HANLON, J.
After a jury trial, the defendant was convicted of aggravated kidnapping, armed robbery, aggravated rape,
Later in the morning on the same day, the Longmeadow police received a 911 call reporting a suspicious person leaving a home "in a silver Chrysler PT Cruiser." Shortly afterwards, a police officer, who was aware of the 911 call, observed a car matching that description "following the car in front at an unsafe distance." The officer stopped the PT Cruiser and, as he approached, he saw that the driver, who was later identified as the defendant, "appeared to shift items within the passenger compartment." When the officer asked the defendant for his license and registration, the officer noticed that the defendant "had recent facial injuries and appeared to be sitting on an object." The officer asked the defendant to show him the object, and the defendant "produced a black ski mask." When the officer saw the ski mask, he called for assistance from other officers and asked the defendant to get out of the car. A search of the car produced "a knife with a nine-inch blade" and several empty and partially empty vodka bottles. The motion judge found that the defendant "agreed to let the officers keep the ski mask and knife that were subsequently turned over to" a Longmeadow police detective. The defendant was not arrested at that time.
On the same day, Springfield police officers recovered from the victim's car fingerprints belonging to the defendant; they showed her a photographic array that included the defendant's photograph, and she identified him as the person who "most closely resembled her attacker." The police then sought and obtained a warrant for the defendant's arrest and a search warrant for his home and the silver PT Cruiser.
The defendant was arrested the following day, taken to the Springfield police station, and advised of "his Miranda rights,
Within approximately fifty minutes after the pain medication was provided, after he was fingerprinted, the defendant "voluntarily provided [the investigating police officer] with a DNA sample. Shortly thereafter, [the defendant] stated that he had changed his mind about speaking to the police and now wished to give a statement." He was readvised of his Miranda rights, and this time "he signed a form indicating that he wished to speak with police." Thereafter, he gave a statement admitting to an attack on the college student.
On appeal, the defendant agrees that the stop of his PT Cruiser was lawful. See Commonwealth v. Santana, 420 Mass. 205, 207 (1995). However, he argues that his motion to suppress was wrongfully denied because the seizure of the ski mask, the order to get out of his vehicle, and the subsequent search of his car were unlawful, and, further, his postarrest statement was obtained in violation of the principles explained in Edwards v. Arizona, 451 U.S. 477 (1981).
"In reviewing the grant or denial of a motion to suppress, we accept the judge's subsidiary findings of fact absent clear error, and accord substantial deference to the judge's ultimate findings. On a motion to suppress, the determination of the weight and credibility of the testimony is the function and responsibility of the judge who saw the witnesses, and not [the appellate] court. The clear error standard is a very limited form of review.... Where there has been conflicting testimony as to a particular event or series of events, a judge's resolution of such conflicting testimony invariably will be accepted. A trial judge's ruling on a motion to suppress may be reversed where the facts found
2. Evidence from the stop. As the motion judge noted, a number of factors supported the officer's decision to remove the defendant from the car and to search it for weapons. Specifically, "Officer MacElhiney observed [the defendant's] furtive movements and apparent concealment of an unknown object under his body...." In addition, the fact that the concealed object was a ski mask, and that the defendant's clothes matched those described in the 911 call, coupled with the defendant's facial injuries, established a reasonable basis for the exit order and subsequent search of the car for weapons. The defendant's attempt to isolate and discredit each factor is not persuasive.
The defendant also argues that the seizure of the black ski mask, which he calls a "hat with eye holes," was "unconstitutional" because it was not contraband and its incriminating nature was not apparent at the time the defendant was stopped. His argument that the officer improperly ordered him to "hand over his hat" misperceives the issue. In the first place, the officer properly asked the defendant what he was sitting on; the judge, who was charged with making credibility determinations, was entitled to believe the officer's testimony that, with his permission, the defendant reached under his hip and handed it to the officer, saying, "It's a hat." The judge also was entitled to credit the same officer's testimony that he "asked if [the
3. Defendant's statement. The defendant next argues that the circumstances under which he gave a postarrest statement to the police violated his rights under the Fifth and Sixth Amendments to the United States Constitution as explained in Edwards v. Arizona, 451 U.S. at 484-485. Specifically, he argues that the officers' request for an oral swab after the defendant was booked (in order to obtain a DNA sample) was the functional equivalent of reinitiating interrogation after the defendant had earlier invoked his right to remain silent.
This particular argument was addressed only in passing in the defendant's pretrial memorandum, and, perhaps for that reason, was not highlighted in the judge's findings. However, it is fair to conclude from the findings as a whole that the judge found the officers' testimony to be credible. Officer Deane testified that, after the defendant said that he did not wish to speak with the officers, they took him to another part of the police station for booking, including taking photographs and fingerprints. After that process was completed, the officer approached the defendant and asked him if he would agree to provide a DNA sample. The officer explained that "he did not have to do that[,]... but he agreed to do so." The defendant then signed a consent form which was admitted in evidence.
Approximately ten minutes after the swab was taken, and while they were waiting for it to dry, the defendant told the officers that he wished to speak with them. They responded "that he had requested counsel, that he had refused to talk to us upstairs, and [they] wouldn't be able to talk to him." The defendant said that "he had changed his mind, that he wished to give his side of the story."
