ADKINS, J.
During a hearing to vacate Petitioner's earlier delinquency adjudication, the judge charged the Office of the Public Defender ("OPD") with "essentially post convicting [its] own lawyers" and ordered it to panel the case to an attorney wholly independent of that office. Petitioner was claiming ineffective assistance of counsel, and the judge was concerned that the self-damning affidavit submitted by Petitioner's previous OPD trial counsel was the product of coercion. While exercising her official duties in unrelated matters, the judge had
Following investigations into two intentionally set fires at a Baltimore County apartment building, the State of Maryland filed a delinquency petition against Petitioner Elrich S. alleging that he had engaged in two acts of first-degree arson. An apartment tenant had identified Elrich as one of two males seen standing over burning papers that generated the second fire. Elrich was arrested, advised of his rights under Miranda, and then interviewed. During the interrogation, Elrich provided detectives with a statement in which he admitted to being present at the scene of both fires, and to lighting the second one himself ("Elrich's statement"). Elrich also repeatedly claimed that he was seventeen years old, but a review of his criminal records revealed that he was only fourteen, a fact that was later confirmed by his guardian.
At the juvenile proceedings, Elrich was represented by an Assistant Public Defender assigned to the Baltimore County district office of OPD (hereinafter referred to as "delinquency counsel" or "previous counsel"). On the day of the hearing, Elrich's delinquency counsel received a copy of the court ordered psychological evaluation of Elrich ("the Report"), which indicated that Elrich's cognitive abilities may be "significantly below" normal. Elrich's delinquency counsel understood that the Report "had particularly significant relevance to the voluntariness of Elrich's statement to police, which [would] affect[] the statement's admissibility at trial." The Report was submitted to the court, but, for reasons unknown, delinquency counsel did not use it at the hearing to attack the validity of Elrich's statement. For example, she did not argue to the court that the statement was tainted by Elrich's diminished capacity. Furthermore, she did not seek to suppress Elrich's statement, even though she believed that it was "the only substantive piece of evidence connecting [Elrich] to the arson."
Elrich plead not delinquent to all charges. The parties agreed to a stipulated statement of facts in front of the Juvenile Master, and the following was articulated to the court:
The court accepted the facts and found Elrich delinquent.
Four months after his delinquency hearing, Elrich filed a motion to vacate his delinquency finding on the grounds that his counsel was ineffective.
The parties appeared on the motion before the Circuit Court for Baltimore County, sitting as a juvenile court. During the hearing, Elrich was represented by both his motions counsel and Marc DeSimone, an Assistant Public Defender assigned to OPD's Appellate Division.
(Footnote added). The court remained dissatisfied with current counsel's explanation of events and shortly thereafter called a recess to allow that attorney to determine how she would proceed.
When the case was recalled, DeSimone spoke to the court, contending that no conflict existed because the Public Defender's office is considered a "law firm only on a county by county basis[,]" meaning that there are separate chains of command and walls of separation between the county units and state units. Therefore, "[a]n attorney in the Baltimore County office is not the same unit, is not within the conflict of the statewide unit." DeSimone also explained that his Appellate Unit is similar to the Collateral Review Division ("CRD") in that it is separate from any of the county units and that its review of lawyers in those other units does not present any conflict. DeSimone offered to strike the affidavit and call Elrich's delinquency counsel to the witness stand to testify about the adequacy of her representation. His argument, however, did not allay the court's concerns, and it struck the Affidavit. The court further stated that it would hold the case open, but asked that it be "paneled to another lawyer[,]" an attorney "independent of the office."
