GREENE, J.
On April 28, 2010, a jury in the Circuit Court for Baltimore City convicted Orville Cooper ("Cooper") of second degree rape and multiple counts of second, third, and fourth degree sexual offenses and one count of second degree assault. After filing a motion for a new trial, Cooper filed a timely appeal to the Court of Special Appeals, and prior to the intermediate appellate court rendering a decision, we granted certiorari on our own motion, 427 Md. 606, 50 A.3d 605 (2012), to address questions raised by Cooper:
We affirm Cooper's conviction, concluding that: (1) the State met its burden of showing chain of custody of a napkin, from which DNA was found connecting Cooper to the victim; (2) admitting the report of the analyst who performed the DNA tests on biological material found on the napkin did not violate the rule against hearsay; (3) admitting the report also did not violate Cooper's right to confront adverse witnesses
Orville Cooper was charged with multiple counts of rape, sexual offenses, assault, robbery, and other crimes. Cooper's charges related to a February 16, 2006 attack on a woman in Baltimore City. A significant aspect of the prosecution's case-in-chief was that a match was found between Cooper's DNA and the DNA found in the biological material on a napkin into which the victim testified she spit her attacker's semen. Although much of the scientific testing of the evidence was conducted by Baltimore City Police Department's own laboratory (the "BPD lab"), the Baltimore City Police Department sent the napkin, along with other physical evidence, to a private laboratory, the Bode Technology Group ("Bode"), where an analyst, Sarah Shields, derived DNA profiles from the biological materials on the different pieces of physical evidence, including the napkin. As noted below, at trial the State introduced testimony that the DNA profile developed from material on the napkin was "consistent with" Cooper's DNA profile.
We now turn to the trial court proceedings. The victim of the sexual assault ("Victim") testified in-court to the following:
On February 16, 2006, at approximately four o'clock in the morning, Victim was waiting at a bus stop in Baltimore City to begin her trip to Fort Meade, where she worked as a cook, when a car approached her and the driver offered her a ride as a "hack" taxi.
The State also called Roommate as a witness. Roommate testified that he remembered being awaken by "a frantic [Victim] coming into the home" after she "came in very hysterical." Roommate further testified that, after Victim told him she had been raped, he went to a pay phone to call the police. Then, over an objection that it was hearsay, Roommate testified as to what Victim had told him about some of the details of the rape.
Detective Danny Grubb ("Grubb") of the Baltimore City Police Department also testified during the State's case-in-chief. Grubb testified that his involvement with this case began when the "primary officer," Officer Jason Monn ("Monn"), notified Grubb that Monn was with a rape victim and "needed assistance with the investigation." After instructing Monn to transport Victim to the hospital, Grubb met her there. Detective Grubb also testified that, among other things: he interviewed Victim; he "authorized" a Sexual Assault Forensic Exam, or a SAFE exam, of Victim, which is done "[t]o collect forensic evidence that ... may have been left behind by a suspect[;]" several days later, he collected evidence from the secured "SAFE locker" at the hospital which he submitted to evidence control for later DNA testing; after Victim failed to appear for an appointment with law enforcement to assist in creating a sketch of Driver and failed to return calls to law enforcement the investigation was eventually suspended; approximately one year later, the case was reopened and Victim identified Cooper from a photo array; and based on Victim's photo identification, pursuant to an arrest and a search warrant, Grubb collected a DNA sample from Cooper, through a buccal swab
The State further called Officer Monn to testify. Monn testified that his involvement with this case began when he responded to a call that there had been an attack. He further stated that he took Victim's initial statement, from which he compiled a police report, and transported her to the hospital to be examined. Without objection, Monn additionally read Victim's statement into the record.
Matthew Stielper ("Stielper"),
Ashley Fulmer ("Fulmer"), a DNA analyst at Bode testified that another Bode DNA analyst, Sarah Shields ("Shields"), analyzed the DNA extracted from the biological material on the items submitted to Bode, namely swabs collected from Victim, Victim's blood sample, and the napkin. Fulmer also stated that she is Shields's supervisor. Over objection, Fulmer introduced a report prepared by Shields indicating the results of her testing. Fulmer explained the results to the jury which indicated that swabs from the vaginal, perivaginal, and anal regions contained a male DNA profile for the same unspecified male, "male 1," and the biological material on the napkin contained a DNA profile for a different unspecified male, "male 2."
