GANTS, J.
In the early evening on July 4, 2007, twenty-two year old Michael Wiggins was shot while he watched a fistfight on a street in a Dorchester neighborhood in Boston. He later died of his wounds. The defendant was charged with the killing and was convicted by a Superior Court jury of murder in the first degree on a theory of deliberate premeditation, in violation of G. L. c. 265, § 1.
The defendant presents four primary claims on appeal. First, he claims error in the denial of his motion to suppress, which contended that the statements he made to the police following his arrest were involuntary. Second, he argues that his attorney was ineffective in failing to object to the admission of evidence that the defendant was in the same unit at the Suffolk County house of correction as an eyewitness who identified the defendant as the person fleeing the scene of the shooting with a gun in his hand. Third, he claims that his attorney was ineffective in failing to request jury instructions on voluntary or involuntary manslaughter. Fourth, he contends that the trial judge created a substantial likelihood of a miscarriage of justice by making "gratuitous interjections" to the defendant's opening statement,
Background. We summarize the evidence at trial, reserving certain details for our analysis of the issues raised on appeal.
On July 4, 2007, Pamela Wiggins invited her large extended family to her home at 14 Arbutus Street in Dorchester for a family cookout. Approximately fifty family members and friends attended, including Pamela's niece, Anita Mitchell; Anita's boy friend, Dante Webb; and three of Webb's friends, one of whom was the defendant.
Webb got into a verbal argument in the back yard of Pamela's house with Pamela's brother, Ariel. The argument continued after Ariel and Webb moved to the front of Pamela's house and to the corner of Arbutus and Ashton Streets. The dispute turned violent when Pamela's nephew, Keith, struck Webb in the head with a bottle. A fistfight followed on the street corner, with Keith and Ariel battling Webb, and Anita trying unsuccessfully to break up the fight.
The fight abruptly ended when two or three gunshots were heard in rapid succession, and the participants ran, except for Anita, who stood stunned. Two of the shots hit the victim, a bystander who had been watching the fist fight. The victim lay on the ground, with gunshot wounds to his torso and right arm. He was taken by ambulance to a hospital, where he died from his gunshot wounds on July 10.
None of the participants in the fistfight had displayed a
Numerous witnesses saw this man. Pamela's adult daughter, Raquel, identified the defendant as the shooter. She had seen the defendant two or three times before the cookout, and had photographed him in March, 2007. She recognized him right away when he arrived at the cookout with friends. He flirted briefly with her, and she photographed him standing with Ariel and one of the defendant's friends.
Ariel had been "locked up together" with the defendant in the same unit at the Suffolk County house of correction for "a few months" in 1997. Ariel "recognized him right away" when the defendant arrived at the party, and they "greeted each other with a handshake." Ariel did not see who fired the gunshots while he was fighting with Webb, but he saw the defendant's
Naeemah Mitchell had stood close to the shooter, who wore a white T-shirt and a "B" baseball cap,
Shalanda Fenner was driving in her vehicle at the intersection of Arbutus and Ashton Streets when she saw a husky African-American man with a white T-shirt and a black baseball cap aim a gun and fire twice. She noted that he did not fire in the direction of the area where the fighting was taking place, and that the shooter was only a few feet from the person who was shot. The victim was in a "bubble" around the fight but was not involved in the fight and was holding a plate of food in his hand. After he fired, the shooter went up Arbutus Street, toward Blue Hill Avenue.
A defense eyewitness, Shirley Sweeney, testified that the husky man with a gun running on Arbutus Street toward Blue Hill Avenue wore a white T-shirt and blue jeans, and had shoulder-length hair. In the photograph taken of the defendant at the cookout, he did not have shoulder-length hair.
Sometime after July 4, the defendant arrived at Veronica Copeland's home in Brockton and remained there until the
The defendant told Dawneca Simpson, the mother of his child, that he was "lying low" because he "got caught up in something" in Boston. When the police came to her home in Brockton on August 17, 2007, after having obtained an arrest warrant for the defendant, she telephoned him, told him that the police were looking to arrest him for murder, and asked whether he was going to turn himself in. He said, "No," and ended the telephone call.
