KAREN L. HAYES, Magistrate Judge.
Before the court is plaintiff's petition for review of the Commissioner's denial of social security disability benefits. The district court referred the matter to the undersigned United States Magistrate Judge for proposed findings of fact and recommendation pursuant to 28 U.S.C. § 636(b)(1)(B) and (C). For the reasons assigned below, it is recommended that the decision of the Commissioner be
Dayle Osborne protectively filed the instant applications for Title XVI Supplemental Security Income payments and Title II Disability Insurance Benefits on October 15 and December 10, 2010, respectively. (Tr. 17, 183-192, 200). She alleged disability as of September 15, 2006,
Osborne unsuccessfully sought review before the Appeals Council, before filing suit in this court on February 26, 2013. (Tr. 1-3); Osborne v. Commissioner, Social Security Administration, No. 13-0415 (W.D. La.). Pursuant to a March 13 and April 1, 2014, Report and Recommendation and Judgment, the District Court reversed and remanded the matter for further proceedings consistent therewith. (Tr. 457-473). Upon remand from the District Court, the Appeals Council vacated the prior administrative decision and remanded the matter to an ALJ for further proceedings. (Tr. 453-455).
Upon remand, a new hearing was held on October 22, 2015, before a different ALJ. (Tr. 385-429). In an April 22, 2016, partially favorable decision, the ALJ found that the claimant was disabled as of her (modified) alleged onset date of February 18, 2010, but that the disability extended only through June 2, 2015, because, effective June 3, 2015, she experienced medical improvement related to her ability to work. (Tr. 353-375).
Osborne appealed the adverse decision to the Appeals Council. On September 2, 2016, however, the Appeals Council denied Osborne's request for review; thus the ALJ's decision became the final decision of the Commissioner. (Tr. 346-349).
On November 8, 2016, Osborne sought review before this court. She alleges the following errors:
This court's standard of review is (1) whether substantial evidence of record supports the ALJ's determination, and (2) whether the decision comports with relevant legal standards. Villa v. Sullivan, 895 F.2d 1019, 1021 (5th Cir. 1990). Where the Commissioner's decision is supported by substantial evidence, the findings therein are conclusive and must be affirmed. Richardson v. Perales, 402 U.S. 389, 390 (1971). The Commissioner's decision is not supported by substantial evidence when the decision is reached by applying improper legal standards. Singletary v. Bowen, 798 F.2d 818 (5th Cir. 1986). Substantial evidence is such relevant evidence as a reasonable mind might accept as adequate to support a conclusion. Richardson v. Perales, 402 U.S. at 401. Substantial evidence lies somewhere between a scintilla and a preponderance. Muse v. Sullivan, 925 F.2d 785, 789 (5th Cir. 1991). A finding of no substantial evidence is proper when no credible medical findings or evidence support the ALJ's determination. Johnson v. Bowen, 864 F.2d 340, 343-44 (5th Cir. 1988). The reviewing court may not reweigh the evidence, try the issues de novo, or substitute its judgment for that of the Commissioner. Greenspan v. Shalala, 38 F.3d 232, 236 (5th Cir. 1994) (citation omitted).
Pursuant to the Social Security Act ("SSA"), individuals who contribute to the program throughout their lives are entitled to payment of insurance benefits if they suffer from a physical or mental disability. See 42 U.S.C. § 423(a)(1)(D). The SSA defines a disability as the "inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months . . . ." 42 U.S.C. § 423(d)(1)(A). Based on a claimant's age, education, and work experience, the SSA utilizes a broad definition of substantial gainful employment that is not restricted by a claimant's previous form of work or the availability of other acceptable forms of work. See 42 U.S.C. § 423(d)(2)(A). Furthermore, a disability may be based on the combined effect of multiple impairments which, if considered individually, would not be of the requisite severity under the SSA. See 20 C.F.R. § 404.1520(a)(4)(ii).
The Commissioner of the Social Security Administration has established a five-step sequential evaluation process that the agency uses to determine whether a claimant is disabled under the SSA. See 20 C.F.R. §§ 404.1520, 416.920. The steps are as follows,
See Boyd v. Apfel, 239 F.3d 698, 704-705 (5th Cir. 2001); 20 C.F.R. § 404.1520.
