KAREN L. HAYES, Magistrate Judge.
Before the undersigned Magistrate Judge, on reference from the District Court, is a motion to compel supplemental or amended discovery responses [doc. #170] filed by plaintiffs Crum & Forster Specialty Insurance Company ("CFS") and Seneca Specialty Insurance Company ("Seneca"). The motion is opposed. For reasons detailed below, the motion is GRANTED IN PART and DENIED IN PART.
On October 15, 2012, a large explosion occurred at Explo Systems, Inc.'s ("Explo") munitions storage facility at Camp Minden, Louisiana. On December 14, 2012, CFS filed the instant complaint for declaratory judgment and rescission against its insured, Explo, seeking a determination that CFS did not owe a duty to defend or indemnify Explo for any claims arising out of the explosion, as well as rescission of the liability policy in effect at the time. See Complaint. On December 27, 2012, Seneca, also an Explo insurer, joined the suit as a party plaintiff to obtain similar relief. See 1st Amend. Complaint.
On August 12, 2013, however, Explo filed for bankruptcy protection, thus triggering the automatic bankruptcy stay. (Notice of Bankruptcy [doc. #81]). The court later lifted the stay on June 19, 2014. (June 19, 2014, Order [doc. #121]). Meanwhile, in March-April 2014, Robert Hayden sought and obtained leave to intervene in this matter to protect his, and a prospective class's, interest in the CFS and Seneca insurance policies. See Apr. 14, 2014, Mem. Order [doc. #114].
On March 26, 2015, C&F served Hayden with its First Set of Interrogatories and its First Set of Requests for Admission. (M/Compel, Exh. 1). Hayden provided C&F with his discovery responses on May 29, 2015. (M/Compel, Exhs. 2-3). Hayden, however, did not personally sign or verify the responses. Id. Furthermore, at his June 2, 2015, deposition, Hayden admitted that he had not previously seen his responses to these discovery requests. (Hayden Depo., pgs. 38-39, 80-81; M/Compel, Exh. 4). Hayden also provided testimony that deviated in part from some of "his" responses to the written discovery.
Over two months after the deposition, plaintiffs' counsel advised counsel for intervenor that Hayden's written responses to C&F's interrogatories and requests for admission were inconsistent with his deposition testimony. (Aug. 13, 2015, Letter from James Carsey to Ryan Gatti; M/Compel, Exh. 5). He asked that Hayden amend his written discovery responses accordingly, or alternatively, that counsel for Hayden contact plaintiffs' counsel to discuss any concerns or objections. Id. On August 22, 2015, plaintiffs' counsel e-mailed counsel for Hayden to discern whether a "meet and confer" would be necessary. (Aug. 22, 2015, E-mail from C. Culver to R. Gatti and S. Irving; M/Compel, Exh. 6).
Counsel for Hayden never responded to these entreaties. Thus, on November 3, 2015, plaintiffs filed the instant motion to compel Hayden to provide supplemental or amended discovery responses to C&F's First Set of Interrogatories and First Set of Requests for Admission. Hayden filed his opposition on November 10, 2015. Plaintiffs filed their reply brief on November 18. Briefing is complete; the matter is ripe.
Rule 33 provides that a party may serve an interrogatory on another party that relates to any matter that may be inquired into under Rule 26(b). Fed.R.Civ.P. 33(a)(2). The interrogatories must be answered by the party to whom they are directed. Fed.R.Civ.P. 33(b)(1). Furthermore, "[t]he person who makes the answers must sign them, and the attorney who objects must sign any objections." Fed.R.Civ.P. 33(b)(5). In addition,
Fed.R.Civ.P. 26(e)(1).
A party seeking discovery may move for an order compelling production against another party when the latter has failed to answer an interrogatory. See Fed.R.Civ.P. 37(a)(3)(B). An evasive or incomplete response is treated as a failure to respond. Fed.R.Civ.P. 37(a)(4).
