GREENE, J.
This case involves issues of law similar to our recently consolidated cases in Nalls v. State and Melvin v. State, 437 Md. 674, 89 A.3d 1126, 2014 WL 1613399 (2014). For the reasons explained in the majority opinion in Nalls & Melvin, and as summarized here, the judgment of the Court of Special Appeals shall be reversed. In this opinion, as we did in Nalls & Melvin, we address a challenge that has arisen since our decision in Valonis & Tyler v. State, 431 Md. 551, 66 A.3d 661 (2013). We reaffirm our holding in Valonis that a trial judge must comply fully with Md. Rule 4-246(b), and that failure to comply is reversible error. We further address what constitutes a trial judge's valid determination and announcement on the record under Rule 4-246(b), whether a defendant's failure to object precludes appellate review, and the appropriate sanction when a trial judge fails to comply with the waiver requirements.
The charges against Petitioner James Szwed ("Szwed") stemmed from a burglary of a house in Accokeek, Maryland. Szwed was indicted in the Circuit Court for Prince George's County, and charged with first, third, and fourth degree burglary, theft over $1000, and malicious destruction of property. At the conclusion of a bench trial, the court found Szwed guilty of all three burglary counts, theft under $1000,
Following Szwed's conviction, he noted an appeal the same day challenging the trial judge's acceptance of the defendant's jury trial waiver. The Court of Special Appeals affirmed the judgment in an unreported opinion prior to the publication of this Court's opinion in Valonis, 431 Md. 551, 66 A.3d 661. The intermediate appellate court held that because defense counsel failed to object at the time of the defendant's jury trial waiver, the issue was not preserved for review. Nonetheless, the Court of Special Appeals stated that had the issue been preserved, the court would have held that the trial judge sufficiently satisfied the announcement requirement under Md. Rule 4-246(b). We then granted certiorari, Szwed v. State, 432 Md. 467, 69 A.3d 474 (2013).
In his petition for certiorari, Szwed asks:
Petitioner argues that this Court can reach the merits of this case because, he contends, Valonis created an exception to the general contemporaneous objection requirement to preserve an issue for appeal. On the other hand, the State argues that we relied solely on our discretionary review
In Valonis, we held that a trial judge must comply with Md. Rule 4-246(b), and that failure to comply is reversible error. The Rule requires an in-court inquiry into the criminal defendant's waiver of his or her right to a jury trial. Although the inquiry may be conducted by the prosecutor, defense counsel, the court, or any combination of the three, the Rule also requires that the trial judge engage in the process and announce on the record a finding as to whether the defendant's waiver was made knowingly and voluntarily. In this Court's opinion in Nalls & Melvin, we emphasized that a trial judge's determination and announcement on the record must explicitly state the trial judge's findings that the criminal defendant's waiver of his right to a jury trial was made both knowingly and voluntarily. Although the trial judge need not recite any "magic words," the Rule requires the trial judge to address both concepts in making an explicit announcement on the record. Synonyms for or words other than "knowingly" and "voluntarily" that capture the concepts of the words used in the Rule can achieve compliance, so long as both concepts are represented.
In the instant case, the trial judge stated that: "I'm going to find that he made a free and voluntary election of a court trial versus a jury trial." "Free" and "voluntary" have the same meaning for purposes of compliance with this Rule. Nowhere did the trial judge acknowledge that Szwed's waiver was made "knowingly," and therefore, the trial court did not comply fully with Rule 4-246(b). As we held in Nalls & Melvin, addressing one half of the required announcement neither suffices as a valid announcement that the criminal defendant's jury trial waiver was both knowing and voluntary, nor confirms for the appellate courts that the trial judge was fully engaged in the process. We therefore conclude that the trial judge's announcement that Szwed "made a free and voluntary election of a court trial" did not comply with Rule 4-246(b).
