YOUNG, District Judge.
Justice E. Ainooson ("Ainooson") was convicted of second-degree murder, carrying a firearm without a license, and possession of a firearm without a federal identification card in October 2007 after a jury trial in the Massachusetts Superior Court (the "Superior Court"), sitting in and for the County of Plymouth. Resp't's Mem. Law Opp'n Pet. Writ Habeas Corpus ("Habeas Opp'n") 1-2, ECF No. 19; see also Commonwealth v. Ainooson, No. 08-P-1592, 77 Mass.App.Ct. 1121, 2010 WL 3564858, at *1 (Mass.App.Ct. Sept. 15, 2010). After appealing his convictions in the Massachusetts courts, Ainooson filed a petition for a writ of habeas corpus seeking relief on four grounds: (1) the prosecution's closing argument violated his constitutional right to remain silent; (2) the jury instructions were confusing and denied him due process; (3) the cumulative effect of the errors at his trial, including an allegedly coercive supplemental jury instruction,
On October 27, 2007, Ainooson received a life sentence in state prison for his conviction of second-degree murder. Pet.; Resp't Bruce Gelb's Answer ("Answer") ¶¶ 2-3, ECF No. 9. The Superior Court also sentenced Ainooson to a concurrent term of between two and three years for carrying a firearm without a license and declared that he had served the one-year sentence for possession of ammunition without having a firearm identification card. Id. Ainooson appealed the convictions to the Massachusetts Appeals Court (the "Appeals Court"), which affirmed the Superior Court's judgment on September 15, 2010. Ainooson, 2010 WL 3564858, at *4. The Massachusetts Supreme Judicial Court (the "Supreme Judicial Court") denied Ainooson's application seeking further appellate review, Commonwealth v. Ainooson, 458 Mass. 1108, 938 N.E.2d 890 (2010) (mem.), and the Supreme Court denied his petition for a writ of certiorari on April 25, 2011, Ainooson v. Massachusetts, ___ U.S. ___, 131 S.Ct. 2157, 179 L.Ed.2d 942 (2011) (mem.).
Ainooson filed a petition for habeas corpus relief pro se in this Court on June 6, 2011, Pet., and thereafter submitted a supporting memorandum, Mem. Supp. Pet'r's Writ Habeas Corpus ("Mem. Habeas"), ECF No. 13. The Commonwealth answered Ainooson's petition, Answer, and manually filed a Supplemental Answer containing a transcript of Ainooson's trial, as well as the briefs associated with his appeals to Massachusetts courts, see Supplemental Answer; see also Notice Filing Supplemental Answer, ECF No. 10. The Commonwealth also submitted a memorandum opposing Ainooson's petition, Habeas Opp'n, and Ainooson responded thereto, Pet'r's Reply Resp't's Mem. Law Opp'n Pet'r's Mem. Law Supp. Pet'r's Writ Habeas Corpus ("Resp. Habeas Opp'n"), ECF No. 22.
On the afternoon of June 17, 2005, Calvin Stewart ("Stewart") went to the Country Foods store in Brockton, Massachusetts, with his girlfriend LaSheena Terrio ("Terrio") and friend Jamell Spurill ("Spurill"). See II Supplemental Answer, Tab 19, Trial Tr. vol. III, 169, Oct. 19, 2007. They were parked in the Country Foods store's parking lot. Terrio wanted cigarettes, which Spurill purchased for her because she lacked identification. Id. at 170-71. When Spurill returned to the car, he sat in the back seat of the car behind Stewart, who was seated in the front passenger seat. Id. at 171. Terrio was in the driver's seat. Id.
Around this same time, Brockton School Police Officer Mark Noone ("Noone") was driving home from work after his shift ended at 3 PM. I Supplemental Answer, Tab 18, Trial Tr. vol. II, 178-79, Oct. 18, 2007. He was driving in his personal vehicle, still in uniform, when he stopped at a red light on West Ashland Street near the Country Foods store. See id. at 178, 181. As Noone was waiting for the light to turn green, he heard loud gunshots to his right and saw a man, later identified as Ainooson, firing a gun into a parked car in front of the convenience store. Id. at 182, 184-85.
While Ainooson admits that he fired the shots that ultimately killed Stewart and wounded Spurill, the reason that Ainooson fired them is unclear. Ainooson asserts that Stewart and Spurill accused him of having a close relationship with someone called Cooked and were calling him a bitch. II Supplemental Answer, Tab 21, Trial Tr. vol. V, 59-60, Oct. 23, 2007. He was fed up and walked away from the car in which Stewart and Spurill were seated. Id. at 60. According to Ainooson, Stewart called him "nigger" as he was walking away; when Ainooson turned around, he saw what looked like a small black revolver pointed at him. Id. at 61. After Stewart fired at him once, Ainooson says he pulled out his gun and started firing back. Id. at 63-64. Ainooson testified that he aimed at the front passenger seat area, where Stewart was seated. See id. at 65.
According to Terrio, Ainooson stood by the passenger side of the car and "had words" with Spurill. Trial Tr. vol. III, 173:5; see id. at 173. They both said "[w]hat's up" to each other, id. at 173:8-9, before Ainooson walked away, turned around, and then started shooting into the passenger seat window. Id. at 173-74. Terrio said that Stewart had a gun located near the console in between the car's driver and passenger seat and that Spurill did not have a weapon. See id. at 173, 174. Terrio said she ducked during the shooting before grabbing Stewart's gun located between the console and the seat. Id. at 175-76. She saw Stewart in the passenger seat with his eyes closed and started to chase Ainooson with the gun. Id. at 177. She stopped the chase and returned to the parking lot when she saw a police officer chasing Ainooson. Id. at 177-78. At that point, Spurill had moved to the driver's seat and was driving out of the parking lot. Id. at 178. Terrio said she then ran through a little path near the Country Foods store and threw the gun under a truck before calling her brother to take her to the hospital. Id. at 179-80. Stewart's gun was never recovered, and Terrio testified that his gun was not fired that day. Habeas Opp'n 7; Trial Tr. vol. III, 182. Terrio also testified that Stewart had cocaine with him in the car that day. Trial Tr. vol. III, 168.
