PATRICK J. HANNA, Magistrate Judge.
Glenn R. Hernandez is an inmate in the custody of Louisiana's Department of Public Safety and Corrections. He is incarcerated at the Louisiana State Penitentiary in Angola, Louisiana, serving a life sentence imposed following his 2008 conviction in the 15
This matter was referred to the undersigned for report and recommendation in accordance with the provisions of 28 U.S.C. § 636 and the standing orders of this Court. For the following reasons, it is recommended that the petition be DISMISSED WITH PREJUDICE.
P.B.
When his tour of active duty ended, Mr. Hernandez returned home to Lafayette, Louisiana, and worked construction for a family member. He and his wife rented a house in Broussard, Louisiana, and their daughter Terry was born in July 1968. Mr. and Mrs. Hernandez then moved into Mr. Hernandez's grandmother's home on La Neuville Road while they built a house on Bonin Road. Their son Jason was born in 1972, and the family continued to reside in their house on Bonin Road through the trial of this matter in 2008.
After working construction for a few years, Mr. Hernandez went to work for United Gas Pipeline Company. He worked for United Gas for twenty-eight years, doing pipeline maintenance work. He eventually retired after injuries sustained in an automobile accident made it difficult for him to perform his job duties.
It is undisputed that, between 1968, when Mr. and Mrs. Hernandez set up housekeeping in their first home, until approximately 1972 or 1973, when P.B. was ten or eleven years old, P.B. often spent the night at Mr. and Mrs. Hernandez's home. P.B. testified that, on numerous such occasions, Mr. Hernandez came into the room where she was sleeping, woke her up and made her walk around holding his hand, rubbed his genitals on her (both outside and inside her clothing), touched her genitals with his fingers, masturbated on her, and inserted his fingers and the tip of his penis into her vagina. She testified that she knew it was dirty but he intimidated her and told her not to tell. She stated that this activity occurred at all three of the houses where the Hernandez family lived, sometimes with Mr. and Mrs. Hernandez's daughter Terry in a crib in the same room or sleeping in the same bed with P.B. P.B. referred to her uncle as "the monster in the night."
P.B. testified that she told her mother about these events when she was approximately fifteen or sixteen years old. Her mother testified that, when P.B. confided in her, she went to a law enforcement agency but was told that nothing could be done because the offenses had occurred so long ago. P.B. also testified that, at about the same time that she confided in her mother, she confronted Mrs. Hernandez about this, but Mrs. Hernandez called her a liar. At trial, Mrs. Hernandez denied that P.B. ever told her that Mr. Hernandez had acted inappropriately with her.
P.B.'s two first cousins, sisters C.H.
All three women came forward and pressed charges against Mr. Hernandez in 2006. Mr. Hernandez was tried only with regard to the charges concerning P.B. He testified at trial and denied the charges. A more detailed factual summary can be found in State of Louisiana v. G.R.H., 2008-1549 (La. App. 3 Cir. 06/03/09), 2009 WL 1545606.
Mr. Hernandez was arrested on June 16, 2006.
The aggravated rape charge was severed from the other charges,
Mr. Hernandez appealed his sentence. Louisiana's Third Circuit Court of Appeals rendered a lengthy written opinion affirming his conviction and sentence.
Mr. Hernandez then filed a motion for post-conviction relief with the trial court.
Mr. Hernandez seeks to have his conviction overturned, articulating seven claims in his petition. First, he argues that the delay in prosecuting him for this crime offends the due process clauses of the Fifth and Fourteenth Amendments to the United States Constitution. Second, he argues that Louisiana Code of Evidence Article 412.2, which permits evidence of similar crimes, wrongs, or acts in sex offense cases, is unconstitutional as applied and that the trial court erred in permitting such evidence to be presented at his trial. Third, he argues that the trial court erred in imposing a life sentence. Fourth, he argues that the evidence presented at trial was insufficient to sustain his conviction. Fifth, he argues that he was denied the effective assistance of counsel at trial. Sixth, he argues that he was denied the effective assistance of counsel on appeal. Finally, he argues that he was denied protections afforded by the due process and equal protection clauses of the United States Constitution when he was sentenced in violation of constitutional ex post facto prohibitions. All of these issues were either raised on appeal or raised in Mr. Hernandez's application for post-conviction relief. Therefore, all seven issues were addressed on the merits by Louisiana state courts.
The Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA"), applies to Mr. Hernandez's petition. The threshold questions in habeas review under the AEDPA are whether the petition is timely and whether the claim raised by the petitioner was adjudicated on the merits in state court; i.e., the petitioner must have exhausted state court remedies and must not be in "procedural default" on a claim.
The AEDPA provides standards of review for questions of fact, questions of law, and mixed questions of fact and law. A state court's factual findings are presumed to be correct,
A state court's determination of questions of law and mixed questions of law and fact must be given deference unless the decision is "contrary to or involves an unreasonable application of clearly established federal law" as determined by the United States Supreme Court.
In this case, Mr. Hernandez seeks relief from the March 2010 and November 2012 decisions of the Louisiana Supreme Court. Both of these are one-word denials of Mr. Hernandez's writ applications. When a reviewing federal court is "faced with a silent or ambiguous state habeas decision, the federal court should `look through' to the last clear state decision on the matter"
The last clear state-court decision with regard to Claim Numbers 1, 2, 3, and 4 was the Third Circuit's ruling of June 3, 2009, and the last clear state-court decision with regard to Claim Numbers 5, 6, and 7 was the trial court's judgment of April 5, 2011. Both of those decisions articulated merits-based reasons for denying Mr. Hernandez's claims. This Court must decide whether deference is owed to those decisions.
Mr. Hernandez's first argument is that his constitutional due process protections were violated because of the lengthy delay between the date of the events forming the basis for the charge against him and the initiation of the criminal prosecution. This claim was raised in his appeal and denied on the merits by Louisiana state courts.
"Before a putative defendant becomes an `accused,' his primary protection against excessive government delay is the relevant statute of limitations."
When, as in this case, there is no statute of limitations governing the crime charged, the defendant's "only protection against pre-indictment delay is the due process clause of the Fifth Amendment."
With regard to the first prong of the test, there is no evidence in this case that the state delayed prosecuting Mr. Hernandez and Mr. Hernandez has made no such claim. Although there was a forty-year delay between the acts forming the basis for the prosecution and his indictment, the delay was not caused by the prosecuting authorities. To the contrary, Mr. Hernandez was promptly arrested, charged, and tried after P.B. came forward. Therefore, Mr. Hernandez cannot establish the first part of the two-prong test.
With regard to the second prong of the pertinent test, it is well-settled that the mere passage of time is insufficient to prove prejudice to the defendant.
Mr. Hernandez argues that he was prejudiced by the forty-year delay in prosecution because the Code of Evidence article permitting other crimes evidence to be presented at his trial did not exist until recently; therefore, if he had been prosecuted earlier, other crimes evidence could not have been presented. He also suggests that P.B.'s memory has diminished over time, "as she is unable to distinguish between the alleged rape and touching."
"A finding of prejudice involves a mixed question of law and fact."
The Third Circuit concluded, first, that "[a]lleging that other crimes evidence would not have been allowed pursuant to La. Code Evid. art. 412.2 is not sufficient, as the evidence may have been admissible under La. Code Evid. art. 404(B)."
Second, the Third Circuit found that although P.B. could not remember the dates on which specific acts occurred, "P.B. did not have problems recalling the inappropriate acts committed by Defendant."
Finally, the Third Circuit rejected Mr. Hernandez's argument that the Gray case should control. In the Gray case, a victim of sexual abuse waited forty-two years to file charges against the perpetrator. The court found that the two-prong test explained above is "extremely one-sided" and "would force a result we would consider unconstitutional, unwarranted, and unfair."
The Third Circuit found, however, that Gray "adopted a standard that has not been adopted in Louisiana."
The Third Circuit's reasoning is consistent with Supreme Court precedent. As the Fifth Circuit has explained:
Thus, the rule articulated by the United States Supreme Court is that the Fifth Amendment's due process clause is violated by pre-indictment delay only when the defendant proves both that the government caused the delay and the delay resulted in actual prejudice to the defendant. Adopting the Gray analysis, as Mr. Hernandez suggests, would therefore be inconsistent with the Supreme Court's ruling in Marion and its progeny because it would equate a delay in prosecution with prejudice without requiring the defendant to prove that he actually was prejudiced by the delay. For that reason, the Third Circuit was correct in rejecting his argument. This Court should, consequently, defer to the Third Circuit's ruling.
Because Mr. Hernandez has not established either prong of the relevant twopart test, his first claim lacks merit, and the undersigned recommends that this claim be denied.
