MARTIN L.C. FELDMAN, District Judge.
Before the Court are two motions: (1) the defendant's motion for summary judgment on the plaintiff's Jones Act negligence and unseaworthiness claims; and (2) the defendant's motion for summary judgment on the plaintiff's maintenance and cure claim with respect to his alleged back injury. For the reasons that follow, the motions are GRANTED.
This maritime personal injury litigation arises out of a relief captain's claim that he sustained injuries on two separate occasions while working aboard vessels owned by his employer.
Ricky Giroir began working for Cenac Marine Services, LLC ("CMS") in November of 2013 as a relief captain and allegedly suffered injuries to his lower back in September of 2015 and his right knee in November of 2017. Prior to working for CMS, Mr. Giroir had worked for several other companies and was experienced in conducting tow operations.
As a child, Mr. Giroir underwent bilateral foot surgery to correct his congenital club feet and arthroscopic surgery of his left knee. As an adolescent, he injured his right knee while playing high school football and had an additional arthroscopic surgery. During that time, he also began to experience problems with his congenital lower back condition, for which he underwent lumbar surgery. Suffering from obesity, Giroir closed off his adolescent years with gastric bypass surgery.
As an adult, Mr. Giroir went on to suffer two on-the-job injuries while working for Settoon Towing. He first injured his neck and right shoulder when a flat boat fell on him during a crew change; these injuries required two different surgeries. He also injured his lower back while "pulling on some hoses" and was diagnosed with lumbar strain. A few years later, in June of 2006, Mr. Giroir reported to Dr. Thomas Donner with complaints of numbness and cramping of his right leg. After disclosing his prior on-the-job back injury, he indicated that his symptoms had progressed to the extent that he could only walk for a few minutes at a time and that the symptoms would improve if he walked bent forward, like he was "over a shopping cart." Dr. Donner then reviewed an MRI of Giroir's lumbar spine and noted an impression of "severe lumbar stenosis." Despite initially attempting to treat his lumbar stenosis with steroid epidural injections, Mr. Giroir ultimately elected to undergo a decompressive laminectomy at the L2-L3 level on November 8, 2006.
Almost two years passed without incident until March of 2008 when Giroir reported to Drs. Larry Haydel and Brandon Brooks with complaints of right knee pain. An MRI of Giroir's right knee performed at that time revealed a torn anterior cruciate ligament, severe loss of cartilage in the posterior aspects of the patella, and large joint effusion. Later, in December of 2011, Giroir was involved in a motor vehicle accident when the car in which he was riding as a passenger was rear ended; he was placed on a spine board at the scene and transported to the hospital by ambulance. The following year, he failed a pre-employment physical when applying for a position with Enterprise Marine Services. As a result, he elected to undergo a cervical fusion surgery, after which he was able to pass a pre-employment physical with LeBeouf Brothers.
On November 7, 2013, Mr. Giroir completed an application for employment with Cenac Marine Services, LLC, in which he indicated that he did not have any physical or mental condition(s) which may interfere with or hinder the performance of the job for which he wished to be considered. Although he did disclose on the application that he had sustained a prior on-the-job neck and shoulder injury while working for Settoon Towing, he did not disclose his prior on-the-job back injury. In connection with the application process, Mr. Giroir also was required to complete a medical questionnaire and undergo a pre-employment physical exam. When asked whether he had a prior or current back injury, Giroir changed his response on the questionnaire from "yes" to "no;" he signed and dated the form on November 12, 2013. That same day, he reported to Dr. Kirk Dantin for a pre-employment physical exam, during which he indicated that he had hurt his "back or neck" and had surgery. He went on to reveal his history of surgeries on his neck, knees, and feet, as well as his history of bilateral club feet. He did not, however, disclose his back injury, conditions, or surgeries. Based on these representations, Dr. Dantin released Mr. Giroir to "employment without restrictions." The following year, on December 2, 2014, Giroir indicated on his annual physical form that, at some point in time, he had "hurt [his] back or [] experienced back pain." He also informed the physician that he had undergone surgery on his lumbar spine at age 19 or 20.
