MARIANNE B. BOWLER, Magistrate Judge.
Respondent Gary Roden ("respondent"), Superintendent of the Massachusetts Correctional Institute in Norfolk, Massachusetts ("MCI-Norfolk"), moves to dismiss a petition for writ of habeas corpus ("the petition") filed pro se under 28 U.S.C. § 2254 ("section 2254") by petitioner Elvin Rodriguez ("petitioner"), an inmate at MCI-Norfolk. Petitioner attacks his state court convictions based upon errors in the admission of "prior bad acts" evidence and "first complaint testimony" in the Massachusetts Superior Court Deportment (Hampden County) ("the trial court"). (Docket Entry # 1). Respondent seeks to dismiss the petition because petitioner did not exhaust his state court remedies and only raises errors of state law. (Docket Entry # 19).
There is little indication that petitioner seeks an evidentiary hearing. Even if he did, a hearing is not required or necessary. The Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA") bars an evidentiary hearing in federal court unless a petitioner shows that his "claim relies on (i) a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable, or (ii) a factual predicate that could not have been previously discovered through the exercise of due diligence." 28 U.S.C. § 2254(e)(2)(A);
Here, even if petitioner avoids the section 2254(e)(2) bar, an evidentiary hearing would not enable him to establish facts that would entitle him to federal habeas relief.
The record before this court is therefore complete. In any event, it is inappropriate to conduct an evidentiary hearing and consider new facts not before the state courts when conducting a section 2254(d)(1) analysis.
On January 21, 2009, a grand jury sitting in the trial court returned an Indictment charging petitioner with three counts of statutory rape of a child in violation of Massachusetts General laws chapter 265 ("chapter 265"), section 23, and six counts of indecent assault and battery on a child under 14 in violation of chapter 265, section 13B. (Docket Entry # 15, S.A. 3, 52-60). On February 9, 2010, petitioner filed two motions in limine. The first motion sought to exclude evidence of petitioner's prior bad acts and the second motion sought to limit the "number of fresh complaint witnesses." (Docket Entry # 15, S.A. 4-5, 66, 69-70).
Turning to the latter motion, in open court on April 6, 2010, the Commonwealth explained that it would call an older sister ("the first victim") to testify as a first complaint witness for disclosures about petitioner's conduct that her younger sister ("the second victim") made to her. (Docket Entry # 15, S.A. 171-172). The Commonwealth also represented it would call a friend of the first victim to testify as a first complaint witness for disclosures that the first victim made to her friend. (Docket Entry # 15, S.A. 172). Upon hearing that the Commonwealth planned to call only these two first complaint witnesses, petitioner agreed to withdraw the motion. (Docket Entry # 15, S.A. 174-175). The trial judge therefore endorsed the motion as moot and noted that petitioner had no objection to the Commonwealth calling the aforementioned first complaint witnesses. (Docket Entry # 15, S.A. 69).
The procedural history of the second motion in limine is more complex. The Commonwealth anticipated introducing evidence of petitioner's similar conduct that took place in Puerto Rico before the two victims, their stepsister, their mother and petitioner moved to Holyoke, Massachusetts in May 2004 and then to Springfield, Massachusetts in July 2007. (Docket Entry # 15, S.A. 163, 554, 647, 652). Petitioner, who was the victims' mother's boyfriend at the time, lived with the three sisters and their mother during the two year period when the conduct took place.
On April 6, 2010, the trial judge conducted a voir dire examination of both victims to ascertain inter alia the nature of the prior bad acts. The first victim described three or four incidents at a beach when petitioner touched her chest over her bathing suit while they were in the water. Petitioner warned her that he would drown her if she reported the incidents. She also described two incidents that took place in a parked automobile during which petitioner touched her vagina over her underwear and incidents at night when petitioner would have her lie naked underneath him while he "rub[bed] his penis on" top of her vagina.
The second victim testified about an incident when petitioner touched her chest on top of her shirt and the outside of her vagina underneath her clothes. The incident took place while the second victim sat on petitioner's lap. Petitioner gave her money not to report the incident. At the beach, the first victim refused to kiss petitioner but she did observe him kiss her younger sister.
Before impanelment, the trial judge denied the motion. He reasoned that the incidents were probative of the development of the relationship, petitioner's "inclination to commit the acts charged," his "passion for" the victims and the fear felt by the victims as a reason for not reporting the incidents earlier. (Docket Entry # 15, S.A. 229-230). During a short opening statement, petitioner's counsel told the jury about the victims' grandmother pressuring them to "fabricate" their stories. (Docket Entry # 15, S.A. 440).
