DAVID H. HENNESSY, Magistrate Judge.
This matter is before the Court on the Defendant the United States of America's Motion for Summary Judgment. (Docket #25). The Plaintiff George Evans has filed a response (docket#35), and the motion is now ripe for adjudication. For the reasons that follow, the Motion for Summary Judgment is ALLOWED.
On August 8, 2008, the Massachusetts Department of Conservation and Recreation ("DCR") issued an order of quarantine for several towns in central Massachusetts to prevent the human-assisted spread of Asian Longhorn Beetle ("ALB"), a destructive insect known to infest, among other species, maple trees.
On December 22, 2008, the United States Department of Agriculture ("USDA"), through its agency, the Animal Plant Health Inspection Service ("APHIS"), entered into an agreement, the ALB Cooperative Eradication Program Cooperative Agreement (the "Cooperative Agreement"), with the DCR codifying a joint action plan to eradicate ALB from the quarantine zone.
DCR solicited bids and entered into contracts with private contractors to cut down trees designated as ALB host or infected trees. (DF 9). A "host tree" is a member of a certain species of tree that is susceptible to infestation by ALB, including elm, ash, and all sub-species of maple. (DF 13). On December 10, 2008, the DCR promulgated bid specifications for these contracts (the "FAC 47"). (Docket #27-8). Under the FAC 47, tree cutting contractors and their employees "shall not enter any private property unless [it] is in receipt of a Permission Slip from the property owner . . . prior to . . . any tree removals." (
As part of the eradication process, the ALB Cooperative Eradication Program sent men and women to visually survey trees in the quarantine area. (DF 16). Pursuant to the survey protocol, the inspectors marked infested trees with red paint and uninfested host trees with blue paint. (Docket #27-2 at 15). Because the community was not in favor of removing uninfested host trees, decisions on whether to remove uninfested host trees were made on a case-by-case basis. (DF 18). Under the ALB Eradication Program protocol, property owners were given the choice of whether to allow removal of uninfested host trees. (DF 21). DCR provided a notice to affected property owners indicating that infected trees, those marked with red paint, were required to be removed; however, uninfested host trees, those marked with blue paint, could be removed upon the property owner's consent, but would not be removed without consent. (Docket 27-2 at 17; Docket #27-10). A form entitled "Acknowledgement and Permission" was attached to the notice which was to be filled out by the property owner to indicate whether the property owner authorized the DCR to remove uninfested host trees on the property. (Docket #27-10).
In December of 2008, the ALB Eradication Program identified a 2.2 square mile area within the City of Worcester which was targeted for removal of infested trees and for seeking permission to remove uninfested host trees. (Docket #27-2 at 13-14). Evans' property was located within this area. (DF 20).
Prior to tree removal, ALB Eradication Program personnel prepared color coded maps of the quarantine area that showed whether individual property owners had given written permission for their uninfested host trees to be removed. (Docket #27-2 at 23; Docket #27-9 at 9-10). Properties marked in red indicated that the property owner had not given permission to remove uninfested host trees, properties marked in blue indicated that the property owner had given permission to remove uninfested host trees, and properties marked in white indicated that the ALB Eradication Program did not have a signed permission form from the property owner. (Docket #27-9 at 11-12). Program monitors and tree cutters used these maps to determine which trees to remove and whether homeowner permission had been obtained. (DF 25). According to the procedure in place during the relevant time period, no action would be taken if a signed permission form had not been obtained. (Docket #27-9 at 12). In addition to the maps, Program monitors were given a listing of properties within the area they were overseeing that included notes on the permission status of the property. (
On December 31, 2008, DCR entered into a tree removal contractor with Mayer Tree Service, Inc. (Docket #35-8). Mayer entered into a tree removal subcontract with Marquis Tree Service on January 5, 2009. (Docket #35-9).
On January 9, 2009 APHIS issued a federal order quarantining a portion of Worcester County, Massachusetts. (DF 6). Unlike the DCR quarantine, the APHIS quarantine mandated regulation of interstate movement of ALB "regulated articles" (i.e. trees and tree products). (
Crystal Franciosi was a Plant Protection and Quarantine technician with APHIS who oversaw tree removal on February 9, 10, and 11, 2009. (DF 26). On February 10 and 11, 2009, twenty-two Norway Maple trees were removed from Evans' property by Marquis.