At trial, Spurill denied any knowledge of a gun or cocaine in the car. Id. at 64. He also denied seeing the gunman. Id. at 70. When the shots were fired, Spurill said he ducked in the back seat of the car but was shot in the arm and in the side. Id. at 69. He said he was sitting behind the driver's seat when he heard five or six shots fired. Id. After he drove out of the parking lot with Stewart in the passenger seat, Spurill could tell that Stewart had been shot and was nudging him to try to get him to talk. See id. at 74. Rather than drive to a nearby ambulance station, id. at 75, Spurill drove to Green Street, where he and Stewart were living, id. at 74-75; Habeas Opp'n 7. He got someone's attention to call an ambulance or the police. See Trial Tr.
Officer Alcides Fortes arrived at Green Street and saw Spurill, wounded and pacing, and Stewart, who "had blood all over him and ... was slumped over the seat." II Supplemental Answer, Tab 20, Trial Tr. vol. IV, 31:4-5, Oct. 22, 2007; see id. at 30, 31. Stewart had four gunshot wounds; two wounds were located on the left side of the chest, one was on the right upper-back, and one was in the right forearm. Id. at 160. A medical examiner testified that the two gunshot wounds in the chest were the cause of Stewart's death. Id. at 170.
Ainooson's gun was a 380 High Point medium caliber semi-automatic hand gun with an extended magazine that held ten cartridges. Id. at 210-11. When the police recovered the gun, it had four live rounds in the magazine and a round that had been ejected from the chamber of the gun. Id. at 197. A ballistics expert found five spent cartridges during the investigation — three were in the Country Foods store parking lot and two were found in the victims' car. See id. at 193-95, 198, 200, 215. The expert determined that all of the spent cartridges had been fired from Ainooson's gun. See id. at 215-16. Based on the location of those spent casings, the expert opined that Ainooson had fired the gun in close proximity to the front passenger window of the car. Trial Tr. vol. V, 11. The expert also recovered five bullets, some of which were damaged. Habeas Opp'n 8. Due to the damage, the expert could not positively state that each bullet was fired from Ainooson's gun, but he did conclude that all of the bullets were "consistent with a 380-caliber spent projectile," Trial Tr. vol. IV, 219:8, or consistent with having been fired from the type of gun that Ainooson owned. Id. at 216-20.
Ainooson's trial attorney argued that Ainooson acted in self-defense when he shot Stewart. See, e.g., II Supplemental Answer, Tab 22, Trial Tr. vol. VI, 30-31, Oct. 24, 2007. No forensic evidence directly supported Ainooson's version of his encounter with Stewart and Spurill. Ainooson, 2010 WL 3564858, at *1.
On October 26, 2007, the jury acquitted Ainooson of charges of assault and battery by means of a dangerous weapon and of armed assault with intent to murder. Habeas Opp'n 2. They found him guilty of second-degree murder, carrying a firearm without a license, and possession of a firearm without a firearm identification card. Id.
This Court has federal jurisdiction over Ainooson's petition pursuant to 28 U.S.C. section 2254.
Under the Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA"), a federal court can entertain an application for a writ of habeas corpus for a person in custody pursuant to a state court judgment "only on the ground that he is in custody in violation of the Constitution or laws or treaties of the United States." 28 U.S.C. § 2254(a). "[O]n federal habeas review, the level of deference owed to a state court decision hinges on whether the state court ever adjudicated the relevant claim [for habeas relief] on the merits or not." Clements v. Clarke, 592 F.3d 45, 52 (1st Cir.2010). If the claim was adjudicated on the merits, this Court can only grant the writ of habeas corpus if the state court adjudication resulted in: (1) "a decision that was contrary to, or involved an unreasonable application of, clearly established
Ainooson complains that various improper remarks in the prosecutor's closing denied him due process and a fair trial and infringed upon his Fifth Amendment right to remain silent. Mem. Habeas 9, 15. This Court is precluded from conducting habeas review, however, if the Appeals Court's decision rejecting Ainooson's federal claims rested on an independent and adequate state law ground. See Horton v. Allen, 370 F.3d 75, 80 (1st Cir.2004) (citing Coleman v. Thompson, 501 U.S. 722, 729, 111 S.Ct. 2546, 115 L.Ed.2d 640 (1991)). Principles of comity and respect for state court judgments undergird this rule. House v. Bell, 547 U.S. 518, 536, 126 S.Ct. 2064, 165 L.Ed.2d 1 (2006). Habeas review is barred regardless of whether the state law ground is procedural or substantive. Pina v. Maloney, 565 F.3d 48, 52 (1st Cir.2009).
A state court's ruling that a defendant procedurally defaulted his claims because of his "failure to object at trial[] is an independent and adequate state ground... so long as the state court consistently applies its contemporaneous objection rule and has not waived it in the particular case by basing the decision on some other ground." Horton, 370 F.3d at 80-81; see also Mass. R.Crim. P. 22 (contemporaneous objection rule). Massachusetts has "routinely enforced" its contemporaneous objection rule. Burks v. Dubois, 55 F.3d 712, 716 (1st Cir.1995); see also Janosky v. St. Amand, 594 F.3d 39, 44 (1st Cir.2010) ("We have held, with a regularity bordering on the monotonous, that the Massachusetts requirement for contemporaneous objections is an independent and adequate state procedural ground, firmly established in the state's jurisprudence and regularly followed in its courts.").
