WRIGHT, J.
This appeal arises from a discovery issue in a lead paint poisoning case. On March 22, 2004, appellant, Jamal Logan, filed suit in the Circuit Court for Baltimore City against 22 defendants, including appellees, LSP Marketing Corporation and Basilio Lachica (collectively, "LSP"). On March 10, 2005, LSP filed a motion for sanctions, seeking dismissal of the action with prejudice or, in the alternative, exclusion
On May 11, 2005, Logan filed a motion to revise the court's 2005 Order. On February 8, 2006, without holding a hearing, the court denied Logan's motion, stating that "no judgment has been entered." By letter dated March 20, 2006, Logan's counsel asked the court to revise its 2005 Order. The court responded on March 27, 2006, stating that it "will take no action in response to the letter as [Logan's counsel] submitted his concerns in the form of a letter rather than a proper motion."
The case proceeded to trial on March 29, 2006. As a preliminary matter, Logan moved for reconsideration of the court's 2005 Order. After hearing from counsel, the court denied Logan's motion. Thereafter, Logan's counsel stipulated that Logan "could not proceed to trial and was unable to establish a prima facie case under the parameters existing as a result of the [court's 2005 Order]." Logan requested a postponement of trial, which the court denied. One of the defendants then moved for summary judgment. Finding "no dispute as to material fact," the court granted summary judgment "as to all claims asserted against all Defendants by [] Jamal Logan." This appeal followed.
Logan presents the four questions, which we have revised for clarity:
Finding no error or abuse of discretion, we affirm the circuit court's judgment.
LSP served Logan interrogatories on July 30, 2004. Interrogatory Number 22 provided:
Pursuant to the scheduling order, issued by the court on May 13, 2004, Logan was required to respond to "all interrogatory requests concerning the findings and opinions of experts ... no later than 11/06/04." In addition, all discovery was to be completed "no later than 08/09/05."
On November 1, 2004, having received no response from Logan, LSP sent a letter to Logan's counsel asking for "responses to the Interrogatories and Requests for Production of Documents as soon as possible." By letter dated November 12, 2004, LSP informed Logan's counsel:
According to LSP, Logan failed to respond. LSP attempted to contact Logan's counsel by telephone on November 24, 2004, and November 30, 2004. LSP further avers that Logan's counsel "failed to respond to these phone calls in any fashion."
On December 3, 2004, LSP filed a "motion to dismiss and/or compel" Logan's overdue discovery responses. It is undisputed that, on December 16, 2004, Logan produced answers to LSP's interrogatories. In response to Interrogatory Number 22, Logan provided a list of 16 potential experts, 10 of whom were located out-of-state, along with their addresses and the subject matter on which each expert was expected to testify. Logan's answer did not include any of the experts' qualifications, a list of publications, a summary of the grounds for each opinion, or the terms of compensation. At the end of the paragraph for each expert, Logan stated that a written report "will be provided when available" or "as soon as it becomes available."
For example, Logan listed 12 individuals as experts in "pediatric lead poisoning." For most, if not all, of those individuals, Logan stated:
Logan also listed three individuals as experts in "psychology and neuropsychological evaluations of children," including Dr. Barry Hurwitz, as well as one "Vocational Consultant," Mark Lieberman. According to Logan's answer, Lieberman was
On February 3, 2005, the court signed an order granting LSP's motion to compel, requiring Logan to "provide his experts' findings and opinions pursuant to Maryland Rule 2-402(f)
As noted, on March 10, 2005, LSP filed a motion for sanctions, seeking dismissal of the action with prejudice or, in the alternative, exclusion of all of Logan's experts, except Dr. Hurwitz. In part, LSP argued:
On March 29, 2005, Logan filed an opposition to the motion for sanctions, along with a request for a hearing. Logan stated that, contrary to LSP's allegations, the answers provided "fully comply with the requirements of the Maryland Rules, and do state the 'substance of the finding and opinions to which the experts are expected to testify.'" Logan added:
On April 29, 2005, without holding a hearing, the court denied LSP's request for dismissal but granted the motion for sanctions by excluding all but one of Logan's experts. Relying on Maryland Rule 2-402(f)(1)(A), the court explained in its order:
On May 11, 2005, Logan filed a motion to revise the court's 2005 Order which was denied. By letter dated March 20, 2006, Logan's counsel asked the court to revise its 2005 Order, but the court declined to take action. The case proceeded to trial on March 29, 2006, at which time Logan, for a third time, requested reconsideration of the court's 2005 Order. After hearing from counsel, the court denied Logan's motion based on the procedural posture leading up to trial.