The defendant arrived with no prior notice at Lisa Allen's home in Bridgewater on August 17. He carried a small bag with clothes and other personal belongings, and he said that he needed a place to stay for a couple of days. Allen allowed him inside. She later overheard the defendant say on the telephone, "I have a bad feeling about today. Tell ma I'm not going to see her for a long time." The police arrived at Allen's home about two hours after the defendant's arrival and asked to search her home for the defendant. She consented to the search, and the police located the defendant in a rear bedroom, where he was arrested.
Discussion. 1. Motion to suppress the defendant's statements to police. Before trial, the defendant moved to suppress his statements to the police following his arrest, claiming that the statements were involuntary. We find no error in the judge's ruling denying the defendant's motion to suppress.
After his arrest, the defendant was transported by the police to Boston and brought to an interview room in the homicide unit at police headquarters, where he was met by Detective Dennis Harris and Sergeant Detective Richard Dailey. Only Detective Harris testified at the evidentiary hearing on the motion, and his testimony in all relevant respects was identical to his testimony at trial.
The motion judge (who was not the trial judge) found that,
The judge denied the motion to suppress, concluding that, while the defendant was under the influence of drugs during the interview, "there was nothing in the defendant's demeanor or his responses which would indicate that his level of intoxication was so severe as to render his statements involuntary."
"We review the judge's conclusion under the familiar standard used in reviewing a motion to suppress: we accept as true the subsidiary findings of fact made by the judge absent clear error, but make our own independent determination on the judge's `application of constitutional principles to the facts as found.'" Commonwealth v. Peters, 453 Mass. 818, 822-823 (2009), quoting Commonwealth v. Stoute, 422 Mass. 782, 783 n.1 (1996). In determining whether a defendant's statement was freely and voluntarily given, a judge must consider the totality of the relevant circumstances, including the defendant's physical and mental condition, the defendant's conduct, and the details of the
Here, the defendant had the presence of mind to deny knowing anyone who lives on Arbutus Street, to claim no knowledge of the shooting at the party, and to invoke his rights to silence, to an attorney, and to a telephone call. While his speech was sluggish from the influence of drugs, there is nothing to suggest that he was acting irrationally or was out of control, or that his denials were induced by psychological coercion. See Commonwealth v. LeBlanc, 433 Mass. 549, 554-555 (2001). We see no error in the judge's finding of voluntariness.
2. Admission of evidence of the defendant's prior incarceration. The defendant claims that his attorney was ineffective in failing to object to the admission in evidence of the defendant's prior incarceration, and that this evidence produced a substantial likelihood of a miscarriage of justice.
Evidence of the defendant's prior incarceration was presented through two witnesses. Ariel testified that he knew the defendant because they were jailed in the same unit for a few months in 1996 or 1997. This testimony was corroborated by the records supervisor of the Suffolk County sheriff's department, who testified from jail records that the defendant and Ariel were both in custody at the Suffolk County house of correction from January 23, 1997, to April 14, 1998, and again from September 14 to September 21, 1998, and were in the same unit from January 23 to February 6, 1997, and again from February 10 to April 11, 1997. Defense counsel did not object to this testimony or ask for a limiting instruction when the evidence was admitted. During the charge conference, defense counsel asked that the judge not provide a limiting instruction regarding this evidence, but the judge nonetheless instructed the jury that they may not infer from this evidence "that the defendant has any propensity
Evidence of a defendant's prior incarceration may be admitted if it is offered for a relevant purpose other than to show the defendant's criminal propensity or bad character, and if the probative value of its relevant purpose outweighs the risk of unfair prejudice. See Commonwealth v. Mullane, 445 Mass. 702, 708-709 (2006); Commonwealth v. Helfant, 398 Mass. 214, 224-225 (1986), and cases cited. See generally Mass. G. Evid. § 404(b) (2012). Here, the evidence was highly probative of the accuracy of Ariel's identification of the defendant as the man who fled the scene with a gun in hand only seconds after shots were fired. Ariel based this identification on seeing the back and a "partial profile" of the fleeing man, so it was important whether Ariel knew the defendant well enough to make an accurate identification from this vantage point. Ariel potentially could have testified to his familiarity with the defendant without identifying its source, but Ariel's claim of familiarity is far more persuasive where it is corroborated by evidence that he and the defendant served time in the same unit when they were incarcerated.