Rania Stanos, the DNA technical leader for the Baltimore City Police Department Crime Lab, testified that she analyzed the DNA profile developed from the biological material on the swab of Cooper's inner-cheek and compared it to the results of the DNA tests conducted by Bode on the swabs taken from Victim and the napkin. Santos stated that her conclusions were that the DNA profile developed from the biological materials on the napkin sample, "male 2," were consistent with Cooper's DNA profile from the swab of his inner-cheek.
Finally, a forensic nurse examiner, Daniel Sheridan ("Sheridan"), testified that he conducted the forensic examination of Victim when she was taken to the hospital. He stated that he collected forensic evidence from Victim including the swabs and the napkin which Sheridan packaged in a sealed bag. Sheridan additionally stated that Victim complained of pain in the rectal area and Sheridan observed small tears in that area. Finally, Sheridan testified that Victim told him that she had consensual unprotected sexual relations with her boyfriend three days prior to the attack. After being asked by the prosecutor, Sheridan testified that it was possible that Victim's boyfriend could be the source of the biological material found on swabs of Victim's vaginal, perivaginal, and anal swabs, or in other words, that Victim's boyfriend could be "male 1."
There is no evidence that Fulmer or Santos participated in or observed the DNA testing of the biological material found on the napkin. Additionally, Shields (analyst) was never called to testify, and the State never showed that she was unavailable or that Cooper had a prior opportunity to cross-examine her. Moreover, over Cooper's objection, the report prepared by Shields indicating, among other things, the results from the DNA test on the napkin, was admitted into evidence.
During the State's closing arguments, the prosecutor reviewed the testimony of its witnesses and focused primarily on Victim's testimony. The prosecutor expressed that Victim identified Cooper as her attacker, both in a photo lineup and in-court, and then indicated, "[the State] ha[s] more than that. With that napkin we had the analyst from the Baltimore City Lab come and [she was] able to [tell] you whose DNA that was." Presenting her conclusion to the jury, the prosecutor
As noted above, the jury returned guilty verdicts against Cooper for second degree rape, and multiple counts of second, third, and fourth degree sexual offenses and one count of second degree assault. Additional facts will be supplied as necessary to address Cooper's challenges to his conviction.
Cooper's first three challenges to his conviction relate to the introduction of the report prepared by Sarah Shields, indicating the results of the DNA tests relating to the physical evidence in this case (the "Shields report"), through the testimony of Ashley Fulmer. Cooper contends:
Ashley Fulmer, "a supervisor and a senior DNA analyst" at Bode, was called as an expert witness during the State's case-in-chief. During Fulmer's voir dire, among other things, she testified about the duties of a DNA analyst at Bode, and more specifically about her role as a supervisor. Fulmer noted that she "basically manage[s] a group of DNA analysts[,]" "oversee[s] the functioning of that group[,]" and reviews case files. Fulmer testified that reviewing case files includes both an "administrative review" that "evaluate[s] sort of, you know, grammar, there's punctuation and that sort of stuff[,]" and a "technical review" where she would "go through everything in the case, make sure procedures were followed, make sure things were tested in the right manner and all of that. Make sure that the results, any conclusions that were made are reported accurately."
After being accepted as an "expert in forensic DNA analysis[,]" Fulmer testified about the "quality assurance system at work" at Bode, including that: the building, the evidence department, and the laboratories are secure; there are "educational requirements of the analysts;" there is "proficiency testing;" everyone in the lab wears "protective gear" including lab coats, goggles, and gloves; all of the equipment is "maintained and calibrated on a regular basis;" and Bode runs controls on all of the samples and case files are reviewed. Fulmer then explained to the jury, in general, what DNA is, and how it is analyzed by examining thirteen locations on DNA identified in accordance with the FBI guidelines.
When asked if there is a way that the lab protects against evidence becoming "mixed up with other cases[,]" Fulmer pointed out that analysts only work on one case at a time and "within a case [an analyst] only ever ha[s] one item of evidence open at a time." Fulmer stated that once an analyst finishes "process[ing]" one item, the analyst is required to seal it back up with evidence tape and sign that it is sealed before moving on to another piece of evidence.
