DUFFLY, J.
A jury in the Superior Court convicted the defendant
1. Background and prior proceedings. As to the murder indictment, the Commonwealth proceeded on theories of deliberate premeditation and felony-murder, with armed robbery as the predicate felony. The jury found the defendant guilty under both theories.
The jury could have found the following facts. The defendant and the victim, Henry Guzman, had both been employed at a furniture rental center until the defendant was terminated from his job in early November, 2001; they had also engaged in drug transactions.
On December 13, 2001, the night of the murder, the victim was living in Lawrence with his girl friend, Emily German, and their daughter; he arrived home from his job at approximately 9 P.M. Fifteen minutes later, he received a call on his cellular telephone, and, after a brief conversation, he left the apartment, declining to tell German where he was going. He never returned. At 10:30 P.M., a Lawrence police officer engaged in a routine patrol observed the victim's empty automobile behind a supermarket distribution warehouse. A check of the registration turned up nothing suspicious, and the officer left.
The defendant and the victim communicated by cellular telephone as the defendant traveled from his apartment in Haverhill to the warehouse in Lawrence.
The defendant subsequently returned to his apartment, stripped off all his clothes, and put them in a plastic trash bag. He and Chisholm drove to Plaistow, New Hampshire, in the Ford Explorer. On the defendant's instruction, Chisholm put the bag with the clothes in a trash barrel that had been set out for collection. The couple drove to a car wash where the defendant washed the vehicle, paying particular attention to the tires; the defendant and Chisholm thoroughly vacuumed the vehicle.
In the days after his disappearance, the victim's family and friends filed a number of missing persons reports and provided police with lists of telephone numbers for calls made to and from the victim's cellular telephone on December 13, 2001. The defendant's telephone number appeared on both of those lists. On December 20, 2001, the defendant was interviewed by police.
On December 27, 2001, police searched the area surrounding the warehouse and discovered the victim's body under a pile of brush about twenty feet from the warehouse parking lot.
The Commonwealth's theory at trial was that the murder was committed in the course of a robbery. After returning to his apartment on the night of December 13, 2001, the defendant removed fourteen or fifteen "vacuum-packed" marijuana "bricks" from a shopping bag that had not been present in the
While in custody awaiting trial, the defendant wrote several letters to Dube and Chisholm asking them to recant their grand jury testimony or to not testify against him at trial. Based on the letter to Chisholm, the defendant was indicted on a charge of intimidation of a witness pursuant to G. L. c. 268, § 13B.
2. Juror voir dire. The defendant contends that the trial judge abused his discretion by questioning members of the venire about whether they believed the Commonwealth must present scientific evidence to prove its case beyond a reasonable doubt. The defendant claims the questioning denied him the right to a fair trial by an impartial jury as guaranteed by the Sixth Amendment to the United States Constitution and by art. 12 of the Massachusetts Declaration of Rights. See Commonwealth v. McCowen, 458 Mass. 461, 494 (2010); Commonwealth v. Seabrooks, 433 Mass. 439, 442 (2001).
"We afford a trial judge a large degree of discretion in the jury selection process." Commonwealth v. Vann Long, 419 Mass. 798, 803 (1995). The judge's duty is to "examine jurors fully regarding possible bias or prejudice where `it appears that there is a substantial risk that jurors may be influenced by factors extraneous to the evidence presented to them.'" Commonwealth v. Garuti, 454 Mass. 48, 52 (2009), quoting Commonwealth v. Morales, 440 Mass. 536, 548 (2003). See generally Commonwealth v. Toolan, ante 452, 466-468 (2011). In deciding juror impartiality, it is sufficient for the judge to "determine whether jurors [can] set aside their own opinions, [properly]
At the request of the Commonwealth, the judge asked potential jurors during individual voir dire whether they believed "the Commonwealth is never able to prove a case beyond a reasonable doubt unless it presents scientific evidence to corroborate witness testimony." Thirty-eight members of the venire responded to some variation of this question
The question regarding scientific evidence was intended to ferret out potential juror bias regarding the so-called "CSI effect," a theory which posits that "jurors who watch forensic science television programs like `CSI' will hold prosecutors to an unreasonably high standard of proof because of the prowess displayed by fictional forensic scientists," and will either acquit unjustly or fail to follow a judge's instructions if forensic evidence is not offered as part of the government's case.