Before the first victim testified at trial about the incidents in Puerto Rico, the trial judge instructed the jury that it could only consider the acts that took place in Puerto Rico for the limited purpose of showing "knowledge, intent, motive, or method" and not "as proof that [petitioner] committed the crimes charged or that he has a criminal personalty or bad character." (Docket Entry # 15, S.A. 534). The trial judge gave a similar limiting instruction before the jury heard the second victim's testimony about petitioner's conduct in Puerto Rico. (Docket Entry # 15, S.A. 442-443).
The victims' trial testimony regarding the uncharged conduct was similar to their testimony on voir dire. (Docket Entry # 15, S.A. 447-449, 535-541). Their testimony about the charged conduct that took place in Holyoke and Springfield described incidents similar to those in Puerto Rico. Thus, similar to the beach incident when petitioner touched the first victim's chest and the other incidents during which petitioner touched and rubbed her vagina, petitioner touched the first victim's chest over and under her shirt as well as her vagina under her pants while she washed dishes in the kitchen of the Holyoke home. (Docket Entry # 15, S.A. 182-183, 185, 187-189, 544-550). She testified that the incidents "happened many times." (Docket Entry # 15, S.A. 552).
The incidents finally stopped when the first victim told petitioner she had told her best friend "about it and that if he touched me again that I was going to tell her, and that she was going to call the police." (Docket Entry # 15, S.A 554-555). The circumstance under which the first victim initially reported the conduct to her friend took place after the first victim's fourteenth birthday party at the Holyoke home. During the party with her friends, petitioner grew angry when he saw her dancing with her boyfriend. He then pulled her aside, started screaming at her and ended the party. (Docket Entry # 15, S.A. 555-556). Her friend had previously observed petitioner grab the first victim around her waist "like a boyfriend would grab a girlfriend, not as a stepfather should." (Docket Entry # 15, S.A. 630). After the trial judge gave a limiting instruction regarding first complaint testimony, the friend testified that about a week after the party, the first victim told her that petitioner "would make her do stuff she didn't want to do, but she had to do it." (Docket Entry # 15, S.A. 623-624, 632-633). The friend's testimony reciting what the first victim told her about petitioner's misconduct consisted of only a few sentences during the three day trial.
Turning to the second victim, similar to petitioner kissing and touching her chest and vagina in Puerto Rico, the second victim testified at trial that petitioner touched the outside of her vagina in the bathroom of the Holyoke home and on a weekly basis forced her to masturbate him while she watched her favorite television show in the living room of the Springfield home. (Docket Entry # 15, S.A. 453-454, 457-462). He warned her that he would not allow her to use the telephone if she refused. (Docket Entry # 15, S.A. 459-460). On another occasion, petitioner put his penis in the second victim's mouth and ejaculated in the living room of the Springfield home. (Docket Entry # 15, S.A. 463-466).
The second victim first reported the conduct to her older sister one night after she refused to masturbate petitioner while watching the television show. When petitioner told her she could not watch the show and could no longer use the telephone, she went up to the bedroom she shared with her older sister and started to cry. Her older sister then asked her what happened and she reported half or "some of what [petitioner] did" but not all of it because she was scared. (Docket Entry # 15, S.A. 473-474). At trial, her older sister, the first victim, testified about this first conversation that she had with her sister about the incidents. (Docket Entry # 15, S.A. 562-563). At this point in the testimony, the trial judge gave the jury an extended limiting instruction about first complaint testimony.
On April 9, 2010, the jury found petitioner guilty of one count of statutory rape of the first victim in Holyoke and one count of statutory rape of the second victim in Springfield. (Docket Entry # 15, S.A. 52, 54, 160, 682-684, 779-781). The jury also found petitioner guilty of one count of indecent assault and battery of the second victim in Holyoke and another count of indecent assault and battery of the second victim in Springfield. (Docket Entry # 15, S.A. 58-59, 160, 685-686, 782-783). The jury found petitioner guilty of two counts of indecent assault and battery of the first victim in Holyoke. (Docket Entry # 15, S.A. 55-56, 160, 684-685, 781-782). The jury acquitted petitioner of the other statutory rape count involving the second victim, one count of indecent assault and battery of the first victim in Holyoke as well as one count of indecent assault and battery of a third victim (the sisters' step sister). (Docket Entry # 15, S.A. 53, 57, 60, 160, 684-689, 780, 782-784). Petitioner received an 11 to 13 year sentence on one count, a concurrent sentence of the same length on another count and five years probation on the remaining four counts to run from and after the first sentence.
Petitioner filed a timely notice of appeal. The Massachusetts Appeals Court ("the appeals court") brief raised the following two issues: (1) the trial judge erred by allowing the prior bad acts testimony which prejudiced petitioner; and (2) the trial court erred by allowing and instructing the jury on the first complaint testimony of the friend as to the first victim's statement. (Docket Entry # 15, S.A. 13, 16-40, 111). On March 4, 2013, the appeals court affirmed the judgment. (Docket Entry # 15, S.A. 111-112).