Fulmer then testified about the present case. She expressed that in May of 2006, when the biological material on swabs taken from the victim and the napkin were tested at Bode, she supervised Shields. Noting that she did not review all of Shield's cases, because there were multiple reviewers on her team, Fulmer testified that she did review Shields's work in the present case. When asked by the prosecutor what she reviewed, Fulmer testified:
After Fulmer expressed that she had read the report before Shields "sign[ed] off" on it, the prosecutor gave Fulmer a copy of the first two pages of the Shields report. Fulmer then, over objection, testified that the pieces of evidence received and tested by Bode in the present case were items labeled as swabs from Victim's vaginal, perivaginal, and anal regions, "stains from tissues" (the napkin), and a "reference standard" from Victim. Fulmer additionally testified about the specific procedures used at Bode to test the different items and evaluate the results. When asked by the prosecutor, "[i]n this particular case, the case we're speaking about today, based on your review of this file and the fact that you were her [Shields's] technical reviewer, were those the processes that were followed?[,]" Fulmer answered yes. When the prosecutor then asked, "[a]nd was there any results to be evaluated?[,]" again Fulmer agreed. When the prosecutor then asked Fulmer to tell the jury about the results, Cooper objected and the trial judge directed the parties to approach the bench for a conference:
After the trial judge's ruling, Fulmer proceeded to read and explain the results indicated in the Shields report. Of particular importance to this case, Fulmer identified that biological material on the swabs from Victim's vaginal, perivaginal, and anal region contained a mixture of DNA from Victim and the same male, labeled "male 1," and on the sample from the napkin there was DNA from a different male, "male 2." After Fulmer read and explained the content of the Shields report to the jury, the report was admitted into evidence over Cooper's objection. Fulmer's testimony then addressed the controls generally in place to ensure the reliability of the test results formulated at Bode. Finally, Fulmer finished her direct testimony by answering two questions from the prosecutor:
In his brief on appeal, Cooper argues that "[t]he trial court erred in admitting the [Shields] report and attendant testimony [from Fulmer] without a proper foundation in the form of a demonstrated chain of custody of the evidence tested." Cooper contends that "in order to be admissible, real evidence must be in substantially the same condition that it was in at the time of the crime and must be properly identified[]" (quotation omitted), and "when the State seeks to introduce real evidence in a criminal trial, it has the onus of establishing a proper chain of custody for that evidence[.]" Cooper asserts that:
The State responds in its brief that Cooper's objection on the grounds of chain of custody was "properly overruled, as it was without merit." The State further contends that Cooper, on appeal, must show that his objection had merit and that "the trial court abused its discretion in determining that a sufficient chain of custody had been established[,]" which Cooper failed to do. In addition, the State asserts that "[e]stablishing an adequate `chain of custody' requires showing, to the satisfaction of the trial court, that the provenance of a particular piece of evidence can be established well enough to negate the likelihood of tampering." (Citation omitted.) The State argues that "it is unclear what `chain' Cooper felt had not been connected regarding Fulmer's testimony[,]" but concluded that the objection "focus[ed] on the chain of custody connecting the semen-soaked [napkin] that the victim gave to the police with the semen that Shields tested at Bode under Fulmer's supervision." The State asserts that the prosecution had, through Fulmer and earlier witnesses, "sufficiently established that the item tested by Shields was what it purported to be, and that it had not been tampered with prior to testing."
It is helpful to review the information that had been presented through testimony by the time the trial judge had admitted the Shields report. Because the DNA that was matched to Cooper's DNA was from the napkin, we focus on the chain of custody for the napkin.
First, Victim testified about her attack and the events after her attack, including that her attacker ejaculated into her mouth, she spit his ejaculate into a napkin, and she still had the napkin in her hand when she arrived at the hospital. This was bolstered by Roommate who testified that he saw the napkin in her hand when she came in the door.
