PATTI B. SARIS, Chief Judge.
"I ADOPT the Report and Recommendation and DISMISS Count III". (LaFlamme, Jennifer)
DEIN, United States Magistrate Judge.
This case arises out of the arrest, prosecution and conviction of the plaintiff, Terry L. Williams ("Williams"), for the assault and battery of Bobbie Jean Horsley ("Horsley") on February 9, 2002. Williams claims that no such incident occurred, and that he was unlawfully framed for a crime which he did not commit. Following the reversal of his conviction and the dismissal of the criminal charges against him, Williams brought this action pro se against the defendants, the City of Boston ("City"), Boston police officers John Boyle and William Kelley, and 20 unnamed individuals from the Boston Police Department, for alleged violations of his constitutional and state law rights.
As a result of two rulings on motions for summary judgment, all claims have been dismissed except for Count III of the Complaint alleging that Officer Kelley is liable for fabrication of evidence under 42 U.S.C. § 1983 in connection with his testimony at a pretrial hearing. (See Docket Nos. 106, 128). With respect to this claim, the District Judge has remanded the matter to this court for a determination as to whether Officer Kelley has absolute immunity for his testimony. (Docket No. 128). The parties have filed supplemental memoranda addressing this issue. (Docket Nos. 135, 136). This court concludes that, in light of the recent Supreme Court decision of Rehberg v. Paulk, ___ U.S. ___, 132 S.Ct. 1497, 182 L.Ed.2d 593 (2012), Officer Kelley has absolute immunity for his testimony, even if, as Williams contends, it was false. Therefore, this court recommends to the District Judge to whom this case is assigned that Kelley's motion for summary judgment as to Count III of the Complaint be ALLOWED.
This Report and Recommendation assumes the reader's familiarity with the undisputed facts of this case, as detailed in the Report and Recommendation on Defendants' Renewed Motion for Summary Judgment issued on March 14, 2013. (Docket No. 123, 2013 WL 1336584). For convenience, the facts relevant to the issue presently before this court will be summarized here. (See generally Docket No. 123 at 12-14).
Williams was arrested on February 9, 2002 for alleging stabbing Horsley in the hand with a knife. Officer Boyle filed an application for a criminal complaint against Williams, and Williams was arraigned on charges of breaking and entering at nighttime with intent to commit a felony, assault and battery by means of a dangerous weapon, and assault and battery.
On March 27, 2002, the Commonwealth filed a "Motion in Limine to Admit Spontaneous Utterances" in connection with the pending criminal case against Williams. Therein, the Commonwealth argued that Horsley had made "spontaneous utterances" to Boyle and Kelley shortly after the Officers arrived at 1431 Commonwealth Avenue in response to a report of domestic violence. It also requested that the trial court allow the Officers to testify as to the substance of those statements pursuant to the excited utterance exception to the hearsay rule.
A hearing on the Commonwealth's motion in limine took place in the West Roxbury District Court on July 31, 2002. During the hearing, the prosecutor conceded that the Commonwealth's ability to prosecute its case against Williams was
During his testimony before the court, Kelley described the circumstances surrounding Williams' arrest on February 9, 2002, including the substance of the discussion that he and Boyle claim they had with Horsley after the plaintiff was placed under arrest. Based on Kelley's testimony, the trial court allowed the motion in limine, which enabled the Commonwealth's case against Williams to continue to trial. Williams claims that Kelley's testimony was false, and that he was subjected to malicious prosecution as a result of Kelley's conduct. The issue presently before the court is whether Kelley has absolute immunity as to any claims brought by Williams based on Kelley's testimony in court.
The criminal case against Williams proceeded to trial before a jury. See Commonwealth v. Williams, 65 Mass.App.Ct. 9, 9, 836 N.E.2d 335, 336 (2005). In accordance with the trial court's order on the Commonwealth's motion in limine, both Boyle and Kelley were allowed to testify regarding the substance of the statements that Horsley had allegedly made to them. See id. at 10-11, 836 N.E.2d at 337. At the conclusion of the trial, the jury returned a verdict in favor of Williams on the charges of breaking and entering at nighttime and assault and battery with a dangerous weapon, but found him guilty of assault and battery.
Williams subsequently appealed his assault and battery conviction to the Massachusetts Appeals Court claiming, among other things, that the trial judge had abused his discretion and violated Williams' rights under the confrontation clause of the Sixth Amendment by admitting Horsley's statements into evidence as excited utterances. Williams, 65 Mass. App.Ct. at 9, 836 N.E.2d at 336. The Appeals Court agreed, and on October 28, 2005, issued a decision reversing Williams' conviction and setting aside the jury verdict against him. Id. at 9, 14, 836 N.E.2d at 335, 339.
In Count III of his complaint, Williams claims that Kelley should be held liable under 42 U.S.C. § 1983 because he provided false testimony at the hearing on the Commonwealth's motion in limine by describing a conversation that he had with Horsley, and observations that he made of her, which were false. According to Williams, Kelley never had any conversations with Horsley at all. For the reasons detailed herein, Kelley is entitled to summary judgment on this claim as he is entitled to absolute immunity for his testimony at the pre-trial hearing.
It was "well established in English common law" that parties and witnesses were immune "from subsequent damages liability for their testimony in judicial proceedings." Briscoe v. LaHue, 460 U.S. 325, 330-31, 103 S.Ct. 1108, 1113, 75 L.Ed.2d 96 (1983). Thus, "the common law provided absolute immunity from subsequent damages liability for all persons — governmental or otherwise — who were integral parts of the judicial process." Id. at 335, 103 S.Ct. at 1115-16. After reviewing the history of this grant of immunity, as well as the language and policy behind 42 U.S.C. § 1983, the United States Supreme Court expressly held in Briscoe that police officers testifying at trial are immune from
Rehberg, 132 S.Ct. at 1505. For these reasons, a trial witness sued under § 1983 "has absolute immunity with respect to any claim based on the witness' testimony." Id.
In the recent case of Rehberg v. Paulk, the United States Supreme Court ruled that "[t]he factors that justify absolute immunity for trial witnesses apply with equal force to grand jury witnesses" and that there is no reason to treat law enforcement witnesses any differently from lay witnesses.
Finally, the Rehberg court rejected the argument that witnesses at the grand jury should not be granted immunity because they are not "exposed to cross-examination, which is designed to expose perjury." Id. at 1509. As the Court ruled, "[t]his argument over-looks the fact that a critical grand jury witness is likely to testify again at trial and may be cross-examined at that time." Id. Moreover, the Court held, any such concern "is more than offset by a special problem that would be created by allowing civil actions against grand jury witnesses — subversion of grand jury secrecy." Id.
Applying these principles to the instant case compels the conclusion that Kelley is entitled to absolute immunity for his testimony during the motion in limine hearing.
For all the reasons detailed herein, this court recommends to the District Judge to whom this case is assigned that William Kelley's Renewed Motion for Summary Judgment (Docket No. 119) be ALLOWED, and that Count III against Officer Kelley be dismissed.
September 13, 2013