Saris, Chief Judge.
Plaintiff, Boston University (BU), has filed a motion for summary judgment alleging infringement of Claims 1, 2, 7, 9, 10, 18, and 19 of U.S. Patent No. 5,686,738 (Docket No. 1105). Defendants, Everlight Electronics Co., Ltd. (Everlight), Epistar Corporation (Epistar), and Lite-On Inc. (Lite-On), have filed a motion for summary judgment alleging non-infringement of all asserted claims (Docket No. 1109). The Court assumes familiarity with the underlying technology. See Trustees of Boston University v. Everlight Electronics Co., Ltd., 23 F.Supp.3d 50, 53-57 (D.Mass. 2014). After hearing, and a review of the substantial briefing, I
A patent owner must prove infringement by a preponderance of the evidence. S. Bravo Sys., Inc. v. Containment Techs., Corp., 96 F.3d 1372, 1376 (Fed.Cir. 1996). A defendant commits patent infringement if the accused product practices every limitation of at least one claim of the patent. Freedman Seating Co. v. Am. Seating Co., 420 F.3d 1350, 1356-57 (Fed.Cir.2005). Having construed the claim terms at issue, the Court must apply those terms to the accused product in determining whether the plaintiff has borne its burden to show infringement. Markman v. Westview Instr., Inc., 517 U.S. 370, 374, 116 S.Ct. 1384, 134 L.Ed.2d 577 (1996).
In deciding a case on summary judgment, the Court views the facts in the light most favorable to the non-moving party and makes all reasonable inferences in that party's favor. O'Connor v. Steeves, 994 F.2d 905, 907 (1st Cir.1993). Summary
BU alleges that certain of the defendants' products infringed claims 1, 2, 7, 9, 10, 18, and 19 of U.S. Patent No. 5,686,738 (`738 Patent). The relevant component of the Patent claims a semiconductor device containing "a non-single crystalline buffer layer ... consisting essentially of gallium nitride." Docket No. 1107 at ¶ 14. After the Markman hearing, I construed the claim term "non-single crystalline" as "not monocrystalline, namely polycrystalline, amorphous or a mixture of polycrystalline or amorphous." Trustees of Boston University, 23 F.Supp.3d at 62-63.
The primary dispute between the parties is whether the gallium nitride (GaN) buffer layer in each of the defendants' exemplar products (Exemplars) is polycrystalline and/or amorphous rather than monocrystalline. If the Exemplars' buffer layers are non-single crystalline, the Exemplars infringe the patent; if the buffer layers are monocrystalline, the Exemplars are noninfringing. Because two qualified experts disagree whether the Exemplar buffer layers consist of one crystal or multiple crystals, summary judgment is inappropriate.
A crystal is an ordered structure of atoms or molecules that extends in all directions. Docket No. 1113, Declaration of Dr. Joan Redwing at ¶ 13, 28 (Redwing Decl.). A crystal is also known as a "grain," and a polycrystalline material contains more than one grain or crystal. Id. When individual crystals are separated at angles, the interfaces between those crystals are known as "grain boundaries." Docket No. 1191-11, Declaration of Dr. Eugene Fitzgerald in Support of Defendants' Technology Tutorial at ¶ 26 (Fitzgerald Technology Decl.); Docket No. 1191-10, Callister (see infra) at 103, G6, G10. There may be various degrees of misalignment between different crystals in polycrystalline materials. When the degree of misalignment is small, the grain boundary is known as "low-angle." Docket No. 1158-6, Supplemental Declaration of Dr. Edwin Piner at ¶ 7 (Piner Supplement). When the degree of misalignment is larger, the grain boundary is called "high-angle." Id. at ¶ 10.
Against this backdrop, BU argues that Defendants' accused products contain non-single crystalline buffer layers and therefore infringe the patent. See Docket No. 1107-3, 1107-4, Declaration of Dr. Edwin Piner at ¶ 19 (Piner Decl.). Plaintiff's expert, Dr. Edwin L. Piner, a Professor of Physics and Materials Science, Engineering and Commercialization at Texas State University, opined that the presence of "grain boundaries" in the GaN buffer layers in Epistar's Exemplars means that those layers are polycrystalline. Piner Supplement at ¶¶ 7, 8, 10. In arriving at this conclusion, Dr. Piner conducted tests on the Exemplars to determine the crystallinity of their buffer layers. First, he analyzed a transmission electron microscopy ("TEM") cross-sectional image of the Exemplars, generated by sending a highly focused beam of accelerated electrons through the material in question. Piner Decl. at ¶ 46. Next, he used a Fourier transform, a mathematical function that translates spatial data into amplitudes and frequencies, to generate electron diffraction patterns of certain regions in the TEM images. Id. at ¶ 50.
Dr. Piner identified both low- and high-angle grain boundaries in the Exemplar buffer layers. In so concluding, Dr. Piner relied on a learned treatise, Materials Science and Engineering, An Introduction, 8th ed., William D. Callister, Jr., et al. (2010) (Callister), which states:
(p. 72). Dr. Piner first stated that he observed "low angle grain boundaries" in each of the Exemplar buffer layers. The lattice fringe
In contrast, Defendants contend that the TEM diffraction patterns reveal the Exemplar buffer layers to be single crystalline. Defendant's expert, Dr. Eugene Fitzgerald, a professor of Material Engineering at MIT, concluded that what Dr. Piner believed to be low-angle grain boundaries in a polycrystalline material were in fact merely defects in a monocrystalline material. Docket No. 1166, Declaration of Dr. Fitzgerald at ¶¶ 8, 10 (Fitzgerald Decl.). Dr. Fitzgerald stated,
Id. at ¶ 10. Dr. Fitzgerald also disputes that certain "blurry" areas in the TEM images are amorphous. Id. at ¶ 12. For one thing, says Dr. Fitzgerald, Dr. Piner cites no basis for concluding that these
The main expert dispute thus appears to be whether low-angle grain boundaries necessarily signify that a buffer layer is polycrystalline or whether grain boundaries can also exist in a single crystal. Both experts agree that all polycrystalline materials contain grain boundaries. But while Dr. Piner concludes that grain boundaries are only present in polycrystalline materials, Dr. Fitzgerald opines that grain boundaries may in fact signify defects in a monocrystalline substance. It is for a jury to decide, in light of these conflicting expert opinions, whether the buffer layers in Epistar's Exemplars are monocrystalline or polycrystalline and, in turn, whether the Exemplars infringe the '738 Patent. I