Logan's counsel then stated that he could not "present a prima facie case" but would be willing to proceed and pick a jury to "protect [his] client's interest." In other words, Logan's counsel "object[ed] to the [c]ourt considering any motion for summary judgment, even though at the same time [was] willing to stipulate that under the current state of the rulings ... [he] cannot make a prima facie case to go forward w[h]ether it be a court trial or a jury trial." After considering the parties' arguments, the court ruled, by order dated April 28, 2006, that "pursuant to the stipulations entered into by Counsel for Plaintiff, there exists no dispute as to material fact, and Summary Judgment is appropriate as to all claims asserted against all Defendants by Plaintiff Jamal Logan."
Logan first argues that the trial court abused its discretion when it ruled on his motion for sanctions without holding a hearing. Relying on Maryland Rule 2-311(f), Logan contends that the court "was required to hold a hearing ... since the ruling on this motion ultimately adjudicated [his] claims." Logan's reliance on Rule
Maryland Rule 2-311(f), in relevant part, states:
(Emphasis added).
"In Fowler v. Printers II, Inc., 89 Md.App. 448, 598 A.2d 794 (1991), this Court held that Md. Rule 2-311(f) requires a trial judge to hold a hearing only if its decision would be dispositive of a claim or defense." Shelton v. Kirson, 119 Md.App. 325, 329, 705 A.2d 25 (1998). Further, we "explained that the words `claim' and `defense' were to be narrowly construed, and `that these terms are [not] to include the arguments made in order to obtain or thwart collateral litigation matters, like those contained in motions for discovery sanctions....'" Id. at 329-30, 705 A.2d 25 (quoting Fowler, 89 Md.App. at 485, 598 A.2d 794) (emphasis and additional citations omitted). The Court added: "For a decision to be deemed dispositive of a claim or defense within the contemplation of Rule 2-311(f), it must actually and formally dispose of the claim or defense. It is not enough to argue that it is the functional equivalent of a dispositive decision or that it lays the inevitable predicate for such a decision." Id. at 330, 705 A.2d 25.
This case mirrored Shelton. In Shelton, "the appellee moved to preclude testimony by the late-named experts because of inexcusable non-compliance with the time limits set for discovery." Id. at 327-38, 705 A.2d 25. The circuit court granted the motion and, in a later proceeding, granted summary judgment in favor of appellee based on the lack of sufficient evidence as a result of the rulings with respect to discovery. Id. On appeal, we affirmed the circuit court's judgment, and stated:
Id. at 328, 705 A.2d 25.
Likewise, here, the dispositive action was the granting of summary judgment in favor of LSP. Although the grant of summary judgment may have resulted from earlier discovery rulings, the court did not directly dismiss the case when it granted LSP's motion for sanctions. As such, the court did not abuse its discretion by ruling on the motion without holding a hearing.
Logan compares this case to Karl v. Blue Cross & Blue Shield, 100 Md.App. 743, 642 A.2d 903 (1994), but that case is distinguishable. In Shelton, we summarized the proceedings in Karl as follows:
Shelton, supra, 119 Md.App. at 330, 705 A.2d 25.
In this case, although LSP filed a motion to dismiss, along with its motion for sanctions, the court denied the motion to dismiss. Instead, as LSP notes, the court granted the motion for sanctions and allowed the case to proceed to trial. This differs from Karl, where the motions court dismissed the case without holding a hearing. See Karl, 100 Md.App. at 744-45, 642 A.2d 903. Thus, we conclude that there was no abuse of discretion.
