INDIRA TALWANI, District Judge.
Matthew Gutwill, a Detective with the Framingham Police Department, brought this action against the Town of Framingham
The facts are drawn from Defendants'
Gutwill was hired as a patrolman for the Framingham Police Department ("FPD") in
2004, and a few years later, became a Detective in the FPD's narcotics bureau. Defs.' SOF, Ex. A ("Defs.' Ex., Gutwill Dep.") 122:6-22 [#95-1]; Defs.' SOF ¶¶ 1-2 [#95]; Defs.' Resp. Pl.'s SAMF ¶ 3 [#119]. In 2008, Gutwill was assigned to the federal Drug Enforcement Administration ("DEA") Task Force. Defs.' SOF ¶ 2 [#95].
On April 27, 2015, Gutwill participated in the stop and arrest of three people in a vehicle as a result of information developed by a confidential informant ("CI") of FPD Officer Joseph Godino. Defs.' Resp. Pl.'s SAMF ¶ 16 [#119]. Gutwill observed the suspect vehicle driving off the turnpike exit, and upon witnessing what Gutwill estimated to be a speeding violation, notified FPD Officer Brian Curtis, who was operating a marked police car. Defs.' SOF, Ex. E ("Gutwill's Suppl. Police Report") [#95-5]. The suspects were subsequently arrested, and both Godino and Gutwill drafted police reports.
On April 28, 2015, Gutwill contacted the District Attorney's Office and informed them that a CI was involved in the investigation and had provided information leading to the arrest. Defs.' Resp. Pl.'s SAMF ¶ 26 [#119].
On September 1, 2015, Curtis and Godino testified at a hearing on a motion to suppress evidence obtained during the motor vehicle stop. Pl.'s Opp'n, Ex. I ("Tr. of Sep. 1, 2015 Suppression Hr'g") [#111-9]. Because Gutwill was unavailable that day, the hearing was continued to September 22, 2015, for Gutwill's testimony. Pl.'s Opp'n, Ex. A 222:19-24; 224:1-6 ("Pl.'s Ex., Gutwill Dep.") [#111-1]; Tr. of Sep. 1, 2015, Suppression Hr'g 52:11-15 [#111-9]; Defs.' Resp. Pl.'s SAMF ¶ 28 [#119]; Defs.' SOF ¶ 13 [#95].
On September 22, 2015, Gutwill spoke to the Assistant District Attorney ("ADA") prosecuting the case about his proposed testimony. Defs.' Ex., Gutwill Dep. 230:1-10 [#95-1].
The same day, Gutwill made a verbal complaint regarding Godino's testimony to Deputy Chief Kevin Slattery, and to the assistant to the Chief, Brian Simoneau. Defs.' Resp. Pl.'s SAMF ¶ 37 [#119]; Defs.' Ex., Gutwill Dep. 238:16-21 [#95-1]. Gutwill told Slattery and Simoneau about the ADAs' decision to file a nolle pros in the case and Gutwill's conversation with the ADAs regarding Godino's testimony. Defs.' Resp. to Pl.'s SAMF ¶ 37 [#119]. During this conversation, Slattery asked Gutwill if Gutwill would be interested in working in the evidence room instead of the DEA task force, and Gutwill said "yeah, I'd be interested maybe." Defs.' Ex., Gutwill Dep. 361:2-6 [#95-1]. Several days later, Simoneau and Slattery told Gutwill that they would not accept the complaint about Godino verbally, and asked Gutwill to put it in writing. Defs.' Ex., Gutwill Dep. 238:16-21 [#95-1].
On September 24, 2015, Slattery emailed Chief Ferguson about Gutwill's position in the DEA. Defs.' Ex. N 1 ("Email Re: Gutwill's Position on DEA Task Force") [#95-14]. Slattery wrote that he met with Gutwill on September 22, 2015, that Gutwill had "indicated . . . a couple of times that he could use a break from his DEA assignment," and that Slattery was concerned that Gutwill was "getting overwhelmed with everything he has going on in the task force and he has been doing it for a long time." Email Re: Gutwill's Position on DEA Task Force 1 [#95-14]; Defs.' SOF ¶ 32 [#95]. Chief Ferguson responded that they should get a meeting "asap" with DEA leadership. Email Re: Gutwill's Position on DEA Task Force 1 [#95-14].
