ELDRIDGE, J.
In an opinion and order filed in this case on January 4, 2012, but not officially published because of motions for reconsideration, Judge (now Chief Judge) Barbera for the Court referred to "the complex procedural history of this case." Since that time, the case's procedural history has become a great deal more complex. Despite the historical complexity, however, the case both then and now has presented a single broad legal issue: whether an indigent criminal defendant is entitled to state-furnished counsel at the defendant's initial appearance before a District Court Commissioner pursuant to Maryland Rule 4-213(a).
Plaintiffs in this case filed a complaint in the Circuit Court for Baltimore City alleging that they were denied Public Defender representation during their initial appearance proceedings before a District Court Commissioner. They named as defendants the District Court of Maryland, the Chief Judge of the District Court of Maryland, the Administrative Judge of the District Court in Baltimore City, and several other District Court officials in Baltimore City.
Plaintiffs Quinton Richmond, Jerome Jett, Glenn Callaway, Myron Singleton, Timothy Wright, Keith Wilds, Michael LaGrasse, Ralph Steele, Laura Baker, Erich Lewis, and Nathaniel Shivers were each separately arrested for unrelated criminal activity occurring in Baltimore City. Each plaintiff was arrested for a "serious offense"
While the Rules indicate that a defendant's first appearance must be before a "judicial officer," the Rules also provide that a "judicial officer" may be either a District Court Commissioner or a Judge. Maryland Rule 4-102(f). In each criminal case involving the plaintiffs in this civil case, the judicial officer was a District Court Commissioner. The parties agree that it is general practice that Commissioners, rather than District Court Judges, preside over initial appearances. A Commissioner need not be a lawyer. See Maryland Code (1974, 2013 Repl. Vol.) § 2-607(b) of the Courts and Judicial Proceedings Article; Rule 4-102(f); State v. Smith, 305 Md. 489, 501-505, 505 A.2d 511, 517-519, cert. denied, 476 U.S. 1186, 106 S.Ct. 2925, 91 L.Ed.2d 552 (1986).
The District Court Commissioner determines at the initial appearance, pursuant to Maryland Rule 4-216, whether a plaintiff is eligible for pretrial release. If a defendant was arrested without a warrant, the Commissioner determines whether there was probable cause for each charge and for the arrest. If there was no probable cause, the defendant is released with no conditions of release.
If the Commissioner finds that there was probable cause, Rule 4-216(f) details the numerous factors a Commissioner must take into consideration when imposing "on the defendant the least onerous condition or combination of conditions of release" that serves the purposes of "ensur[ing] the appearance of the defendant," "protect[ing] the safety of the alleged victim," and "ensur[ing] that the defendant will not pose a danger to another person or to the community." These factors include, among other things, the nature and circumstances of the offense charged, the defendant's prior record of appearance at court proceedings, and the defendant's family ties, employment status, financial resources, reputation, character, and length of residence in the community and in the State. The recommendation of the State's Attorney and any information presented by the defendant or defendant's counsel also must be considered.
If a Commissioner does not release an arrested individual following this initial appearance, the defendant must be presented to a District Court Judge "immediately if the Court is in session, or if the Court is not in session, at the next session of the Court."
As numerous briefs to this Court pointed out, the failure of a Commissioner to consider all the facts relevant to a bail determination can have devastating effects on the arrested individuals. Not only do the arrested individuals face health and safety risks posed by prison stays, but the arrested individuals may be functionally illiterate and unable to read materials related to the charges. Additionally, they may be employed in low wage jobs which could be easily lost because of incarceration. Moreover, studies show that the bail amounts are often improperly affected by race.
In Baltimore City, an arrestee's initial appearance occurs in a "tiny narrow booth" in Central Booking Jail, which does not allow the public to attend the proceeding.
At each of the initial appearances involved in this case, the plaintiff requested an attorney to represent him or her, and also informed the Commissioner that he or she was unable to afford an attorney. Despite the plaintiffs' requests, the Commissioner declined to appoint attorneys and proceeded by setting bails.