Ainooson failed to object to the statements in the prosecutor's closing argument that he now contends violated his constitutional rights. Ainooson, 2010 WL 3564858, at *1. Thus, the Commonwealth argues that this Court must deny habeas review of Ainooson's claims because the Appeals Court rejected them on an "independent and adequate state procedural bar." Habeas Opp'n 11. In response, Ainooson contends that the Appeals Court waived the procedural state ground for affirming his conviction because it did not "clear[ly] and express[ly]" state that it was relying on an independent state ground when its decision "primarily [rested] on federal law." Resp. Habeas Opp'n 2 (citing Coleman, 501 U.S. at 734, 111 S.Ct. 2546). Ultimately, the rationale employed by the Appeals Court
When a habeas petitioner has procedurally defaulted his claim under state law, habeas review is barred unless he can "demonstrate cause for the default and actual prejudice as a result of the alleged violation of federal law, or else demonstrate that the failure to consider the claim will result in a fundamental miscarriage of justice." Glacken v. Dickhaut, 585 F.3d 547, 551 (1st Cir.2009). "[T]here must be some objective factor external to the defense which impeded counsel's efforts to comply with the State's procedural rule" to demonstrate cause. Lynch, 438
As a threshold matter, a habeas petitioner aiming to "excuse his procedural default by showing ineffective assistance of counsel ... must have first presented the ineffective assistance claim to state court," Lynch, 438 F.3d at 46, which Ainooson has done in his brief to the Appeals Court, see Supplemental Answer, Tab 3, Br. & App. for Appellant 25 ("Defense counsel had a duty to object to so unfair [a closing] argument, and to the extent his failure may deprive Mr. Ainooson of his entitlement to plenary review, that omission was constitutionally ineffective...."). Further, the Appeals Court addressed the ineffective-assistance-of-counsel claim. See Ainooson, 2010 WL 3564858, at *2 ("Finally, we do not consider the defendant's meritless assertion that trial counsel's failure to object to the prosecutor's closing argument may have deprived him of plenary review."). Although the Appeals Court did not explain its rationale for rejecting Ainooson's "meritless" ineffective-assistance claim, see id., there is a presumption that a state court has "adjudicated the [federal] claim on the merits in the absence of any indication or state-law procedural principles to the contrary," Harrington v. Richter, ___ U.S. ___, 131 S.Ct. 770, 784-85, 178 L.Ed.2d 624 (2011). Because the state procedural bar for lack of contemporaneous objection does not apply to Ainooson's ineffective-assistance-of-counsel claim and the Appeals Court did not cite any law in resolving that claim, the presumption that the federal claim was adjudicated on the merits stands. See Lyons v. Brady, 666 F.3d 51, 54 (1st Cir.2012) (holding that Massachusetts court adjudicated constitutional claim on the merits where that court "concluded that there [was] no merit in [petitioner's] allegations of error," id. (first alteration in original) (quoting Commonwealth v. Lyons, 444 Mass. 289, 290, 828 N.E.2d 1 (2005)) (internal quotation marks omitted), and "did not elaborate on its reasoning" for rejecting the claim, id.), cert. denied sub nom. Lyons v. Mitchell, ___ U.S. ___, 133 S.Ct. 1491, 185 L.Ed.2d 547 (2013) (mem.).
Although alleged constitutional violations adjudicated on the merits typically mandate deferential review under 28 U.S.C. section 2254(d), courts disagree on the type of review that an ineffective-assistance-of-counsel claim addressed in state court receives when it is raised in habeas review to excuse a procedural default. Janosky, 594 F.3d at 44-45. For reasons similar to those enunciated in Janosky v. St. Amand, 594 F.3d 39, this Court will review Ainooson's ineffective-assistance-ofcounsel claim de novo in determining whether it suffices to show cause for his procedural default. See id. at 45 (applying de novo review, rather than AEDPA deference, in cause-and-prejudice analysis where de novo review is more favorable to petitioner and petitioner's claim fails under either standard); see also Fischetti v. Johnson, 384 F.3d 140, 154-55 (3d Cir. 2004) (deciding that AEDPA establishes a "statutory high hurdle" for granting substantive relief but not for the "issue of
A petitioner has "cause" for procedural default if he can demonstrate his counsel was constitutionally ineffective under Strickland. Murray, 477 U.S. at 488, 106 S.Ct. 2639. To demonstrate ineffective assistance of counsel under the Sixth Amendment, Ainooson must show that his counsel's representation "fell below an objective standard of reasonableness" measured by "prevailing professional norms," Strickland, 466 U.S. at 688, 104 S.Ct. 2052, and that there is a "reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different," id. at 694, 104 S.Ct. 2052; see also Harrington, 131 S.Ct. at 788 ("Surmounting Strickland's high bar is never an easy task." (quoting Padilla v. Kentucky, 559 U.S. 356, 130 S.Ct. 1473, 1485, 176 L.Ed.2d 284 (2010)) (internal quotation marks omitted)). "Reviewing courts must indulge a strong presumption that counsel's conduct falls within the wide range of reasonable professional assistance and represents sound trial strategy." Jewett v. Brady, 634 F.3d 67, 75 (1st Cir. 2011) (quoting Strickland, 466 U.S. at 689, 104 S.Ct. 2052) (internal quotation marks omitted).
Ainooson argues that his lawyer's failure to object to "an improper closing may constitute ineffective assistance." Mem. Habeas 23; see Resp. Habeas Opp'n 5. While Ainooson has numerous complaints regarding the impropriety of the prosecutor's closing, he mainly accuses the prosecutor of using his post-arrest silence to impeach his exculpatory testimony in violation of Doyle v. Ohio, 426 U.S. 610, 96 S.Ct. 2240, 49 L.Ed.2d 91 (1976). See Mem. Habeas 10-11. Thus, in evaluating whether Ainooson's counsel was objectively reasonable, this Court ought determine if the prosecutor committed a Doyle violation.
In Doyle, two defendants were charged with selling marijuana. 426 U.S. at 611, 96 S.Ct. 2240. The defendants both testified that they had been framed because they were attempting to buy, not sell, the marijuana. At both of their trials, the prosecutor tried to impeach their exculpatory story during cross-examination by suggesting that if the defendants were really innocent, they would have told their story to the police rather than remain silent when they were interrogated. See id. at 613-14, 96 S.Ct. 2240. The Supreme Court held that "the use for impeachment purposes of [the defendants'] silence, at the time of arrest and after receiving Miranda warnings, violated the Due Process Clause of the Fourteenth Amendment." Id. at 619, 96 S.Ct. 2240.
Ainooson suggests that the following portions of the prosecutor's closing violated Doyle:
Trial Tr. vol. VI, 31:16-18, 32:24-33:4, 33:24-34:1, 34:7-9, 36:1-3, 36:18-22, 41:21-23 (emphases added); see also Mem. Habeas 12. In particular, Ainooson takes issue with the prosecutor's repeated emphasis of the fact that his exculpatory testimony came two years after the incident. Mem. Habeas 10.