Although anecdotal reports and media coverage have fueled concerns within the legal community about the so-called "CSI effect," there is little empirical evidence supporting its existence. See Commonwealth v. Vuthy Seng, supra at 503-504.
Our decision in Commonwealth v. Bowden, supra, articulates the principle that a judge may not remove issues of inadequacy of a police investigation or lack of evidence from the jury's consideration, but, as we have often stated, "a judge is not required to instruct on the claimed inadequacy of a police investigation." Commonwealth v. Williams, 439 Mass. 678, 687 (2003), quoting Commonwealth v. Boateng, 438 Mass. 498, 507 (2003). Because it is within the judge's discretion whether to give such an instruction, and it is not required that it be given, see Commonwealth v. Semedo, 456 Mass. 1, 16 (2010), the judge did not err in failing to give it. The issues were not removed from the jury's consideration, and the defendant was free to, and did, mount a vigorous defense that focused on the failure of the police to investigate evidence that might have led them to suspect a different person, and the lack of physical evidence tying the defendant to the murder.
4. Admission of opinion regarding defendant's culpability. The defendant contends that the judge erred by permitting Chisholm to express during her trial testimony an opinion as to the defendant's culpability. Because there was no objection, we review to determine whether permitting the testimony was error, and, if so, whether it created a substantial likelihood of a miscarriage of justice. See Commonwealth v. Wright, 411 Mass. 678, 681 (1992).
Chisholm was the prosecution's key witness; she described in
The prosecutor sought to rehabilitate Chisholm by asking her about the nonprosecution agreement she had entered into, which guaranteed that she would not be prosecuted as an accessory after the fact in return for her truthful testimony. The judge upheld the defendant's objection to a question on this topic and suggested that the question be rephrased. The prosecutor asked Chisholm what she had done that might have subjected her to prosecution and why she believed she needed a nonprosecution agreement, and this exchange ensued:
The defendant's objection to the prosecutor's next question, if Chisholm thought "something had happened" on the night of December 13, was overruled, and the prosecutor continued:
It was error to permit the witness to give an opinion regarding the culpability of the defendant as was done in this case.
Treating the first and second objections as having preserved the issue, we consider whether the testimony prejudiced the defendant. See Commonwealth v. Lodge, supra. The error was insubstantial in light of the strong circumstantial evidence of
Moreover, prior to Chisholm's testimony regarding culpability, defense counsel had already elicited testimony from Chisholm that she had signed a statement for police that said she had asked the defendant whether he had killed the victim. Additionally, the Commonwealth made no reference to Chisholm's opinion as to culpability in closing argument. For these reasons, we are convinced "that, stripping the improper testimony from the other evidence, `the judgment was not substantially swayed by the error.'" Id. at 468, quoting Commonwealth v. Flebotte, 417 Mass. 348, 353 (1994).
5. Admission of prior bad act evidence. The defendant contends that the judge erred by allowing the admission of prior bad act evidence in the form of testimony that the defendant (a) possessed a firearm, and (b) argued with Dube over the telephone on the night of the victim's death, and that during this conversation his son stated that he "hated" his father. The defendant argues that even if introduction of the prior bad act evidence had a permissible purpose, it was more prejudicial than probative, and therefore should have been excluded.
a. Firearm evidence. The defendant did not object to testimony from multiple witnesses that he was seen in possession of a "silver" handgun with characteristics similar to that of an automatic or semiautomatic weapon in the days before and after the victim's death.