In the present civil case, the District Court defendants filed a motion in the Circuit Court for summary judgment as to all claims, and the plaintiffs filed a cross-motion for partial summary judgment. The Circuit Court granted the defendants' motion for summary judgment and entered final judgment for the District Court defendants. The plaintiffs timely appealed and, while the case was pending in the Court of Special Appeals, this Court issued a writ of certiorari. After briefing and oral argument in this Court, we held that, under Rule 2-211(a), the Circuit Court should have dismissed the complaint because of the plaintiffs' failure to join the Public Defender as a party to the action. See Richmond v. District Court of Maryland, 412 Md. 672, 990 A.2d 549 (2010). We vacated the Circuit Court's judgment and remanded the case to the Circuit Court with directions to dismiss the complaint unless the plaintiffs joined the Public Defender as a party.
In the Circuit Court on remand, the Public Defender was joined as a defendant
Both the Public Defender and the District Court defendants noted timely appeals. The plaintiffs cross-appealed and also filed in this Court a petition for a writ of certiorari. The questions presented by the plaintiffs queried whether indigent defendants have a right to counsel at initial appearance proceedings before District Court Commissioners under any of the following: Maryland's Public Defender Act, the Sixth Amendment, Article 21 of the Maryland Declaration of Rights, the Federal Constitution's due process guarantee or the Maryland Declaration of Rights' due process guarantee. The Public Defender filed a cross-petition for certiorari, questioning whether the Circuit Court erred in issuing its declaratory judgment "without in any way addressing remedy and how ... [a] funding shortfall" created by the need to provide counsel at initial appearances before commissioners "might be practicably addressed." This Court granted the petitions. DeWolfe v. Richmond, 420 Md. 81, 21 A.3d 1063 (2011).
In the opinion filed January 4, 2012, this Court held that, under § 16-204(b) of the Public Defender Act, indigent defendants are entitled to public defender representation at any initial appearance proceeding conducted before a commissioner. Because the case was decided on statutory grounds, the Court did not reach the state and federal constitutional issues.
We pointed out that the Commissioner must take into account numerous considerations when determining whether a defendant is to be released on his or her own recognizance or incarcerated pending the subsequent District Court bail review. Given the number of factors considered by the Commissioner, we held that the "presence of counsel for that determination surely can be of assistance to the defendant in that process." Moreover, the Court gave credence to the plaintiffs' argument that
The Court further held on January 4, 2012, that, because the Public Defender Act then provided for representation for indigent persons at "any other proceeding in which confinement under a judicial commitment of an individual in a public or private institution may result," representation should be provided not only to those charged with a "serious offense," but to all indigent persons requesting representation. The Court did not decide whether an indigent criminal defendant had a federal or state constitutional right to state-furnished counsel at an initial appearance before a District Court Commissioner.
While motions for reconsideration of our January 4, 2012, opinion and order Chs. 504 and 505 of the Acts of 2012.
As such, the first opportunity an arrested indigent individual would have to consult with counsel furnished under the Public Defender Act would occur during the District Court Judge's bail review proceeding. This bail review proceeding should occur directly after the detainee's initial appearance before the Commissioner if the District Court is in session. If the District Court is not in session, however, during intervals such as weekends and holidays, the bail review hearing will occur at the District Court's next session. This delay until the District Court's next session could result in an individual being incarcerated through the weekend or holidays before having an opportunity to consult with appointed counsel or challenge the bail set by the Commissioner.
Due to the above-quoted legislative change in the Public Defender Act, some
On August 22, 2012, the Court issued an amended order determining that "a remand for further development of the factual record [was] unnecessary" and that
Supplemental briefs by the parties and amicae were filed, and the Court has heard additional oral arguments.