Next, as noted, Logan argues that "the trial court abused its discretion in ruling that [his] expert designations were inadequate and duplicative, and then striking these experts from testifying at trial." According to Logan, his answers to LSP's interrogatories "fully complied with the requirements of Maryland Rule 2-402(f)(1)(A)." We disagree.
Under former Maryland Rule 2-402(f)(1)(A), now codified at Rule 2-402(g)(1)(A), "[a] party by interrogatories may require any other party to identify each person ... whom the other party expects to call as an expert witness at trial; ... to state the substance of the findings and the opinions to which the expert is expected to testify and a summary of the grounds for each opinion; and to produce any written report made by the expert concerning those findings and opinions." In Blades v. Woods, 107 Md.App. 178, 183, 667 A.2d 917 (1995), we stated:
(Quoting Balt. Transit Co. v. Mezzanotti, 227 Md. 8, 13, 174 A.2d 768 (1961)) (emphasis omitted).
More recently, we discussed the Maryland Rules of Discovery in Gallagher Evelius & Jones, LLP v. Joppa Drive-Thru, Inc., 195 Md.App. 583, 594-98, 7 A.3d 160 (2010). In that case, we stated:
Id. at 596-97, 7 A.3d 160.
This case is similar to Rodriguez v. Clarke, 400 Md. 39, 926 A.2d 736 (2007). In Rodriguez, the respondent failed "to make good-faith efforts to provide access to information about their expert witnesses,... [and failed] to make good faith attempts to sincerely resolve the discovery dispute." Id. at 65, 926 A.2d 736. On appeal, the Court of Appeals noted that the respondents provided "sparse preliminary expert witness designation" because they did not state "the substance of [the experts'] findings and opinions, nor a summary of the grounds for each opinion, [they] also did not produce any written report made by the experts concerning their findings and opinions, as required by Rule 2-402(f)(1)." Id. The Rodriguez Court also mentioned that "[s]ix of the ten expert witnesses identified by the [respondents] were out-of-state witnesses," and that their deposition "can be an onerous and costly process and is one which easily can be obviated through good faith efforts to communicate available deposition dates." Id. at 68-69, 926 A.2d 736.
Similarly, in this case, Logan failed to make good-faith efforts to provide access to information about their expert witnesses. Based on the scheduling order printed by the court on May 13, 2004, Logan was required to respond to "all interrogatory requests concerning the findings and opinions of experts ... no later than 11/06/04." On November 1, 2004, having received no response from Logan, LSP sent a letter to Logan's counsel asking for "responses to the Interrogatories and Requests for Production of Documents as soon as possible." By letter dated November 12, 2004, LSP informed Logan's counsel that the information still had not been provided. Logan, however, failed to respond, prompting LSP to call Logan's counsel on November 24, 2004, and November 30, 2004. After receiving no response, LSP filed a motion to dismiss and/or compel.
On December 16, 2004, one month and ten days after the court-imposed deadline, Logan produced answers to LSP's interrogatories. Logan's answers, however, did not comply with Rule 2-402 because he failed to include the substance of the experts' findings and opinions, as well as a summary of the grounds for each expert's opinion. For example, Logan listed Lieberman as an expert who would testify "as to the vocational impact and loss of potential earning capacity of lead paint poisoning on the Plaintiff(s)." Although Logan stated that Lieberman would "base his opinions on a review of the medical records, school records, other expert reports and depositions," Logan did not state how
In addition, Logan listed 12 individuals, 10 of whom were located out-of-state, as experts in pediatric lead poisoning, who would "testify to the extent and permanency of the minor Plaintiffs injuries due to exposure to lead paint." These answers failed to disclose, however, what each expert would opine as to the extent and permanency of the injuries, which might range from 0% to 100%. Logan stated that all 12 experts were expected to "testify to the probable source of the lead exposure," but he did not include what each expert would opine the probable source was, and why the expert expressed this belief. Moreover, the experts were to "testify that exposure to lead-based paint at all of the defendants' subject premises... was a substantial factor in the plaintiffs injuries," yet Logan did not state the reasons for their findings. And, like the respondents in Rodriguez, Logan stated at the end of each expert designation that a written report "will be provided when available" or "as soon as it becomes available." Based upon Logan's "boilerplate" expert designations, it was reasonable for the court to infer that the excluded experts' testimonies would be duplicative of Dr. Hurwitz's.