Under the umbrella of a single claim number, Mr. Hernandez presents two distinct arguments. Mr. Hernandez argues, first, that La. C.E. art. 412.2 is unconstitutional. He raised this same issue on appeal. Louisiana's Third Circuit Court of Appeals found that the argument has no merit, and the Louisiana Supreme Court denied Mr. Hernandez's writ application. The state courts' resolution of this legal question must be given deference unless the Third Circuit's ruling was contrary to or involved an unreasonable application of clearly established federal law. The undersigned concludes that this is not the case.
Mr. Hernandez argues that Article 412.2 is unconstitutional because it violates that ex post facto provision of the United States Constitution. "As generally understood, a law that is ex post facto—literally, after the fact—is one that criminally punishes conduct that was lawful when it was done."
This is a legal issue.
The Third Circuit found that Mr. Hernandez waived his argument regarding the constitutionality of Article 412.2, and that the trial court did not rule on the constitutionality of that article.
In this case, Mr. Hernandez has not established that he was denied a fair trial because other crimes evidence was admitted. Therefore, the Third Circuit did not err in finding that Mr. Hernandez's constitutional challenge was waived.
Mr. Hernandez's second argument under Claim No. 2 is that the trial court erred in allowing the introduction of other crimes evidence. This argument is, essentially, that the state trial court erred as a matter of state law. This is not an argument that can be raised before this habeas court. Federal habeas corpus relief is available only for violations of federal constitutional law,
In this case, the other crimes evidence was admitted only after an evidentiary hearing was held to "preview" the nature of the testimony, at which the witnesses presenting evidence of other crimes were cross-examined. The other crimes evidence was presented at trial only after the conclusion of P.B.'s testimony concerning what happened to her. Furthermore, an appropriate instruction was given to the jury, reading as follows:
Taking all of this into account, the undersigned concludes that the trial court's decision to allow the other crimes evidence did not deny Mr. Hernandez a fundamentally fair trial. Therefore, the undersigned recommends deference to the state court ruling, which concluded that this claim lacks merit.
Mr. Hernandez's next claim is that the trial court erred in imposing a life sentence because he should not have been ordered to serve more than twenty years at hard labor. This claim was presented on appeal and rejected by Louisiana state courts.
An excessive sentence claim presents a question of law.
Mr. Hernandez does not argue that his sentence is excessive under the Eighth Amendment of the United States Constitution or under any other constitutional provision. Instead, he argues that his sentence is excessive under Louisiana law, noting changes in the prison term permitted for aggravated rape convictions over the years. Such a claim is not cognizable in this proceeding. Federal habeas corpus relief is available only for violations of federal constitutional law.
Mr. Hernandez argues that the evidence presented at trial was insufficient to sustain his conviction. He raised this issue on appeal, and the Louisiana state courts rejected his claim.
A criminal defendant has a federal due process right to be convicted only upon evidence that is sufficient to prove beyond a reasonable doubt the existence of every element of the crime.
Louisiana's Third Circuit Court of Appeals engaged in an exhaustive review of the evidence presented at trial in an effort to determine whether there was sufficient evidence to establish Mr. Hernandez's guilt. In particular, the court noted that Mr. Hernandez was charged with the crime of aggravated rape; that aggravated rape was defined at the time of the offense as rape of a female under the age of twelve; that P.B. testified that Mr. Hernandez partially inserted his penis into her vagina several times when she was approximately six years old to ten or eleven years old; that Louisiana law defines sexual penetration as any penetration however slight; that Louisiana law provides that a rape victim's testimony alone is sufficient to establish the fact of penetration; and that "the jury chose to believe the testimony of P.B."
When a petitioner's insufficient evidence claim is based on the credibility of witnesses, a federal habeas court usually will not grant relief since the assessment of the credibility of witnesses is generally beyond the scope of review.
In this case, if P.B.'s testimony is believed, a rational trier of fact could find Mr. Hernandez guilty. Accordingly, when the evidence that was presented at trial is viewed in the light most favorable to the prosecution, the inescapable conclusion is that the evidence was sufficient for a rational trier of fact to find Mr. Hernandez guilty beyond a reasonable doubt. Therefore, he cannot show that the state-court decisions rejecting his claim were contrary to, or involved an unreasonable application of, clearly established federal law. This claim lacks merit, and it is recommended that this Court defer to the state courts' decisions rejecting this claim.