Because of the amendment to the Public Defender statute, this Court must decide whether an indigent criminal defendant has a constitutional right to state-furnished counsel at an initial appearance before a District Court Commissioner. We shall hold that, under the Due Process component of Article 24 of the Maryland Declaration of Rights, an indigent defendant has a right to state-furnished counsel at an initial appearance before a District Court Commissioner. We shall not decide whether an indigent defendant, at an initial appearance before a District Court Commissioner, has a right to state-furnished counsel under the Sixth or Fourteenth Amendments to the Federal Constitution or under Article 21 of the Maryland Declaration of Rights.
Article 24 of the Maryland Declaration of Rights provides as follows:
"Article 24. Due Process.
The procedural due process component of the Maryland Declaration of Rights' Article 24 has long been construed by this Court to require, under some circumstances, state-furnished counsel for indigent defendants. See, e.g., Coates v. State, 180 Md. 502, 512, 25 A.2d 676, 680, cert. denied, 317 U.S. 625, 63 S.Ct. 33, 87 L.Ed. 506 (1942) ("In these cases now before us, our conclusion is that counsel should have been appointed as an essential of due process of law"); Jewett v. State, 190 Md. 289, 296-297, 58 A.2d 236, 238 (1948) ("Without attempting to trace the tenuous line between what does and what does not constitute due process in this respect, we may say that we think the wise practice, in any serious case, is to appoint counsel unless the accused intelligently waives such appointment"). This interpretation of Article 24 pre-dates, by several years, the Court's construction of Article 21 to require state-furnished counsel for criminal defendants.
The above-cited cases, and similar early cases, did not go so far as holding that
The Court in Rutherford then turned to the requirements of due process, stating (296 Md. at 358, 464 A.2d at 234, emphasis added):
The opinion then pointed out that the right to state-furnished counsel for indigents extends "to civil juvenile delinquency proceedings because of `the awesome prospect of incarceration in a state institution,'" Rutherford, ibid., quoting In re Gault, 387 U.S. 1, 36-37, 87 S.Ct. 1428, 1449, 18 L.Ed.2d 527, 551 (1967).
The Rutherford opinion then reviewed cases throughout the country, pointing out that the majority of jurisdictions held that there was a right to state-furnished counsel for indigents in proceedings like the ones before the Court. This Court also pointed out that there was a minority rule that "special circumstances" were required before the right to counsel attached in such proceedings. Rutherford then held as follows (296 Md. at 360-361, 464 A.2d at 235, emphasis added):
The principle set forth in Rutherford, that the due process right to counsel under Article 24 of the Declaration of Rights is broader than the right to counsel under Article 21 or the Sixth Amendment has been reaffirmed by the Court on numerous occasions. See, e.g., Grandison v. State, 425 Md. 34, 54, 38 A.3d 352, 364 (2012),
Moreover, regardless of whether the source of an indigent defendant's right to state-furnished counsel was Article 24 or Article 21 of the Declaration of Rights, we have reaffirmed that the right attaches in any proceeding that may result in the defendant's incarceration. See, e.g., Zetty v. Platt, 365 Md. 141, 156, 776 A.2d 631, 639 (2001) (Applying Rutherford, the Court reversed a contempt judgment because the indigent defendant was denied the right to appointed counsel in a civil contempt proceeding); Vincenti v. State, 309 Md. 601, 604, 525 A.2d 1072, 1074 (1987) (Constitutional right to counsel attaches to probation revocation proceedings which are civil proceedings in Maryland); Parren v. State, 309 Md. 260, 262, 523 A.2d 597, 598 (1987); Lodowski v. State, supra, 307 Md. at 248, 513 A.2d at 308 (Reiterates that "`an indigent defendant in a civil contempt proceeding cannot be sentenced to ... incarceration unless counsel has been appointed to represent him or he has waived the right to counsel'"); Williams v. State, 292 Md. 201, 218, 438 A.2d 1301, 1309 (1981) (There is an "absolute right of counsel if there is a danger of incarceration"); State v. Bryan, 284 Md. 152, 158 n. 5, 395 A.2d 475, 479 n. 5 (1978) ("[I]t would be hard to gainsay that a probationer in a Maryland revocation proceeding would not now be entitled to appointed counsel" as a matter of due process).