This case is controlled by Commonwealth v. LeClair, 445 Mass. 734 (2006), where the court reiterated the teaching of Oregon v. Bradshaw, 462 U.S. 1039, 1045-1046 (1983), "that a
In addition, a police request for consent to search after the invocation of Miranda rights is not considered an Edwards violation. See Commonwealth v. Wallace, 70 Mass.App.Ct. 757, 761 n.2 (2007), citing Commonwealth v. Costa, 65 Mass.App.Ct. 227, 233 n.8 (2005) ("The overwhelming weight of authority is that a police request for consent to search from an individual in custody is not custodial interrogation for purposes of Miranda v. Arizona, 384 U.S. 436 [1966]"). We are persuaded that as a request for a DNA sample is similar to a request to search, the same analysis should be used. Moreover, see Commonwealth v. Caputo, 439 Mass. 153, 160-161 (2003), where the court held that the police officer's request to use the defendant's telephone was not "the `functional equivalent' of an interrogation.... The defendant's statement occurred only after and apparently because he had overheard the telephone conversation that tended to implicate him, not because of any `interrogation.'"
4. Use of defendant's silence. For the first time, the defendant argues on appeal that the prosecutor improperly used against him his initial invocation of Miranda rights. See Doyle v. Ohio, 426 U.S. 610, 617-619 (1976), where the Court held that a defendant could not be cross-examined with his post Miranda warning silence, even though he offered exculpatory testimony at trial. The defendant cites three instances of what he considers "Doyle error[s]." The first occurred during the testimony of Officer Dean, who took the defendant's statement.
The second instance occurred in cross-examination of the defendant's expert.
The issue is whether permitting any of these references, either
In this case, the defendant does not dispute that voluntariness was a live issue at the trial and the judge gave a detailed and thorough humane practice instruction in his charge to the jury. The fact that the defendant was twice advised of his rights and indicated in writing that he understood them surely is relevant on that issue. On balance, we are persuaded that, in order to establish the voluntariness of the later waiver and statement, the detective's testimony that the defendant initially invoked his rights after they had been explained to him would properly have been admitted to show that the defendant understood his rights and knew, despite his mental state, his pain, and his heroin addiction, that he could refuse to speak to the officers. Similar testimony has been deemed admissible to prevent jury confusion when an interview was terminated abruptly, Commonwealth v. Habarek, 402 Mass. 105, 109-110 (1988), and in the present case, there was possible confusion about why there were two encounters between the defendant and the police. Compare ibid.
However, the defendant is correct that the evidence did not
"Introducing evidence of a suspect's invocation of his right to remain silent is a serious error that may result in reversal of a conviction.... We inquire whether the evidence created a substantial risk of a miscarriage of justice ... by considering five factors: `(1) the relationship between the evidence and the premise of the defense; (2) who introduced the issue at trial; (3) the weight or the quantum of evidence of guilt; (4) the frequency of the reference; and (5) the availability or effect of curative instructions.'" Commonwealth v. Connolly, 454 Mass. 808, 829 (2009), quoting from Commonwealth v. Mahdi, 388 Mass. 679, 696-697 (1983).
Here, we have in mind that the defendant, with testimony from his expert, did raise the voluntariness of his statement as an issue, albeit later in the trial, so that at least the detective's testimony eventually would have been admitted properly. The other references were brief in a long trial, and at no time did the prosecutor invite speculation about why the defendant initially had refused to speak to the officers; nor did she invite an inference that the silence itself was manipulative or evidence of sanity or consciousness of guilt. In addition, both the prosecutor and the officer stressed that the defendant had a right not to speak with the police, and the judge also gave the jury the standard instruction given when the defendant does not testify.
We touch briefly on the defendant's remaining arguments.
5. First complaint. First complaint testimony was admitted without objection. The defendant argues this created a substantial risk of a miscarriage of justice because his defense at trial was lack of criminal responsibility. In Commonwealth v. King, 445 Mass. 217, 247 (2005), the Supreme Judicial Court observed that, "where neither the occurrence of a sexual assault nor the complainant's consent is at issue, the evidence will serve no corroborative purpose and will not be admissible under the first complaint doctrine." It is true that, in this case, defense counsel told the jury in his opening statement that the only issue was the defendant's criminal responsibility.
6. DNA testimony. A forensic DNA analyst from the State crime laboratory testified without objection that she compared "the known saliva standard from [the defendant] and the results of the ... analysis on the vaginal swabs [from the victim] in this case" and found that it matched. On appeal, for the first time, the defendant argues "that the admission of [the analyst's] DNA testimony and charts violated [the defendant's] confrontation rights," because the witness's opinion "rested upon the accuracy and veracity of the unknown analyst's work on [the defendant's] sample and there is no indication from the record that [the analyst] observed the testing, reviewed the data, or was familiar with the unknown analyst's typical practices." After the present case was argued, the Supreme Judicial Court rejected that argument in Commonwealth v. Greineder, 464 Mass. 580, 603 (2013) ("Expert opinion testimony, even that which relies for its basis on the DNA test results of a nontestifying analyst not admitted in evidence, does not violate a criminal defendant's right to confront witnesses against him under either the Sixth Amendment or art. 12 of the Massachusetts Declaration of Rights"). There was no error.
7. Duplicative charges. Finally, the Commonwealth agrees with the defendant that, in the circumstances of this case, "the aggravated kidnapping and one of the aggravated rape convictions were duplicative and, therefore one must be vacated." Also, the Commonwealth agrees that "the assault and battery by means of a dangerous weapon (belt) conviction was duplicative of the defendant's second aggravated rape conviction, since it was one of the aggravating factors under G. L. c. 265, § 22(a)." We agree that the aggravated kidnapping and one of the aggravated rape convictions are duplicative and that the assault and battery by means of a dangerous weapon conviction is duplicative of one of the aggravated rape convictions.
Accordingly, on the indictments charging armed robbery and witness intimidation, the judgments are affirmed. On the indictment charging assault and battery by means of a dangerous weapon, the judgment is vacated, the verdict is set aside, and the indictment is dismissed. The indictments charging aggravated
So ordered.
The expert witness responded: "My understanding was he was willing to speak to the police so he could get his medication."