Detective Grubb then testified that: (1) Victim had a SAFE exam, which was performed "[t]o collect forensic evidence that... may have been left behind by a suspect[;]" (2) several days later, he removed from the "SAFE locker" the physical evidence collected as a result of the SAFE exam and submitted it to the police evidence control unit; (3) the results of SAFE exams are put in the SAFE locker by the nurse who conducts the SAFE exam after he or she completes the exam; (4) a "SAFE locker" is a locker that is in the room next to where they conduct the exams and is secured behind two locked doors; and (5) the people with access to the SAFE locker are the "SAFE nurses, security that unlocks it and the primary detective who recovers it." Grubb additionally testified that when submitting the evidence to the police evidence control unit, an officer "fill[s] out a 56 form which is a form [that] just states what the item is to be submitted to evidence control ...," and that they are submitted to evidence control "[f]or chain of custody purposes, to
Grubb further stated that when the police get pieces of evidence from SAFE exams they are: (1) "contained in an envelope and a bag if there's additional clothing that is too large or bulky to fit into the envelopes[;]" (2) sealed with a "piece of tape over it so that it cannot be tampered with[;]" and (3) marked with "a biohazard symbol on it and it's marked SAFE exam, Sexual Assault Forensic Exam." He further testified that in the present case, the complaint number was also written on the evidence taken from the SAFE exam. He also indicated that he "believed" that both Grubb's name and Victim's name were on the package. Grubb testified that the material is sealed with tape and marked with identifying information "[s]o that they can't be tampered with and ... the name of the detective and the victim so we know who it came from and who is the primary investigator on the case."
Matthew Stielper, the forensic biologist who testified that he conducted tests on the pieces of physical evidence in the case and found semen on the napkin, provided further testimony about the chain of custody. He first explained how evidence in general is handled, noting that: (1) the evidence is brought to the biology unit and "it's placed in our evidence vault which is secured" and "[o]nly analyst whose ID card will let them in there, you know, can access that evidence[;]" (2) once he collects the evidence "out of our vault I sign for it on our chain of custody indicating that it's in my possession and nobody else's so I'm responsible for it[;]" (3) before he opens the evidence and puts it on his "bench" to be tested, he will clean his bench to "make sure, you know, everything is clean[;]" and (4) he will "document whether the evidence was properly sealed to make sure nobody tampered with it beforehand."
Stielper then confirmed that he worked on the "case under CC number 068B07346," and stated that all of the items under that "property number ... came from the rape kit that was collected from the victim." After testifying about the tests conducted on the swabs from Victim, Stielper addressed his testing of the item "listed as the tissue of the ejaculate[,]" or in other words, the napkin. He noted that "I don't have anything in my notes about it being improperly packaged so I don't recall what — what the outer package was." When asked, however, if it would have been "enclosed in something" and if it was not, whether he would have documented that in his notes, Stielper answered "yes."
After again agreeing that when he received the evidence in this case it was sealed and had "the CC number," Stielper stated that when he was finished with his analysis of the different items, including the napkin, he "properly seal[ed] the packages again." Elaborating, Stielper testified that he "put some evidence tape across wherever I open the package and after I put the blue tape on I sign my initials and date over that seal. So in other words, half of my signature is on the tape and the package as well. That way if any kind of tampering of that evidence occurred it would be obvious based on how I wrote my signature over that seal."
Next, Ms. Fulmer, the supervisor from Bode, testified. As noted above, she testified about the general safeguards in place at Bode to ensure the reliability of DNA test results. Although Fulmer also testified that she does not review every one of Shield's cases, when asked if she reviewed "[Shields's] case under case number 068B as in boy, 07346[,]" Fulmer said yes. Looking at the Shields report, which indicated the results of Shields's analysis in the case, Fulmer identified the materials
As noted above, Cooper argued at trial that the State failed to establish the chain of custody of the napkin, specifically between the Baltimore City Police and Bode. The prosecutor responded that the State did not have to establish chain of custody because "[i]t goes to weight not admissibility[,]" and furthermore the State sufficiently established the chain of custody. The trial judge agreed with the State and overruled the objection noting "[t]he issue has to do with — I do agree is with the weight and how you're going to argue it as opposed to whether it actually comes in."