The risk of any unfair prejudice is mitigated by the length of time between the defendant's incarceration and the killing (nearly nine years), the absence of any reference to the incarceration in the prosecutor's closing argument, and, most importantly, the judge's limiting instruction, which forbade the jury from considering this evidence for any purpose other than identification. See Commonwealth v. Bonds, 445 Mass. 821, 834-835 (2006); Commonwealth v. Jackson, 428 Mass. 455, 459-460 (1998).
Because of the probative weight of this testimony in evaluating the accuracy of the identification of a key eyewitness and the modest risk of unfair prejudice, we conclude that the judge did not abuse his discretion in admitting this testimony and limiting its use. Therefore, we conclude that no substantial likelihood of a miscarriage of justice arose from defense counsel's failure to object to the admission of this evidence. See Commonwealth v. McCowen, 458 Mass. 461, 479-480 (2010).
At a charge conference toward the end of the prosecution's case, defense counsel asked the judge not to provide the jury with a manslaughter instruction and told the judge that he did not intend to argue that the defendant acted either in self-defense or in defense of another. At the request of both the prosecutor and defense counsel, the judge at the final charge conference conducted a colloquy with the defendant in which the defendant informed the judge that he had discussed the matter with his attorney, understood the difference in penalties between a conviction of manslaughter and murder, and did not want the jury to be given a manslaughter instruction. The judge declared that he would not give a manslaughter instruction because the defendant did not want the instruction, and because there was no factual basis for a manslaughter charge.
"We examine the defendant's claim of ineffective assistance of counsel under G. L. c. 278, § 33E, which is more favorable to a defendant than the Federal or State constitutional standards." Commonwealth v. Mosher, 455 Mass. 811, 827 (2010). Where, as here, the defendant did not move for a new trial and supplement the record with an affidavit of his trial attorney explaining why he did not want the jury to be given a manslaughter instruction, we review the trial record alone to determine whether a defense counsel's strategic or tactical decision questioned on appeal was manifestly unreasonable when made and, if so, whether the unreasonable decision resulted in a substantial likelihood of a miscarriage of justice. Id. Commonwealth v. Boateng, 438 Mass. 498, 509 (2003). "We keep in mind that an ineffective assistance of counsel challenge made on the trial record alone is the weakest form of such a challenge because it is bereft of any explanation by trial counsel for his actions and suggestive of strategy contrived by a defendant viewing the case with hindsight." Commonwealth v. Norris, ante 131, 142 (2012), quoting Commonwealth v. Peloquin, 437 Mass. 204, 210 n.5 (2002).
The only evidence that arguably could support a voluntary manslaughter instruction was Veronica Copeland's testimony that the defendant told her he acted in self-defense, a self-serving assertion that was wholly unsupported by the evidence. The only evidence that arguably could support an involuntary manslaughter instruction was Naeemah Mitchell's testimony that the shooter did not appear to be aiming at any particular person. But even Naeemah testified that the shooter fired three times "[t]owards [the victim], towards the fight," and the overwhelming weight of the evidence was that many people were congregated in or around the fist fight. We conclude that it was not manifestly unreasonable for defense counsel, with the informed consent of the defendant, to decide to focus the jury on the defense of mistaken identity and avoid diluting that defense with a suggestion that the defendant used excessive force in self-defense or recklessly fired the shots with no intent to kill or grievously injure. See Commonwealth v. Norris, supra at 141-144. We also conclude that no substantial likelihood of a miscarriage of justice arose from the absence of a voluntary or involuntary manslaughter instruction, because there is no significant risk that a reasonable jury would have reached such a verdict had they been given this option.
4. The judge's criticism of defense counsel's conduct at trial. The defendant claims that the judge, sua sponte, unfairly "interjected himself into defense counsel's efforts" at various times during the trial and gave the jury the impression that he "disfavored defense counsel and, inferentially, the position that defense counsel represented," which created a substantial likelihood of a miscarriage of justice. The defendant points to four instances.
First, during the defendant's opening statement, defense counsel stated: "You're going to hear from other witnesses, and as [the prosecutor] is trying to suggest to you, on the fly. For the record, they'll testify about what they saw, but you know, we've got Raquel, we've got Ariel, we've got Anita, and we've got Naeemah." The judge interrupted the opening statement and admonished defense counsel in front of the jury: "This is not argument, please. Tell the jury what witnesses you're going to put on, or what the evidence is going to be, but no argument, please."