Section 16-204(b)(2)(i) of the amended Public Defender Act does grant an indigent defendant a right to state-furnished counsel at a bail review hearing before a judge. This provision, however, does not rectify the constitutional infirmity of not providing counsel for an indigent defendant at the initial proceeding before a Commissioner. As a matter of Maryland constitutional law, where there is a violation of certain procedural constitutional rights of the defendant at an initial proceeding, including the right to counsel, the violation is not cured by granting the right at a subsequent appeal or review proceeding.
Thus, in Zetty v. Platt, supra, 365 Md. at 155-160, 776 A.2d at 639-642, the indigent defendant was denied his right to state-furnished counsel at a civil contempt proceeding, but, in a later hearing after the defendant filed a motion for reconsideration, the defendant was represented by counsel. This Court, in an opinion by Judge Cathell, first held that, under Rutherford, the defendant was denied due process of law at the initial hearing when the
See Reed v. Foley, 105 Md.App. 184, 196-197, 659 A.2d 325, 331-332 (1995) (The court held that the denial of the due process right to counsel at a hearing before a master was not cured by providing the defendant counsel at the exceptions hearing before a judge). See also Kawamura v. State, 299 Md. 276, 291-292, 473 A.2d 438, 446-447 (1984) (Denial of the right to a jury trial in the District Court was not cured by providing a jury trial at a de novo appeal in a circuit court); Danner v. State, 89 Md. 220, 226, 42 A. 965 (1899).
Furthermore, this Court's January 4, 2012, opinion pointed to some of the of the benefits when defendants have counsel at the initial hearings, and what often occurs at bail review hearings:
JUDGMENT OF THE CIRCUIT COURT FOR BALTIMORE CITY, EXCEPT FOR THE DECLARATORY JUDGMENT, AFFIRMED FOR THE REASONS SET FORTH IN OUR OPINION AND ORDER OF JANUARY 4, 2012. DECLARATORY JUDGMENT OF THE CIRCUIT COURT FOR BALTIMORE CITY VACATED AND CASE REMANDED TO THE CIRCUIT COURT FOR THE ENTRY OF A DECLARATORY JUDGMENT IN ACCORDANCE WITH THIS OPINION. COSTS TO BE PAID BY THE STATE OF MARYLAND.
BARBERA, C.J., HARRELL and ADKINS, JJ., dissent.
BARBERA, C.J., dissenting, which HARRELL and ADKINS, JJ., join.
Respectfully, I dissent. The majority holds that, "under Article 24 of the Maryland Declaration of Rights, an indigent defendant is entitled to state-furnished counsel at an initial hearing before a District Court Commissioner." Maj. Op. at 464, 76 A.3d at 1031. Certainly, such a right to counsel existed under a previous iteration of Maryland's Public Defender Act. See DeWolfe v. Richmond, 434 Md. 403, 76 A.3d 962, 2012 WL 10853 (2012) ("Richmond I"); Md. Code (2001, 2008 Repl. Vol.), § 16-204(b)(2) of the Criminal Procedure Article.
Article 24 of the Maryland Declaration of Rights requires that "no man ought to be taken or imprisoned or disseized of his freehold, liberties or privileges, or outlawed, or exiled, or, in any manner, destroyed, or deprived of his life, liberty or property, but by the judgment of his
In Rutherford v. Rutherford, 296 Md. 347, 464 A.2d 228 (1983), this Court stated:
Id. at 360-61, 464 A.2d 228.
The majority seizes upon this language and seems to extrapolate from it to hold that the type of "proceeding" addressed in Rutherford — a court hearing at which an indigent person, unrepresented by counsel, is incarcerated by court order upon a judicial finding of civil contempt — is the equivalent, for purposes of Article 24, of the initial appearance before a District Court Commissioner. The majority bolsters this notion by invocation of other cases in which this Court has stated and/or held, by resort to the Maryland Declaration of Rights, that a person is entitled to counsel if there is a threat of incarceration.