When determining whether a proper chain of custody has been established courts examine whether there is a "reasonable probability that no tampering occurred." Breeding v. State, 220 Md. 193, 199, 151 A.2d 743, 747 (1959). As the Court of Special Appeals has noted in Wagner v. State, 160 Md.App. 531, 864 A.2d 1037 (2005), "[t]he circumstances surrounding [an item of evidence's] safekeeping in that condition [that is substantially the same as when it was seized] in the interim need only be proven as a reasonable probability[,] and in most instances is established by responsible parties who can negate a possibility of tampering and thus preclude a likelihood that the thing's condition was changed." 160 Md.App. at 552, 864 A.2d at 1049-50 (quotation omitted).
There is sufficient evidence in the record for the conclusion that "no tampering occurred" with respect to the napkin. The Shields report shows the results of tests from case "06-8B-07346," the same number that appeared on the sealed envelopes containing evidence which Stielper tested in the BPD lab. The chances of the napkin not being the napkin Victim brought to the hospital but somehow ending up being labeled as part of the case is unlikely. Similarly, the chances of Cooper's DNA being placed on the napkin through tampering when the napkin had been transferred from the Victim to a locker behind locked doors at the hospital to the evidence control unit to the police laboratory and then to Bode is remote. Because the evidence presented indicates that it is unlikely that tampering undermined the integrity of the napkin, we conclude that the State has provided sufficient testimony to establish the chain of custody as to the napkin. See Nixon v. State, 204 Md. 475, 483, 105 A.2d 243, 247 (1954).
In his appellate brief, Cooper asserts that "[t]he trial court erred in admitting the report and attendant testimony because it amounted to inadmissible hearsay." Cooper notes that:
As noted, when trial judge permitted, over objection, Fulmer to testify to the content of the Shields report, he stated "she can testify to — as an expert to the reports of another individual." We agree with the State that this can be understood to mean that under Rule 5-703, the Shields report was admitted as the basis for Fulmer's expert opinion.
Almost 80 years ago, Judge Francis Neal Parke wrote for this Court that "[i]t has been the practice in this jurisdiction for some years to permit an expert to express his [or her] opinion upon facts in the evidence which he [or she] has heard or read, upon the assumption that these facts are true." Quimby v. Greenhawk, 166 Md. 335, 338, 171 A. 59, 61 (1934). Maryland Rule 5-703(a) codifies this, permitting an expert to base his or her opinion on "first-hand knowledge, hearsay, or a combination of the two." 6 Lynn McLain, Maryland Practice: Maryland Evidence State and Federal § 703:1(a) (2d.2001). And, if evidence constitutes inadmissible hearsay, it cannot be admitted as substantive evidence, Maryland Rule 5-703(b) permits a trial judge, in his or her discretion, to admit evidence as the factual basis for the expert's opinion if the evidence is unprivileged, trustworthy, reasonably relied upon by the expert, and necessary to "illuminate" the expert's testimony. See Brown v. Daniel Realty Co., 409 Md. 565, 601, 976 A.2d 300, 321 (2009) ("[F]our elements must be satisfied for a document to be admissible under this rule. The document must be (1) trustworthy, (2) unprivileged, (3) reasonably relied upon by an expert in forming her or his opinion, and (4) necessary to illuminate that expert's testimony.").
Cooper does not argue that the Shields report was privileged. Furthermore, we infer from the trial judge's admission of the Shields report that he found it to be trustworthy. Moreover, under Section 10-915 of the Courts and Judicial Proceedings Article, the Maryland Legislature has
We also determine that the trial judge did not abuse his discretion in concluding that Fulmer relied upon the Shields report and its admission illuminated her testimony. Fulmer testified that when she reviewed Shields's work, she "ma[de] sure... [Shields] performed the right procedures, that the data looks accurate and then I also agree with the results that she generated and issued in her report." In other words, Fulmer adopted the results in the Shields report. We conclude that the trial judge did not abuse his discretion in determining that Fulmer relied upon the Shields report. In addition, the trial judge also did not abuse his discretion when he admitted the report into evidence, as the content of the report illuminated the conclusions Fulmer adopted.