Following the hearing, Elrich, still represented by his motions counsel, filed two
In his Motion to Reconsider, Elrich asserted that the Circuit Court did not have the authority to order the OPD to panel the case to an independent attorney. Elrich also used the Motion to argue the merits of his request to vacate his delinquency finding. First, he contended that the two-count Petition charging Elrich for two identical counts of first-degree arsons occurring on the same day and at the same location violated his due process rights because there was no way that he could identify each count according to its related event. Elrich further contended that the facts as stipulated could not support any finding of arson because, at most, the fire scorched the mailbox and wall of the building. Arson requires that the building be actually burned; a mere scorching will not suffice. Finally, Elrich claimed ineffective assistance of counsel because his previous counsel did not challenge the sufficiency of the State's evidence to support a finding of arson. Elrich requested a hearing for the parties to argue the merits of his Motion to Reconsider.
Thirty-five days after Elrich filed his motions, and nearly two months after the parties appeared before the Court on Elrich's original Motion to Vacate, the court denied Elrich's motions without an additional hearing. In its written opinion, the court explained that recusal was not warranted because it simply possessed a general awareness of the JPD's evaluation of attorneys in the OPD's Baltimore County Office, one that was not the result of any inappropriate ex parte communications. The court stated that it "had no conversations concerning the specifics of this case or the Affidavit with members of the OPD before hearing this matter." It emphasized that to characterize every conversation with an attorney that is not related to any ongoing representation as an ex parte communication would "severely compromise[]" the "Court's ability to communicate with and accommodate any number of difficulties that arise in the daily juggle by OPD to meet staffing demands[.]"
In refusing to reverse its earlier decision ordering OPD to panel the case to "outside counsel[,]" the court reiterated its previous statement that the JPD does not have the same separation functions in place as the CRD:
The Circuit Court also rejected the assertions made by motions counsel and DeSimone that JPD's evaluations of County
The court also decided to address Elrich's original Motion to Vacate in its opinion. Acknowledging that there was "no clear authority authorizing the action" sought by Elrich, it nevertheless recognized its power to vacate delinquency orders pursuant to the broad revisory powers granted in Maryland Rule 11-116, "Modification or Vacation of Order." Looking at the merits, the court determined that if it were to grant the requested relief, "there would be a strong argument that re-trial would be barred by the Double Jeopardy clause[,]" and that it would not be in Elrich's best interest "to simply terminate these proceedings with no further supervision or services." The court further reasoned that counsel never contended that Elrich was innocent of committing a delinquent act, but instead simply argued "that other counsel should have defended the merits more aggressively and/or mitigated the seriousness of the charge." It concluded that it would not be in Elrich's best interest to strike the delinquency finding.
Elrich appealed to the Court of Special Appeals, and, in an unreported opinion, the intermediate appellate court affirmed the Circuit Court. We granted Elrich's Petition for Writ of Certiorari and the State's Cross-Petition
In a juvenile delinquency matter, an appellate court will "review the case on both the law and the evidence." Md. Rule 8-131(c). We review any conclusions of law de novo, but apply the clearly erroneous standard to findings of fact. See In re Anthony W., 388 Md. 251, 261, 879 A.2d 717, 722 (2005). We use the same evidentiary standard of review in juvenile delinquency proceedings as we apply in criminal cases:
Id. at 261, 879 A.2d at 722 (quoting In re Timothy F., 343 Md. 371, 380, 681 A.2d 501, 505 (1996)). The hearing court's ultimate decision, however, will not be disturbed unless "there has been a clear abuse of discretion." In re Yve S., 373 Md. 551, 586, 819 A.2d 1030, 1051 (2003).
On cross-petition, the State urges this Court to dismiss Elrich's appeal on the grounds that a ruling on a Rule 11-116 motion is not a final, appealable order. It contends that a Rule 11-116 ruling is not final because Elrich is not procedurally barred from continuing to make Rule 11-116 motions to the lower court while an appellate court is reviewing his original Rule 11-116 motion. Thus, the State contends, a ruling on any one of the subsequent motions could render his appeal moot. See In re Julianna B., 407 Md. 657, 967 A.2d 776 (2009) (dismissing as moot an appeal from a circuit court denial of juvenile's Rule 11-116 motion to modify the terms of her commitment following the success of juvenile's subsequent Rule 11-116 motion requesting home visits). This Court, however, has expressly rejected this argument and considered the merits of an appeal from a Rule 11-116 ruling. In In re Leslie M., 305 Md. 477, 505 A.2d 504 (1986), the State challenged the appealability of a motion under Rule 11-116's predecessor, Rule 916(a).