Here, the prosecutor's indirect reference to Ainooson's silence following arrest is much more subtle than the typical Doyle violation. See, e.g., Doyle, 426 U.S. at 614 n. 5, 620, 96 S.Ct. 2240 (deciding that Doyle violation occurred where prosecutor asked defendant why he did not tell the police he had "been set up" if he was innocent); see also Wainwright v. Greenfield, 474 U.S. 284, 287 n. 2, 295, 106 S.Ct. 634, 88 L.Ed.2d 623 (1986) (observing Doyle error where prosecutor argued that defendant's request to speak to an attorney after hearing his Miranda rights undermined his insanity defense). For example, the Sixth Circuit held that there was a Doyle error where the prosecutor asked the defendant during cross-examination if his preceding testimony was the first time he had given his version of events since the relevant incident had occurred five months ago and argued in closing, "I find it a little peculiar[] [that] [the defendant] [is] alleging self-defense, [but] it [took] [the defendant] five months to so indicate." Mackey v. Russell, 148 Fed. Appx. 355, 362-63 (6th Cir.2005); see id. at 361-63. The Sixth Circuit reasoned that "[t]here can be little question that such direct references to [the defendant's] post-Miranda silence are clear violations of the standard elucidated in Doyle." Id. at 363. In contrast, here the prosecutor does not explicitly state that Ainooson's trial testimony was the first time he publicly shared his self-defense story. Nonetheless, the prosecutor's repeated and artful insinuations that Ainooson was silent leading up to his exculpatory trial testimony during a full-fledged attack on the credibility and veracity of that testimony is precisely the type of impeachment tactic penalizing silence against which Doyle sought to protect.
The prosecutor initiated his closing by arguing that Ainooson's testimony claiming self-defense was fabricated in an attempt to "talk his way out of a first-degree murder." Trial Tr. vol. VI, 33:1-2. Granted, the prosecutor's claim of recent fabrication was not just rhetoric, see id. at 37:6-9, but also supported by specific examples of opportunities for Ainooson to have tailored his testimony to fit with the Commonwealth's evidence, see, e.g., id. at 35:4-6.
An obvious purpose of emphasizing that Ainooson gave his account two years after he was arrested is to suggest that Ainooson's testimony is a fabrication because he did not give it earlier. Thus, without explicit mention of Ainooson's silence following arrest, the prosecutor accomplished that which Doyle forbids: using Ainooson's post-Miranda silence to impeach his exculpatory testimony by suggesting that Ainooson would have shared his version of events earlier if it were true. See Doyle, 426 U.S. at 618, 96 S.Ct. 2240 (noting unfairness of allowing defendant's silence to be used to "impeach an explanation subsequently offered at trial" given Miranda warning's assurances that arrestee's silence will not be used against him or her). The First Circuit has admonished that the privilege against self-incrimination should be "given a liberal application." Coppola v. Powell, 878 F.2d 1562, 1566 (1st Cir.1989) (quoting Maffie v. United States, 209 F.2d 225, 227 (1st Cir. 1954)); see also id. (noting that the privilege against self-incrimination ought not be "whittle[d] ... down by the subtle encroachments of judicial opinion" (quoting Maffie, 209 F.2d at 227)). Thus, this Court cannot agree with the Appeals Court's statement that the prosecutor "did not intrude in any way on the defendant's right to remain silent before or during trial." Ainooson, 2010 WL 3564858, at *1.
Even though the prosecutor's closing comments at Ainooson's trial amount to a Doyle error, this Court need not decide whether Ainooson's trial counsel was deficient for failing to object because no prejudice resulted from the Doyle error. See Strickland, 466 U.S. at 697, 104 S.Ct. 2052 ("The object of an ineffectiveness claim is not to grade counsel's performance. If it is easier to dispose of an ineffectiveness claim on the ground of lack of sufficient prejudice, which we expect will often be so, that course should be followed."). To demonstrate prejudice, Ainooson must show that, but for his attorney's errors, there is a reasonable probability that the outcome of his proceedings would have been different. See Strickland, 466 U.S. at 694, 104 S.Ct. 2052. "A reasonable probability is a probability sufficient to undermine confidence in the outcome." Malone v. Clarke, 536 F.3d 54, 64 (1st Cir.2008). This Court must consider the totality of the evidence before the jury when assessing the prejudicial impact of
Ainooson cannot show that there is a reasonable probability that the outcome would have been different had his attorney objected to and sought a curative instruction for the prosecutor's closing statements because of the strength of the evidence supporting his conviction. See Kirwan v. Spencer, 631 F.3d 582, 591-92 (1st Cir. 2011) (holding that there was no prejudice under Strickland where "evidence against [the defendant] was overwhelming," id. at 591); see also Coulson v. Johnson, No. 01-20083, 2001 WL 1013186, at *16 (5th Cir. Aug. 7, 2001) (per curiam) (determining that there was no prejudice under Strickland for trial counsel's failure to object to Doyle violation where "evidence of [the petitioner's] guilt, although circumstantial, was compelling"). Here, an off-duty police officer witnessed Ainooson fire a series of shots, tuck his gun into his pants, and jog away. Trial Tr. vol. II, 183-84. Other witnesses corroborated the police officer's version of events. See Trial Tr. vol. III, 256-57; Trial Tr. vol. IV, 8-17. Further, no forensic evidence supports Ainooson's claim of self-defense, Ainooson, 2010 WL 3564858, at *1; the victim had four gunshot wounds, including one in his right upper-back, Trial Tr. vol. IV, 160:18-23. All five shell casings found on the scene were fired by Ainooson's gun, id. at 215:24-216:1-2, and the ballistics expert determined that the gun was likely fired in close proximity to the victim based on the location of some of the shell casings, see Trial Tr. vol. V, 11:11-18. Because Ainooson cannot demonstrate prejudice under Strickland, he cannot demonstrate cause and prejudice for the procedural default. Thus, this Court is barred from reviewing whether the prosecutor's reference to Ainooson's post-Miranda silence violated due process.
While Ainooson's chief complaint regarding the prosecutor's closing involves allusions to his post-Miranda silence, he also takes issue with various other aspects of that closing, all of which were also procedurally defaulted for failure to object.
