GANTS, J.
A jury in the Superior Court convicted the defendant on two charges of murder in the first degree on theories of deliberate premeditation, extreme atrocity or cruelty, and felony murder for the shooting deaths of Nathan Lewis and Kevin Thompson. The defendant was also convicted of assault and battery by means of a dangerous weapon, armed assault with intent to rob, possession of a firearm in the commission of a felony, and on three charges of armed robbery while masked.
On appeal, the defendant argues that he should be granted a new trial because (1) the prosecutor elicited twice from a witness that the defendant was a drug dealer, which testimony the judge ordered struck; (2) the prosecutor improperly suggested in his closing argument that the Commonwealth knew whether a
Background. Based on the evidence at trial, the jury could have found that, on the evening of December 11, 2006, Osbourne Myrie and Raymond Lucia were renovating the first-floor apartment of a three-family home at 92 Marlborough Street in Springfield owned by Nathan Lewis. At approximately 7:15 P.M., while Myrie was cutting tile in the bathroom, and Lewis, Lucia, and Lewis's friend, Kevin Thompson, were in or near the dining area, two masked men entered the dining area of the apartment and a third masked man ran down the hallway of the apartment toward the bathroom. The third masked man confronted Myrie in the bathroom with a firearm and pipe, and then walked away. Another masked man, also armed with a firearm, then approached Myrie and demanded money. Myrie told him he was working and had no money, and the man left the bathroom. Myrie looked into the dining area, heard what sounded like a gunshot, and hid in a corner of the basement.
The first emergency 911 telephone call to the Springfield police regarding the incident was received at 7:26 P.M. Also at 7:26 P.M., Willie Sherrod, a friend of the defendant, telephoned the defendant, who said that he was "tied up doing something," and would call Sherrod back. Later that evening, the defendant returned the telephone call, and told Sherrod that he "just pulled a jux" and that "he might have merced someone." Sherrod explained that "jux" and "merced" were words used in "street talk," and that "pulling a jux" means to commit a robbery, while "mercing" someone means to kill someone. Still later that evening, Sherrod spoke again by telephone with the defendant, who explained that, during the robbery, "the dude tried to grab" him, so he "shot him in the stomach," and when "the dude tried to run," he "shot him in the back," and when the "dude" acted like "he was reaching for something," he "shot him in the back of the head." The defendant also said that he had committed the robbery with "Chuck" and Chuck's brother on the "spur of the moment," and that he got "straight money" of about $14,000. The defendant said that he was going to split the money and get out of town.
That evening, the defendant telephoned Jamesha Little, the mother of his child, and told her, "Do me a favor. Pack my stuff." When she asked what happened, he said, "Nothing. Just pack my stuff," and explained that he wanted her to pack all of his clothes, both dirty and clean. She placed all his clothes in a suitcase, but the defendant did not come by that night to retrieve them. When she asked him the next day where he had spent the night, he said he stayed at Chuck's house.
On December 12, Joseph Beany was checking dumpsters in search of cans and bottles in order to collect the recycling deposit. In one dumpster behind an apartment house in Springfield, he found a bag that contained a wallet with no cash, keys, a pair of boots with a red brown stain on one of them, a pair of pants, and a shirt. He left the boots, pants, and shirt in the dumpster, but placed the wallet and keys on top of a recycling bucket. Later that day, Gail Archie found the wallet and keys, called a telephone number she found in the wallet, and agreed to bring the wallet and keys to the police station, which she did. On the morning of December 13, a Springfield police sergeant retrieved a pair of tan boots and blue jeans from the dumpster behind the apartment house.
Elizabeth Levandowski, a deoxyribonucleic acid (DNA) analyst with the Massachusetts State police, tested a cutting from the left leg of the jeans that contained the reddish brown stain and obtained a complete DNA profile, which she compared to the DNA profile for Lewis, Thompson, Lucia, and the defendant. She determined that Lewis "could have been the source" of the DNA, and that the probability of a randomly selected individual having that same DNA profile is approximately one in 2.31 quadrillion of the Caucasian population; one in 1.339
Levandowski also tested the boots and jeans for "wearer" DNA, examining swabs taken from the inside of the boots and the "wear areas of the inside of the jeans," and obtained only a partial DNA profile. The partial DNA profile from the inside of the boots was a mixture of DNA from at least three individuals. The defendant was included as a potential contributor in this DNA mixture, Thompson and Lucia were excluded as possible contributors, and the results for Lewis were inconclusive. The probability of a randomly selected individual having contributed DNA to this mixture is one in 686 of the Caucasian population, one in 757 of the African-American population, and one in 1,200 of the Hispanic population.