In September of 2015, Mr. Giroir was working aboard the M/V EUGENIE CENAC when he allegedly sustained disabling injuries to his lower back after retrieving a sixty-to-seventy-pound oil pump from a shelf in the vessel's engine room. Following the incident, Mr. Giroir completed an accident investigation report, in which he explained how the injury occurred: "When getting the oil pump off of shelf felt a pop in lower left side of back." He further indicated that the engine room was well lit at the time of the incident and that the accident did not involve damage to the hull or equipment. Although he reported that the injury could have been avoided if someone had helped him, he has stated under oath that he elected not to ask for help even though another crewmember was available to assist him; he also has testified that no condition of the EUGENIE CENAC caused his back injury.
After the alleged 2015 incident, Mr. Giroir continued to work aboard the M/V EUGENIE CENAC until October 30, 2015 when he visited an urgent care clinic in Parkersburg, West Virginia with complaints of lower back pain and weakness in his extremities. An x-ray performed that day revealed degenerative changes in Mr. Giroir's back, particularly at the L1-L2 levels. Giroir then returned home to Louisiana where an MRI of his lumbar spine was completed on November 18, 2015; it showed evidence of spinal canal narrowing and lumbar stenosis at the L1-L5 levels.
In February of 2016, Dr. Phillip McAllister of Tri-Parish Orthopedics advised Mr. Giroir that he suffered from postlaminectomy syndrome (related to his prior lumbar surgery), intervertebral disc degeneration, and spinal stenosis. Dr. 1McAllister also recommended a lumbar laminectomy with ITP fusion at the L2-S1 levels. Mr. Giroir elected to undergo surgery for his lumbar stenosis, after which he was out of work for four months; he remained on CMS's payroll during that time and ultimately was released to work in June of 2016.
Less than six months later, on November 22, 2017, Mr. Giroir allegedly sustained an unrelated on-the-job injury in connection with his assignment as a relief captain aboard the M/V CHRISTINE CENAC when he fell on a flat boat while traveling to shore for a crew change. About three weeks later, on December 15, 2017, Mr. Giroir completed an incident report, in which he described the incident as follows: "While crew changing the flat boat rocked causing me to fall on my right knee and twisting left ankel [sic]." He further clarified in the report that the injury occurred when he "was getting out the flat boat" and that the boat rocked, which caused him to trip. He also reported that the accident could not have been prevented, was not caused by unfit or unreasonable equipment, and was not anyone's fault. Similarly, Mr. Giroir has testified that he believes the 2017 incident could not have been prevented and was not caused by unfit or unreasonable equipment; rather, he has stated under oath: "It ain't nobody's fault. It's an act of Mother of God, an act of nature." Following the 2017 incident, Giroir visited Terrebone General Hospital, after which he underwent a knee replacement surgery under the care of Dr. William Kinnard.
On April 4, 2018, Mr. Giroir sued Cenac Marine Services, LLC, alleging that the defendant's negligence under the Jones Act and the unseaworthiness of its vessels under the general maritime law caused his injuries in 2015 and 2017; he also alleges that the defendant owes him maintenance and cure for both incidents. In response, CMS filed a counterclaim on July 26, 2018, seeking to recover payments made to and on behalf of Mr. Giroir for maintenance and cure that are not related to his work activity with the company. CMS now seeks summary judgment in its favor, dismissing the plaintiff's Jones Act and unseaworthiness claims; the defendant also seeks summary dismissal of the plaintiff's maintenance and cure claim insofar as it concerns his alleged back injury.
Federal Rule of Civil Procedure 56 instructs that summary judgment is proper if the record discloses no genuine dispute as to any material fact such that the moving party is entitled to judgment as a matter of law. No genuine dispute of fact exists if the record taken as a whole could not lead a rational trier of fact to find for the non-moving party.
The mere argued existence of a factual dispute does not defeat an otherwise properly supported motion.
Summary judgment is also proper if the party opposing the motion fails to establish an essential element of his case.
Under the Jones Act, 46 U.S.C. § 688, a seaman's employer is liable for damages if the employer's negligence caused the seaman's injury, in whole or in part.
A Jones Act employer has the duty to provide his seaman employees with a reasonably safe place to work.
To succeed on his Jones Act negligence claim at trial, Mr. Giroir must prove that CMS's negligent breach of duty caused at least one of his injuries; he must present some evidence from which the fact finder can infer that an unsafe manner of operation or navigation was used (here, the alleged improper method of storing and unloading the oil pump, or of transporting crew members to shore) and that CMS knew or should have known of such danger. CMS seeks judgment as a matter of law on the ground that it is not liable for plaintiff's injuries because he has failed to present any competent evidence to demonstrate that CMS breached a duty owed to him as to either alleged incident.