Mr. Hernandez contends that his trial counsel was ineffective for (1) failing to properly argue the motion seeking to have La. C.E. art. 412.2 declared unconstitutional; (2) failing to properly cross examine witnesses at trial; (3) failing to impeach the trial testimony of C.H.; (4) failing to call Detective Scott Stevens to testify at trial; and (5) failing to articulate the discrepancies in the prosecution witnesses' trial testimony.
The Sixth Amendment to the United States Constitution guarantees criminal defendants the "right to effective assistance of counsel at every critical stage of the proceedings against them."
In analyzing the professional competence part of the test, judicial scrutiny of an attorney's performance must be "highly deferential," and the court must make every effort "to eliminate the distorting effects of hindsight, to reconstruct the circumstances of counsel's challenged conduct, and to evaluate the conduct from counsel's perspective at the time."
To satisfy the prejudice part of the test, Mr. Hernandez must demonstrate that his attorney's actions or inactions were "so serious as to render the proceedings unreliable and fundamentally unfair."
Additionally, this is a case in which the state courts have already ruled on Mr. Hernandez's ineffectiveness claim. In such a situation,
No such error has been identified in this case. The trial court (and presumptively the other state courts) rejected all of Mr. Hernandez's claims based on the alleged ineffectiveness of his trial counsel. With regard to his claim that his counsel failed to properly argue the motion seeking to have La. C.E. art. 412.2 declared unconstitutional, the trial court said:
Mr. Hernandez has not persuaded the undersigned that the trial court's well-reasoned analysis of this claim is contrary to, or involves an unreasonable application of, clearly established federal law. Therefore, this Court should defer to the state court's ruling on this claim.
Mr. Hernandez next claims that his trial counsel was ineffective in four ways that all have to do with his attorney's trial tactics or strategy. In evaluating a trial attorney's performance, courts are required to apply a strong presumption that counsel performed adequately and exercised reasonable professional judgment.
In this case, it is clear that the trial strategy of Mr. Hernandez's counsel was to show that he never had any type of inappropriate relationship with P.B. or with her cousins who testified regarding alleged molestation and that all three of these women were seeking revenge against Mr. Hernandez for his close relationship with their grandmother and for the grandmother having disinherited P.B.'s mother at the urging of Mr. Hernandez's wife.
Mr. Hernandez complains that his counsel failed to properly cross examine witnesses at trial, particularly the victim. But a review of the record demonstrates that the victim and other witnesses were extensively cross-examined by Mr. Hernandez's counsel. Formulating the questions to ask a witness on crossexamination requires a series of strategic and tactical decisions. Here, P.B. was extensively cross-examined about her memories of the events involving Mr. Hernandez, about the relationships of the members of the extended family, and about her mother being disinherited by her grandmother. Furthermore, as the trial court noted, "[c]ross-examining a victim of child sexual abuse is a particularly sensitive matter and counsel's discretion in the manner in which he may choose to question such a witness is not a basis for a claim of ineffectiveness."
Mr. Hernandez next complains that his trial counsel was ineffective for failing to impeach the trial testimony of C.H. But the defense put on a witness who testified that C.H. "has not been a very honest person. . . ."
Mr. Hernandez next complains that his trial counsel was ineffective for failing to call Detective Scott Stevens to testify at trial. Detective Stevens allegedly was "the only person to take the statements of the alleged victims in this case, and who was the only witness to testify before the grand jury in this case."
"Complaints of uncalled witnesses are not favored in federal habeas corpus review because allegations of what a witness would have testified are largely speculative. Where the only evidence of a missing witnesses' [sic] testimony is from the defendant, this Court views claims of ineffective assistance with great caution."
Finally, Mr. Hernandez complains that his trial counsel failed to articulate certain discrepancies in the prosecution witnesses' trial testimony. The undersigned interprets this to be a criticism of defense counsel's closing argument. "[C]ounsel has wide latitude in deciding how best to represent a client, and deference to counsel's tactical decisions in his closing presentation is particularly important because of the broad range of legitimate defense strategy at that stage. . . . Judicial review of a defense attorney's summation is therefore highly deferential — and doubly deferential when it is conducted through the lens of federal habeas."
The first alleged discrepancy is that the prosecutor's opening statement suggested that there would be evidence of Mr. Hernandez raping P.B. from 1966 to 1972, when the evidence actually showed that no such activity occurred before 1968. This "discrepancy" was cured the trial court's instruction that "statements made by the attorneys at any time during the trial are not evidence."