Meanwhile, on December 12, Sherrod decided to inform the Federal Bureau of Investigation's Gang Task Force about the information he had learned from the defendant in their telephone conversations the previous evening. Unbeknownst to the defendant, Sherrod at the time of those telephone calls had been working as a Federal informant and cooperating witness after executing a plea and cooperation agreement in May, 2006, with the United States attorney's office for the District of Massachusetts. Under that agreement, Sherrod agreed to plead guilty to an indictment charging him with possession of cocaine base with intent to distribute, in violation of 21 U.S.C. § 841(a)(1) (2006). The agreement stated that conviction under that statute carried a minimum mandatory term of ten years in prison, followed by a minimum of eight years of supervised release, and a maximum term of life in prison. He also agreed to cooperate fully with law enforcement agents and government
After informing the authorities about the telephone calls, Sherrod received another telephone call from the defendant on the evening of December 13, in which the defendant asked for help in obtaining "a couple of guns." Sherrod then made three telephone calls to the defendant, which were recorded. In one, he asked the defendant if he still had the gun he had used when he "merced" someone. When the defendant said he did, Sherrod said he knew someone who was willing to trade another firearm for the defendant's firearm, "and the dude don't know nobody got merced." The defendant, however, was unwilling to trade his firearm for a different one.
The defendant was arrested on December 16 and, after waiving his Miranda rights and his right to a prompt arraignment, provided both a tape-recorded and written statement to the police. He admitted to being at 87 or 91 Marlborough Street at 4:20 P.M. on December 11, but said he left before 5 P.M., and was in Little's apartment between 6:30 and 8:30 P.M. Little, however, testified that the defendant was not at her home between 6 and 8 P.M. on December 11.
Discussion. 1. The struck testimony regarding the defendant's sale of drugs. In the direct examination of Sherrod, the prosecutor asked how he met the defendant. Sherrod replied that they "just basically hung in the same neighborhood, and he was kind of like selling drugs ... at the time I was selling drugs and selling on the same street basically." When defense counsel asked to be seen at sidebar, the judge instructed the jury:
The defendant argues that the testimony of the defendant's drug dealing was so unfairly prejudicial as to violate his right to due process even though the evidence was struck. We disagree.
As to the first reference to the defendant's drug dealing, the judge immediately struck the testimony and instructed the jury to ignore it. "Jurors are presumed to follow a judge's instructions, including instructions to disregard certain testimony." Commonwealth v. Vallejo, 455 Mass. 72, 84 (2009), quoting Commonwealth v. Williams, 450 Mass. 645, 651 (2008).
As to the second reference, the judge misspoke in not striking Sherrod's statement that the defendant had sold drugs, where the judge plainly meant to strike it. But we are confident from our review of the record that, despite the literal meaning of the judge's words, the jury understood from its context that he was striking Sherrod's answer, which was cut off by defense counsel's objection after Sherrod had said only, "He sold drugs." Defense counsel no doubt shared this understanding, because he did not object to the judge's instruction.
Even if the jury had understood the judge to mean that this answer was not struck, the defendant's substantial rights were not affected, because we can say, "with fair assurance," in view of the overwhelming evidence of the defendant's guilt, that the jury's verdict was "not substantially swayed" by this testimony. Commonwealth v. Flebotte, 417 Mass. 348, 353 (1994), quoting Commonwealth v. Peruzzi, 15 Mass.App.Ct. 437, 445 (1983).
2. The prosecutor's closing argument. In defense counsel's cross-examination of Sherrod, he asked numerous questions eliciting that Sherrod was required under his plea agreement to offer "truthful testimony." He asked Sherrod what he thought would constitute a breach of the agreement, and Sherrod answered that he would be in breach if he were to commit additional crimes during the period of his cooperation or if he were to provide false information. Defense counsel asked Sherrod how "they" were going to assess whether his testimony at trial was truthful.
