MICHAEL B. NORTH, Magistrate Judge.
Pursuant to 28 U.S.C. §636(b) and Local Rule 73.2(B), this matter comes before the Court on the parties' cross-motions for summary judgment (rec. docs. 12, 13) following a decision of the Commissioner of the Social Security Administration denying Plaintiff's application for Supplemental Security Income ("SSI") benefits.
On April 12, 2012, Tera Taylor, mother of the Plaintiff-in-interest herein, S.W., protectively filed an application for SSI benefits on behalf of the minor child, alleging disability as of March 17, 2011. (Tr. pp. 123-128, 129). In a "Disability Report-Child" form that appears in the administrative record below, Plaintiff's disabling conditions were identified as a "[l]earning disability and speech problem." (Tr. p. 133). Plaintiff's application for SSI benefits was denied at the initial level of the Commissioner's administrative review process on July 11, 2012. (Tr. pp. 89-92). Pursuant to Plaintiff's request, a hearing de novo before an Administrative Law Judge ("ALJ") went forward on August 6, 2013 at which Plaintiff and Ms. Taylor appeared and testified. (Tr. pp. 93-95, 42-61).
In her cross-motion for summary judgment, Plaintiff argues that the decision of the ALJ is not supported by substantial evidence. (Rec. doc. 12-3, p. 3). Relevant to the resolution of that issue are the following findings that were made by the ALJ:
Judicial review of the Commissioner's decision to deny SSI benefits is limited under 42 U.S.C. §405(g) to two inquiries: (1) whether substantial evidence of record supports the Commissioner's decision, and (2) whether the decision comports with relevant legal standards. Anthony v. Sullivan, 954 F.2d 289, 292 (5
A claimant, whether a child or an adult, bears the burden of proving that he is disabled within the meaning of the Social Security Act. Fraga, 810 F.2d at 1301; 20 C.F.R. §416.912(a). In making a disability determination on a child, the Commissioner uses the three-step sequential analysis set forth in 20 C.F.R. §416.924, as follows:
In determining whether a child's impairment is functionally equivalent to one of those set forth in the Listing of Impairments, the Commissioner considers the child's limitations in the following six domains: acquiring and using information; attending and completing tasks; interacting and relating with others; moving about and manipulating objects; caring for oneself; and health and physical well-being. 20 C.F.R. §416.926a(b)(1). To be functionally equal to a listing and thus of listing-level severity, the child must have "marked" limitations in two of the six domains or an "extreme" limitation in one domain. 20 C.F.R. §416.926a(a). In evaluating a child's ability to function in each domain, the Commissioner is to consider: 1) the activities the child is able to perform; 2) the activities the child is not able to perform; 3) which of the child's activities are limited or restricted compared to children of the same age who do not have impairments; 4) whether the child has difficulty with activities at home, in childcare, at school, or in the community; 5) whether the child has difficulty independently initiating, sustaining, or completing activities; and 6) what kind of help the child needs to do activities, how much, and how often. 20 C.F.R. §416.926a(b)(2); Maps ex rel. M.J. v. Astrue, 09-CV-2226, 2010 WL 1946662 at *8 (N.D. Tex Apr. 30, 2010), adopted, 2010 WL 1948363 (N.D. Tex. May 13, 2010).
Plaintiff challenges the Commissioner's decision to deny him SSI benefits on one broad ground, namely, that the opinion of the ALJ is not supported by substantial evidence. (Rec. doc. 12-3, p. 3). Under the rubric of that broad challenge, Plaintiff argues that the ALJ's conclusions that he was not markedly limited in the functional domains of acquiring and using information, attending and completing tasks, and interacting and relating with others lack sufficient evidentiary support. (Id. at p. 4).
As noted earlier, functional equivalence is determined by assessing the degree of a child's limitations in six domains, with listing-level severity being established if the child has "marked" limitations in two of the six domains or if the child has an "extreme" limitation in one domain. 20 C.F.R. §416.926a(a). In determining whether a child has a "marked" or "extreme" limitation, the Commissioner considers the functional limitations resulting from all of the child's impairments, "including their interactive and cumulative effects." 20 C.F.R. §416.926a(e)(1). Among the medical evidence that the Commissioner may consider in making that determination are the results of ". . . formal testing that provides information about your development or functioning in terms of percentiles, percentages of delay, or age or grade equivalents." 20 C.F.R. §416.926a(e)(1)(ii). A marked limitation exists when an impairment or combination of impairments interferes seriously with the child's ability to independently initiate, sustain, or complete activities. 20 C.F.R. §416.926a(e)(2)(i). A marked limitation is one that is more than moderate but less than extreme, the equivalent of functioning that would be expected to be found ". . . on standardized testing with scores that are at least two, but less than three, standard deviations below the mean." Id. Of particular relevance to the matter at hand, the Regulations further provide that:
This interplay is echoed in SSR 09-3p, the SSR pertaining to functional equivalence in the domain of acquiring and using information, which provides as follows:
As one court has observed, "[g]iven the important role of oral communication in the domains of acquiring and using information and interacting and relating with others, a child with a significant speech impairment may have functional imitations in both domains." Perez v. Astrue, No. 08-CV-2176, 2009 WL 3076259 at *6 (D. Colo. Sept. 23, 2009). Finally, as both SSR 09-4p and SSR 09-3p make clear: [r]ating the limitations caused by a child's impairment(s) in each and every domain that is affected is not `double-weighing' of either the impairment(s) or its effects. Rather, it recognizes the particular effects of the child's impairment(s) in all domains involved in the child's limited activities.