Cooper argues in his brief that "[t]he trial court erred in admitting the [Shields] report and attendant testimony [of Fulmer] in violation of [Cooper's] federal and State right/s of confrontation." Much of Cooper's argument relies on our 2011 opinion in Derr v. State, 422 Md. 211, 29 A.3d 533 (2011) (Derr I), where we held that the Confrontation Clause was violated by the admission of forensic test results through the testimony of an expert witness who did not conduct the tests producing those results. The State, in response, argues in its appellate brief that because Cooper did not properly raise his right to confront witnesses in the trial court, "Cooper's Confrontation Clause argument is not preserved for review."
On June 29, 2012, the United States Supreme Court (the "Supreme Court") vacated our earlier judgment in Derr I, and remanded the case to this Court "for further consideration in light of [the United States Supreme Court's 2012 decision in] Williams v. Illinois, 567 U.S. ___, 132 S.Ct. 2221, 183 L.Ed.2d 89 (2012)." Maryland v. Derr, ___ U.S. ___, 133 S.Ct. 63, 64, 183 L.Ed.2d 700 (2012). As a vacated decision, Derr I is no longer good law in Maryland. Recently, we issued Derr v. State, 434 Md. 88, 73 A.3d 254 (2013) ("Derr II"), where we applied Williams and held that there was no violation of Mr. Derr's right of confrontation. Applying Derr II, we conclude that Cooper's right of confrontation was not violated in this case.
Both the Sixth Amendment to the United States Constitution
Since it was decided in 2004, this Court has followed the framework articulated by the Supreme Court in Crawford v. Washington, 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004), to analyze whether the Confrontation Clause has been violated. See Cox, 421 Md. at 642, 28 A.3d at 694; Langley v. State, 421 Md. 560, 562, 28 A.3d 646, 647 (2011); State v. Lucas, 407 Md. 307, 311, 965 A.2d 75, 78 (2009); State v. Snowden, 385 Md. 64, 68, 867 A.2d 314, 316 (2005). Under Crawford, and its progeny, the right of confrontation is implicated only when two conditions are met: the challenged out-of-court statement or evidence must be presented for its truth and the challenged out-of-court statement or evidence must be "testimonial." See Derr II, 434 Md. at 106-07, 73 A.3d at 265; Cox, 421 Md. at 643, 28 A.3d at 694; Michigan v. Bryant, 562 U.S. ___, 131 S.Ct. 1143, 1153, 179 L.Ed.2d 93, 104 (2011); Crawford, 541 U.S. at 59-60 n. 9, 124 S.Ct. at 1369 n. 9, 158 L.Ed.2d at 197-98 n. 9. Cooper's argument that the admission of the Shields report violated his right to confront witnesses fails because the Shields report is not testimonial under Williams, as we have interpreted the case in Derr II.
In Melendez-Diaz v. Massachusetts, 557 U.S. 305, 129 S.Ct. 2527, 174 L.Ed.2d 314 (2009) and Bullcoming v. New Mexico, 564 U.S. at ___, 131 S.Ct. 2705, 180 L.Ed.2d 610 (2011), the Supreme Court concluded that the forensic test results at issue in those cases were testimonial and their introduction violated the Confrontation Clause. The Court, however, did not conclude that all forensic test results are testimonial. In Williams, five members of the Supreme Court concluded that admission of the results of a DNA test conducted by a private laboratory were not testimonial, and therefore, the admission of the results through the testimony of an expert witness who did not participate in the testing, and did not work at the lab where the DNA was tested, did not violate the Confrontation Clause.