Defense counsel in his closing argument declared:
The prosecutor in closing argument stated:
The defendant contends that the prosecutor's argument was improper because it suggested to the jury that the prosecutor would know if Sherrod had lied. We conclude that the argument was fair and proper.
In Commonwealth v. Ciampa, 406 Mass. 257 (1989), we recognized that, where a cooperating witness testifies in the prosecution case in accordance with a plea agreement, "[a] prosecutor's position is a delicate one." Id. at 265. "The prosecutor must be free to argue that such a witness is credible, but may not explicitly or implicitly vouch to the jury that he or she knows that the witness's testimony is true." Id. We provided guidance as to what a prosecutor may and may not do in closing argument. "A prosecutor in closing argument may restate the government's agreement with the witness and may argue reasonable inferences from the plea agreement's requirement of truthful testimony." Id. A prosecutor may not express "a personal belief in the credibility of a witness" or suggest that the prosecutor "has knowledge independent of the evidence before the jury verifying a witness's credibility." Id., and cases cited.
The prosecutor here did what he is permitted to do, and did not venture into the forbidden realm of vouching. It was defense counsel who first placed Sherrod's credibility in question through cross-examination and closing argument. Defense counsel suggested that Sherrod's testimony was not worthy of belief, because Sherrod had a strong incentive falsely to implicate the defendant
Moreover, there was no material risk here that any juror would implicitly understand that the prosecutor knew from information outside the evidence that Sherrod was telling the truth. See Commonwealth v. Ciampa, supra at 266 ("plea agreement by itself could be viewed as an implied representation by the government that the witness's testimony will be truthful"). The judge three times instructed the jury to examine Sherrod's testimony with caution and care, and told them that the government had no way of knowing whether a witness was telling the truth. See Commonwealth v. Marrero, 436 Mass. 488, 502 (2002) ("effect of the charge was to dispel any implication inherent in the agreement that the prosecutor warranted that the [cooperating witness] was telling the truth"); Commonwealth v. Ciampa, supra.
3. Removal of spectators from the court room. After the verdicts had been recorded, when the judge asked defense counsel if he wished to be heard as to sentencing, defense counsel declared that he had nothing to say as to sentencing, "But I'd like to be
The judge said that it had come to his attention that, over the last two days, one of the court officers was seriously threatened with bodily harm, and that the one or two individuals "allegedly involved in that threat were the individuals who were asked to leave the court room." He added, "I agree with you that security is of paramount importance, and it is [in] that context that the court exercised its discretion to make sure the proper decorum was followed for the lives of the court officers, lives of the public, safety of court officers, and safety of people in the court room and the exterior of the court room." The defendant claims that the removal of the spectators was structural error that requires a new trial.
Where a court room is closed to some, but not all, spectators, during jury selection, there is "a partial rather than a full or complete closure of the court room." Commonwealth v. Cohen (No. 1), 456 Mass. 94, 110 (2010) (Cohen). To justify a partial closure in view of the right to a public trial under the Sixth Amendment to the United States Constitution, a judge must make "a case-specific determination that closure is necessary." Cohen, supra at 107. The determination must satisfy four requirements: (1) that there is a substantial reason to justify the closure; (2) that the closure is no broader than necessary to protect the interest likely to be prejudiced; (3) that the judge considered reasonable alternatives to closure; and (4) that findings were issued adequate to support the closure. Id. at 107, 111-115, citing Waller v. Georgia, 467 U.S. 39, 48 (1984).
Addressing each of the four requirements, the first three are clear. The judge's finding that the spectators removed from the court room had threatened a court officer with bodily harm provided substantial cause to remove them. Because only the spectators who made threats were removed, the partial closure was no broader than necessary to protect the interest of court safety and security. While the record does not suggest that the judge considered reasonable alternatives to partial closure, there was no apparent reasonable alternative other than to remove the person or persons who had made the threats from the court room.
Because the removal of the one or two spectators from the court room satisfied the four requirements of a partial closure, we conclude that the defendant's right to a public trial was not violated.