The claimant bears the burden of proving a disability under the first four steps of the analysis; under the fifth step, however, the Commissioner must show that the claimant is capable of performing work in the national economy and is therefore not disabled. Bowen v. Yuckert, 482 U.S. 137, 146 n. 5 (1987). When a finding of "disabled" or "not disabled" may be made at any step, the process is terminated. Villa v. Sullivan, 895 F.2d 1019, 1022 (5th Cir. 1990). If at any point during the five-step review the claimant is found to be disabled or not disabled, that finding is conclusive and terminates the analysis. Lovelace v. Bowen, 813 F.2d 55, 58 (5th Cir. 1987).
The Disability Benefits Reform Act of 1984 amended the Social Security Act to provide a standard of review for determining whether a disability has ceased. Pub.L. 98-460. The Commissioner has prescribed regulations to implement the standard of review. However, a disability recipient's benefits "may be terminated only if substantial evidence demonstrates both that `there has been any medical improvement' and that `the individual is now able to engage in substantial gainful activity.'" Hallaron v. Colvin, 578 F. App'x 350, 353 (5th Cir. 2014) (citing 42 U.S.C. § 1382c(a)(4)(A)).
The Commissioner has prescribed regulations to implement the foregoing requirement. Specifically, a disability recipient's benefits will be terminated only where the Commissioner determines:
20 C.F.R. § 404.1594(a) (paraphrased).
In evaluating the above-enumerated issues, the Commissioner employs an eight-step sequential analysis:
20 C.F.R. § 404.1594(f) (paraphrased).
The review may cease and benefits may be continued at any point in the analysis that the Commissioner determines that there is sufficient evidence to find that the individual is still unable to engage in substantial gainful activity. Id.
In a continuing disability review applying the medical improvement standard, the government must, in all relevant respects, prove that the person is no longer disabled. Waters v. Barnhart, 276 F.3d 716, 718 (5th Cir. 2002) (citations omitted).
The ALJ determined at step one of the sequential evaluation process that the claimant had not engaged in substantial gainful activity during the relevant period. (Tr. 361). At step two, she found that the claimant suffered severe impairments of psychosis NOS; post-traumatic stress disorder (PTSD); schizotypal personality disorder; schizoaffective disorder; bipolar disorder; cluster B traits; status post-right ankle fracture; and right arm tendonitis. (Tr. 361).
The ALJ next determined that the claimant retained the residual functional capacity ("RFC") to perform sedentary work,
The ALJ concluded at step four of the sequential evaluation process that the claimant was unable to perform her past relevant work. (Tr. 369). Accordingly, she proceeded to step five. At this step, the ALJ determined that the claimant was a younger individual, with at least a high school education, and the ability to communicate in English. Id. She had no transferrable skills. Id.
The ALJ then observed that given the claimant's vocational factors, and if she had an RFC that did not include any non-exertional limitations, the Medical-Vocational Guidelines would direct a finding of not disabled. 20 C.F.R. § 404.1569; Rules 201.28 and 201.21, Table 1, Appendix 2, Subpart P, Regulations No. 4. (Tr. 369). However, because the claimant's RFC did include non-exertional limitations, the ALJ consulted a vocational expert ("VE") to determine whether, and to what extent the additional limitations eroded the occupational base for sedentary work. (Tr. 369-370). In response, the VE testified that given all these factors, there were no jobs in the national economy that the claimant could perform. (Tr. 370). As a result, the ALJ concluded that the claimant was disabled from February 18, 2010, through June 2, 2015.
The ALJ determined that the claimant did not develop any new impairments; thus her severe impairments remained the same as the prior period. (Tr. 370). Furthermore, her impairments still did not meet or medically equal any of the impairments listed in Appendix 1, Subpart P, Regulations No. 4. Id.
The ALJ determined that the claimant experienced medical improvement as of June 3, 2015, and that the improvement was related to her ability to perform work because her residual functional capacity ("RFC") had increased. (Tr. 370-371). The ALJ next determined that, as of June 3, 2015, the claimant had the same RFC as for the prior closed period of disability, except that she no longer was off task at least 25% of the day. (Tr. 371-373).