Gutwill submitted a written complaint about Godino on September 29, 2015. Defs.' SOF, Ex. G ("Written Complaint Re: Godino Matter") [#95-7]. According to the complaint, the ADA told Gutwill that "Detective Godino and Officer Curtis have already given testimony and if this case went any further there [is] a likely chance that the presiding Judge . . . would make a ruling that the Officers were less [than] truthful."
Deputy Chief Slattery assigned Sergeant Montuori to investigate Gutwill's complaint about Godino's testimony. Defs.' SOF ¶ 19 [#95]; Defs.' SOF, Ex. B ("Slattery Dep.") 57:15-58:5 [#95-2]. Montuori's investigative report concluded that Gutwill's allegation that Godino failed to explain the use of a CI to the District Attorney's Office was unfounded, citing an interview with the ADA who had previously handled the case. Defs.' SOF, Ex. H ("Montuori Report") 2-3 [#95-8]. However, Montuori found that the testimony that Godino gave in court regarding his reason for being on the road the night of the traffic stop was untruthful and misleading.
Lieutenant Victor Pereira, who had attended some of Montuori's interviews and had expressed to Chief Ferguson that he disagreed with Montuori's findings, was assigned to review Montuori's investigative report. Defs.' SOF, Ex. I ("Pereira Report") 1 [#95-9]. Pereira completed his review on December 21, 2015.
In reviewing Gutwill's complaint and the transcript of the motion to suppress hearing, Pereira also found that "Gutwill, at the time of filing the complaint, had good cause to file the complaint" and that:
On January 8, 2016, in a memorandum entitled "Framingham Police Department Internal Investigation Conclusion" addressed to Godino and Gutwill, Chief Ferguson made no mention of Montuori's conclusions, and no mention of Pereira's concern about the reputations of two good officers (Gutwill and Godino). Defs.' SOF, Ex. M ("Mem. Re: Internal Investigation Conclusion") [#95-13]. Instead, Chief Ferguson wrote only that the official investigation resulted in a finding that the allegations against Godino "were UNFOUNDED, meaning that the alleged act did not occur." Mem. Re: Internal Investigation Conclusion [#95-13].
On January 28, 2016, Gutwill and his attorney met with Agent Kevin Constantine, an agent at the FBI's Corruption Unit. Defs.' Ex., Gutwill Dep. 513:14-18 [#95-1]. In this meeting, Gutwill reported seven concerns: (1) FPD's handling of the Godino matter; (2) Framingham narcotics detectives' use of CIs; (3) detectives taking mementos from crime scenes; (4) Pereira's studying for a law degree while at work; (5) Simoneau's appearance in court for private clients during work time; (6) Deputy Chiefs' late arrival to work; and (7) improper "double-dipping." Defs.' SOF ¶¶ 60-67 [#95];
On January 29, 2016, Deputy Chief Slattery emailed DEA Special Agent-in-Charge Michael Ferguson ("SAC Ferguson"), Gutwill's supervisor on the DEA Task Force, to advise him that the FPD had decided to rotate Gutwill out of the DEA task force and reduce overtime spending "as discussed." Defs.'SOF, Ex. R ("Slattery-Gutwill Email Exchange") 4 [#95-18]. Slattery then forwarded the email to Gutwill.
Also on February 4, 2016, Gutwill told the head of the Narcotics Unit, FPD Sergeant Sean Riley ("Riley"), that Gutwill had gone to an outside agency to report corruption within the Narcotics Unit. Pl.'s SAMF ¶ 99 [#129]; Pl.'s Opp'n, Ex. S ("Riley Notes") [#111-18]. According to Riley's notes of the meeting, Gutwill "[t]alked about an outside agency coming in to investigate the Narcotics Unit. Wouldn't say who. Only said it was prior to me." Riley Notes [#111-18]. Riley's notes also state that Gutwill made comments about "leaving the place in sha[m]bles so to speak or causing issues on the way out."
On February 5, 2016, Gutwill went to Framingham's Assistant Town Manager James Duane ("Duane") and provided him with the "Godino file of information." Defs.' Resp. Pl.'s SAMF ¶¶ 101-102 [#119]; Pl.'s Op'n, Exhibit VV 1 ("James Duane Notes") 2 [#111-48]. Gutwill also raised other issues to Duane, including another incident involving potential misrepresentations of fact and general concerns about Simoneau's conduct as it relates to the FPD. James Duane Notes 3-4 [#111-48].