As for the 2015 incident, Mr. Giroir indicated on his accident investigation report and confirmed during his deposition that he felt a pop in the lower left side of his back while retrieving an oil pump off of a shelf in the engine room of the M/V EUGENIE CENAC. Advancing a "negligent storage" theory of recovery in his opposition papers, Giroir invokes
To the contrary, Mr. Giroir has stated, under oath, that the injury could have been avoided if someone had helped him but that he elected not to ask for assistance.
Similarly, Giroir's incident report and deposition testimony respecting the 2017 incident demonstrate on the record that this incident was unavoidable and that CMS breached no duty owed to the plaintiff. Although Mr. Giroir reported that he tripped, twisted his left ankle, and fell on his right knee when a flat boat on which he was traveling to shore for a crew change "rocked" as he "was getting out," he has testified that the incident could not have been prevented and was not anyone's fault.
Notwithstanding his sworn testimony, Giroir now attempts to defeat summary judgment by contending in his opposition papers that he may (through counsel) be able to establish a potentially valid Jones Act negligence claim at trial. For support, Giroir relies heavily upon
Significantly, "a Jones Act employer is not an insurer of a seaman's safety; the mere occurrence of an injury does not establish liability."
Independent from a claim under the Jones Act, a seaman has a claim for injuries caused by the unseaworthiness of a vessel under the general maritime law. The duty of a vessel owner to provide a seaworthy vessel is an absolute non-delegable duty; the duty imposes liability without fault.
Unseaworthiness is not a fault-based standard; however, a plaintiff must show that the unseaworthy condition "played a substantial part in bringing about or actually causing the injury and that the injury was either a direct result or a reasonably probable consequence of the unseaworthiness."
CMS contends that Mr. Giroir has presented no evidence to show that any condition aboard CMS's vessels, or concerning their appurtenances or crews, rendered the vessels unseaworthy. For support, CMS points to the incident reports completed by Giroir following each alleged incident, as well as his own deposition testimony, in which he reaffirms his account of each incident.
As for the 2015 incident, Giroir reported that the engine room was well lit at the time of the incident and that the accident did not involve damage to the hull or equipment. Although he also reported that the injury could have been avoided if someone had helped him, he has stated, under oath, that he elected not to ask for help even though another identified crewmember was available to provide assistance. In a similar vein, Giroir has testified that no condition of the EUGENIE CENAC or its equipment caused the accident or his back injury.
With respect to the 2017 incident, Giroir reported that he tripped, twisted his left ankle, and fell on his right knee when a flat boat on which he traveling to shore for a crew change "rocked" as he "was getting out." He further reported that the accident could not have been prevented, was not caused by unfit or unreasonable equipment, and was not anyone's fault, and he has testified that he believes the 2017 incident could not have been prevented and was not caused by unfit or unreasonable equipment; rather, he has stated under oath that the incident was "an act of Mother of God, an act of nature."
The Court recognizes that "an unsafe method of work may . .. render a vessel unseaworthy."
The Court is also not persuaded by Mr. Giroir's convenient contention that he does not understand the meaning of the term "unseaworthiness" and, therefore, "struggled" to respond to nonfactual questions posed by defense counsel during his deposition. First, no form of the word "unseaworthy" appears in the three-hundred-page deposition transcript submitted to this Court. More importantly, Giroir was vetted at length during his six-hour deposition to identify any person or equipment that may have caused or contributed to either of his incidents, and he consistently testified under oath that he did not fault the vessels, their equipment, or their crew. Because the record is devoid of any evidence to suggest that Giroir can establish that either vessel was unseaworthy, summary dismissal of his unseaworthiness claim is appropriate.
"Maintenance and cure is a contractual form of compensation afforded by the general maritime law to seamen who fall ill or are injured while in the service of a vessel."
Maintenance and cure may be awarded "even where the seaman has suffered from an illness pre-existing his employment."
In support of its
The record first demonstrates that Giroir intentionally concealed pertinent medical facts when he applied to work for CMS in November of 2013. In support of the concealment element,
Based on Giroir's testimony, it is undisputed that he did not disclose any prior back condition, injury, or surgery when applying for employment with CMS in 2013. And the Court is not persuaded by Mr. Giroir's attempts to manufacture a fact issue as to whether he intentionally concealed or misrepresented his pre-existing back problems.
