ZARNOCH, J.
If not totally moot, this case raises one of the most difficult issues of statutory construction: the possible conflict between two related, but separately enacted and arguably self-contained statutes, each of which is singularly relied upon by the contending parties. In attempting to construe and harmonize these two statutes, we find it difficult to accept the assumption that the Legislature in amending one of these laws considered its relationship to the other. When you factor into the equation a judicial gloss on one of the provisions and Code revision changes and subsequent amendments to the other suggestive of a change in meaning, you are left with a recipe for confusion resulting in the question presented in these consolidated appeals of decisions of the Circuit Court for Baltimore County.
That question is whether a negative implication said to arise from one of the above statutes deprives the Workers' Compensation Commission ("the Commission") of jurisdiction to consider benefit issues involving a claimant while he is challenging a previous award in court. To use the appellant's terms (and to meld his two assertions into one), the issue is:
A second issue we must raise sua sponte is:
On September 22, 1998, appellant Edy Sanchez suffered a job-related injury. Seeking compensation from his employer, appellee Potomac Abatement, Inc. ("Potomac"), Sanchez filed a claim with the Workers' Compensation Commission. In August 2006, the Commission issued an award that included compensation for a 25 percent PPD and a 5 percent psychiatric impairment to be paid beginning on January 14, 2000.
Contending that the computation of the award was incorrectly capped, Sanchez filed suit in the Circuit Court for Baltimore County. Eventually in 2008, a jury determined that the claimant had sustained a 37 percent PPD with no award for psychiatric impairment. Sanchez appealed the issue of whether the award had been improperly capped and this contention was rejected by this Court in 2009, Sanchez v. Potomac Abatement, Inc., 184 Md.App. 755 (2009), and later by the Court of Appeals in November of 2010 in Sanchez v. Potomac Abatement, Inc., 417 Md. 76, 8 A.3d 737 (2010).
On January 28, 2008, while the PPD appeal was pending, Sanchez sought and obtained a Commission award of a closed period of TTD benefits for the period of November 30, 2007 to January 8, 2008. On July 31, 2008, he filed for a second closed period of TTD benefits for the period of January 9, 2008 to June 11, 2008. The employer opposed this claim, arguing that the Commission had no jurisdiction to order TTD benefits during the pendency of the appeal of the PPD case. In an order dated October 21, 2008, Commissioner
On May 26, Sanchez appealed this decision.
While the TTD case and the PPD appeal were in the courts, Sanchez, on August 19, 2009, again revisited the Commission, this time seeking vocational rehabilitation benefits. After an October 27, 2009 hearing, Commissioner Kimberly Smith Ward, on November 3, 2009, ruled: "The Commission finds that it does not have jurisdiction during pendency of appeal." Sanchez sought judicial review of this order, once again in the Circuit Court for Baltimore County, and once again without success. In an order dated April 22, 2010 and filed April 29, 2010, the circuit court said:
This decision was appealed on May 26, 2010. In an August 3, 2010 order, this Court consolidated the vocational rehabilitation appeal with the TTD appeal.
The first issue we must address is whether Sanchez's appeals are now moot because the obstacle perceived by the Commission to its jurisdiction—the PPD appeal—has been removed.
The test for mootness is "whether, when it is before the court, a case presents a controversy between the parties for which, by way of resolution, the court can fashion an effective remedy." Adkins v. State, 324 Md. 641, 646, 598 A.2d 194 (1991). One exception to the mootness doctrine is where a controversy that becomes non-existent at the moment of judicial review is capable of repetition but evading review. State v. Parker, 334 Md. 576, 584, 640 A.2d 1104 (1994).
The "capable of repetition but evading review" exception to the mootness doctrine is not clearly applicable in this case. Although here, the "pending appeal" was decided before the two subsequent Commission jurisdictional cases could be resolved, this does not mean that such issues would invariably escape review. For example, in Ewing v. Koppers Company, Inc., 69 Md.App. 722, 519 A.2d 790 (1987), the question of additional compensation reached the appellate courts before the primary appeal had concluded. Id. at 725, 519 A.2d 790. In addition, there is no clear expectation that "the same complaining party," i.e. Sanchez, will be requesting additional compensation (beyond that already claimed), seeking judicial review and facing harm from the Commission's interpretation of LE § 9-742. Parker, 334 Md. at 584, 640 A.2d 1104. For these reasons, we believe that the "capable of repetition but evading review" exception does not save this controversy from becoming moot.
However, in our view, this case implicates the "public interest" offshoot to the mootness doctrine.
We now turn to the question of the Commission's jurisdiction over additional compensation issues while the primary claim is on judicial review. This is an issue of statutory construction, which Sanchez says is controlled by LE § 9-736(b) and Potomac contends is governed by LE § 9-742(a). Both the Commission and the circuit courts viewed § 9-742(a) as a self-contained agency jurisdictional statute and presumably applied the maxim, expressio unius est exclusio alterius. Hence, they arrived at a negative implication that the Legislature, by expressly setting forth the instances in § 9-742(a) where the Commission retained jurisdiction while a claim was on appeal, intended no other exception.
