ROBERT SUMMERHAYS, Bankruptcy Judge.
This is a non-dischargeability proceeding arising from an early morning fight outside a popular 24-hour diner. The plaintiff, Michael Clayton, contends that he suffered significant injuries at the hands of the debtor, Casey Simon, and that his damages are non-dischargeable as injuries resulting from "willful and malicious" acts under 11 U.S.C. § 523 (a)(6). The court took the matter under advisement following a trial on the merits. After reviewing and considering the trial record, the parties' briefs and arguments, and the relevant authorities, the court rules as follows.
The court has jurisdiction over the matters asserted in this adversary proceeding pursuant to 28 U.S.C. §§1334 and 157(a). This matter is a core proceeding in which this court may enter a final order pursuant to 28 U.S.C. §157(b)(2)(I) and (J) and
The fight at the center of this case occurred outside of Mel's Diner on Johnson Street in Lafayette, Louisiana at approximately 2:30 a.m. on October 18, 2010. Clayton and his friend, Brandon Fruge, arrived at Mel's Diner after visiting two local bars. (Plaintiff's Exhibit ("Pl. Ex.") No. 1 at 10-11). Clayton testified that he and Mr. Fruge left his truck to go into the restaurant when he saw Darrah Wentworth sitting in the front passenger seat of Simon's truck, which was parked near the entrance of the restaurant. (Trial Transcript ("Tr.") at 89-90). Clayton approached the driver side of Simon's truck to ask for Ms. Wentworth's telephone number. (
The fight broke up when an employee of Mel's Diner yelled that the police were on their way. (
Mr. Fruge testified during his deposition that he and an employee of Mel's Diner grabbed Clayton while he was in the doorway of Simon's truck to try to get him away from Simon. (Pl. Ex. No. 1 at 18-19). Once Clayton retrieved the keys out of Mr. Simon's ignition, he retreated from the truck and backed away. (Tr. at 96). According to the testimony of Mr. Fruge and Clayton, Simon emerged from the truck, rushed Clayton, and landed a hard punch to the side of Clayton's head. (Pl. Ex. No. 1 at 18-21; Tr. at 96-97). Clayton fell to the ground, and Simon continued hitting Clayton while he was on the ground. (
The record reflects that Clayton incurred over $14,000 of expenses related to his injuries. (Pl. Ex. Nos. 2-3). He further testified that, almost seven years later, he still has nerve damage from the fight. (Tr. at 103). Clayton subsequently filed suit against Simon in Louisiana state court seeking damages for his injuries. Simon did not respond to the summons or petition, and a default judgment was entered against Simon. Simon filed for relief under Chapter 7 of the Bankruptcy Code on December 30, 2014. Clayton filed the present adversary proceeding in the bankruptcy case seeking a determination that he suffered a "willful and malicious injury" at the hands of Simon and, therefore, his damages should be excluded from the discharge under 11 U.S.C. § 523(a)(6).
As a preliminary matter, Clayton objects to the admission of the witness statements of Mr. Fruge. One of those witness statements is a handwritten account of the fight, and the other is a witness statement included in a police report. Clayton contends that the witness statements are hearsay and do not fall within any exception to the hearsay rule. Simon contends that the witness statements were included as an exhibit to Mr. Fruge's deposition transcript and that the transcript was admitted in this case as one of Clayton's exhibits.
Under Rule 802 of the Federal Rules of Evidence, hearsay is inadmissible unless it falls within an exception to the hearsay rule. Hearsay is an out of court statement that "a party offers in evidence to prove the truth of the matter asserted in the statement." Fed. R. Evid. 801(c). The first handwritten Fruge witness statement—marked as proposed exhibit 5—satisfies this definition. Simon does not point to any exception to the hearsay rule, but instead appears to make a waiver argument based on the inclusion of the witness statement in the deposition transcript. This argument is without merit. Clayton's counsel specifically objected to hearsay during the deposition and thus preserved any objections to admissibility. The proposed exhibit is inadmissible under Rule 802.
With respect to the witness statement in the police report, the report itself is admissible under Rule 803(8). However, witness statements in the report must satisfy an independent exception to the hearsay rule; Rule 803(8) only covers the report and not hearsay witness statements in the report.
Section 523(a)(6) provides for the non-dischargeability of debts arising from a "willful and malicious injury by the debtor to another entity or to the property of another entity." Courts have often disagreed over the level of culpability required under section 523(a)(6). In
A creditor has the burden of proof in an action to determine the dischargeability of a debt.
An intentional tort under state law does not always amount to a finding that the injury resulting from the tort is a "willful and malicious injury" within the meaning of section 523(a)(6). In Louisiana, a "harmful or offensive contact with a person, resulting from an act intended to cause the plaintiff to suffer such a contact, is a battery."