Summary judgment is appropriate when "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). Once a party has properly supported its motion for summary judgment, the burden shifts to the non-moving party, who "may not rest on mere allegations or denials of his pleading, but must set forth specific facts showing there is a genuine issue for trial."
"The United States as sovereign, is immune from suit save as it consents to be sued, and the terms of its consent to be sued in any court define that court's jurisdiction to entertain the suit."
28 U.S.C. § 1346(b)(1). "[T]he FTCA must be `construed strictly in favor of the federal government, and must not be enlarged beyond such boundaries as its language plainly requires.'"
This statutory waiver of sovereign immunity comes with several exceptions. 28 U.S.C. § 2680. The United States argues that two exceptions to the waiver apply in the instant case — the quarantine exception and the discretionary function exception. (Docket #26 at 7-8).
The United States argues that Evans' claims fail because the removal of the trees was performed pursuant to ALB quarantine orders, and, therefore, those claims are barred by 28 U.S.C. § 2680(f). (Docket #26 at 8). Pursuant to 28 U.S.C. § 2680(f), "[a]ny claim for damages caused by the imposition or establishment of a quarantine by the United States" is specifically exempted from the FTCA. For the quarantine exception to apply, the damages must be proximately caused by the imposition or establishment of a quarantine by the United States.
Pursuant to the Plant Protection Act (the "PPA"), the Secretary of Agriculture is authorized to "prohibit or restrict the importation, entry, exportation, or movement in interstate commerce" of plants and plant products if the Secretary determines that such a prohibition is necessary to prevent the dissemination of a plant pest in the United States. 7 U.S.C. § 7712(a). The United States has promulgated regulations authorizing the Administrator of APHIS to impose quarantines in states in which the ALB has been found or in which the Administrator has reason to believe that the ALB is present.
Evans correctly argues that nothing in the PPA or the ALB quarantine regulations authorizes the United States to regulate living, mature, stationary trees on private property. (
As the quarantine imposed by the United States was not the proximate cause of the destruction of Evans' trees — because the federal quarantine was a restriction on the movement of articles in commerce, and not a mandate for the destruction of ALB infested or host trees — the quarantine exception to the FTCA does not preclude Evans' claims.
Alternatively, the United States argues that Evans' claims are barred pursuant to the discretionary function exception. (Docket #26 at 10). This exception bars liability against the United States for:
28 U.S.C. § 2680(a). "The Supreme Court has observed that the discretionary function exemption `marks the boundary between Congress' willingness to impose tort liability upon the United States and its desire to protect certain governmental activities from exposure to suit by private individuals.'"
The discretionary function exception "poses a jurisdictional prerequisite to suit, which the plaintiff must ultimately meet as part of his overall burden to establish subject matter jurisdiction."
There is a well-established framework used to determine the applicability of the discretionary function exception: "A court must first identify the conduct that is alleged to have caused the harm, then determine whether that conduct can fairly be described as discretionary, and if so, decide whether the exercise or non-exercise of the granted discretion is actually or potentially influenced by policy considerations."
At the first step of the inquiry, the court must identify the allegedly harmful conduct, focusing "on the nature and quality of the harm-producing conduct, not on the plaintiff's characterization of that conduct."
At the second step of the inquiry, the court must determine whether the allegedly harmful conduct "involves a matter that the political branches have left to the actor's choice."
In order to implement the PPA, the Secretary of Agriculture "may cooperate with . . . States or political subdivisions of States." 7 U.S.C. § 7751(a). Under the PPA framework, the State "shall be responsible for the authority necessary to conduct the operations or take measures on all land and properties within the . . . State, other than those owned or controlled by the United States[.]" 7 U.S.C. § 7751(b)(1). Evans argues that this federal statute bound the United States to follow whatever procedures the Commonwealth of Massachusetts enacted under its statutory authority, including the requirement that the property owner's permission be obtained prior to removing uninfested host trees, and, hence, the conduct of the United States that caused the removal of his trees was not discretionary. (Docket #34 at 14-15).
