McDONALD, J.
Appellants/Defendants, Louisiana Department of Public Safety and Corrections, a warden, and a state maintenance worker, challenge a judgment in the Eighteenth Judicial District certifying a class action. For the following reasons, we reverse and remand.
On the evening of November 7, 2007, a natural gas leak occurred at the Leo cell block at Louisiana Correctional Institute for Women (LCIW) in Iberville Parish. Repairs were initiated by an employee of LCIW, Tyronne Jackson, who, believing the repair was successful, turned on the heaters and hot water heater. However, the following afternoon a smell of gas was again noticed. Jackson again attempted repair, and in the process, a valve blew off causing a high pressure release of natural gas. An employee of Iberville Gas came to assist in the repair. The inmates of the Leo cell block were evacuated to the Capricorn cell block, with the exception of one inmate who suffered from asthma and was brought to the prison infirmary, given inhalation therapy and released.
On May 20, 2008, a petition for damages was filed on behalf of Nancy Abouelazm and approximately 290 other prisoners. Defendants filed exceptions raising the objections of prematurity, insufficiency of service of process, and. improper cumulation on October 23, 2008. On November 7, 2008, a hearing was held on defendants' exceptions and a judgment was signed on November 24, 2008, denying the exceptions of prematurity and improper cumulation. The defendants sought writs and a stay of court proceedings until action by the First Circuit Court of Appeal was ordered. On June 29, 2009, a panel of this court: subsequently granted the writ, in part, as follows:
Thereafter, by judgment dated July 9, 2009, the district court judge ordered that all claims made by all plaintiffs, other than the first named plaintiff, Nancy Abouelazm, be dismissed without prejudice. Prior to this action, on October 29, 2008, plaintiffs filed a class action petition for damages entitled
The plaintiffs filed a motion to consolidate the Abouelazm and Morris cases, which was heard by the district court on August 12, 2009. The consolidation was granted, and judgment was signed on August 26, 2009.
As noted, the hearing on the certification of the class was on February 8, 2012. Plaintiffs sought class certification on the issue of liability only. After the hearing, the court granted certification of the class for the issue of liability. The defendants appeal this action asserting that the record does not contain any information regarding how many of the affected prisoners complied with the administrative procedures set forth in La. R.S. 15:1171 et seq., the Corrections Administrative Remedy Procedure (CARP).
Defendants note that, in order to preserve any potential tort claim, an inmate must first initiate and exhaust the two-step administrative procedure established by CARP. If a prisoner fails to pursue his claim administratively or exhaust his administrative remedies, he is deemed to have abandoned his claim and any subsequent lawsuit must be dismissed with prejudice. La. R.S. 15:1172(C).
Plaintiffs claim that these "exact same issues" were considered in a writ directed to this court in February 2009, appealing class certification and by the action responding to it on June 29, 2009, which is noted above. We do not agree with plaintiffs' assessment. The district court had denied defendants' exceptions raising the objections of improper cumulation and prematurity/failure to exhaust administrative procedures by judgment signed November 24, 2008, from which defendants sought supervisory review by writ. The judgment was reversed, and the exception of improper cumulation was granted. In all other respects the writ was denied.
The plaintiffs, allegedly numbering over 300, may be significantly reduced by the deletion of all inmates who have not exhausted their administrative remedy. Plaintiffs' counsel submitted two CDs showing plaintiffs' initiation of CARP. While this CD evidence includes CARP claims by Nancy Abouelazm and Joycelyn Douglas, there was no evidence presented of a CARP claim by Maria Morris. The number of those inmates, who submitted claims as evidenced on the two CDs, was significantly less than one hundred. Louisiana Revised Statutes 15:1171(B) requires an offender within the custody of the Department of Public Safety and Corrections to exhaust administrative remedies before filing suit on any cause of action.
We also note that none of the cases cited apply to class actions. Neither party has questioned or explained if a class action procedure is applied differently in a prisoner suit in which the filing of a CARP is a prerequisite to the filing of suit. Before we decide how, or if, the issue we are considering harmonizes with a class action, it will be necessary for us to determine that the plaintiffs were properly certified as a class.
A class action is a nontraditional procedure that permits a representative to sue on behalf of, and stand in judgment for, a class of similarly situated persons with typical claims when the question is one of common interest to persons so numerous as to make it impracticable to bring them all before the court.
The class action certification procedure is governed by Louisiana Code of Civil Procedure articles 591-597. The prerequisites for maintaining a class action are found in La. C.C.P. art. 591, and have generally been summarized as numerosity, commonality, typicality, the adequacy of the representative parties to protect the interests of the class, and an objectively definable class. In addition to these five elements, the court must also consider the predominance of common issues, and the superiority of the class action procedure.
To satisfy the "numerosity" requirement fix class certification, plaintiffs must establish that the members of the class are so numerous that joinder of those members would be impracticable. No set number of putative plaintiffs has been established in order to fulfill the numerosity requirement for a class action.
A showing of commonality of questions of law and fact among the class is the second prerequisite in certifying the class. The test for "commonality" requires only that there be at least one issue the resolution of which will affect all or a significant number of putative class members.
The third prerequisite in certifying the class is typicality. The element of typicality requires that the claims of the class representative be a cross section
The test for determining the existence of adequate representation in a class action consists of three elements: (I) the claims of the class representatives cannot he antagonistic or conflict with those of other class members; (2) the class representative must have a sufficient interest in the outcome to ensure vigorous advocacy; and (3) counsel must be competent, experienced, qualified, and generally able to conduct the litigation vigorously.
The determination of whether a class action meets the requirements imposed by law involves a rigorous analysis. The trial court must evaluate, quantify and weigh [the relevant factors] to determine to what extent the class action would in each instance promote or detract from the goals of effectuating substantive law, judicial efficiency, and individual fairness."
Our review of the transcript of the class certification hearing does not reveal a "rigorous analysis" by the trial court. Although plaintiffs' counsel contends that evidence "of each factor was introduced or offered into evidence," we have no evidence that the district court analyzed the five requisite factors. Arguably, the issue of numerosity was the only one briefly addressed by the court stating, "[A]lthough it's a lot of people, do you have any . . . serious injuries here?" Defendants' counsel responded, "the injuries and damages are nausea, headaches, dizziness." To which the court responded, "But anyway, if we are going to handle it, it needs to be handled as a class in this matter to get rid of all of it." Basically, that was the extent of the district court's analysis. There was no analysis of, or even reference to, commonality, typicality, or adequate representation.
Plaintiffs maintain that the only issue before this court is numerosity, the first of the live prerequisites for maintaining a class action. However, the Louisiana Constitution gives us supervisory jurisdiction over cases that arise within our district. La. Const. art. 5, §10. Furthermore, we may notice errors sua sponte. In any event, we find the district court's handling of the numerosity issue insufficient to satisfy its duty.
We are also mindful that the burden of proof in the certification of a class is on the person bringing the action, which in this case, are the plaintiffs. We find that the plaintiffs failed to meet their burden of proof.
The motion to supplement the record lied by plaintiffs is denied as moot. The record we reviewed established that the certification could not be maintained, even with the supplement.
After reviewing the record, evidence, and jurisprudence, we find that the class certification hearing was not legally or factually sufficient to establish a class. We reverse the district court's decision and remand for further proceedings in accordance with this opinion. Costs of this appeal are assessed against plaintiffs/appellees.