"Evidence of a defendant's possession of the means to commit a crime within a reasonable time of the crime charged is admissible without proof that that particular means was in fact the one used." Commonwealth v. Evans, 438 Mass. 142, 151 (2002), cert. denied, 538 U.S. 966 (2003). See Commonwealth v. Toro, 395 Mass. 354, 356 (1985). "The fact that a defendant had a weapon that could have been used in the commission of a crime is relevant as a link in tending to prove that the defendant committed that crime." Id. at 357. As stated, the victim was killed with a single .45 caliber projectile. Police recovered a single .45 caliber cartridge casing in the warehouse parking lot
b. Defendant's relationship with Dube and son. The judge allowed Dube to testify that on December 13, 2001, shortly before the defendant left his apartment to meet the victim, she and the defendant engaged in a protracted argument over the telephone regarding visitation with their children. Dube testified that during the course of this argument, the defendant accused her of "brainwashing" their children against him; she asked the son whether he wanted to visit his father that weekend and the son started crying, saying that he did not want to visit his father and that he "hated" the defendant. Because the defendant objected to this testimony, we review its admission under a prejudicial error standard. See Commonwealth v. Montez, 450 Mass. 736, 744 (2008) (where evidence is relevant, judge must determine that its probative value outweighs undue prejudice that may flow from it).
"It is well settled that the prosecution may not introduce evidence of a defendant's prior or subsequent bad acts for the purpose of demonstrating bad character or propensity to commit the crime[s] charged." Commonwealth v. Butler, 445 Mass. 568, 574 (2005), quoting Commonwealth v. Barrett, 418 Mass. 788, 793 (1994). Relying on Commonwealth v. LeBeau, 451 Mass. 244, 260-261 (2008), the Commonwealth argues that the evidence was admissible for other, probative purposes, and in particular suggests that the evidence that the defendant was enraged shortly before the murder was relevant to the defendant's state of mind.
While the testimony should not have been admitted, we are convinced that the testimony did not unduly prejudice the defendant because it was insubstantial in light of the strong circumstantial evidence of the defendant's guilt, and because there was other evidence admitted at trial regarding the poor relationship between the defendant and Dube and his children.
6. Admission of telephone conversation. The defendant claims also that the judge erred in allowing Dube to testify about her telephone conversation with the defendant on December 13, 2001, because she was still married to the defendant at that time and thus was disqualified from testifying about the conversation pursuant to G. L. c. 233, § 20.
Section 20, First, of G. L. c. 233 provides in pertinent part that "neither husband nor wife shall testify as to private conversations with the other." "This rule is one of disqualification, not privilege, and spouses are forbidden, on objection, to testify about the contents of their private conversations." Commonwealth v. Walker, 438 Mass. 246, 254 (2002). The disqualification does not apply if a third person was present while the conversation was going on; the third person need not have heard the entire conversation to remove the conversation from the purview of the statute. See Fay v. Guynon, 131 Mass. 31, 33 (1881) (discussing predecessor marital disqualification statute). See also Linnell v. Linnell, 249 Mass. 51, 54 (1924).
In this case, Chisholm testified that she overheard the defendant's side of the telephone conversation while moving about the apartment on the night of December 13, that she understood that the defendant was arguing about "[v]isiting his kids," and that the conversation "wasn't happy." The apartment was small, and Chisholm had interacted with the defendant immediately before and after the telephone call. It could thus reasonably be inferred that the defendant was aware that Chisholm was at home and that she could overhear the conversation. Dube testified also that her son, who was five years old at the time, was present during at least part of her argument with the defendant and had spoken to the defendant over the telephone about visiting the defendant. This testimony supports the judge's determination that the telephone conversation was not private, and that Dube was not disqualified from testifying regarding her conversation with the defendant. There was no error.