The same day, Gutwill called Chief Ferguson. Chief Ferguson took notes of the phone call, and later typed them up. Defs.' SOF ¶¶ 78-80 [#95]; Defs.' SOF, Ex. T ("Typed Notes from Feb. 5 Call") [#95-20]. During the call, Gutwill stated that he had gone to the FBI and reported corruption within the FPD. Defs.' Resp. Pl.'s SAMF ¶ 117 [#119]. Referring to lawsuits involving the department, Gutwill also told Ferguson that he had "been through this before; it leaves a wake of destruction. There are never . . . winners." Defs.' Ex., Gutwill Dep. 451:7-9 [#95-1]. Ferguson wrote down that Gutwill threatened to "blow the place up," or "turn it upside down," which Ferguson interpreted as a reference to causing internal controversy. Typed Notes from Feb. 5 Call 6 [#95-20]; Defs.' Ex. Y ("Notice of Investigation") [#95-25]. Chief Ferguson also wrote down that Gutwill stated that Deputy Chief Ronald Brandolini was recorded on a federal wiretap, Typed Notes from Feb. 5 Call [#95-20], but (accepting Plaintiff's version of disputed facts) Gutwill did not make this statement. Pl.'s Amended SAMF ¶ 122 [#129]; Pl.'s Ex., Gutwill Dep. 420:17-20 [#111-1].
On February 16, 2016, Human Resources Representative Dolores Hamilton contacted Attorney Julie Moore and advised her that Framingham wanted to retain her for an investigation, and that she thought the scope of services would include Gutwill's claims of retaliation, and Deputy Chief Slattery's claims that Gutwill is "creating a hostile work environment for him by spreading lies about him." Pl.'s Opp'n, Ex. OO ("Emails Between Moore & Hamilton") 3 [#111-41].
On February 23, 2016, Hamilton and Chief Ferguson, on behalf of Framingham, formally engaged Moore. Defs.' SOF, Ex. V ("Moore Retention Letter") 1 [#95-22]. According to the engagement letter (and contrary to Moore's later representation regarding the February 16 phone conference), Moore was engaged solely to investigate Gutwill's claims that he was retaliated against due to his reporting regarding Godino's testimony at the suppression hearing. Moore Retention Letter 1-2 [#95-22]. The engagement letter noted that although "no written complaint exists" regarding the retaliation claim, "[Chief Ferguson] relayed this complaint to Ms. Hamilton following a February 5, 2016, telephone conversation that he had with Detective Gutwill," and that Framingham's Town Counsel had documented the complaint in a letter to Gutwill dated February 16, 2016.
Moore's retention letter noted further that she has spoken with Gutwill's attorneys, that "the earliest they are available is" March 3, 2016, that she would commence interviews on that date by meeting first with Gutwill and would then interview others, and that in the interim, she would review documents provided and outline issues.
On March 2, 2016, Gutwill received a Notice of Investigation from Chief Ferguson advising him that an "independent/outside investigation [would] be conducted" regarding whether Gutwill committed misconduct and violated Rule 1.02 (Conduct Unbecoming a Police Officer) of the "Rules and Regulations for the Government of the Framingham, Massachusetts Police Department," Defs.' SOF, Ex. DD [#95-30], on the February 5, 2016, phone call with Chief Ferguson. Defs.' SOF, Ex. Y ("Notice of Investigation") [#95-25]. Specifically, the Notice identified that an investigation would be conducted regarding statements Gutwill allegedly made on the February 5, 2016, call that Slattery was untruthful in a case, that Brandolini was recorded on a wire tap, and that Gutwill was going to "turn the place upside down." Notice of Investigation 1 [#95-25].
Moore issued her first report on July 15, 2016. Defs.' SOF, Ex. W ("First Moore Report ") [#95-23]; Defs.' SOF, Ex. X ("Executive Summary Report") [#95-24]. The report concluded that Gutwill's claims of retaliation lack merit but that Gutwill "raised his concerns in good faith." First Moore Report 179 [#95-23].
Moore issued her second report on August 15, 2016. Defs.' SOF ¶ 102 [#95]; Defs.' SOF, Ex. Z (Second Moore Report) [#95-26]. In her second report, Moore noted that Riley recalled that in his February 4, 2016, phone call with Gutwill, Gutwill had stated "You know me, Sean. I leave places in shambles," and said words to the effect of "I'm going to leave it in shambles. Like a tornado. Upside down." Second Moore Report 11 [#95-26]. Moore found that the same day, Riley reported this call to Chief Ferguson.
