MARK L. HORNSBY, Magistrate Judge.
Corey P. Thomas ("Plaintiff") is a self-represented prisoner who filed this complaint against officials at the David Wade Correctional Center ("DWCC"). He alleges that he was subject to physical abuse and that Warden Jerry Goodwin, Captain Johnny White, Sgt. Tony Sepulvado, and Colonel Scott Cantrell are liable to him for violation of civil rights. Defendants responded to the complaint with a Motion to Dismiss pursuant to F.R.C.P. 12(b)(1) and 12(b)(6) (Doc. 22). The motion argues that the complaint should be dismissed because Plaintiff did not exhaust his administrative remedies before filing it. Plaintiff has not filed any opposition to the motion. For the reasons that follow, it is recommended that the motion be treated as one for summary judgment and granted.
Plaintiff alleges in his complaint that he entered DWCC in December 2015 as a transferee from the Elayn Hunt Correctional Center. He was asked to bend over and open his anus. He alleges that he complied and then heard Captain White ask, "What was that?" Plaintiff alleges that he said nothing. Captain White apparently thought that Plaintiff was hiding contraband and allegedly told Sgt. Sepulvado to grab Plaintiff.
Plaintiff alleges he was forced to the ground on his stomach, and White and Sepulvado "grabbed and inserted fingers in my anus, only to retrieve tissue paper, a piece of tissue paper that was left behind due to an earlier bowel movement." Plaintiff alleges that afterwards his anus was bleeding, he was denied medical attention, and he was "written up for dirty urine." He alleges that an officer later threatened that he drop a related ARP grievance "or get locked up." Plaintiff prays for $10,000,000 in damages, and he wants the defendants to be "fired and brought up on charges."
The complaint forms issued by this court, consistent with law discussed below, no longer direct prisoners to allege exhaustion at the pleading stage. Old complaint forms that do include questions about exhaustion are, however, still in circulation at some prisons and jails. Plaintiff filed this action on an old form.
He checked boxes to indicate that (1) there was a grievance procedure available at the institution and (2) he presented facts related to his complaint in a grievance. He was asked to provide the grievance number. Plaintiff wrote that he had misplaced the papers and that the facility would not provide him copies. When asked what steps he took, he wrote, "I told a colonel, written a ARP, then I contacted PREA." (The PREA reference presumably refers to an authority associated with the Prison Rape Elimination Act.) The form asked for the results. Plaintiff wrote, "inconclusive, no investigation, threats, assaults, verbal abuse."
Defendants argue that Plaintiff's complaint is subject to dismissal because Plaintiff did not exhaust his administrative remedies before he filed suit. The defense is based on the provision in 42 U.S.C. § 1997e(a) enacted by the Prison Litigation Reform Act ("PLRA"). It provides, "No action shall be brought with respect to prison conditions under section 1983 of this title, or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted." The statute applies to actions that allege the use of excessive force or denial of medical care.
The statute requires proper exhaustion in accordance with prison or jail procedures.
Defendants argue that the complaint does not allege facts that show proper exhaustion, and they contend that this means the court lacks subject-matter jurisdiction and can dismiss pursuant to F.R.C.P. 12(b)(1). The jurisdictional attack is off the mark because "a prisoner's failure to exhaust administrative remedies does not deprive courts of subject-matter jurisdiction in suits covered by the PLRA."
Defendants' other argument is that the court should dismiss the complaint for failure to state a claim on which relief may be granted because Plaintiff did not affirmatively plead proper exhaustion. Rule 12(b)(6) is not a proper grounds to attack the complaint. The Supreme Court has held that "failure to exhaust is an affirmative defense under the PLRA, and that inmates are not required to specially plead or demonstrate exhaustion in their complaints."
"Since exhaustion is an affirmative defense, the burden is on [Defendants] to demonstrate that [Plaintiff] failed to exhaust available administrative remedies."
Defendants in this case did not present an affidavit, but they did attach to their motion a copy of a grievance filed by Plaintiff in connection with his intake in December 2015. Plaintiff wrote in that grievance that he was wrongfully accused of having "dirty urine" even though he had not used drugs for over a year. Plaintiff argued that the officer should not have written him up for the drug screen and that he deserved a retest "because I have not been doing drugs lately."
The grievance was rejected because disciplinary matters are not appealable through the ARP process; those issues are addressed through a separate disciplinary board proceeding. Defendants have not offered affidavit testimony or other evidence that denies the existence of any other grievances, but counsel represents in his memorandum that Plaintiff did not file a grievance against these defendants based on the facts that form the basis of this suit.
Defendants' submission offers the bare minimum in support of the exhaustion defense. Nonetheless, considering Plaintiff's lack of opposition, the court will elect to treat the motion to dismiss as one for summary judgment and view the extra-pleading evidence.
It is recommended that the court find, based on the current submissions, that Defendants have presented a factual basis for their defense of failure to exhaust administrative remedies. The 14-day opportunity for objections that follows this recommendation will provide Plaintiff adequate notice of the conversion of the motion and afford him a reasonable opportunity to respond with his own competent summary judgment evidence regarding exhaustion.
Assuming summary judgment is granted, the next question is whether the complaint should be dismissed with or without prejudice to refiling in forma pauperis. The filing of unexhausted complaints post-
Accordingly;
Under the provisions of 28 U.S.C. § 636(b)(1)(C) and Fed. R. Civ. P. 72(b), parties aggrieved by this recommendation have fourteen (14) days from service of this report and recommendation to file specific, written objections with the Clerk of Court, unless an extension of time is granted under Fed. R. Civ. P. 6(b). A party may respond to another party's objections within fourteen (14) days after being served with a copy thereof. Counsel are directed to furnish a courtesy copy of any objections or responses to the District Judge at the time of filing.
A party's failure to file written objections to the proposed findings, conclusions and recommendation set forth above, within 14 days after being served with a copy, shall bar that party, except upon grounds of plain error, from attacking on appeal the unobjected-to proposed factual findings and legal conclusions accepted by the district court.