Movants contend that Hayden's deposition testimony is inconsistent with his written answers to Interrogatories Nos. 3,
Each side is partially correct. "In answering interrogatories, a party is charged with knowledge of what its agents know, or what is in records available to it, or even, for purposes of Rule 33, information others have given it on which it intends to rely in its suit." 8B Charles A. Wright & Arthur R. Miller, Federal Practice and Procedure § 2177 (3d ed.) (2015); see also Oklahoma v. Tyson Foods, Inc., 262 F.R.D. 617, 629 (N.D. Okla. 2009) (same). Furthermore, "a party served with interrogatories has an obligation to reveal information held by his attorneys." Naismith v. Prof'l Golfers Ass'n, 85 F.R.D. 552, 565 (N.D. Ga. 1979) (citing inter alia, Hickman v. Taylor, 329 U.S. 495, 504, 67 S.Ct. 385, 390, 91 L.Ed. 451 (1947)).
Here, Hayden properly relied on his attorneys' knowledge in crafting his answers to C&F's interrogatories. However, Hayden's attorney(s) apparently answered the interrogatories without going over the responses with him, thereby leaving Hayden in the dark at his deposition. The lack of collaboration also is made apparent by Hayden's failure to personally sign the answers in contravention of Rule 33. See Intervenor's Ans. to Interr.; M/Compel, Exh. 2; see also Hayden Depo.; M/Compel, Exh. 4.
Accordingly, within the next 14 days from the date of this order, Hayden shall review his answers to C&F's First Set of Interrogatories and provide C&F with the requisite verification under oath for all interrogatory answers. If Hayden is not comfortable with some of his original answers, then, within the same period, he shall supplement his answers in accordance with Rule 26(e)(1).
Rule 36 of the Federal Rules of Civil Procedures provides that
Fed.R.Civ.P. 36(a)(1).
Rule 36 permits litigants to request admissions regarding a broad range of matters, including ultimate facts and applications of law to fact. In re Carney, 258 F.3d 415, 419 (5th Cir. 2001) (citations omitted). This discovery device permits the parties to reduce the issues for trial, and to focus their attention on disputed matters. Id. Rule 36 further provides specific instructions for answering a request for admission:
Fed.R.Civ.P. 36(a)(4).
A reasonable inquiry includes an investigation and inquiry of employees, agents, and others who conceivably and realistically may have information which would enable the respondent to fashion the appropriate response. Concerned Citizens of Belle Haven v. Belle Haven Club, 223 F.R.D. 39, 44 (D. Conn. 2004) (citing Henry v. Champlain Enters., 212 F.R.D. 73, 78 (N.D.N.Y.2003)).
Rule 36 authorizes the requesting party to move to determine the sufficiency of an answer or objection. Fed.R.Civ.P. 36(a)(6). Moreover, "[u]nless the court finds an objection justified, it must order that an answer be served. On finding that an answer does not comply with this rule, the court may order either that the matter is admitted or that an amended answer be served." Id.
Movants contend that Hayden's deposition testimony is inconsistent with his responses to Requests for Admission Nos. 2,
As with Hayden's disputed answers to interrogatories, the court finds that he properly relied on his attorney's knowledge in denying the requests for admission. See discussion, supra. Moreover, Rule 36 authorizes the responding party to deny a request for admission, without explication. See Fed.R.Civ.P. 36(a)(4); Janko v. Fresh Mkt., Inc., Civ. Action No. 13-648, 2015 WL 4714928, at *3 (M.D. La. Aug. 5, 2015); U.S. E.E.O.C. v. IESI Louisiana Corp., Civ. Action No. 09-0980, 2010 WL 2342393, at *2 (W.D. La. June 3, 2010); In re Katrina Canal Breaches Consol. Litig., Civ. Action No. 05-4182, 2007 WL 1959193, at *3 (E.D. La. June 27, 2007).
However, it is manifest that, in contravention of Rule 36, Hayden — the party to whom the request was directed — did not collaborate with his attorney(s) in preparing the written answers to the admission requests. See Fed.R.Civ.P. 36(a)(3); Leleux, supra. Furthermore, unless the request for admission was objected to, the answers arguably should have been signed personally by Hayden.
Accordingly, within the next 14 days from the date of this order, Hayden shall review his answers to C&F's First Set of Requests for Admission and provide C&F with the requisite signature and verification under oath. If Hayden is not comfortable with some of his original answers, then, within the same period, he shall supplement his answers in accordance with Rule 26(e)(1).
For the foregoing reasons,
IT IS ORDERED that plaintiffs' motion to compel supplemental or amended discovery responses [doc. #170] is hereby GRANTED IN PART, as detailed in the body of this opinion.
IT IS FURTHER ORDERED that the motion [doc. #170] otherwise is DENIED.