In all of the cases cited by the majority, the proceedings at issue were, to the last, in-court proceedings, conducted by a judge and having the potential to result in a judge-ordered term of incarceration that was final, save for the possibility of a subsequent court proceeding at which the defendant would have the right to counsel. The initial appearance before a District Court Commissioner has none of those features.
Under the current iteration of the Public Defender Act, related statutory provisions, and applicable Rules of Procedure, the initial appearance before the Commissioner involves the following. The Commissioner evaluates whether there was probable cause for an arrest, determines whether a defendant should be released and what conditions should accompany any release, and informs a defendant of his or her right to counsel. Maryland Code (1973, 2013 Repl. Vol.), § 2-607(c) of the Courts and Judicial Proceedings Article ("CJ"). The Commissioner must make a written record of the probable cause determination and commit to writing all communications between the Commissioner and the parties, including the State's Attorney's Office. Rule 4-216(a) and (b). Furthermore, any
The initial bail hearing before a Commissioner does not result in a final determination of incarceration because no decision made by a Commissioner will lead to a defendant's languishing in custody without judicial review. Indeed, the law affirmatively requires that the Commissioner's initial bail decision be reviewed quickly by a judge, at a formal, in-court proceeding, at which every defendant — indigent or not — is entitled to representation by counsel. The very fact of speedy review of the Commissioner's preliminary determination, by a judge at a formal court proceeding where defense counsel can argue against the Commissioner's initial bail decision, negates any realistic concern about unfair procedural process. See Baker v. McCollan, 443 U.S. 137, 145, 99 S.Ct. 2689, 61 L.Ed.2d 433 (1979) (concluding that "a detention of three days over a New Year's weekend does not and could not amount" to a deprivation of due process).
Although decided under the Fourth Amendment, I find instructive the Supreme Court's reasoning in County of Riverside v. McLaughlin, 500 U.S. 44, 111 S.Ct. 1661, 114 L.Ed.2d 49 (1991). In McLaughlin, the Court examined whether a county's decision to combine probable cause determinations with arraignment violated the Fourth Amendment's requirement that warrantless arrests be followed by a prompt judicial determination of probable cause. Id. at 47, 111 S.Ct. 1661. The Court concluded that a probable cause hearing must occur within 48 hours of arrest, and any hearings that take place within this time frame are presumptively constitutional. Id. at 57, 111 S.Ct. 1661. The Court described this outcome as "a reasonable accommodation between legitimate competing concerns." Id. at 57-58, 111 S.Ct. 1661.
The changes adopted by the majority today will assuredly alter the Commissioner hearing from an informal process into a mini-trial, all of which can be repeated again before a District Court judge within 24 hours if the outcome is not favorable to the defendant.
Judges Harrell and Adkins have authorized me to state that they join in the views expressed in this dissenting opinion.
WHEREAS, this Court filed an opinion and judgment in this case on January 4, 2012. Absent a timely petition for reconsideration, this Court's mandate would have issued on February 3, 2012, pursuant to Maryland Rule 8-606(b). Timely petitions for reconsideration of the January 4, 2012 decision were filed, along with motions to stay the Court's mandate. Consequently, on March 16, 2012, this Court stayed its mandate pending a decision on the petitions for reconsideration. Subsequently, memoranda were filed and oral
WHEREAS, this Court, on September 25, 2013, rendered an opinion and judgment on the motions for reconsideration. Therefore, the stay of mandate pending a decision on the petitions for reconsideration expired when that decision was rendered on September 25, 2013. This Court's mandate was issued on October 17, 2013, and