The ALJ concluded that the claimant was unable to return to past relevant work. (Tr. 373). Finally, the ALJ determined that the claimant was a younger individual, with at least a high school education, and the ability to communicate in English. (Tr. 373-374). Transferability of skills was not an issue. Id. The ALJ then observed that, given the claimant's vocational factors, and the ability to perform the full range of sedentary work, the Medical-Vocational Guidelines directed a finding of not disabled as of June 3, 2015. 20 C.F.R. § 404.1569; Rules 201.21, Table 1, Appendix 2, Subpart P, Regulations No. 4. Id.
However, because the claimant's RFC did include nonexertional limitations, the ALJ consulted a vocational expert ("VE") to determine whether, and to what extent her limitations eroded the occupational base for unskilled work at the sedentary exertional level. Id. In response, the VE identified the representative jobs of polisher; flip loading machine feeder; and bench hand that were consistent with the claimant's RFC and vocational profile. Id.
Therefore, the ALJ concluded that the claimant's disability ended as of June 3, 2015. (Tr. 374).
Plaintiff argues that the ALJ's RFC, for the time period beginning on June 3, 2015, is not supported by any medical source statement, any adequate or specific medical evidence, or a function-by-function analysis. The court agrees that, frequently, when no medical provider has issued an opinion or medical source statement regarding the effects of a claimant's impairments, the omission requires reversal and remand. However, the absence of a medical source statement, "does not, in itself, make the record incomplete." Ripley v. Chater, 67 F.3d 552, 557 (5th Cir. 1995); see also Joseph-Jack v. Barnhart, 80 Fed. Appx. 317, 318 (5th Cir.2003). Rather, in such situations, the court's inquiry properly "focuses upon whether the decision of the ALJ is supported by substantial evidence in the existing record." Ripley, supra.
At the outset, the court observes that, at least for the period until March 2013, the ALJ's RFC is substantially supported by the attorney-supplied medical statement form concerning schizophrenia that Dr. Zentner completed on February 2, 2012. (Tr. 325-326).
After plaintiff's last hospitalization in February 2013, her condition began to change materially. On May 20, 2013, Osborne was seen by Robert Detrinis, M.D. (Tr. 763). He noted that she did not take the session seriously. Id. Nonetheless, her memory was intact; attention and concentration were fair to good. Id. By this time, Osborne's diagnosis had changed from schizoaffective disorder to bipolar disorder II. Id.
Osborne returned to Dr. Detrinis on August 12, 2013. (Tr. 764). She had no evidence of schizophrenic symptoms. Id. Her memory was intact with average IQ. Id. Her judgment and insight were fair; attention and concentration were good. Id. He increased her Risperdal dosage. Id.
On September 16, 2013, Osborne reported to Dr. Detrinis that she was feeling better, her sleep had improved, with no complaints, and no side effects. (Tr. 762). However, she was not working, and instead awaiting disability. Id. Detrinis opined that her mental status examination was grossly intact. Id.
On November 4, 2013, Osborne reported to Dr. Detrinis that her moods were okay, she had no side effects, and was enjoying life. (Tr. 761). She was smiling, and exhibited clear, organized thoughts, with no mania, or depression. Id.
Osborne returned to Dr. Detrinis again on May 23, 2014. (Tr. 760). At that time, she was feeling much better, her sleep had improved, with no side effects, and no complaints. Id. Her attention and concentration were good. Id. She was stable with Risperdal, with no side effects. Id. Detrinis opined that Osborne had "improved." Id.
On January 6, 2015, Osborne was seen by Erin Stanton, M.D. (Tr. 758-759). Osborne reported that she was doing fine and engaging in "just the normal things of life." Id. Her mood had been "pretty good." Id. She was calmer on her medication, and felt rested during the day. Id. She denied any side effects. Id. She had not felt down in a while — since she was hospitalized in early 2013. Id. Overall, she felt that she was doing a lot better "as long as she t[ook] [her] medicine." Id. Her short-term memory was grossly normal. Id. She was doing quite well, without mood or psychotic symptoms. Id.
On June 3, 2015, Osborne returned to Dr. Detrinis, who reviewed her progress notes dating back to 2012. (Tr. 848). Detrinis acknowledged that Osborne was applying for disability, but opined that she was capable of some form of work. Id. Upon examination, Osborne appeared slightly disheveled, but cooperative, oriented in all spheres, with good concentration, intact memory, and good judgment and insight. Id. He indicated that Osborne had bipolar disorder II, in full remission. Id. Detrinis also remarked that Osborne had been psychiatrically stable for awhile. Id. He tried to help her process the fact that she should be working, but conceded that her opinion might be contrary to his own. Id.