Here, however, the record supports Clayton's claim that Simon either intended to injure Clayton, or that such injuries were substantially certain to result from the beating that Simon inflicted on Clayton. The record reflects two distinct altercations between Clayton and Simon: the first, when Simon saw Clayton talking to Ms. Wentworth, and the second after Clayton took Simon's truck keys. Simon threw the first punch in the first altercation. Simon contends that Clayton was acting aggressively by opening the passenger door of his truck, and then by approaching Simon in a threatening manner when confronted. The record, however, does not support this characterization of Clayton as the primary aggressor. Clayton approached Simon and "exchanged words," but the record does not support Simon's claim that Clayton's behavior provoked the confrontation. In his deposition, Mr. Fruge testified that Clayton was not acting in a threatening manner from his vantage point and was merely talking to Simon. Moreover, by the time Clayton exchanged words with Simon, Clayton was no longer next to the passenger door or Ms. Wentworth. He thus posed no immediate threat. Rather, what most likely precipitated Simon's first punch was Simon's belief that Clayton was "disrespecting" him by his actions toward Ms. Wentworth. Mr. Fruge testified in his deposition that Simon appeared very angry and moved aggressively toward Clayton. (Pl. Ex. 1 at 21). Considering this testimony, Simon's first punch and the initial altercation satisfies the elements for non-dischargeability as a willful and malicious act that resulted in injury. Simon struck Clayton with the purpose of causing injury in retaliation for what he considered to be a slight by Clayton.
The second altercation resulted in most of the damage suffered by Clayton. After Clayton took possession of Simon's keys, Simon rushed Clayton and struck him so hard that he fell to the ground. Simon then continued to beat Clayton while he was still on the ground. Based on the record, Clayton was defenseless and lost consciousness during the beating. (Tr. at 15, 97, 163). Simon contends that his intent was only to retrieve his keys from Clayton so that he could leave the scene. The evidence simply does not support this contention because Simon had Clayton under control with the first punch, which caused Clayton to fall to the ground. Instead of retrieving his keys, Simon beat Clayton into unconsciousness. Mr. Fruge testified that Clayton did not fight back and was defenseless. (Pl. Ex. No. 1 at 21). Considering the evidence in its entirety, Simon's actions were willful and malicious in that he intended to inflict injury on Clayton above and beyond merely retrieving his keys.
Simon raises "justification or excuse" as a defense to Clayton's non-dischargeability claim. In other words, he contends that his actions toward Clayton were justified or excused under Louisiana state law. The role of excuse or justification under section 523(a)(6) is not clear under post —
The Bankruptcy Code does not define "justification or excuse." Accordingly, bankruptcy courts tend to look to state-law defenses and privileges in cases involving intentional torts. In Louisiana, courts recognize self-defense, consent, privilege, and an array of other defenses to a battery claim. Simon's pleadings, arguments, and the record raise justification or excuse based on self-defense, consent, La. R.S. 14:19(A)(1)(b)(1), justified force necessary to recover or protect property, and provocation.
With respect to self-defense as a justification for his conduct, Simon contends that Clayton acted aggressively and threatened both he and Ms. Wentworth. He further contends that Clayton acted aggressively in preventing Simon from leaving the scene by entering his truck and physically removing Simon's keys from the truck's ignition. Under Louisiana law, a person may use force when it appears to be necessary to defend oneself from a reasonably apparent attack by another.
The record does not reflect any threat by Clayton in the first altercation sufficient to justify Simon throwing the first punch. At most, words were exchanged between the two parties. Mr. Fruge's testimony is consistent with Clayton's testimony that, while the two parties may have exchanged heated words, Clayton was not physically aggressive towards Simon at the time Simon threw the first punch. (pl. Ex. No. 1 at 15-16). Moreover, Clayton had moved away from Simon's truck and did not pose an immediate threat to Ms. Wentworth. With respect to the altercation after Clayton took Simon's keys, Clayton had already retreated from Simon's truck when Simon pursued him and proceeded to beat him to the ground. The record does not reflect that Clayton struck Simon in the course of taking the keys or that he struck Simon after retreating from the truck. Even if Clayton's actions could be seen as a continuing threat, Simon's action in beating Clayton unconscious was an unreasonable use of force in light of the threat presented by Clayton.
Louisiana also recognizes "consent" as a defense to a battery. Consent exists when the plaintiff impliedly or expressly consent to the harmful or offensive contact that is the subject of the battery.
Simon next argues that his use of force after Clayton entered his vehicle to remove the keys from the ignition was privileged under La. R.S. 14:19(b)(1). This provision provides that the use of force is justified:
The record does not support his defense. Simon's use of force occurred after Clayton already exited the vehicle. Thus, this force was not necessary to prevent Clayton's entry into Simon's truck, nor was it necessary to compel Clayton to leave the truck. Moreover, any force used must be reasonable under the circumstances. Simon's beating of Clayton after Clayton took the truck keys far exceeded the amount of force necessary to protect the interests under La. R.S. 14:19(b)(1). Even if Simon was justified in using force to recover his keys, that use of force, as with the prior defenses and justifications discussed, had to be reasonable under the circumstances. As previously explained, Simon's use of force after Clayton obtained possession of his keys was not reasonable under the circumstances.
Finally, Simon suggests that his actions may be justified on the grounds of provocation. Louisiana law previously recognized provocation as an absolute defense to a battery. Under Louisiana's prior "aggressor doctrine," a plaintiff's recovery for a battery was barred if the plaintiff's own actions were sufficient to provoke a physical retaliation.
For the foregoing reasons, the court finds for the plaintiffs on their claims under 11 U.S.C. § 523 (a)(6). Plaintiff shall submit a judgment in conformity with the court's ruling within ten (10) days.
SO ORDERED.