was ever filed. The Court finds that reinstating Henderson's judgment of conviction so that he, or his appointed counsel, may file a notice of appeal provides a more efficient resolution than conducting a hearing, particularly where, as here, it is uncertain whether Henderson's counsel will even dispute (or recall whether) Henderson instructed him to appeal.
If counsel failed to perfect a requested appeal, granting an out-of-time appeal is a permissible remedy.
The Court hereby invokes the judgment-reinstatement procedure; IT IS ORDERED: that the petitioner's § 2255 petition is hereby dismissed without prejudice, and the Clerk of Court is directed to REINSTATE the judgment in this case. To file a timely appeal, Henderson must file a notice of appeal from the re-imposed judgment in accordance with Federal Rule of Appellate Procedure 4(b)(1)(A).