Finally, Ainooson does not argue that the procedural default of his claims would result in a fundamental miscarriage of justice, see Mem. Habeas; Resp. Habeas Opp'n, as he does not claim that he is actually innocent of the offenses of which he was convicted, see Simpson v. Matesanz, 175 F.3d 200, 210 (1st Cir.1999) ("It is clear that for habeas purposes the federal `fundamental miscarriage of justice' standard means that petitioner must establish actual innocence.").
Thus, for the foregoing reasons, this Court is estopped from reviewing the merits of Ainooson's federal claims regarding the prosecutor's closing.
In his second ground for habeas relief, Ainooson argues that the jury instructions given at his trial were "contradictive and confusing" and violated his rights to due process and a fair trial. Pet. 8. The Commonwealth argues that this Court is barred from reviewing Ainooson's second ground for relief because Ainooson "failed to object to this complained of error at trial" and thus forfeited review of that claim. Habeas Opp'n 16. In other words, the Commonwealth contends that the Appeals Court rejected Ainooson's claim based on the "independent and adequate state procedural bar of preservation" for failure to comply with the contemporaneous objection rule. Id. at 16-17. For a procedural default to bar habeas review, however, "[t]he state court must actually have relied on the procedural bar as an independent basis for its disposition of the case." Harris v. Reed, 489 U.S. 255, 261-62, 109 S.Ct. 1038, 103 L.Ed.2d 308 (1989) (emphasis added) (quoting Caldwell v. Mississippi, 472 U.S. 320, 327, 105 S.Ct. 2633, 86 L.Ed.2d 231 (1985)) (internal quotation marks omitted). On habeas corpus review of petitioner's claims, this Court must assume that "there is no independent and adequate state ground for a state court decision when the decision `fairly appears to rest primarily on federal law, or to be interwoven with ... federal law, and when the adequacy and independence of any possible state law ground is not clear from the face of the opinion.'" Coleman, 501 U.S. at 735, 111 S.Ct. 2546 (quoting Michigan v. Long, 463 U.S. 1032, 1040-41, 103 S.Ct. 3469, 77 L.Ed.2d 1201 (1983)).
In this case, the basis of the Appeals Court's brief decision on this ground is arguably ambiguous. That court noted in passing that Ainooson's "lengthy argument is made for the first time on appeal" before addressing the "gravamen" of his federal claim — that the self-defense instructions impermissibly shifted the burden of proving self-defense to him. Ainooson, 2010 WL 3564858, at *2. The Appeals Court concluded that the parts of the jury instructions that correctly stated the burden of proof outweighed the impact of any error in the self-defense instruction. See id. Although the Appeals Court only cited state law for this proposition, see id., a cursory examination reveals that its conclusion was derived from federal principles. Specifically, the Appeals Court relied
Because the Appeals Court's decision on Ainooson's second ground for habeas relief appears to rely on or be interwoven with federal law, the "Harris presumption" applies. See Coleman, 501 U.S. at 734-35, 111 S.Ct. 2546. That presumption calls for this Court to assume that federal law was the basis for the Appeals Court's decision unless that court "clearly and expressly" stated its reliance on an independent and adequate state law ground. Id. at 735, 111 S.Ct. 2546. In Harris v. Reed, 489 U.S. 255, 109 S.Ct. 1038, 103 L.Ed.2d 308, the Supreme Court observed that a state court's declaration that the petitioner's allegations "could have been raised [on] direct appeal" may have "laid the foundation" for that court finding procedural default. Id. at 266, 109 S.Ct. 1038 (alteration in original) (internal quotation marks omitted). The Supreme Court, however, ultimately held that the statement fell short of the "explicit reliance on a state-law ground" that is required to show procedural default where the state court decision relies upon federal law. Id.
Similar to the state court decision discussed in Harris, the Appeals Court in Ainooson merely noted that Ainooson had made his "lengthy argument [about the model jury instructions] ... for the first time on appeal." 2010 WL 3564858, at *2. While this statement could also lay the foundation for that court's finding procedural default, it is insufficient, in and of itself, to constitute a clear and express statement of procedural default under Harris and Coleman. See Delaney v. Bartee, 522 F.3d 100, 103-04 (1st Cir.2008) (deciding that a state court decision may not have relied clearly and expressly on procedural default where it simply pointed out a potential basis for procedural default while also addressing the merits of the defendant's federal claims). Since there was no procedural default of Ainooson's second ground of habeas relief, this Court can reach the merits of his allegations.
Under AEDPA, a deferential standard of review applies if the Appeals
The overarching theme of Ainooson's second ground for habeas relief is that the jury instructions at his trial failed to follow Supreme Court precedent because they impermissibly shifted the burden of proof to him. See Resp. Habeas Opp'n 13-15. Under AEDPA, this Court can grant Ainooson's application for habeas corpus relief only if the adjudication of his claims in state court "resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States." 28 U.S.C. § 2254(d)(1). This standard is highly deferential, "demand[ing] that state-court decisions be given the benefit of the doubt ... and that the [habeas petitioner] show that the state court's ruling... was so lacking in justification that there was an error ... beyond any possibility of fairminded disagreement." Lyons, 666 F.3d at 54 (quoting Butler v. O'Brien, 663 F.3d 514, 518 (1st Cir.2011)). In other words, "if it is a close question whether the state decision is in error, then the state decision cannot be an unreasonable application." Healy v. Spencer, 453 F.3d 21, 26 (1st Cir.2006) (quoting McCambridge v. Hall, 303 F.3d 24, 36 (1st Cir.2002)) (internal quotation mark omitted). Moreover, even if the decision was unreasonable, Ainooson is still not eligible for habeas relief unless he can show that "the error had a substantial and injurious effect or influence in determining the jury's verdict." Lyons, 666 F.3d at 54 (quoting Shuman v. Spencer, 636 F.3d 24, 30 (1st Cir.2011)) (internal quotation mark omitted).