Rather than rigidly apply the expressio unius maxim to one statute when two are arguably in play, we believe the ambiguity inherent in these interrelated provisions directs us to fully consider the legislative history of these enactments.
Present at the Commission's creation, see Chapter 800, Laws of 1914, § 9-736(b) is the older of the two statutes.
Eventually, a 1991 Code revision included this provision in LE § 9-736 as subsection (b)—according to its Revisor's Note— "without substantive change." Chapter 8,
Section 9-742 is of more recent vintage. It was enacted in 1966 to require the Commission to consider a claimant's request for additional medical treatment and attention pending any appeal he or she may have taken. See Chapter 298, Laws of 1966. It was neither a free-standing nor an obvious exclusive jurisdiction statute. Rather, the legislation consisted of a single sentence and a single clause planted within a jungle of provisions dealing with appeals from Commission decisions.
This "additional medical treatment and attention" language was transformed by
The Revisor's Note to the section indicated that it was "new language derived without substantive change from the ninth sentence of former Art. 101, § 56(a)." Nevertheless, the appearance of the statute had dramatically altered. Despite the absence of language of exclusivity, § 9-742 seemed to look a little more like a candidate for the expressio unius canon. Although § 9-736(b) also dealt with Commission jurisdiction pending appeal, § 9-742 appeared to become the "go-to" provision for drafting legislation on the Commission's retained jurisdiction.
In 1997, the Legislature added subsection (d), to direct the Commission to retain jurisdiction when a pending appeal related solely to the imposition of a penalty. Chapter 641, Laws of 1997. The Fiscal Note to the legislation (HB 63), after describing the purpose of the measure, observed: "Under current law the commission retains jurisdiction pending an appeal only to consider a request for additional medical treatment and attention." (Emphasis added). Three years later, § 9-742(a) was amended to add certain claims regarding TTD benefits to what was now beginning to look like a list of retained jurisdiction scenarios. Chapter 398, Laws of 2000. Once again, the Fiscal Note for the bill (HB 612), said: "The employee does not receive benefits pending outcome of the appeal. The commission retains jurisdiction pending an appeal only to consider a request for additional medical treatment and attention for those already awarded benefits."
It would seem the case for reading § 9-742 as an exclusive jurisdiction statute, implicitly barring the retention of Commission jurisdiction in cases not specifically listed, relies on: 1) the structure of the provision; 2) the caption of the section; 3) subsequent amendments to the original 1966 statute suggesting that agency jurisdiction was retained only in the listed cases; 4) comments in two Fiscal Notes to that effect. In our view, none of these factors reflect an intent to make the 1966 statute (or transform it into) an exclusive jurisdiction statute.
First, whether or not form follows function is, as some suggest, a mantra for all seasons,
Second, a caption to a section of the law, particularly one inserted by the Legislature during a nonsubstantive code revision, should never be the determining factor in deciphering legislative intent. See Md. Code (1957, 2008 Repl.Vol.), Article 1, § 18 (Captions are "mere catchwords," not titles of sections); Section 13 of chapter 8, Laws of 1991 (Catchlines in the LE Article "are not law and may not be construed to have been enacted as a part of this Act.").
Third, while examining subsequent amendments to a statute can be helpful in determining legislative intent, they are "not controlling" as to the meaning of the prior law. Chesek v. Jones, 406 Md. 446, 462, 959 A.2d 795 (2008). The same is true with respect to post-enactment "assumptions" by the Legislature of the meaning of an earlier statute. See Riemer v. Columbia Med. Plan, Inc., 358 Md. 222, 254, 747 A.2d 677 (2000) ("If [in a later statute] the Legislature assumed [that] a right [to subrogation] existed for HMOs, its assumption was an erroneous one.").
Fourth, a fleeting reference to the state of existing law in a fiscal note would not be entitled to greater weight than the assumptions of the Legislature in subsequent amendments. In addition, one of these notes did not fully describe the scope of jurisdiction under § 9-742, see n. 10, supra, and neither mentioned § 9-736(b).
In summary, we note that: the 1966 source law for § 9-742 was never truly an exclusive jurisdiction statute; nothing in its code revision or subsequent amendments changed this fact; and the meaning of § 9-736(b) was neither modified nor controlled by § 9-742. The latter provision's express retention of Commission jurisdiction in the face of an appeal to the courts does not mean that such authority is absent under § 9-736(b).
Our work is not done by simply concluding that § 9-742 does not deprive the Commission of jurisdiction while a previous award is on appeal, and that the agency retains jurisdiction if the new claim is properly authorized under § 9-736(b). It is this Court's duty to harmonize the two related provisions. At least two possibilities occur to us: 1) retained jurisdiction is mandatory under § 9-742, but discretionary under § 9-736(b)
Because we have disposed of the question of exclusive jurisdiction under § 9-742, which was the sole basis for the decisions below, and because the Commission now clearly has jurisdiction of the new issues, we need not determine whether under Pressman it would have been proper for the Commission to retain jurisdiction
(Emphasis added).
Id. at § 22.1.