There was no majority opinion of the Court in Williams. Both the plurality opinion, authored by Justice Alito and joined by Chief Justice Roberts and Justices Kennedy and Breyer,
In Derr II, this Court determined that "courts should rely on Justice Thomas's concurrence to determine whether a statement is formalized." Derr II, 434 Md. at 116, 73 A.3d at 271. In Williams, Justice Thomas explained that testimonial statements include "formalized testimonial materials, such as depositions, affidavits, and prior testimony, or statements resulting from formalized dialogue, such as custodial interrogation." 567 U.S. at ___, 132 S.Ct. at 2260, 183 L.Ed.2d at 133 (Thomas, J., concurring in judgment) (citation and quotation omitted). Applying this standard, Justice Thomas concluded that the challenged forensic evidence at issue in Williams was nontestimonial because it "lacks the solemnity of an affidavit or deposition, for it is neither a sworn nor a certified declaration of fact. Nowhere does the report attest that its statements accurately reflect the DNA testing processes used or the results obtained." 567 U.S. at ___, 132 S.Ct. at 2260, 183 L.Ed.2d at 133 (Thomas, J., concurring in judgment) (citation omitted). Justice Thomas's concurrence further notes that the challenged "report is signed by two reviewers, but they neither purport to have preformed the DNA testing nor certify the accuracy of those who did. And, although the report was produced at the request of law enforcement, it was not the product of any sort of formalized dialogue resembling custodial interrogation." 567 U.S. at ___, 132 S.Ct. at 2260, 183 L.Ed.2d at 133-34 (Thomas, J., concurring in judgment) (citation omitted). Finally, when Justice Thomas distinguished the results in Williams from those found to be testimonial in Melendez-Diaz and Bullcoming, he noted that the reports at issue in Melendez-Diaz were "sworn to before a notary public by [the] analysts who tested the substance ...[,]" and the report at issue in Bullcoming "though unsworn, included a Certificate of Analyst signed by the forensic analyst who tested the defendant's blood sample" and the analyst affirmed the proper handling of the sample, that the statements in the report were correct, and that the analyst had "followed the procedures set out on the reverse of the report." 567 U.S. at ___, 132 S.Ct. at 2260, 183 L.Ed.2d at 134 (Thomas, J., concurring in judgment) (quotation omitted). Justice Thomas concluded that "what distinguishes the two [results in Bullcoming and Williams] is that the [challenged] report
The Shields report, as it appears in the record, is a two page document indicating, among other things, when the report was created, what items were tested, what procedures were used to develop the results, and the DNA results developed from the testing. Nowhere on either page of the report, however, is there an indication that the results are sworn to or certified or that any person attests to the accuracy of the results. Although Bode developed the results at the request of the Baltimore City Police Department, the Shields report is not the result of any formalized police interrogation. Therefore, applying Justice Thomas's reasoning we conclude that the Shields report lacks the formality to be testimonial. Because a violation of the Confrontation Clause requires that the offered statement or evidence be both testimonial and introduced for its truth, we conclude that the introduction of the Shields report at trial did not violate Cooper's right of confrontation.
Cooper also alleges in his brief that out-of-court statements by Victim were admitted through the testimony of Roommate and Detective Grubb in violation of the rule against hearsay. Cooper asserts that the trial judge improperly admitted these statements as "prompt reports" of sexual assault victims under Maryland Rule 5-802.1(d).
The States responds in its brief that pursuant to Rule 5.802.1(d), "once the victim's veracity has been challenged, the State is allowed to elicit additional details concerning the prompt complaint. In this case, the more detailed versions of the prompt complaints were admitted only after Cooper had — in his opening statement and his cross-examination of the victim — attacked the credibility of the victim." The State further argues, "Cooper does not at all address the court's alternative basis for admitting the victim's statements. The statements that were admitted were excited utterances, and were therefore admissible as exceptions to the hearsay rule."
The first testimony Cooper challenges is Roommate's testimony. The important portions for analyzing whether inadmissible hearsay was admitted are as follows:
For our analysis, the pertinent portion of Detective Grubb's testimony was as follows:
In this case, there is no real question that both the testimonies of Grubb and Roommate contained hearsay. Both Roommate and Grubb testified as to what Victim told them about the details of her attack. Both witnesses were relaying out-of-court statements by Victim. The State offered both witnesses' testimonies about what Victim told them happened as substantive evidence of the fact that Victim was picked up by a hack taxi and the driver robbed her and then sexually assaulted her.
Although, hearsay evidence generally is inadmissible at trial, Maryland recognizes certain exceptions to the rule which "usually involve those situations where circumstances lend credibility to the statement, thus vitiating the reason for the rule[,]" including for excited utterance. See Parker v. State, 365 Md. 299, 312-13, 778 A.2d 1096, 1103 (2001) (quotation omitted). In Parker v. State, 365 Md. 299, 778 A.2d 1096 (2001), we noted that when introducing a hearsay statement under the excited utterance exception, "[t]he proponent of a statement purporting to fall within the excited utterance exception must establish the foundation for admissibility, namely personal knowledge and spontaneity." 365 Md. at 313, 778 A.2d at 1104. Additionally, we note that when determining "the admissibility or rejection of `excited utterance' testimony[,]" we apply "a case by case analysis." Johnson v. State, 63 Md.App. 485, 493, 492 A.2d 1343, 1347 (1985).