Elrich contends that the Circuit Court "refused to recognize that [Elrich's] claims [of ineffective assistance of counsel] were a basis for relief under Maryland Rule 11-116."
(Emphasis added). The court then articulated the standard under the Rule for determining whether to modify or vacate an order, i.e. whether it is "in the best interest of the child or the public[,]" and proceeded to deny Elrich's motion on those grounds.
We agree with the Court of Special Appeals that the Circuit Court, "even in expressing doubt about the utilization of Rule 11-116 as a post-conviction vehicle, did just that." Thus, we reject Elrich's assertion and affirm the Court of Special Appeals on this issue.
Elrich next contends that the juvenile court judge was required to recuse herself because her earlier discussions with then State Public Defender, Nancy Forster, regarding the OPD's internal review of its employees' performance constituted improper extra-judicial communications that destroyed the judge's impartiality. According to Elrich, the judge's bias was evident from her sua sponte challenge of the Affidavit. He alleges that the "adversarial system was abandoned in favor of an inquisitorial one" because, "by raising the issue, supporting it with her own knowledge, and ruling upon the issue, [the judge] functionally occupied counsel table, the witness stand, and the bench at the same time." The State counters by arguing that not all knowledge acquired by a judge outside of the courtroom is impermissible "extra-judicial" knowledge, and that it would lead to preposterous results to require any judge who has learned of a potential ethical problem in an attorney's continued representation of a client to recuse herself.
Canon 3D of the Maryland Code of Judicial Conduct governs judicial recusal. See Cannon 3(D), Md. Rule 16-813. That section provides in relevant part: "A judge shall recuse . . . herself from a proceeding in which the judge's
Id. (quotation marks and citations omitted).
We have also said that a judge is not required to "completely put out of his mind all that he had heard before in [the] case in order to be competent to sit." Doering v. Fader, 316 Md. 351, 358, 558 A.2d 733, 737 (1989). "[T]he alleged prejudice must result from an extrajudicial source and parties cannot attack a judge's impartiality on the basis of information and beliefs acquired while acting in his or her judicial capacity." Boyd v. State, 321 Md. 69, 77, 581 A.2d 1, 5 (1990) (quoting United States v. Monaco, 852 F.2d 1143, 1147 (9th Cir.1988)). Even information learned outside of the present case, such as that "acquired by the trial judge as a result of prior judicial proceedings involving codefendants[,]" will not automatically necessitate exclusion. Id. at 76, 581 A.2d at 4. Moreover, a disqualifying prejudice cannot be definitively established simply from the exercise of related judicial functions. See United States v. Haldeman, 559 F.2d 31, 133 n. 301 (D.C.Cir.1976) (holding that judge's prior supervision of grand jury matters did not warrant dismissal, despite the judge's discussion of "procedural matters with prosecutors before the indictment in [the] cases was returned[,]" because "the discussions occurred as a part of his official duties").
Here, the judge's knowledge of the OPD's supervision project stemmed from conversations she had with the State Public Defender and others on "issues unrelated to [Elrich's] case[.]" She explained:
Elrich's motions counsel also acknowledged that the conversations were "in connection with something else." There is nothing in the record to suggest that the judge had any specific knowledge as to whether Elrich's delinquency counsel had, herself, been the subject of a JPD evaluation or whether the rumored consequences of such assessments affected that attorney's decision to submit a self-condemning affidavit. In short, the judge did not have "personal knowledge of disputed evidentiary facts concerning the proceedings." Shaw, 363 Md. at 11, 766 A.2d at 1033.