The second "discrepancy" cited by Mr. Hernandez has to do with P.B.'s testimony concerning when, in relation to making statements to the detective, P.B. knew that C.H. had been molested by Mr. Hernandez. Although Mr. Hernandez's counsel stated that he was confused by C.H.'s testimony, her testimony was actually consistent with that of P.B. P.B. said that she saw C.H. with her new baby at the home of P.B.'s mother and knew from looking into her eyes that she had been molested. C.H. testified, first, that P.B. had not come and visited with the baby. Counsel took this to mean that there had been no visit at all. But C.H. later clarified that there had been a visit — but at the home of P.B.'s mother not at C.H.'s home. She also explained that, during the visit at P.B.'s mother's home, she did not have a conversation with P.B. They saw each other, but did not speak. "I saw her the day before she gave her statement. . . . But I did not speak to her. . . . At her mom's house."
Mr. Hernandez has not established that the questions asked by his counsel on cross-examination or his counsel's failure to call Detective Stevens to testify resulted in the trial being fundamentally unfair. Similarly, Mr. Hernandez has not established that his counsel's failure to address the two alleged "discrepancies" in closing argument amounted to ineffective assistance of counsel. For these reasons, Mr. Hernandez cannot establish that his trial counsel's performance was deficient or that it resulted in prejudice.
The trial court judge evaluated these same arguments in ruling on Mr. Hernandez's motion for post-conviction relief. She found that Mr. Hernandez did not meet the burden of showing that the trial was unfair, and found that this claim lacked merit. Mr. Hernandez has not persuaded the undersigned that the trial court's ruling was so lacking in justification that there was an error well understood and comprehended in existing law beyond any possibility for fairminded disagreement. Therefore, this Court should defer to the trial court's ruling, which was left undisturbed by the Third Circuit and the Louisiana Supreme Court. Claim No. 5 lacks merit, and the undersigned recommends that it be denied.
Mr. Hernandez contends that he was denied the effective assistance of counsel on appeal, complaining that his appellate counsel failed to address the inclusion of "guilty of attempted simple rape" as a responsive verdict. This issue was raised in Mr. Hernandez's application for post-conviction relief, and it was rejected by the state courts. The trial court judgment, which was not disturbed by the Third Circuit or the Louisiana Supreme Court, reasoned as follows:
The undersigned finds that the trial court's analysis and conclusion are not unreasonable. A criminal defendant is entitled to effective assistance of counsel at every critical stage of the prosecution, through the conclusion of his direct appeal.
To establish deficient performance, Mr. Hernandez must show by specific acts and omissions that counsel's representation fell below an objective standard of reasonableness,
Accordingly, the state courts' denial of relief on this claim was neither contrary to nor an unreasonable application of Strickland v. Washington, and this claim lacks merit. Therefore, the undersigned recommends that this claim be denied.
Mr. Hernandez's final argument is that the trial court's imposition of a life sentence violates the ex post facto prohibition of the United States Constitution. Article 1, § 10 of the United States Constitution provides: "No State shall. . . pass any. . . ex post facto Law. . . ." Laws that change the punishment for a crime so that a greater punishment is permissible at sentencing than at the time the crime was committed violate this prohibition.
For the reasons stated above,
Under the provisions of 28 U.S.C. § 636(b)(1)(C) and Rule 72(b), parties aggrieved by this recommendation have fourteen days from service of this Report and Recommendation to file specific, written objections with the Clerk of Court. A party may respond to another party's objections within fourteen days after being served, with a copy of any objections or response being provided to the District Judge at the time of filing.
Failure to file written objections to the proposed factual findings and/or the proposed legal conclusions reflected in this Report and Recommendation within fourteen days following the date of its service, or within the time frame authorized by Fed. R. Civ. P. 6(b), shall bar an aggrieved party from attacking either the factual findings or the legal conclusions accepted by the District Court, except upon grounds of plain error. See, Douglass v. United Services Automobile Association, 79 F.3d 1415 (5
Pursuant to Rule 11(a) of the Rules Governing Section 2254 Cases in the United States District Courts, this court must issue or deny a certificate of appealability when it enters a final order adverse to the applicant. Unless a Circuit Justice or District Judge issues a certificate of appealability, an appeal may not be taken to the court of appeals. Within fourteen days from service of this Report and Recommendation, the parties may file a memorandum setting forth arguments on whether a certificate of appealability should issue. See 28 U.S.C. § 2253(c)(2). A courtesy copy of the memorandum shall be provided to the District Judge at the time of filing.