Ainooson argues that the jury instructions incorrectly stated the law of self-defense in a way that relieved the government from proving every element of second-degree murder beyond a reasonable doubt and, therefore, violated In re
The trial judge correctly instructed the jury that "where there is evidence that the defendant may have acted in self-defense,... the Commonwealth must prove beyond a reasonable doubt that the defendant did not act in self-defense." Trial Tr. vol. VI, 86:2-6. Ainooson takes issue with the trial judge's explanation of self-defense, which stated that "[a] person may not use force in self-defense until he's availed himself of all proper means to avoid physical combat." Id. at 84:16-18 (emphasis added); see Mem. Habeas 30. While this instruction correctly conveys the second of three elements that constitute self-defense under Massachusetts law, see Commonwealth v. Souza, 428 Mass. 478, 486, 702 N.E.2d 1167 (1998), Ainooson argues that the instruction failed to inform the jury that he was only required to retreat from combat if he could do so in "complete safety," Mem. Habeas 31. He suggests that the failure to include this gloss meant that the Commonwealth was relieved from proving beyond a reasonable doubt that he "could have safely retreated." Id. at 32; see id. at 36 ("The erroneous instruction completely eradicated the Commonwealth's burden on [a] vital element [of self-defense].").
Ainooson cites no Massachusetts law to support his contention that he must avoid using deadly force only if a "completely safe" alternative is available to him. See generally Mem. Habeas. The Supreme Judicial Court has interpreted the second element of self-defense, the requirement that a defendant use all proper means to avoid physical combat before resorting to deadly force. That court has announced that the requirement does "not impose an absolute duty to retreat regardless of personal safety considerations; an individual need not place himself in danger nor use every means of escape short of death before resorting to self-defense. He must, however, use every reasonable avenue of escape available to him." Commonwealth v. Pike, 428 Mass. 393, 398, 701 N.E.2d 951 (1998) (emphasis added) (citations omitted). Thus, this self-defense element seeks to identify whether a defendant had "reasonable means of escape before acting in self-defense." Id. at 399, 701 N.E.2d 951. The safety of other alternatives is a consideration in adjudging the reasonableness of an individual's act of self-defense; requiring the Commonwealth to prove that Ainooson could have retreated in complete safety actually increases its burden of proof under Massachusetts law.
Trial Tr. vol. VI, 85:11-18. These instructions adequately communicated that a key inquiry in determining whether Ainooson acted in self-defense was the reasonableness of his use of deadly force instead of retreat or escape. Thus, the jury instructions' correct statement of the law of self-defense in Massachusetts did not dilute the government's burden of disproving self-defense in violation of due process — particularly where those instructions repeated the government's burden of disproving self-defense beyond a reasonable doubt. See id. at 83:18-24, 86:2-10. As a result, the Appeals Court's rejection of Ainooson's constitutional claims with regard to the self-defense instructions was neither contrary to nor an unreasonable application of clearly established federal law.
Ainooson also argues that the jury instructions incorrectly implied that he bore the burden of proof on mitigation by heat of passion. In Massachusetts "[i]f a person kills another in the heat of passion, which is occasioned by ... provocation, or in sudden combat, ... the killing is designated manslaughter and not murder because of the mitigating circumstances." Walczak, 463 Mass. at 819, 979 N.E.2d 732 (alteration in original) (quoting Commonwealth v. Acevedo, 427 Mass. 714, 716, 695 N.E.2d 1065 (1998)) (internal quotation marks omitted). These mitigating circumstances negate malice, an element of second-degree murder. See Acevedo, 427 Mass. at 716, 695 N.E.2d 1065; see also id. at 715-16, 695 N.E.2d 1065 ("Malice and adequate provocation are mutually exclusive."). Thus, where evidence raises the possibility that a defendant acted in the heat of passion, the Commonwealth must prove beyond a reasonable doubt that the defendant did not act in the heat of passion to support a jury finding of second-degree murder. Id. at 716, 695 N.E.2d 1065. Ainooson specifically charges that despite the "various warnings that the government must disprove provocation or sudden combat," the definitions of heat of passion by provocation and sudden combat implied that he had the burden of persuasion as to those mitigating circumstances. Mem. Habeas 25.
In reviewing the Appeals Court's rejection of Ainooson's due process claim, this Court must determine whether that judgment is contrary to governing Supreme Court precedent in Winship and
Starting the analysis with the specific language that Ainooson challenges, the portion of the instructions to which he objects is reproduced below:
Mem. Habeas 26-27 (first and fifth alterations in original) (quoting Trial Tr. vol. VI, 80:18-81:4, 81:13-19, 82:2-12).
This language is excised from the portion of the jury instructions that defines or explains heat of passion by provocation, as well as heat of passion by sudden combat. See Trial Tr. vol. VI, 80:11-82:13. Ainooson argues that the use of words such as "must" to describe the elements of those mitigating circumstances suggests that he
Ainooson's interpretation is unnatural and forced. There is no statement that the defendant bears the burden of proof on mitigation in the challenged language. Read alone, the highlighted language merely explains the requirements for heat-of-passion mitigation. In fact, Ainooson himself describes the contested language as "definitional instructions," Mem. Habeas 25, which further suggests that a reasonable listener or juror would interpret the language as just that — explanatory definitions of heat-of-passion mitigation without any reference to the burden of proof.
Even if this Court were to find that this language impermissibly shifted the burden of proof — which is a stretch — the language must be evaluated in the context of the entire charge. See Francis, 471 U.S. at 315, 105 S.Ct. 1965. The language that introduces heat of passion by provocation and sudden combat signals that the contested jury instructions are simply definitions of the relevant mitigating circumstances. See, e.g., Trial Tr. vol. VI, 80:11 ("Heat of passion includes ...."); id. at 82:2 ("Sudden combat involves...."). Further, in his explanation of sudden combat and provocation, the trial judge stated at least five times that the Commonwealth is required to prove beyond a reasonable doubt the absence of heat of passion induced by sudden combat or provocation in order to prove malice, an essential element of murder. See generally id. at 79-83; see, e.g., id. at 82:19-83:2 ("If ... you find that the Commonwealth has proved beyond a reasonable doubt the elements of murder, except that the Commonwealth has not proved beyond a reasonable doubt the absence of heat [of] passion upon reasonable provocation, or heat [of] passion induced by sudden combat, then you must not find the defendant guilty of murder."). The repeated instructions on the Commonwealth's specific burden of proof with respect to mitigation are unlike the "general instructions on the State's burden of persuasion and the defendant's presumption of innocence" that the Supreme Court found insufficient to clarify ambiguous language in Francis. 471 U.S. at 319, 105 S.Ct. 1965. Read in context, it is clear that the instructions that surround the judge's definitions of mitigation adequately explained the burden of proof such that there is no reasonable likelihood that the jury would have applied the challenged instructions in a way that violates the Constitution. Thus, the Appeals Court's decision was not contrary to established federal law.