Moore concluded, on a preponderance of the evidence standard, that Gutwill stated to Chief Ferguson that "he was going to `turn the place upside down' or `blow the place up,'" as Chief Ferguson had alleged.
On August 19, 2016, following Moore's second report, Gutwill was placed on paid administrative leave. Defs.' SOF, Ex. AA ("Notice of Suspension of Police Powers") 1 [#95-27]. The Notice stated that the action was taken based on Moore's determination that Gutwill was untruthful during her investigation in denying the statement to Chief Ferguson that Gutwill "threatened to `blow the place up,' `turn it upside down,' or something to that effect."
On September 15, 2016, Moore issued her investigative report regarding the allegation that Gutwill had stated that Brandolini was recorded on a federal wiretap. Defs.' SOF, Ex. BB ("Third Moore Report") 1 [#95-28]. In this report, Moore stated that Gutwill had been untruthful during the investigation when he denied stating that Brandolini had been recorded on a federal wiretap. She concluded that Gutwill violated FPD policies in two respects: "(1) by making the comment to [Chief Ferguson] on February 5 about Brandolini being `on a wire' and failing to be honest and forthcoming in this investigation with regard to what he said; and (2) failing to be honest in this investigation about having disclosed to Brandolini several years ago that his name had come up on a wire." Third Moore Report 28 [#95-28].
Gutwill filed his
Chief Ferguson issued a "Notice of Suspension" on December 12, 2016, notifying Gutwill that he would be suspended without pay for five days effective immediately, including December 12, and that he was to report back for duty on December 19, 2016. Notice of Suspension [#95-29]. The Notice of Suspension specified that Gutwill was being disciplined for violating Rule 4.7 (Truthfulness) because he "falsely denied" making statements threatening "to blow the place up,' `turn it upside down,' or something to that effect," and about Deputy Chief Brandolini having been on a wiretap, on the February 5, 2016, call with Chief Ferguson.
Gutwill was assigned to work in the patrol division of the FPD following his suspension. Defs.' SOF ¶ 112 [#95]. Gutwill appealed the five-day suspension pursuant to applicable civil service laws. Defs.' SOF, Ex. EE ("Letter Regarding Appeal") [#95-31]. Framingham Hearing Officer Steven Torres heard the appeal on May 31, 2017, and June 16, 2017. Defs.' SOF ¶ 115 [#95]; Defs.' SOF, Ex. U ("Hr'g Tr., May 31, 2017") [#95-21]; Defs.' SOF, Ex. FF ("Hr'g Tr., June 16, 2017") [#95-32]. The Hearing Officer issued a decision on September 5, 2017, sustaining Chief Ferguson's issuance of a 5-day suspension. Defs.' SOF, Ex. GG ("Hr'g Officer's Decision") [#95-33].
On January 17, 2017, Gutwill withdrew his Civil Service Appeal of this five-day suspension to "pursue his pending claims against [Framingham] in the United States District Court that were filed prior to the imposition of this discipline." Defs.' SOF ¶ 120 [#95]; Defs.' SOF, Ex. HH ("Withdrawal Letter") 2 [#95-34].
Under Rule 56, summary judgment is appropriate when "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). "A dispute is genuine if the evidence about the fact is such that a reasonable jury could resolve the point in favor of the non-moving party . . . [and] [a] fact is material if it has the potential of determining the outcome of the litigation."
Gutwill alleges § 1983 retaliation claims against Chief Ferguson in his individual capacity (Count I) and against Framingham (Count II), asserting that three adverse actions were imposed in retaliation for his protected speech.
To assert a claim for retaliation under 42 U.S.C. § 1983, a public-sector employee must show that he was speaking as a citizen "on a matter of public concern."
Defendants contend that Gutwill did not engage in protected speech, that some of the actions that Gutwill complains about are not cognizable as adverse actions, and that Gutwill's speech was not a substantial or motivating factor in the imposition of the actions. The court addresses these contentions in turn.
Gutwill contends that his complaint to the FBI, his complaint to the Town Manager, and his associated comments to Human Resources constitute protected speech. To assert that speech is protected, as a threshold matter, a plaintiff must first show that he "spoke as a citizen" and that his "speech was on a matter of public concern."
A reasonable jury could find that Gutwill's complaint to the FBI related to matters of public concern, because it raised issues such as "official malfeasance, abuse of office, and neglect of duties."