Petitioner filed an application for further appellate court review ("ALOFAR") with the Massachusetts Supreme Judicial Court ("the SJC"). (Docket Entry # 15, S.A. 116, 124-144). As set forth in the statement of points to which further review is sought,
(Docket Entry # 15, S.A. 125) (capitalization omitted).
With respect to the first issue, the body of the ALOFAR cited exclusively to state court cases but concluded with the argument that petitioner's "right to a fair trial under the Sixth and Fourteenth Amendments of the Constitution was violated by the massive amounts of prejudicial `bad acts' evidence." (Docket Entry # 15, S.A. 134-139). Of the eight state court cases cited in the ALOFAR, seven of the cases
With respect to the second issue, the ALOFAR again cites and relies upon only state court cases. Unlike the ALOFAR's presentation of the first issue, the ALOFAR fails to refer to the federal constitution in the points for review or the heading prefacing the discussion of the issue. (Docket Entry # 15, S.A. 125, 134). In the final sentence of the five page discussion, however, the brief asserts a violation of petitioner's "right to a fair trial under the Sixth and Fourteenth Amendment[s] to the United States Constitution" due to "prejudicial errors."
On March 22, 2013, the SJC summarily affirmed the judgment and denied the ALOFAR. (Docket Entry # 15, S.A. 10);
Respondent submits that petitioner fails to exhaust his state court remedies and raises only errors of state law. Petitioner did not file an opposition to the motion.
A petitioner exhausts state court remedies regarding a ground for relief when he fairly and recognizably presents the federal claim to the state courts.
In order to "`fairly and recognizably'" present the federal claim to the SJC, the petitioner "`must show that he tendered [the] federal claim "in such a way as to make it probable that a reasonable jurist would have been alerted to the existence of the federal question.'""
For example, "A litigant wishing to raise a federal issue can easily indicate the federal law basis for his claim in a state-court petition or brief, for example, by citing in conjunction with the claim the federal source of law on which he relies or a case deciding such a claim on federal grounds, or by simply labeling the claim `federal.'"
With respect to the second issue, the points for review did not refer to a violation of the federal constitution. Moreover, "`Alleging lack of a fair trial does not convert every complaint about evidence into a federal due process claim.'"
It is well settled that section 2254(a) limits habeas relief to state convictions "in violation of the Constitution or laws or treaties of the United States." 28 U.S.C. § 2254(a);
Accordingly, whether the trial court met the standard under section 404 of the Massachusetts Guide to Evidence regarding the prior bad acts testimony or the parameters of the common law first complaint doctrine is not before this court.
The applicable standard of review of the state court's decisions on grounds one and two depends upon whether the state court rendered a decision on the merits of the federal claim. 28 U.S.C. § 2254(d);
Section 2254(d) nevertheless "`does not require a state court to give reasons before its decision can be deemed to have been "adjudicated on the merits.'""
Here, the ALOFAR fairly presented the federal claims in grounds one and two to the SJC. The SJC summarily denied the application.
Section 2254(d)(1) establishes "two categories of cases in which a state prisoner may obtain federal habeas relief with respect to a claim adjudicated on the merits in state court."
Neither the SJC nor the appeals court applied a rule that contradicts Supreme Court precedent. In fact, the Supreme Court has not pronounced a rule specific to a state court's admission of prior bad acts evidence,
Under the second category, a federal court may grant the writ if the relevant state court decision "`involved an unreasonable application of clearly established Federal law, as determined by the Supreme Court of the United States.'"
"Clearly established Federal law" under section 2254(d)(1) "includes only the holdings, as opposed to the dicta, of [the Supreme] Court's decisions."
Turning to relevant Supreme Court holdings regarding the due process claims in grounds one and two, an erroneous evidentiary ruling may result in a fundamentally unfair trial in violation of due process.
Applied against this standard, the SJC's decision as to ground one was not objectively unreasonable. The trial judge carefully cautioned the jury to consider the evidence only for the limited purpose of showing "knowledge, intent, motive, or method" if relevant to the crimes charged. (Docket Entry # 15, S.A. 534). He also instructed the jury not to consider the evidence of what took place in Puerto Rico "as proof that [petitioner] committed the crimes charged or that he has a criminal personality." (Docket Entry # 15, S.A. 534). The testimony by both victims regarding what took place in Puerto Rico was not extensive. The ruling therefore comports with Supreme Court holdings.
In ground two and liberally construing the petition, it seeks to overturn the conviction on the basis that the trial judge erroneously admitted the first complaint testimony of the older sister's friend.
In accordance with the foregoing discussion, this court