Second, after Sergeant Detective Randall J. Halstead of the crime scene response unit testified to his examination of the crime scene, defense counsel on cross-examination asked him whether employees at the Boston crime laboratory are capable of conducting a paraffin test to locate gunpowder residue. The judge called counsel to sidebar and noted that the witness had already testified that he did not know whether the crime laboratory was responsible for conducting paraffin tests, but he ultimately allowed defense counsel to ask the question.
Third, defense counsel, while discussing Naeemah's trial testimony in closing argument, stated: "And during that time, she doesn't see a gun, but she sees him [Webb] motioning toward his waistband as if he had a gun. We all know he did. Anita told us he did." The judge interrupted: "Counsel, don't make any
Fourth, later in the closing argument, the judge informed counsel that he had "approximately eleven minutes to go." The judge did not provide a comparable warning to the prosecutor during his closing argument even though, measured in transcript pages, the prosecutor's closing argument was approximately seven pages longer.
"[A] judge need take no vow of silence. He is there to see that justice is done, or at least to see that the jury have a fair chance to do justice.... The judge ought not to let the jury be diverted from the real issue. The skill of counsel must not be allowed to mislead the jury by raising false issues or by appeals to emotion and prejudice.... It is not always easy for a judge to see his duty clearly. But a first-rate trial judge will find and tread the narrow path that lies between meddlesomeness on the one hand and ineffectiveness and impotence on the other." Commonwealth v. Haley, 363 Mass. 513, 519 (1973), quoting Lummus, The Trial Judge 19-21 (1937). In treading that "narrow path," "[t]rial judges should refrain as far as reasonably possible from making critical comments before the jury," Commonwealth v. Fitzgerald, 380 Mass. 840, 847 (1980), because "any judicial comment is likely to be accorded substantial weight by the jury." Commonwealth v. Sneed, 376 Mass. 867, 870 (1978), and cases cited.
The defense counsel's assertion in his opening statement, anticipating what the prosecutor would argue in closing argument regarding the testimony of key eyewitnesses, was inappropriate in an opening statement. See Commonwealth v. Staines, 441 Mass. 521, 535 (2004), quoting Commonwealth v. Croken, 432 Mass. 266, 268 (2000) ("proper function of an opening is to outline in a general way the nature of the case which the counsel expects to be able to prove or support by evidence").
Based on our review of the trial transcript under G. L. c. 278, § 33E, we note that the judge, who was generally courteous and patient during the trial, occasionally lost his patience with defense counsel, and admonished him, generally at sidebar, but
5. The defendant's Moffett brief. The defendant, in what he characterizes as a brief filed pursuant to Commonwealth v. Moffett, 383 Mass. 201 (1981), claims that the judge erred in his final instructions regarding proof beyond a reasonable doubt, murder in the second degree, circumstantial evidence, and identification. We discern no error in these instructions.
6. Review under G. L. c. 278, § 33E. Apart from the arguments presented in the briefs, we address one issue that emerges
In his closing argument, however, defense counsel told the jury that the "true verdict" in this case was not guilty. He made no reference to his cryptic remarks in his opening statement and did not explain what he meant by them. Nor can we discern what he meant from the record because his strategy at trial appeared to focus primarily on mistaken identification, and he did not seek any instructions regarding a lesser included offense. While we are unable to infer from the record any sound reason in this case why defense counsel would tell the jury that he will not ask them to find the defendant not guilty, we conclude that these remarks did not create a substantial likelihood of a miscarriage of justice because they were made in opening statement, not closing argument, and because the evidence of the defendant's guilt was overwhelming.
Conclusion. None of the defendant's claims on appeal warrants reversal of the convictions. We also have reviewed the entire trial record pursuant to G. L. c. 278, § 33E, and conclude that the interests of justice do not require the entry of a verdict of a lesser degree of guilt or a new trial.
Judgments affirmed.
This may have suggested to defense counsel that a time limit would not be strictly enforced, but more plausibly suggests that the judge would grant whatever reasonable time limit defense counsel might request, especially where defense counsel then advised the judge that his closing argument "might still be an hour," and the judge replied, "That's all right." We urge judges who intend to enforce a time limit to make clear to counsel before closing argument the limit to be imposed and the possibility that the judge will warn them of the time remaining.