At trial the next morning, the prosecutor informed the judge and defense counsel that the Commonwealth would be resting by noon. The judge said that he thought they could complete the charge conference and closing arguments that afternoon. The defendant made no objection. However, after the prosecution rested that morning and the judge declared they would have a short charge conference and proceed to closing arguments, the defendant objected, claiming that he was not prepared for his closing argument. The judge conducted his charge conference in the morning, adjourned for an hour, and then proceeded with closing arguments in the afternoon.
The decision whether to adjourn to allow counsel additional time to prepare a closing argument, like the decision whether to grant a continuance, rests in the sound discretion of the judge. See Commonwealth v. Cruz, 456 Mass. 741, 747 (2010). "There are no mechanical tests for deciding when a denial of a continuance is so arbitrary as to violate due process. The answer must be found in the circumstances present in every case, particularly in the reasons presented to the trial judge at the time the request is denied." Ungar v. Sarafite, 376 U.S. 575, 589 (1964). "[A] judge may not exercise her discretion in such a way that denial of the continuance deprives the defendant of the right to effective
In determining whether the judge abused his discretion in denying a continuance, we focus on "what constitutes a reasonable period of time for preparation, not on defense counsel's subjective satisfaction with his level of preparedness." United States v. Rodriguez-Duran, 507 F.3d 749, 765 (1st Cir. 2007), quoting United States v. Moore, 362 F.3d 129, 135 n.7 (1st Cir. 2004). Even if we were to conclude that a judge erred in denying defense counsel additional time to prepare his closing argument, "[a] defendant is generally not entitled to a new trial unless he or she can identify specific ways in which the court's erroneous denial of a continuance prejudiced his or her defense." United States v. Rodriquez-Duran, supra, quoting United States v. Rodriguez-Marrero, 390 F.3d 1, 22 (1st Cir. 2004).
The judge did not abuse his discretion by denying defense counsel additional time to prepare his closing argument. The prosecutor informed defense counsel on Wednesday afternoon that he would rest the next day, which gave fair warning that the closing arguments might take place on Thursday afternoon, even though the judge said he did not expect that would happen. In addition, defense counsel had the lunch break of one hour on Thursday to prepare and polish his closing. Finally, the defendant does not identify any argument that defense counsel failed to make in his closing argument that, if he had more time, he would have made and that possibly could have affected the jury's verdicts.
5. The defendant's claims in his pro se brief. We need not dwell long on the three arguments the defendant made in his pro se brief, because all are frivolous. First, the defendant claims that the judge erred in admitting in evidence the tape-recorded telephone conversations between the defendant and Sherrod, because Sherrod was acting as an agent of the government and the defendant was not represented by counsel. The judge did not err. The defendant was not in custody when he spoke by telephone to Sherrod, so he had no constitutional right to Miranda warnings or to counsel under the Fifth Amendment to the United States Constitution or art. 12 of the Massachusetts Declaration of Rights. See Commonwealth v. Groome, 435 Mass. 201, 215-216 (2001).
Second, the defendant claims that the judge erred in instructing the jury that they could find him guilty under a joint venture theory based on a preponderance of the evidence rather than by proof beyond a reasonable doubt. The judge gave no such instruction; the defendant conflates the judge's instruction regarding their consideration of a statement by a joint venturer with his instruction regarding a finding of guilt as a joint venturer. The judge instructed the jury that they may consider the statement, "I'm not going to leave here before I shoot someone,"
Finally, the defendant argues that the felony underlying the charge of felony-murder — masked armed robbery, in violation of G. L. c. 265, § 17 — is not punishable by life imprisonment and that the judge therefore erred in instructing the jury on felony-murder in the first degree. The defendant is in error. Masked armed robbery, like armed robbery, in violation of G. L. c. 265, § 17, is punishable by life imprisonment; the only difference between the two crimes is that there is a mandatory
6. Relief pursuant to G. L. c. 278, § 33E. We have reviewed the entire record pursuant to our duty under G. L. c. 278, § 33E, and find no error that produced a substantial likelihood of a miscarriage of justice, nor any other reason to order a new trial or to reduce the defendant's murder convictions to a lesser degree of guilt.
Judgments affirmed.