Giroir seeks the shield of a fact issue by contending that CMS was on notice during the application process that he had undergone a lumbar laminectomy surgery in 2006. For support, he points to his deposition testimony, in which he states that he was working for Cenac Towing in November of 2006 when he underwent a lumbar laminectomy surgery with Dr. Donner.
He next submits documentation from the Louisiana Secretary of State, demonstrating that Cenac Towing Co., LLC and Cenac Marine Services, LLC are related single-member entities that share the same domicile address and are owned by the same individual, Arlen B. Cenac, Jr. He then urges the Court to infer that Cenac Towing was on notice of his 2006 lumbar laminectomy surgery and to impute such knowledge to its related entity, Cenac Marine. However, as discussed in the context of Mr. Giroir's Jones Act negligence claim, nothing of record imputes Cenac Towing's hypothetical notice of Giroir's 2006 lumbar laminectomy surgery to Cenac Marine.
Insofar as Mr. Giroir attempts to create a fact issue by contending that he did not intentionally conceal his pre-existing lower back problems during the CMS application process in 2013, such efforts likewise fail. Notably, the intentional concealment prong of the
CMS next contends that the concealed medical condition was material to its decision to hire Giroir. In opposition, Giroir insists that CMS has not proved that it materially relied on Giroir's answers to the questions regarding prior back problems in his pre-employment questionnaires prior to hiring him. The Court disagrees.
The record indicates that Giroir was required to submit to a pre-employment physical and to answer questions concerning his physical fitness for the job before CMS would hire him. In support of the materiality element, CMS offers the sworn affidavit of its Human Resource Marine Personnel Manager, Andrew Soudelier, who attests that CMS falsely assumed Mr. Giroir was fit for duty to serve as a relief captain because he concealed his full medical history of back pain.
Giroir ignores case literature instructing that the materiality evidence present on this record supports CMS's submission that it is entitled to judgment as a matter of law on this issue. Indeed, the Fifth Circuit instructs that "[t]he fact that an employer asks a specific medical question on an application, and that the inquiry is rationally related to the applicant's physical ability to perform his job duties, renders the information material for the purpose of this analysis."
As to the third element, the record demonstrates that there was a causal link between the concealed pre-existing lower back condition — lumbar stenosis — and the injury Giroir alleges he sustained to his low back while working for CMS. Giroir does not submit any evidence that calls into question this causal link between his prior back condition and the back injury he alleges he suffered while attempting to retrieve an oil pump from a shelf while working for CMS. "[T]here is no requirement that a present injury be identical to a previous injury. All that is required is a causal link between the pre-existing disability that was concealed and the disability incurred during the voyage."
Accordingly, for the foregoing reasons, IT IS ORDERED: that the defendant's motions for summary judgment are hereby GRANTED; the plaintiff's Jones Act negligence and unseaworthiness claims, as well as his claim for maintenance and cure related to his alleged back injury, are hereby DISMISSED with prejudice.
For support, Giroir invokes
Here, Mr. Giroir underwent a pre-employment physical in November of 2013 during which he failed to disclose his prior back conditions and surgeries. Moreover, the Court is not persuaded by Mr. Giroir's effort to impute knowledge of his back problems to CMS. Pointing to his deposition testimony for support, Giroir contends that he was working for Cenac Towing in November of 2006 when he underwent a lumbar laminectomy surgery. Accordingly, he asks the Court to infer that Cenac Towing knew about his lumbar laminectomy surgery and contends that such knowledge can be imputed to CMS.
However, he also acknowledged during his deposition that "Cenac Marine Services is a totally different company than Cenac Towing Company was," "is at a different physical location," and "doesn't have any of the boats and the barges that used to be Cenac Towing Company." He also testified that he took two weeks off to recover from the lumbar laminectomy surgery, after which he continued to work for Cenac Towing for a couple of years without incident. Accordingly, Mr. Giroir has not demonstrated that a genuine dispute exists as to whether CMS knew or should have known that Mr. Giroir was not physically qualified for heavy manual labor on its vessels as of the date of his injury in 2015.
CMS also submits its medical questionnaire, dated November 12, 2013, in which Giroir first circled "yes" and then scratched out the answer and circled "no" in response to the question "Have you ever had or do now [sic] have: back injury."