7. Admission of Dube's journal. At trial, the Commonwealth
a. Authenticity. "[P]roof of authenticity usually takes the form of testimony of a qualified witness either (1) that the thing is what its proponent represents it to be, or (2) that circumstances exist which imply that the thing is what its proponent represents it to be." Commonwealth v. LaCorte, 373 Mass. 700, 704 (1977), quoting W.B. Leach & P.J. Liacos, Massachusetts Evidence 265 (4th ed. 1967). See Commonwealth v. Siny Van Tran, ante 535, 549-551 (2011). See also Mass. G. Evid. § 901(a) (2011). Here, Dube testified that she kept a journal in December of 2001. State Trooper Barry Brodette, a member of the police investigation team, testified that when he interviewed Dube following the victim's murder, she gave him a copy of pages from this journal. There was no error in the judge's conclusion that this testimony sufficed to authenticate the journal and establish its chain of custody.
b. Foundation. A prior inconsistent statement is one that "either by what it says or by what it omits to say, affords some indication that the fact was different from the testimony of the witness whom it is sought to contradict." Commonwealth v. West, 312 Mass. 438, 440 (1942). "An omission from the earlier statement is inconsistent with a later statement of fact when it would have been natural to include the fact in the initial statement." Commonwealth v. Ortiz, 39 Mass.App.Ct. 70, 72 (1995), citing Foster v. Worthing, 146 Mass. 607, 608 (1888).
c. G. L. c. 233, § 23. Pursuant to G. L. c. 233, § 23, a party who produces a witness may prove that the witness has made prior inconsistent statements, "but before proof of such inconsistent statements is given, the circumstances thereof sufficient to designate the particular occasion shall be mentioned to the witness, and he shall be asked if he has made such statements, and, if so, shall be allowed to explain them." Consistent with this requirement, Dube should have been told of the inconsistent omission and given an opportunity to explain it. See Commonwealth v. McIntosh, 259 Mass. 388, 390-391 (1927).
The defendant did not raise this error on appeal, and made no objection on this ground at trial. We therefore review for a substantial likelihood of a miscarriage of justice.
As stated, the journal was offered, at least in part, as a prior inconsistent omission impeaching Dube's trial testimony that she had a face-to-face meeting with the defendant at her apartment on the night of December 13, 2001. Dube testified that this meeting — which would have occurred only a few blocks away from the defendant's apartment — started "after 10 [P.M., around] 10:15" P.M., and lasted for "[a]bout a half an hour." She testified also that she did not observe the defendant placing any telephone calls during this conversation. Her testimony therefore might have provided the defendant with a partial alibi, or at least created some doubt as to the prosecution's theory that the defendant had killed the victim around 9:45 P.M. and
Although Dube was not given the chance to explain her omission, there was little harm to the defendant. Even if taken at face value, Dube's testimony that she saw the defendant at around 10:15 P.M. neither directly contradicted the timeline offered by the prosecution nor provided a complete alibi to the defendant. See Commonwealth v. Palladino, 346 Mass. 720, 725 (1964). Other evidence showed that the victim and the defendant spoke by telephone for the last time around 9:45 P.M., when both were in the vicinity of the warehouse; that the victim was rendered "immediately" unconscious by the bullet which killed him and that his cellular telephone was never located; that a police officer had observed the victim's empty vehicle behind the warehouse at 10:30 P.M.; and that the defendant returned to the apartment he shared with Chisholm around 11 or 11:30 P.M. It was therefore entirely conceivable that the defendant could have committed the murder, visited briefly with Dube, and made the telephone call from the victim's telephone before returning to his apartment. In addition, Dube was presumably available to be recalled to the stand to explain the inconsistencies; defense counsel may have made the decision not to do so for tactical reasons.
8. Sufficiency of evidence of witness intimidation. The defendant contends that the judge erred in refusing to grant his motion for a required finding of not guilty on the charge of witness intimidation. In reviewing a denial of a motion for a required finding of not guilty, we ask whether, viewing the evidence in the light most favorable to the Commonwealth, "any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt." Commonwealth v. Latimore, 378 Mass. 671, 677 (1979), quoting Jackson v. Virginia, 443 U.S. 307, 319 (1979).
