POLLARD, Judge:
On July 7, 2010, Ibrahim Ahmed Mahmoud al Qosi ("Al Qosi"), in accordance with a written pretrial agreement, pleaded guilty to and was found guilty by a military commission of conspiracy to commit terrorism and provide material support for terrorism, and the substantive charge of providing material support to al Qaeda, a terrorist organization, in violation of 10 U.S.C. §§ 950t(29) and 950t(25) (2009).
On August 11, 2010, the military commission sentenced Al Qosi to confinement for 14 years. The convening authority approved the sentence on February 3, 2011, but, as required by the pretrial agreement, suspended execution of confinement in excess of two years. After completing the unsuspended confinement portion of his sentence, Al Qosi was transferred to his native Sudan on July 10, 2012, where he currently remains. Pet. for Extraordinary Relief 4; Respondent's App. 89.
On September 12, 2012, the Office of Military Commission Chief Defense Counsel (CDC) appointed Captain (CAPT) Mary McCormick, USN, as appellate counsel to represent Al Qosi. Pet.App. 23. CAPT McCormick, in petitioner's name, filed applications in this Court for writs of mandamus and prohibition, asserting jurisdiction under the All Writs Act, 28 U.S.C.
This Court denied the application to extend Al Qosi's time to seek a new trial by order dated February 1, 2013. CAPT McCormick then filed with the convening authority in Al Qosi's name a petition for a new trial. On December 13, 2013, the convening authority denied the petition, inter alia, on the ground that the petition was not signed by Al Qosi or his authorized designee, as required by Reg. Tr. Mil. Comm. § 26-4b. See also Rule for Military Commission (R.M.C.) 1210(C). The convening authority then referred his decision to this Court for further review, as mandated by R.M.C. 1210(E).
Thus, pending before this Court are CAPT McCormick's writ applications to compel travel funds, an appeal of the convening authority's denial of CAPT McCormick's petition for a new trial, and another writ application filed by CAPT McCormick concerning an email search by Washington Headquarters Services ("WHS") that resulted in at least one potentially privileged email between Al Qosi's defense counsel inadvertently being provided to respondent's counsel.
For the reasons set forth below, we deny each of the writ applications and affirm the denial of the petition for a new trial. Our decision principally turns on the ground that the record contains no evidence that an attorney-client relationship exists between CAPT McCormick and Al Qosi. Without such a relationship, CAPT McCormick may not initiate litigation, file any pleading or seek any relief on behalf of Al Qosi.
In the proceedings below, Al Qosi was represented by retained civilian and appointed military counsel. Tr. 126-27. During his plea allocution, he acknowledged that he had consulted with his lawyers concerning his case and his guilty plea, and he was satisfied with their representation. Tr. 493-95. Al Qosi further acknowledged that, as part of his plea agreement, he waived his appellate and other post-conviction rights as specified in the agreement to the extent permitted by law. Tr. 484, 491-93. Specifically, he agreed to waive any right that he had "to collaterally attack [his] conviction, [ ] sentence, and or [] detention in any court or proceeding on any grounds." Tr. 484. However, he did retain the right to petition the convening authority for a new trial under R.M.C. 1210. AE 109.
CAPT McCormick contends that her appointment as appellate defense counsel for Al Qosi suffices to create an attorneyclient relationship and to permit her to engage in collateral litigation in his name.
Al Qosi, however, has never manifested any interest in, or intention of, having CAPT McCormick represent him in postconviction matters. No court has appointed CAPT McCormick as Al Qosi's attorney. See, e.g., 18 U.S.C. § 3006A(a)(2) (providing for judicial appointment of counsel in Article III courts for trial and appellate litigation). CAPT McCormick admits that her attempts to communicate with Al Qosi so that he could make a "knowing, informed decision as to whether and how to exercise his [post-conviction] rights" have been unsuccessful. Pet. for Extraordinary Relief 5.