For these reasons, we agree with the circuit court that Logan's answers were inadequate.
Logan next argues that the trial court abused its discretion by not granting his "Motion to Revise Pursuant to Maryland Rule 2-535 or [his] March 20, 2006 letter requesting reconsideration." Logan contends that he should have been granted a hearing and the court "should have reconsidered its [2005] Order." Again, we disagree.
Maryland Rule 2-535 states, in pertinent part:
(Emphasis added). Rule 2-535, therefore, only applies to judgments.
(Quoting Cooter & Gell v. Hartmarx Corp., 496 U.S. 384, 396, 110 S.Ct. 2447, 110 L.Ed.2d 359 (1990)) (emphasis added); accord Litty v. Becker, 104 Md.App. 370, 375-76, 656 A.2d 365 (1995).
Because the imposition of a sanction is not a judgment, we conclude that the circuit court neither erred nor abused its discretion when it denied Logan's motion and stated that "no judgment has been entered." Likewise, the court acted properly when it declined to take action in response to Logan's letter requesting reconsideration of the 2005 Order.
Finally, Logan argues that the trial court erred in granting LSP's motion for summary judgment. Specifically, Logan avers that the ruling should be reversed because the court based its decision on the previous "incorrect ruling striking [his] experts." Meanwhile, LSP argues that grant of summary judgment was proper because Logan "conceded he could not go forward with his prima facie case." We agree with LSP.
When a party moves for summary judgment, the circuit court may grant that motion if it determines that there is no genuine dispute as to any material fact and that the moving party is entitled to judgment as a matter of law. Md. Rule 2-501(f); see also Zurich Am. Ins. Co. v. Uninsured Employers' Fund, 196 Md.App. 181, 190, 9 A.3d 80 (2010) (citations omitted). Therefore, when appellate courts review a grant of summary judgment, "`we must make the threshold determination as to whether a genuine dispute of material fact exists, and only where such dispute is absent will we proceed to review determinations of law.'" Stachowski v. Sysco Food Servs. of Balt., Inc., 402 Md. 506, 515-16, 937 A.2d 195 (2007) (quoting Remsburg v. Montgomery, 376 Md. 568, 579, 831 A.2d 18 (2003)). "The standard applied by th[is] Court is not whether the trial court was clearly erroneous but whether the trial court was legally correct." Zurich Am. Ins. Co., supra, 196 Md.App. at 191, 9 A.3d 80 (citations omitted).
At trial, Logan, for a third time, requested reconsideration of the court's 2005 Order. After hearing from counsel, the court denied Logan's motion, based on the procedural posture leading up to trial and the sanctions imposed upon Logan. Logan's counsel then stated that he could not "present a prima facie case" but would be willing to proceed and pick a jury to "protect [his] client's interest." Following a lengthy discussion, the court determined that Logan "object[ed] to the [c]ourt considering any motion for summary judgment, even though at the same time [was] willing to stipulate that under the current state of the rulings ... [he] cannot make a prima facie case to go forward w[h]ether it be a court trial or a jury trial."
As previously explained, the court acted properly in granting LSP's motion for sanctions. It then follows that the court also acted properly in imposing those sanctions during trial. Because Logan conceded that he could not "present a prima facie case," we conclude that the court did not err in finding that, "pursuant to the stipulations entered into by Counsel for
Thus, for all of the foregoing reasons, we affirm the judgment of the circuit court.
In contrast to the substantial compliance with the scheduling order and full compliance with the discovery requests in Maddox, Logan never provided to LSP the substance of the experts' opinions and grounds therefor. Unlike the situation in Maddox, the circuit court in this case was faced with Logan's failure to provide discovery as to the proposed experts' opinions even after being ordered to "provide his experts' findings and opinions pursuant to Maryland Rule 2-402(f) and/or reports within 20 days" of February 3, 2005, to bring his answer to compliance.