As to the first condition, personal knowledge, there is no question that Victim had personal knowledge about the details of her attack when she spoke to Roommate and Grubb. She was the victim of the attack.
We are persuaded the second condition, spontaneity, was also met when Victim told both Roommate and Grubb about her attack. As we have held in the past:
State v. Harrell, 348 Md. 69, 77, 702 A.2d 723, 727 (1997) (citations and quotation omitted). Even before "the adoption of Title 5 of the Maryland Rules [in 1994], we noted that the excited utterance exception requires a startling event and a spontaneous statement which is the result of the declarant's reaction to the occurrence." Harrell, 348 Md. at 78, 702 A.2d at 727 (quotation omitted). One who is the victim of a sexual assault or rape is clearly involved in a "startling event" that can trigger an excited utterance. See Davis v. State, 125 Md.App. 713, 716, 726 A.2d 872, 873 (1999); Harmony v. State, 88 Md.App. 306, 320-21, 594 A.2d 1182, 1189 (1991). With both testimonies, we conclude that there was sufficient facts in the record to indicate that when Victim told Roommate and Grubb respectively about her attack she was "still emotionally engulfed by the situation," such that her statements about her attack were "excited utterances." Harrell, 348 Md. at 77, 702 A.2d at 727 (quotation omitted).
Grubb testified that he spoke to Victim after she arrived at the hospital approximately one hour after her attack. It is not clear whether Grubb asked Victim what happened before she told him the details of the attack. The time interval between the event and the statement and whether a statement was made in response to a question are both factors a court can consider, but neither is dispositive. Harrell, 348 Md. at 77, 702 A.2d at 727. In Cassidy v. State, 74 Md.App. 1, 17, 536 A.2d 666, 674 (1988), Judge Moylan explained that "[a]n obvious factor in determining the continuing presence of the exciting influence is the time factor." He then noted the discussion of the "time factor" in McCormick on Evidence:
Cassidy, 74 Md.App. at 17, 536 A.2d at 674 (emphasis added) (quoting C. McCormick, McCormick on Evidence § 297, at 856 (3d ed.1984)). Examining the totality of circumstances we are persuaded that Victim's statement to Grubb about the attack was sufficient to support the conclusion that the statement was an excited utterance.
Grubb testified that when Victim spoke to him, "[s]he was emotional and at times tearful." Although an hour had passed, as far as Detective Grubb knew, Victim was still wearing the same clothing she wore at the time of the attack. Previously, Victim had testified that when she arrived at the hospital, Grubb introduced himself as "a detective for the Sexual Assault Unit." Under the circumstances, we conclude that it was not a legal error or an abuse of discretion for the trial judge to admit statements made by Victim as excited utterances when she had been sexually assaulted approximately one hour earlier, her demeanor was such that she was "tearful" and "emotional," she was still wearing the same clothing she wore at the time of the attack, and she was distraught when speaking to a detective after having been brought to a hospital to be examined physically
Both Victim's statements to Roommate and Grubb were excited utterances. Therefore, the Roommate's and Grubb's testimony relaying those statements was not inadmissible hearsay.
In the present case, the introduction of the Shields report was proper and did not violate either the Maryland Rules or Cooper's constitutional rights. Additionally, Victim's statements to Roommate and Grubb were properly admitted as excited utterances. Because we conclude that no constitutional or other legal infirmity has been shown, we affirm Orville Cooper's conviction.
McDonald, J., Concurs.
Chief Judge BELL dissents from this opinion for the same reasons articulated in the dissenting opinion in Derr v. State, 434 Md. 88, 73 A.3d 254 (Derr II).
McDONALD, J., Concurring.
I join the Court's opinion with the exception that I join in the judgment only as to the Confrontation Clause issue, for the reasons set forth in my concurring opinion in Derr v. State, No. 6. September Term 2010 (August 22, 2013).