In our February 12, 2014 order, we asked CAPT McCormick to tell us whether
CAPT McCormick in her response did not aver that Al Qosi had consented to her or any other lawyer representing him in postconviction matters or had authorized her to file either the January 14, 2013 petition or the February 1, 2013 petition on his behalf. See Feb. 20, 2014 Response to Show Cause Order.
The CDC unquestionably has statutory and regulatory authority to appoint counsel for cases on direct appeal to our
We conclude that more is required to establish a post-trial attorneyclient relationship for collateral litigation than the CDC's appointment of CAPT McCormick as appellate counsel. "[A]cceptance by the accused is an absolute necessity to the establishment of an attorney-client relationship." United States v. Iverson, 5 M.J. 440, 443 (C.M.A.1978) (citing United States v. Brady, 8 USCMA 456, 460, 24 C.M.R. 266, 270 (1957)). The attorney-client relationship is one of agency and "one cannot act as an agent, without the knowledge and consent of the principal." Iverson, 5 M.J. at 443 (citations omitted). Thus, under the facts of this case, no attorney-client relationship is established just by the CDC appointing appellate counsel. Rather, Al Qosi must manifest, in some way, an acceptance of the appointed counsel as his lawyer.
Even if the CDC's appointment of CAPT McCormick created an attorneyclient relationship with Al Qosi, CAPT McCormick still must obtain Al Qosi's informed consent before she may file any pleading that implicates or may implicate his fundamental rights such as those afforded by his pretrial agreement. The Supreme Court has made this clear, holding in a criminal case that
Florida v. Nixon, 543 U.S. 175, 187, 125 S.Ct. 551, 160 L.Ed.2d 565 (2004) (internal quotation marks and citations omitted). See also Roe v. Flores-Ortega, 528 U.S. 470, 479, 120 S.Ct. 1029, 145 L.Ed.2d 985 (2000) ("the decision to appeal rests with the defendant."); Jones v. Barnes, 463 U.S. 745, 751, 103 S.Ct. 3308, 77 L.Ed.2d 987 (1983) (holding that, under settled law, the accused has "the ultimate authority to make certain fundamental decisions regarding the case, as to whether to plead guilty, waive a jury, testify in his or her own behalf, or take an appeal."); In re Sealed Case, 527 F.3d 174, 175 (D.C.Cir. 2008) (discussing duty to consult); United States v. MacCulloch, 40 M.J. 236, 239 (C.M.A.1994) (the choice to appeal is the accused's decision) (citing Standard 4-5.2(a), ABA Standards for Criminal Justice, The Defense Function (3d ed.1993)).
An effort to either have his waiver declared invalid or appeal his conviction could implicate whether Al Qosi has breached his pretrial agreement not to appeal in exchange for the benefits of that agreement. "[A] plea agreement is a contract," and "courts will look to principles of contract law to determine whether a plea agreement has been breached." United States v. Jones, 58 F.3d 688, 691 (D.C.Cir. 1995); see also Santobello v. New York, 404 U.S. 257, 262, 92 S.Ct. 495, 30 L.Ed.2d 427 (1971); United States v. Ahn, 231 F.3d 26, 35 (D.C.Cir.2000) (both applying contract analysis to plea agreements). If it is determined that Al Qosi is in breach of this pretrial agreement by seeking to have his waiver declared ineffective or by appealing his conviction, then he may lose the benefits of his pretrial agreement or be subjected to further prosecution by the government. Thus, any action that may breach Al Qosi's pretrial agreement or jeopardize his rights thereunder poses a fundamental issue, and it is for Al Qosi alone to decide if he wishes to pursue such a course of conduct. Any action by counsel in this regard, therefore, requires the client's informed consent before counsel may act. No such consent is present in this case.
CAPT McCormick relies on United States v. Miller, 63 M.J 452, 456 (C.A.A.F. 2006), to argue that "detailed appellate counsel must submit an appeal to the service Court of Criminal Appeals even in the absence of communication with the client." Feb. 20, 2014 Response to Show Cause Order 5, note 1. CAPT McCormick's reliance on Miller is misplaced. Miller involved a direct appeal in which the accused received correspondence from his counsel and "felt assured that [he] had an effective advocate who would represent him on appeal...." Miller, 63 M.J. at 455. Thus, there was evidence in the record that Miller accepted detailed appellate counsel as his attorney. That is not the case here. Moreover, Miller did not waive his appellate rights as part of any pretrial agreement.