In the present case, the ALJ found that Plaintiff suffered from severe impairments in the form of ADHD, a learning disorder, and speech/language delays. (Tr. p. 26). At step three of the §416.924 analysis, the ALJ then concluded that the foregoing impairments did not satisfy the criteria of any of those set forth in the Listing of Impairments, particularly Listing 112.11 relative to ADHD. (Id.). Proceeding to the functional equivalence component of step three, the ALJ found that Plaintiff had a less than marked impairment in the domains of acquiring and using information, attending and completing tasks, and interacting and relating with others and had no limitations in the other three domains enumerated in §416.926a(b)(1). (Tr. pp. 28-36). However, in discussing the evidence that she considered in making that functional equivalence determination, nowhere did the ALJ mention the results of the Clinical Evaluation of Language Fundamentals, Fourth Edition ("CELF-4")
The CELF-4 is properly considered to be a "comprehensive standardized test designed to measure ability or functioning" within the meaning of §416.926a(e) (2) (iii). Noel o/b/o J.A.W. v. Colvin, No. 12-CV-2064, 2013 WL 6797697 at *3 (C.D. Calif. Dec. 20, 2013); F.M. o/b/o B.M. v. Astrue, No. 08-CV-4430, 2009 WL 2242134 at *8 (E.D. N.Y. July 27, 2009). Plaintiff's score of 70 in the core language portion of that test is two standard deviations below the mean and his score of 71 in the expressive language portion of the CELF-4 is but a mere one point shy of that mark. Those scores, which qualified Plaintiff for speech/language pathology services, are evidence of severely delayed receptive and expressive language skills and underscore Plaintiff's difficulties in his ability to understand and to express himself with language. As directed by §416.926a(e)(2)(iii), if Plaintiff's day-to-day functioning was found to be consistent with his CELF-4 score of 70, the Regulations would direct a finding that he had a marked limitation in at least one of the six functional domains specified in §416.926a(b)(1). F.M. o/b/o B.M., 2009 WL 2242134 at *8. And, as noted earlier, as impairments in expressive language ability are germane to both acquiring and using information and interacting and relating with others, it is at least conceivable that Plaintiff's CELF-4 test scores, if consistent with his daily functioning, could result in a finding that he had a marked impairment in two of the six functional domains identified in §416.926a(b)(1). Perez, 2009 WL 3076259 at *6 (and authorities cited therein).
Like the ALJ in M.A.M. v. Barnhart, No. 05-CV-6295, 2006 WL 2034743 at *2 (E.D. Penn. July 18, 2006), although the ALJ in the present case recited the §416.926a(e)(2)(iii) standards in her written opinion (tr. p. 25), her decision does not include any statements regarding the statistical relevancy of Plaintiff's performance on the CELF-4 and whether that performance is consistent with Plaintiff's functioning in the relevant domain(s). Indeed, Plaintiff's CELF-4 scores were not mentioned at all by the state agency medical consultants, the ALJ, the AC, or by the Commissioner in her cross-motion for summary judgment. These omissions prevent the Court from determining whether the Commissioner's decision is supported by substantial evidence. It should be up to the ALJ in the first instance to properly consider Plaintiff's CELF-4 scores in her functional equivalence analysis and to determine whether Plaintiff's daily functioning in the relevant domain(s) is consistent with those scores. Id.
For the foregoing reasons, it is recommended this this matter be remanded to the Commissioner for further proceedings consistent with the Court's opinion.
A party's failure to file written objections to the proposed findings, conclusions, and recommendation contained in a magistrate judge's report and recommendation within 14 days after being served with a copy shall bar that party, except upon grounds of plain error, from attacking on appeal the unobjected—to proposed factual findings and legal conclusions accepted by the district court, provided that the party has been served with notice that such consequences will result from a failure to object. Douglass v. United States Auto. Assoc., 79 F.3d 1415 (5