As we held in Valonis and reaffirmed in Nalls & Melvin, the only appropriate sanction for noncompliance with Rule 4-246 is a reversal. Valonis, 431 Md. at 570, 66 A.3d at 672; Nalls & Melvin, 437 Md. at 694-95, 89 A.3d at 1137-38. Given the significance of the constitutional right protected by the Rule, a violation of the Rule is not a mere technicality. Failure to comply with Rule 4-246(b) constitutes reversible error and is not subject to harmless error analysis. Valonis, 431 Md. at 569, 66 A.3d at 671 ("[T]he trial judge's failure to announce its determination on the record is not a mere technicality and is not subject to harmless error analysis."). In addition, a limited remand would be impractical because the trial judge would be required to review a waiver colloquy that took place several months, if not years, prior, which would undermine the purpose of the Rule. As we repeated in Nalls & Melvin, "the underlying purpose of Rule 4-246(b) is to ensure, both for the
BATTAGLIA, J., concurs.
ADKINS, McDONALD and RAKER, JJ., dissent.
BATTAGLIA, J., concurring.
I concur for the reasons set forth in Nalls v. State and Melvin v. State, 437 Md. 674, 89 A.3d 1126, 2014 WL 1613399 (2014).
McDONALD, J., dissenting, which ADKINS and RAKER, JJ., join.
In this case, the Court reverses Mr. Szwed's convictions because the trial judge, at the conclusion of a lengthy pretrial colloquy with him concerning his knowledge of his right to a jury trial and his desire for a bench trial, stated, in what was no doubt a slip of the tongue, that she found his decision to be "free and voluntary" instead of "knowing and voluntary." The Court bases that decision largely on the precedent of Valonis v. State, 431 Md. 551, 66 A.3d 661 (2013).
I dissent, for the same reasons set forth in my dissent in Valonis, 431 Md. at 570-76, 66 A.3d 661.
It bears mention, however, what is not at stake in this appeal — and in the related appeals in Nalls, Melvin, and Morgan.
Unless we presume that the trial judges were not aware of the requirement that the waiver be knowing and voluntary — i.e., that the judges did not know why they were engaging in the colloquy with the defendants to confirm that fact — it is evident that each of the judges determined that the waivers were knowing and voluntary because, however each articulated that determination, each judge proceeded to conduct a bench trial without a jury. The only issue in these cases concerns the trial judge's verbal documentation of the judge's determination. In this case, the issue is whether the judge's failure to include the word "knowing" in her finding at the end of the colloquy negates her considerable
In the course of reversing Mr. Szwed's conviction, as well as those of Mr. Nalls and Mr. Melvin, the Court modifies the Valonis holding to declare that, henceforth, a defendant must register a contemporaneous objection in the trial court to preserve any complaint concerning the trial court's finding.
Presumably, under this new approach, the proliferation of Valonis appeals in this Court and in the Court of Special Appeals will abate. If a defendant must make a contemporaneous objection to an imperfect finding by the trial court to preserve the issue and does so, the trial court will inevitably correct any slip of the tongue and the desire for perfect documentation of the waiver will be satisfied.
Of course, even if the judge documents a waiver in whatever language we find acceptable, that is not necessarily the end of the story. For the same reason that a slip of the tongue in documenting a waiver should not result in reversal of a conviction, neither should a perfect rendition of the magic words render the substance of the colloquy immune from challenge. See Winters v. State, 434 Md. 527, 76 A.3d 986 (2013) (even though trial judge found that defendant "knowingly and voluntarily" waived jury trial, erroneous explanation by judge of burden of proof undermined that finding).
Finally, it is worth noting that the colloquy in this case covered the points suggested in the committee note to Rule 4-246, even though they are not required by the rule itself, to ensure that the waiver was Mr. Szwed's own decision and that he was aware of the consequences of his decision. Compare Transcript (September 26, 2011) at pp. 3-5 with Maryland Rule 4-246, committee note. Substitute the word "knowing" for "free" at the end and we would have to score this colloquy a perfect
Judge ADKINS and Judge RAKER advise that they join this opinion.