The language of the witness intimidation statute in effect at the time the defendant was indicted imposed criminal sanctions on:
G. L. c. 268, § 13B, as amended through St. 1996, c. 393, §§ 2-4. "Conviction of witness intimidation under G. L. c. 268, § 13B, requires the Commonwealth to prove beyond a reasonable doubt that `(1) the target of the alleged intimidation was a witness in a stage of a criminal proceeding, (2) the defendant wilfully endeavored or tried to influence the target, (3) the defendant did so by means of intimidation, force, or threats of force, and (4) the defendant did so with the purpose of influencing the complainant as a witness.'" Commonwealth v. Robinson, 444 Mass. 102, 109 (2005), quoting Commonwealth v. McCreary, 45 Mass.App.Ct. 797, 799 (1998).
While in custody awaiting trial, the defendant wrote a letter to Chisholm in which he sought to convince her either to recant
The letter suggested also that Chisholm should claim she was coerced into testifying before the grand jury.
We reject the defendant's contention that there was insufficient evidence from which the jury could conclude that he attempted to influence a witness "by means of intimidation." See Commonwealth v. Robinson, supra. Intimidation for purposes of the statute has been defined as "putting a person in fear for the purpose of influencing his or her conduct." Commonwealth v. McCreary, supra. "[A]n `action does not need to be overtly threatening to fall within the meaning of "intimidation."'" Commonwealth v. Cohen (No. 1), 456 Mass. 94, 124 (2010), quoting Commonwealth v. Casiano, 70 Mass.App.Ct. 705, 708 (2007). "[T]he context in which [an] allegedly threatening statement [is] made and all of the surrounding circumstances" may also be taken into account. Commonwealth v. Sholley, 432 Mass. 721, 725 (2000), cert. denied, 532 U.S. 980 (2001). See Commonwealth v. Cohen (No. 1), supra (timing of defendant's actions a factor).
Based on Dube's testimony, the defendant's letter stated that if Chisholm recanted her grand jury testimony or disappeared during the trial, she would not "have to worry about what happen[ed] after trial." It was written after the defendant had expressed repeatedly to Dube his concerns about Chisholm's potential inculpatory testimony, and requested repeatedly that Dube recant her own grand jury testimony and help convince
9. Ineffective assistance of counsel. The defendant claims ineffective assistance of counsel based on his attorney's failure to (1) object to the scientific evidence question during the venire voir dire; (2) object to Chisholm's opinion regarding the defendant's culpability; and (3) adequately prepare for argument on the motion for a required finding of not guilty on the charge of witness intimidation. In cases involving review pursuant to G. L. c. 278, § 33E, claims of ineffective assistance of counsel are reviewed under the more favorable "substantial likelihood of a miscarriage of justice" standard. See Commonwealth v. Wright, 411 Mass. 678, 681-682 (1992).
As discussed in parts 2 and 8, supra, there was no error in the judge's decisions to permit the scientific evidence question and to put the witness intimidation charge to the jury, and therefore a claim of ineffective assistance of counsel on these grounds must also fail. Although the same cannot be said for defense counsel's failure to object to the admission of Chisholm's opinion regarding the defendant's culpability, as discussed in part 4, supra, the defendant was not prejudiced by the admission of this testimony. There was no substantial likelihood of a miscarriage of justice resulting from counsel's failure to object.
10. Relief pursuant to G. L. c. 278, § 33E. Having reviewed the entire record pursuant to G. L. c. 278, § 33E, we conclude that there is no reason to order a new trial or to reduce the defendant's murder conviction to a lesser degree of guilt.
Judgments affirmed.
Although in a particular case a judge may exercise her discretion to ask potential jurors about their views regarding scientific evidence, we note that, as the judge in this case observed, it may prove difficult to frame the question in a way that jurors can fully comprehend. In light of this practical difficulty, and the tension between the question and a potential Bowden defense, we suggest that such discretion be exercised with caution.
The prosecutor sought initially to elicit testimony from Chisholm on direct examination regarding her inconsistent statements, but the defendant objected and the judge ruled that this should be done on redirect examination.