We, therefore, conclude that CAPT McCormick must first establish that she has an attorney-client relationship with Al Qosi before she may act as his attorney. The record before us does not demonstrate any such relationship. Since she has no authority, express or implied, to file applications for writs of mandamus and prohibition in Al Qosi's name, the applications that she filed in this Court are a nullity. We similarly conclude for the same reason that CAPT McCormick also had no authority to seek a new trial on Al Qosi's behalf or to represent Al Qosi in any appeal of the denial of the petition for a new trial.
In addition, Al Qosi's informed consent was required before a petition for a new trial could be filed. His rights under his pretrial agreement might be adversely affected if a new trial was granted. This raises a fundamental issue that requires Al Qosi to give his consent before counsel may proceed on his behalf. No such authorization exists here. Therefore, CAPT McCormick had no authority to file the petition for a new trial in Al Qosi's name. It, too, is a nullity.
Even if the petition for a new trial was not a nullity, it is procedurally defective. The applicable regulation required the petition to be signed by Al Qosi or someone with specific authority to sign it.
We agree with this conclusion, and also affirm the denial of the petition for new trial for the reasons stated by the convening authority.
By Orders dated February 12 and 26, 2013, we directed the government to undertake for a stated period the collection of electronic communications "between the Government, and the Petitioner or any member of the Petitioner's trial defense team or Appellate Defense Counsel regarding waiver or withdrawal of appellate review...." The orders were issued to seek clarification on whether Al Qosi's appellate waiver had been timely filed, and to learn the facts and circumstances surrounding the filing or failure to file the waiver.
The search was undertaken by a vendor retained by WHS. On March 22, 2013, the respondent's counsel began reviewing
On March 29, 2013, CAPT McCormick, in Al Qosi's name, filed a new writ petition asking, among other relief, that the Court order a halt to the email search, appoint a special master to investigate what had occurred, and issue a protective order for all privileged emails. On April 1, 2013, we ordered respondent to immediately cease all searches of these emails.
Modern day civil and criminal discovery involves huge amounts of electronically stored information ("ESI"), and, in particular, emails. It is not uncommon for the collection, review and production of ESI to involve multiple terabytes (1000 gigabytes) of data. It is an unfortunate reality that privileged documents inadvertently are produced to an adversary in such circumstances. See, e.g., Hopson v. City of Baltimore, 232 F.R.D. 228, 244 (D.Md.2005). Recognizing this, the Federal Rules of Evidence recently were amended to make clear that an inadvertent production of privileged ESI does not necessarily waive the privilege. See Rule 502(b), Federal Rules of Evidence. On the record before us, there is no reason to believe that the confidentiality of defense counsel's communications has been breached. Given this, we see no need for any further action regarding the collected emails.
The broader issue raised by Al Qosi and the proposed interveners has to do with the security of defense counsel's email sent through servers controlled by the Department of Defense. This issue is being addressed by the Office of Military Commissions, the prosecution and defense counsel, and the military commission trial judge in the United States v. Khalid Shaikh Mohammad, et al. As for the interveners, to the extent that any of the accused contends that he has been aggrieved by an intrusion into privileged communications, that issue can be raised below and on direct appeal in the event of a conviction. As for Al Qosi, if he elects at a later time to pursue post-conviction litigation, he can raise any alleged breach of defense counsel's privileged electronic communications that he contends has caused him harm.
Accordingly, for the reasons stated, we deny the applications for relief filed by CAPT McCormick in Al Qosi's name regarding the review of emails collected by WHS as previously ordered by the Court. We further deny the motions to intervene.
ALDYKIEWICZ, HARNEY, WARD, and JAMISON, JJ., concur.