The court next determines whether Gutwill's speech, under
Because Gutwill has proffered facts such that a reasonable jury could find that he engaged in protected speech as a private citizen for the purpose of a § 1983 retaliation claim, Defendants are not entitled to summary judgment based on this element of the claim.
An action constitutes an adverse employment action for the purpose of a First Amendment retaliation claim when "an employer's acts, viewed objectively, . . . would have a chilling effect on the employee's exercise of First Amendment rights."
"[T]he standard for showing an adverse employment action is lower in the First Amendment retaliation context than it is in other contexts (such as Title VII [discrimination claims]) . . . ."
Thus, the court must consider whether a reasonable person would be deterred by the threat of an investigation from exercising his First Amendment rights.
Gutwill has also presented facts from which a jury could find that Gutwill's placement on paid administrative leave is an adverse action because it "would have a chilling effect on [Plaintiff's] exercise of First Amendment rights."
The plaintiff must also demonstrate that the "protected expression was a substantial or motivating factor in the adverse employment decision."
Defendants assert that Chief Ferguson initiated the investigations after Gutwill made statements to Chief Ferguson and others in the department about "blow[ing] the place up." Typed Notes from Feb. 5 Call 6 [#95-20]; Notice of Investigation [#95-25]. Accepting Gutwill's version of events, Gutwill made statements to Chief Ferguson about a "wake of destruction" within the department. Defs.' Ex., Gutwill Dep. 451:7-9 [#95-1]; Revised Pl.'s SAMF ¶ 124 [#129]. The record also reflects that Gutwill made similar statements to Riley and that Riley relayed these to Chief Ferguson. Riley Notes [#111-18]; Second Moore Report 11 [#95-26]. Even assuming that Chief Ferguson was mistaken about the exact comments that Gutwill made, Gutwill has not proffered evidence from which a jury could discount Chief Ferguson's understanding that Gutwill had made threatening comments. Under these circumstances, there is insufficient evidence for a jury to infer that Gutwill's "protected expression was a substantial or motivating factor in the adverse employment decision[s]."
Moreover, by proffering evidence of Chief Ferguson's cause for initiating the investigations, Defendants have "met their burden to show that they would have taken the same adverse employment actions regardless of [Gutwill's] . . . speech."
Defendants have proffered evidence that the decision to place Gutwill on paid administrative leave was made in response to Moore's finding that Gutwill had made untruthful statements in the course of Moore's investigation.
There is also insufficient evidence of a causal link between the protected speech and the suspension. Moore's investigation concluded that Gutwill had made untruthful statements to Moore and that these statements amounted to a violation of Rules 4.7 (Truthfulness) and 1.02 (Conduct Unbecoming a Police Officer). Notice of Suspension 2 [#95-29]. Chief Ferguson imposed a five-day suspension based on Moore's finding.
Accordingly, on this record, no reasonable jury could find that Framingham's decision to impose a five-day suspension, after a disciplinary process concluded Gutwill violated department policy, was substantially motivated by retaliatory animus. Even if a jury could make that finding, Defendants have carried their burden of showing they would have suspended Gutwill for this conduct even if he had not engaged in protected speech.
For the reasons stated above, the court finds that Chief Ferguson and Framingham are entitled to judgment as a matter of law as to claims asserted by Gutwill under § 1983.
Under the Massachusetts Whistleblower Act ("MWA"), an employee has a private right of action against a public employer if the employer takes retaliatory action against the employee for engaging in protected activities. "In order to prevail on a claim under the whistleblower statute, a plaintiff must show that he engaged in protected activity and that his participation in that activity played a substantial or motivating part in the retaliatory action."
Gutwill's MWA claim fails for the same reasons as his § 1983 claims. Gutwill has failed to proffer evidence from which a jury could find that the adverse actions against him were substantially motivated by retaliatory animus, and even if a jury could so find, Gutwill has failed to proffer evidence to rebut Defendants' showing that Gutwill's protected acts were not the "but-for" cause of the adverse actions.
The summary judgment record here supports Gutwill's claims that he originally sought to raise serious matters of public concern, and that the officers assigned by Chief Ferguson to investigate his concerns found that Gutwill made his reports in good faith. To avoid summary judgment here, however, Gutwill had to proffer evidence from which a jury could find that this protected speech was the substantial or motivating factor in the adverse actions he suffered. Gutwill has not made this showing. The court GRANTS Defendant Framingham's
IT IS SO ORDERED.