WHEREAS, the State of Maryland on October 23, 2013 filed in this Court a "MOTION TO RECALL MANDATE," stating that it "reasonably expected that the mandate would not issue before" the expiration of 30 days after the filing of the Court's September 25, 2013 opinion. Actually, as the above-recitation of the facts shows, the mandate had been stayed much longer than 30 days, and the stay of the mandate pending a decision on the motions for reconsideration expired on September 25, 2013, and
WHEREAS, the State of Maryland on October 25, 2013 filed in this Court a "MOTION FOR RECONSIDERATION" of this Court's September 25, 2013 decision re-arguing the merits of the September 25th decision. Also on October 25, 2013, the State of Maryland filed in this Court a "MOTION FOR STAY OF ENFORCEMENT OF THE JUDGMENT," contending that, for various reasons, more time is needed for the State government to comply with this Court's September 25, 2013 decision, it is this 6th day of November, 2013
ORDERED, by the Court of Appeals of Maryland, a majority of the Court concurring, that the State's motions to recall the mandate, for reconsideration, and for stay of enforcement of the judgment be, and they are hereby denied. This Court's September 25th decision only directed the Circuit Court for Baltimore City to enter a declaratory judgment in accordance with the Court's opinion. No other form of relief was then involved. Under the Maryland Declaratory Judgments Act, a declaratory judgment simply "declare[s] rights, status, [or] other legal relations," Maryland Code (1974, 2013 Repl.Vol.), § 3-403(a) of the Courts and Judicial Proceedings Article. The State of Maryland's arguments concerning the time needed to comply with the declaratory judgment ordered by the Court's September 25, 2013 decision, as well as any arguments by other parties, may be made in the Circuit Court if, and when, any party files in the Circuit Court an application for "Further relief based on [the] declaratory judgment," § 3-412(a) of the Declaratory Judgments Act. See, e.g., Nova v. Penske, 405 Md. 435, 458-461, 952 A.2d 275, 289-291 (2008); Bankers & Ship. Ins. v. Electro Enterprises, 287 Md. 641, 652-653, 415 A.2d 278, 285 (1980).
Maryland Rule 4-213 specifically states that a judicial officer must inform the defendant of the charges against him or her. The defendant must also be informed of his right to counsel at trial and, when applicable, his right to a preliminary hearing.
Furthermore, as this Court has pointed out on numerous occasions, many provisions of the Maryland Constitution, such as Article 24 of the Declaration of Rights, have counterparts in the United States Constitution, and we have said that the Maryland provision is in pari materia with its federal counterpart. Nevertheless, we have repeatedly emphasized that
This is especially true of Article 24 of the Maryland Declaration of Rights. This Court has held on several occasions that the protections provided under Article 24 are broader than those found in the United States Constitution. See, e.g., Tyler v. College Park, 415 Md. 475, 499-500, 3 A.3d 421, 434-435 (2010); Dua v. Comcast Cable of Maryland, Inc., supra, 370 Md. at 621, 805 A.2d at 1071 (2002); Attorney General v. Waldron, 289 Md. 683, 714, 426 A.2d 929, 946 (1981).
The wording of the Right-to-Counsel Clause in Article 21 has remained the same since the Constitution of 1776. Nevertheless, this Court's interpretation of the Clause has been an evolving process. Throughout most of our history since 1776, the clause was not construed as requiring the appointment of counsel for indigents but was "construed ... as merely doing away with the common law rule that denied representation by counsel," Edwardsen v. State, 220 Md. 82, 89, 151 A.2d 132, 136 (1959), and cases there cited. By the 1980s, however, we had taken the position that "[t]here is no distinction between the right to counsel guaranteed by the Sixth Amendment and Art. 21 of the Maryland Declaration of Rights." State v. Tichnell, 306 Md. 428, 440, 509 A.2d 1179, 1185, cert. denied, 479 U.S. 995, 107 S.Ct. 598, 93 L.Ed.2d 598 (1986). More recently, we have emphasized that the Right-to-Counsel Clause of Article 21 is an "independent Maryland Constitutional provision," and that Supreme Court decisions under the Sixth Amendment would not be binding with regard to the Right-to-Counsel Clause of Article 21. Perry v. State, 357 Md. 37, 85-87 and n. 11, 741 A.2d 1162, 1188-1189 and n. 11 (1999).
For a detailed history of Article 21, see Judge Wilner's opinions in Perry v. State, supra, and Baldwin v. State, 51 Md.App. 538, 444 A.2d 1058 (1982).