The trial judge instructed the jury on consciousness of guilt. See Trial Tr. vol. VI, 64:20-65:19. Ainooson argues that the "improperly given consciousness of guilt through flight instructions," coupled with unconstitutional instructions regarding mitigation and self-defense, denied him a fair trial. Mem. Habeas 27; see Resp. Habeas Opp'n 22. The instructions on mitigation and self-defense, however, pass constitutional muster, see supra section II. C.2.a-b, and Ainooson has not met the heavy of burden of demonstrating that the consciousness-of-guilt instructions denied him due process, see Rosado v. Allen, 482 F.Supp.2d 94, 114 (D.Mass.2007) (Woodlock, J.) ("Relief through a habeas corpus petition is proper only where the ailing [jury] instruction by itself so infected the
Further, slicing through the general discourse alleging unconstitutionality, Ainooson's core complaint regarding the consciousness-of-guilt instructions appears to be a matter of state law. See, e.g., Resp. Habeas Opp'n 22. Ainooson argues that those instructions were "improper" because he fled from the crime scene after being fired upon by the victim and then pursued by the victim's then-girlfriend, Terrio, who was carrying a gun. Id. Under Massachusetts law, however, a trial judge can give a consciousness-of-guilt instruction where evidence of flight supports an inference of guilt. Commonwealth v. Emeny, 463 Mass. 138, 150, 972 N.E.2d 1003 (2012); see also Commonwealth v. Booker, 386 Mass. 466, 469, 436 N.E.2d 160 (1982) (noting that evidence of flight is probative of a defendant's guilty state of mind). While Ainooson maintains that he was fleeing from Terrio, who testified that she pursued him with a gun, see Resp. Habeas Opp'n 22, Officer Noone testified that Ainooson began to run only after he saw the officer yell in full uniform, see Trial Tr. vol. II, 178; id. at 184 ("I drew my gun on him and said `Police. Don't move.' And he looked at me with a very surprised look and took off running up the street."). The Appeals Court concluded, as matter of state law, that the consciousness-of-guilt instruction was not in error. See Ainooson, 2010 WL 3564858, at *3 ("Where there may be different reasons for flight, the jury must determine the actual reason from the circumstances."). Consequently, Ainooson's objection to the consciousness of guilt instruction is not cognizable in habeas. See Estelle, 502 U.S. at 67-68, 112 S.Ct. 475 ("[I]t is not the province of a federal habeas court to reexamine state-court determinations on state-law questions."); Rodriguez v. Spencer, 412 F.3d 29, 37 (1st Cir. 2005) ("Federal courts sitting in habeas must accept state court rulings on state law issues."); Exilhomme v. Spencer, No. 08-10552-DPW, 2011 WL 3759219, at *13 (D.Mass. Aug. 24, 2011) (Woodlock, J.) (deferring to state court determination on whether evidence warranted a particular jury instruction when sitting in habeas).
In addition to claiming that certain portions of Massachusetts's model jury instructions violate due process, Ainooson argues in passing that his trial counsel was ineffective for failing to object to those unconstitutional instructions. Mem. Habeas 40; Resp. Habeas Opp'n 15.
The Appeals Court denied Ainooson's claim of ineffective assistance on the merits. See Ainooson, 2010 WL 3564858, at *2; see also Teti v. Bender, 507 F.3d 50, 56 (1st Cir.2007) ("A matter is `adjudicated on the merits' if there is a `decision finally resolving the parties' claims, with res judicata effect, that is based on the substance of the claim advanced, rather than on a procedural, or other, ground.'" (quoting Sellan v. Kuhlman, 261 F.3d 303, 311 (2d Cir.2001))). Because the ineffective-assistance claim presents a mixed question of law and fact, Ainooson can only attain relief if the Appeals Court's decision was an unreasonable application of Strickland. See Teti, 507 F.3d at 57. A doubly deferential standard applies in determining whether a state court unreasonably applied Strickland on habeas review. Jewett, 634 F.3d at 75.
Strickland requires a showing of both deficient performance by counsel and resulting prejudice. See Smullen v. United States, 94 F.3d 20, 23 (1st Cir.1996).
In Ainooson's third ground for habeas relief, he takes issue with a supplemental jury instruction that he characterizes as prejudicial and coercive. Pet. 9. Specifically, he claims that the supplemental instruction, along with the cumulative effect of other errors, violated due process. Id. The instruction's lack of compliance with state law is not a basis for federal habeas relief. Estelle, 502 U.S. at 71-72, 112 S.Ct. 475. "The only question for [this Court] is `whether the ailing instruction by itself so infected the entire trial that the resulting conviction violated due process.'" Id. at 72, 112 S.Ct. 475 (quoting Cupp v. Naughten, 414 U.S. 141, 147, 94 S.Ct. 396, 38 L.Ed.2d 368 (1973)). Similar to this Court's analysis of other portions of the instruction, the impact of the supplemental instruction is judged in the context of the jury instructions as a whole and the entire trial record. See id.
During deliberations, the jury submitted the following question to the trial judge: "If the jury cannot agree on murder one or murder two, what is the mandate for consideration of voluntary manslaughter? Is the fact that some jurors believe the charge should be murder one or murder two adequate reason not to find for voluntary manslaughter?" Ainooson, 2010 WL 3564858, at *3.
The trial judge responded, over defense counsel's objection:
Resp. Habeas Opp'n 25 (quoting Trial Tr. vol. VII, 27).
As an initial matter, the Court considers Ainooson's third ground de novo, although he does not urge that level of review. See Resp. Habeas Opp'n 24. There is no indication
The trial judge's supplemental jury charge did not violate due process. Ainooson appears to argue that the jury charge was unconstitutional because it failed to include "three balancing elements": (1) members of the jury in both the majority and minority should be given the opportunity to reexamine their positions, (2) the jury has the right to fail to come to an agreement, and (3) the state maintains the burden of proving guilt beyond a reasonable doubt. See Mem. Habeas 45; see also id. at 42 (suggesting that failure to instruct jury on their right to fail to agree coerced them to reach a verdict).