Additionally, the juvenile judge's knowledge of the OPD attorney evaluations did not relate to the issue of whether previous counsel actually provided effective assistance of counsel at Elrich's delinquency hearing, but rather led the judge to inquire on the record regarding a potential conflict and the voluntariness of the Affidavit. We have said that "[t]rial judges are afforded broad discretion in the conduct of trials in such areas as the reception of evidence." Hopkins v. Maryland, 352 Md. 146, 158, 721 A.2d 231, 237 (1998) (quotation marks omitted). Moreover, "there is no question that the trial judge has broad discretion to control the conduct in his or her courtroom. . . ." Biglari v. State, 156 Md.App. 657, 674, 847 A.2d 1239, 1249 (2004). We believe that it was reasonable, in light of the possible conflict arising from OPD's supervision program, for the juvenile judge to be skeptical about of delinquency counsel's self-condemnation. More importantly, upon developing this skepticism about the attorneys' relationship, the court was required to raise the issue at Elrich's hearing in order to determine if that conflict existed and could be cured, or strike a potentially corrupt affidavit. See Duvall v. State, 399 Md. 210, 234, 923 A.2d 81, 96 (2007) (holding that when the trial court is notified of a potential conflict and fails to take adequate steps to investigate the potential for conflict or requires conflicted representation, despite the conflict, "reversal is automatic, without a showing of prejudice of adverse effect upon representation.") (emphasis added). We will not allow tainted evidence or potentially unethical conduct to find shelter in the harbor of Cannon 3D.
In sum, we agree with the Court of Special Appeals that there is nothing in the record to support "a conclusion that [the juvenile judge] learned, extra-judicially, any information that would have required her to recuse herself from the merits of Elrich's Motion to Vacate." Because Elrich did not meet his "heavy burden" of proof, we find no abuse of discretion.
Elrich also challenges the validity of the order requiring OPD to panel the case to an outside attorney. He asserts that, in Section 6(f) of Article 27A ("Public Defender Act"),
First, Elrich overlooks the nature of Section 6(f) as a limitation on the other provisions of the Public Defender Act. There is nothing contained in the section to preclude a court from appointing counsel in situations not enumerated in the statute. Rather, we have said that "the General Assembly provided in Art. 27 A, § 6(f), a clear oversight and corrective role for the courts in the . . . appointed-counsel process." Office of the Public Defender, et al. v. State, 413 Md. 411, 432, 993 A.2d 55, 68 (2010). Second, Elrich ignores a court's inherent power over the judicial process:
Post v. Bregman, 349 Md. 142, 163, 707 A.2d 806, 816 (1998) (quotation marks and citations omitted). This power cannot be encroached upon by the legislative or executive branch. See Wynn v. State, 388 Md. 423, 433, 879 A.2d 1097, 1103 (2005) ("Inherent authority provides courts the means both to employ the power and fulfill the functions granted expressly to the judiciary by the Maryland Constitution as well as to resist encroachments by the legislative and executive branches."). "A judge must, of course, have the ability to control his or her courtroom, to assure that judicial proceedings are conducted fairly, efficiently, and with dignity and decorum." Liner v. State, 62 Md.App. 381, 391, 489 A.2d 553, 558 (1985). "Accordingly, the Circuit Court has the inherent power to appoint counsel to represent a petitioner when the court believes counsel would be necessary to further the interest of justice."
In this case, the juvenile judge had a legitimate interest in determining whether the contents of the Affidavit regarding previous counsel's competency at Elrich's delinquency hearing was improperly influenced by current counsel's status as an attorney within the OPD who, the judge noted, could have a "significant impact on her employment, how she is perceived, how she is reviewed, how she is evaluated, her tenure." Furthermore, the juvenile judge was aware that the lines of
The Circuit Court had the inherent right to ensure that the evidence presented was accurate and not the product of coercion. Thus, "to further the interest of justice," it had the discretion to strike the Affidavit and appoint new counsel to resolve the conflict.