At the October 2015, hearing held in this matter, Osborne testified that her medication helped her, and that she did not experience any side effects. (Tr. 395).
Osborne's mother agreed that the new medication had helped her daughter a lot. (Tr. 417). Moreover, she got along well with people at times. (Tr. 418). When asked what would prevent her daughter from returning to work on a regular basis, Osborne's mother replied that it was because her medication made her too drowsy. (Tr. 418-419).
The court finds that the hearing testimony provides substantial evidence to support the ALJ's RFC. Despite the longstanding nature of plaintiff's physical impairments, she did not indicate any physical limitation of functioning when she applied for disability in 2010. See Tr. 217. Moreover, she admitted that she could sit for "less than two hours," which is not necessarily inconsistent with the approximate two hour sitting intervals required for sedentary work. See POLICY INTERPRETATION RULING TITLES II AND XVI: DETERMINING CAPABILITY TO DO OTHER WORK—IMPLICATIONS OF A RESIDUAL FUNCTIONAL CAPACITY FOR LESS THAN A FULL RANGE OF SEDENTARY WORK, Social Security Ruling No. 96-9p. She also could lift a gallon of milk. The ALJ's RFC also contemplated that Osborne's ability to ambulate was reduced by the need to use a cane, with no more than frequent handling and fingering with the dominant right upper extremity, and no overhead reaching with right upper extremity. In addition, plaintiff conceded that her arm and ankle pain was alleviated by Tylenol, which confirms that the pain was not intractable or debilitating. (Tr. 400).
The court further finds that the ALJ's mental RFC that limited plaintiff to simple, unskilled work activity, with additional social interaction limitations, is more than supported by Dr. Detrinis's treatment notes and plaintiff's regular, continuing activities. Indeed, by June 2015, plaintiff's bipolar disorder was in sustained remission.
Plaintiff argues that the record does not support the ALJ's implicit and necessary finding that she could perform work activities for a full work week on a sustained basis. Importantly, however, the ALJ determined that plaintiff did not achieve material medical improvement until June 2015 — despite the fact that she had been doing well ever since her last hospitalization and medication change prior to March 2013. In other words, the ALJ preserved plaintiff's disability status for over two years after the record supported improvement in her condition. During this two year period, there was no evidence of deterioration, relapses, or the like. Clearly, by June 2013, plaintiff's condition had stabilized. In addition, there is no indication that her condition waxed or waned. In fact, plaintiff regularly attended Bible study sessions every other day, where she interacted with others. Attending classes regularly evidences some ability to maintain concentration for new and challenging tasks. Under these circumstances, the court discerns no cognizable error.
Plaintiff also faults the ALJ for purporting to assign "great evidentiary weight" to plaintiff's Global Assessment of Functioning ("GAF") scores,
Plaintiff also faults the ALJ for her alleged failure to provide specific reasons for her credibility determination.
In sum, the court finds that the ALJ's "credibility" determination satisfied the requirements of 20 C.F.R. § 404.1529, and is supported by substantial evidence. See Undheim v. Barnhart, 214 Fed. Appx. 448 (5
Finally, re-urging the same arguments employed to challenge the sufficiency of the ALJ's RFC for the relevant period, plaintiff contends that the ALJ's step eight conclusion is flawed because her hypothetical to the vocational expert faithfully incorporated the limitations found in her RFC, which according to plaintiff, is not supported by substantial evidence. However, a hypothetical need only reasonably incorporate the disabilities and limitations recognized by the ALJ. Bowling v. Shalala, 36 F.3d 431 (5
The evidence in this case was by no means uniform and could have supported a different outcome. Such conflicts in the evidence, however, are for the Commissioner to resolve. Selders v. Sullivan, 914 F.2d 614, 617 (5
Upon review of the record, the undersigned finds that the Commissioner's determination is supported by substantial evidence and remains free of legal error. Accordingly,
IT IS RECOMMENDED that the Commissioner's decision be AFFIRMED, in its entirety, and that this civil action be DISMISSED with prejudice.
Under the provisions of 28 U.S.C. §636(b)(1)(C) and FRCP Rule 72(b), the parties have
20 C.F.R. 404.1567(a).