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While it finds the analysis above dispositive on the issue, the court also rejects Evans' argument that, by entering into the Cooperative Agreement, APHIS became an agent of the Commonwealth, and was thereby bound by any obligation the DCR unilaterally undertook. (Docket #34 at 13-15). While 7 U.S.C. § 7751(a) provides that the USDA may cooperate with a State to carry out the PPA, as stated above, there is no mention in the statute of any agency relationship. The court notes that the Cooperative Agreement itself never uses the word "agent." Instead it describes the relationship as "cooperative," noting that "[e]radication is achieved through the cooperative efforts of federal, state and local governments," and that "[t]hrough this mutually beneficial cooperative effort, MDCR and APHIS endeavor to identify where ALB is present[.]" (Docket #27-7 at 2). Pursuant to the Cooperative Agreement, APHIS agreed to "[p]rovide personnel to accomplish operational activities and objectives." (
Evans also argues that, because Marquis had yet to complete a compliance agreement prior to removing his trees, the United States did not have the authority to direct Marquis to remove those trees. (Docket #34 at 15-16). However, in accordance with the plain language of 7 U.S.C. § 7751(b), discussed above, even if Marquis was not authorized to remove trees, Section 7751 makes clear that responsibility for the authority to conduct operations lies with the Commonwealth. Ensuring that tree removal contractors are qualified falls squarely within that requirement. Moreover, the Cooperative Agreement places responsibility on the Commonwealth to "award and administer host tree removal contracts." (Docket #27-7 at 6). The responsibility of the United States, insofar as tree removal contractors are concerned, is only to provide the funds that the Commonwealth will utilize to award and administer those contracts. (
Nothing in 7 C.F.R. § 301-51 requires a contrary result. 7 C.F.R. § 301-51-6 provides that:
A compliance agreement is defined as "[a] written agreement between APHIS and a person engaged in growing, handling, or moving regulated articles that are moved interstate, in which the person agrees to comply with the provisions of this subpart [the regulations dealing with ALB] and any conditions imposed under this subpart." 7 C.F.R. § 301-51-1. Pursuant to the FAC 47, tree cutting contractors and their employees were to perform all work and services to eradicate the ALB in accordance with the Compliance Agreement. (Docket #27-8 at 3). Marquis signed a compliance agreement with APHIS and the DCR on February 18, 2009, after the trees at issue were removed from Evans' property. (Docket #35-2). As an initial matter, there is no indication in the record that Marquis, which is located in Burlington, Massachusetts, handled or moved the trees interstate. (
Pursuant to the FAC 47, tree cutting contractors and their employees were also required to perform all work and services to eradicate the ALB in accordance with the DCR quarantine order. (Docket #27-8 at 3). The DCR quarantine provides: "No person shall harvest, cut, move, carry, transport or ship (or authorize or allow any other Person to do the same) Regulated Articles [i.e. trees and tree products] within or outside of the Affected Area during the Quarantine Period unless specifically authorized in writing by the Commissioner of the [DCR]." (Docket #27-4 at 4). Evans asserts that this provision precluded the United States from directing Marquis Tree to remove any trees unless and until Marquis Tree was specifically authorized to so in writing by DCR. (Docket #34 at 15). As explained previously, however, state law cannot override the FTCA's grant of immunity for discretionary conduct.
At the final step of the inquiry, the court must determine whether Franciosi's decision to remove Evans' uninfested host trees without first obtaining his permission was arguably based on considerations of public policy. "[T]he actions of Government agents involving the necessary element of choice and grounded in the social, economic, or political goals of the statute and regulations are protected."
Here, Evans makes no showing as to whether the conduct at issue was susceptible to policy analysis. (Docket #34 at 15). On this basis alone, having already found that the conduct was discretionary, summary judgment is granted and the case dismissed. However, even if the court goes a step further, it still finds that summary judgment is appropriate. The fact that there is no federal statute, regulation, or policy requiring property owner permission prior to removing ALB uninfested host trees is, arguably, a policy decision to expedite the tree removal process thereby preventing the spread of ALB. As recognized in the Cooperative Agreement, spread of the ALB has the potential to cause extensive losses to ornamental and commercial tree species. (Docket #27-7 at 2). Likewise, the lack of a federal statute, regulation, or policy requiring that tree removal contractors complete a compliance agreement or be authorized by the DCR is also an arguable policy decision made to expedite the tree removal process thereby preventing the spread of ALB.
Therefore, because the challenged conduct is both discretionary and policy-related, the discretionary function exception bars subject matter jurisdiction over this action.
For the foregoing reasons, the United States' Motion for Summary Judgment (Docket #25) is hereby ALLOWED.