The court, however, did not have the right to order that OPD panel the case to an attorney entirely independent of the office because its discretion to assign new counsel was limited to ameliorating the existing potential for coercion. We have recently held that the Public Defender Act does not exclude OPD staff from the pool of attorneys a court could appoint as counsel for an indigent. See Office of the Public Defender, et al. v. State, 413 Md. 411, 432-433, 993 A.2d 55, 68 (2010) ("Art.27A, § 6(f), contains no language indicating a legislative intent to prohibit the appointment of an attorney from the local OPD by a trial court to represent an individual that the court determines qualifies as indigent...."); see also Workman v. State, 413 Md. 475, 490, 993 A.2d 94, 103 (2010) ("[T]he Circuit Court should have appointed directly an attorney from the local OPD as [defendant's] counsel[.]"). Furthermore, as the juvenile court here recognized, a "Chinese Wall" existed between the County OPD and the Collateral Review Division of the OPD, where CRD "counsel [would] enter their appearances in post-convictions and other occasional post-trial matters, and ... the originally assigned OPD [would then have] no ongoing role in such proceedings...."
Finally, Elrich asks us to review, on the merits, his earlier delinquency finding. He contends that the lower court erred in denying his motion to vacate for two reasons, the first being that the "State failed to introduce evidence sufficient to prove all requisite elements of the crime of Arson in the First Degree." According to Elrich, at most, he "set fire to various objects within the building, but never `set fire to' the building itself" and that a "`mere scorching' of the wall is, as a matter of law, insufficient to establish a burning." Alternatively, Elrich claims that the lower court "erred in not addressing or resolving [his] claims of ineffective assistance [of counsel], and vacating the delinquency due to previous counsel's ineffective assistance." The State, on the other hand, presents several reasons why the lower court properly denied Elrich's request. First, the State asserts that Elrich's motion was no longer supported by "any competent evidence" once the lower court struck the Affidavit, and that even if the Affidavit had been admitted, it did not "define how [Elrich] was at all prejudiced by the alleged misconduct of his attorney." Second, the State contends that Elrich is improperly attempting to litigate the sufficiency of the evidence "in a collateral action rather than availing himself of his right to direct appeal." Finally, the State claims that Elrich engaged in first-degree arson, or at a minimum attempted first-degree arson, when he set fire to the papers inside the lobby mailbox. Thus, the lower court did not err in denying his motion to vacate because it properly determined that, either way, Elrich had committed "an act which would be a crime if committed by an adult."
When addressing the parties' specific arguments, we are mindful that "the General Assembly has enacted statutes carefully crafted to address the specific needs of adolescents and children." In re Keith W., 310 Md. 99, 106, 527 A.2d 35, 38 (1987). The Juvenile Causes Act, codified at Md.Code (1974, 2006 Repl.Vol., 2008 Cum.Supp.) § 3-8A-01 et. seq. of the Courts and Judicial Proceedings Article ("CJP."), "grant[s] jurisdiction in juvenile courts over young offenders and establish[es] the process for treating them, to advance its purpose of rehabilitating the juveniles who have transgressed to ensure that they become useful and productive members of society." Lopez-Sanchez v. State, 155 Md.App. 580, 598, 843 A.2d 915, 926 (2004). The Act is to "be liberally construed to effectuate [its] purposes." CJP § 3-8A-02(b). Under the Act,
Lopez-Sanchez, 155 Md.App. at 598, 843 A.2d at 926. Accordingly, juvenile proceedings are civil, rather than criminal in
Once a juvenile court has pronounced a child to be delinquent, the court's order may be reviewed on appeal, or by an action pursuant to Rule 11-116. The latter course may be initiated by a court on its own motion, or by the "petition of any party or other person, institution or agency having supervision or custody of [the juvenile]." Md. Rule 11-116(b). As we indicated above, a juvenile court order may be modified or vacated if the court determines that such action is "in the best interest of the child or the public." Md. Rule 11-116(a). When making this decision, the juvenile court has discretion whether to hold a hearing,
Here, the juvenile court proceeded with a hearing, recessed, and then months later, determined that "no further hearing in this matter is warranted." It then denied Elrich's motion to vacate without deciding whether Elrich's delinquency counsel had, in fact, provided effective assistance of counsel. Instead, it predicated its decision on the belief that, if the court were to grant Elrich's requested relief, "there would be a strong argument that re-trial would be barred by the Double Jeopardy clause." The Circuit Court reasoned that, while Elrich's motion attacked his counsel's failure to mitigate the seriousness of the charge against him, it never suggested that he was innocent of committing a delinquent act. Thus, it concluded, "[i]t would not be in this child's best interests to simply terminate these proceedings with no further supervision or services." Nowhere in its opinion, however, did the court address whether the evidence was sufficient to show that Elrich had engaged in an act of arson or even attempted arson.