Ainooson's constitutional analysis is flawed in several respects. For one, while Ainooson derives the three elements from federal law, United States v. Manning, 79 F.3d 212, 222 (1st Cir.1996), the requirement that a judge convey those elements in a supplemental jury charge does not rise to the level of a constitutional mandate or Supreme Court precedent. Rather, this First Circuit precedent, intended to ameliorate the prejudicial effect of certain supplemental charges, see id., is more protective of defendants than any standards imposed by the Supreme Court, see Lowenfield v. Phelps, 484 U.S. 231, 237-38, 108 S.Ct. 546, 98 L.Ed.2d 568 (1988) (noting the long tradition of allowing judges to instruct deadlocked jurors to continue deliberations and strive to reach a decision); Allen v. United States, 164 U.S. 492, 501-02, 17 S.Ct. 154, 41 L.Ed. 528 (1896) (holding that no error exists in supplemental charge urging all jurors to reach a verdict if they could do so conscientiously and encouraging those in the minority to reassess their views). As such, Ainooson's argument fails to provide a basis for habeas relief. See Estelle, 502 U.S. at 68, 112 S.Ct. 475 (stating that federal courts conducting habeas proceedings are limited to deciding whether conviction violates "the Constitution, laws, or treaties of the United States"); Milone v. Camp, 22 F.3d 693, 698 (7th Cir.1994) (observing that "[f]ederal courts can grant habeas relief only when there is a violation of federal statutory or constitutional law"). Further, the First Circuit rule from which Ainooson makes his constitutional argument is inapplicable to this case because the First Circuit only requires the inclusion of those three elements in a supplemental charge given to a deadlocked jury.
Lastly, while the judge's supplemental charge did not directly address when or if the jury should consider voluntary manslaughter, that charge did not "so infect[] the entire trial [such] that the resulting conviction violates due process." Estelle, 502 U.S. at 72, 112 S.Ct. 475 (quoting Cupp, 414 U.S. at 147, 94 S.Ct. 396) (internal quotation mark omitted). The supplemental charge simply reiterated guiding principles for deliberations and contemplated the possibility that the jurors would reach a "not guilty" verdict. Moreover, Ainooson's state trial judge was not required to include any additional assurances or clarifications in response to the jurors' question in order to comply with due process.
Ainooson's third ground for habeas relief also makes a cumulative-error argument. Pet. 9 ("Judges [sic] abuse of discretion through inadequate and prejudicially coercive response to a vital jury question, combined with the cumulative error effect, violated due process."); see Mem. Habeas 45. This Court has already concluded that none of Ainooson's claimed errors warrant habeas relief. Given the reasons for rejecting his individual claims, the cumulative effect of the claimed errors also fails to violate due process. See Crouse v. Dickhaut, No. 07-12004-MLW, 2013 WL 1054845, at *15 (D.Mass. Mar. 13, 2013) (Wolf, J.). Thus, Ainooson's third ground for habeas relief also fails.
Federal courts can entertain the extraordinary remedy of habeas relief only for those petitioners who are held in custody "in violation of the Constitution or laws or treaties of the United States." 28 U.S.C. § 2254(a). Ainooson pays lip service to this requirement in his petition, in which he claims that "[l]egally inconsistent verdicts" violated the Fifth, Sixth, and Fourteenth Amendments of the Constitution. Pet. 11. His petition explains that he was acquitted of assault charges against Spurill but convicted of second-degree murder against Stewart. See id. He argues that his testimony stating that he acted in self-defense makes the verdict inconsistent. See id.; Mem. Habeas 44. But see Ainooson, 2010 WL 3564858, at *3 (noting that verdict was not legally impossible because "the jury could have concluded there was insufficient evidence to prove he intended to kill or batter Spurill [in the
Ainooson's memorandum also fails to elucidate his theory of constitutional violations based on the purportedly inconsistent verdict. If anything, Ainooson himself construes the inconsistent verdict as either evidence in support of his other grounds for habeas relief or the result of those alleged errors at his trial. Compare Mem. Habeas 44 (suggesting that an inconsistent verdict is probative of jury coercion), with id. at 45 (arguing that the cumulative effect of errors at trial "forced mutually exclusive/legally inconsistent verdicts"). The absence of any argument relevant to Ainooson's claimed constitutional violations is likely because the Supreme Court has foreclosed it. See United States v. Powell, 469 U.S. 57, 65, 105 S.Ct. 471, 83 L.Ed.2d 461 (1984) (observing that "nothing in the Constitution" mandates protection against an inconsistent verdict in which a jury acquitted a defendant of a conspiracy but convicted her of telephone facilitation of the conspiracy); United States v. Alicea, 205 F.3d 480, 484 (1st Cir.2000) (cursorily dismissing "straightforward claim" of "internally inconsistent" jury verdict as "essentially unreviewable" in light of Supreme Court precedent). The Commonwealth has also pointed out Ainooson's failure to harness any argument and Supreme Court precedent in support of the claimed constitutional violations. See Habeas Opp'n 20 (citing Lockyer v. Andrade, 538 U.S. 63, 71, 123 S.Ct. 1166, 155 L.Ed.2d 144 (2003)). Without a colorable constitutional violation based on the alleged inconsistent verdict, Ainooson's fourth ground for habeas relief must fail.
For the foregoing reasons, Ainooson's petition for a writ of habeas corpus, ECF No. 1, is DENIED.
In Ainooson, the Appeals Court noted that Ainooson's "argument [was] misdirected to this court" because it had renounced the authority to decline to follow governing precedent. 2010 WL 3564858, at *2. Ainooson interprets this statement as a refusal to make a decision and, thus, reach the merits of his federal claim. Resp. Habeas Opp'n 7-8. While indirectly worded, the Appeals Court's decision to follow governing precedent that has already rejected analogous, if not identical, due process claims was very much on the merits. Unlike the state court in Cone that incorrectly determined that a petitioner's claims had already been adjudicated in prior state proceedings, the Ainooson court correctly observed that other litigants had raised analogous claims, which created binding precedent mandating rejection of Ainooson's argument.