Without opining whether the evidence supported a finding that delinquency counsel was effective or that Elrich committed a delinquent act, we believe that the juvenile judge abused her discretion when she denied Elrich's motion without deciding either issue. Clearly the judge was aware that her primary consideration, according to Rule 11-116, was Elrich's best interest. We do not see, however, how her cursory denial of his motion facilitated that end. Elrich's allegations of ineffective assistance of counsel, if true, would cast enough doubt on his earlier delinquency proceedings to compromise the very foundation of his confinement. At the earlier hearing, the parties agreed to proceed on a set of stipulated facts, meaning that Elrich waived his right to "confront and cross-examine witnesses, call witnesses in his own defense, [or] to testify in his defense." Thus, delinquency counsel's failure to contest the voluntariness of Elrich's confession or the sufficiency of the State's evidence may have been a critical error.
We are not persuaded by the State's assertion that the juvenile court properly rejected Elrich's motion because it determined that there was no evidence to suggest that Elrich was innocent of committing any delinquent act, even if he had not engaged in first-degree arson. If the charge underlying a juvenile's confinement is not proven, it is not appropriate or in the child's best interest to compound the error by requiring the child to remain in State custody. Ultimately, if the court believed that Elrich should remain under State supervision because he committed a delinquent act—either first-degree arson or attempted first-degree arson—it should have made some findings as to that fact.
Accordingly, we hold that the juvenile court's failure to consider whether Elrich was denied effective representation or whether the evidence showed that he committed a delinquent act was contrary to Elrich's best interests, and thus, constituted an abuse of discretion.
We hold that the juvenile court's order denying Elrich's Rule 11-116 motion to vacate is a final, appealable order. As to the merits, the court appropriately recognized that Elrich's ineffective assistance of counsel claims were a basis for relief under Rule 11-116. Furthermore, the juvenile judge's knowledge of the OPD's supervision program did not warrant her recusal from the case. The judge did err, however, in failing to consider whether Elrich had adequate representation or whether the evidence against him supported the finding that he engaged in a delinquent act. Finally, while the court had the discretion to appoint new counsel where a possible conflict of interest existed, the court erred when it required the OPD to panel the case to outside counsel. On remand, the juvenile court shall provide the OPD with the opportunity to avoid the potentially coercive situation by assigning an attorney to Elrich's case who could not conceivably exercise any influence or control over his delinquency counsel's employment. The court should then make findings as to Elrich's ineffective assistance of counsel and insufficiency of evidence claims.
Chief Judge BELL, Judges GREENE and ELDRIDGE join in judgment only.
BELL, C.J., concurring in judgment only which GREENE and ELDRIDGE, JJ., join.
Among the rulings by the Circuit Court for Baltimore County at issue in this case is the correctness of its order that it be
In re Leslie M, 305 Md. at 479 n. 1, 505 A.2d at 506 n. 1.
Maryland General Assembly, Office of Legislative Audits, Office of the Public Defender: Performance Audit Report at 10 (November 2009) (available at http://www.ola.state.md. us/Resports/Performance/OPDPerf09.pdf) (last visited September 17, 2010).