ADKINS, J.
An Administrative Law Judge found that Lauren McClanahan ("Mother") was responsible for child abuse and could be placed on the "central registry" maintained by the Department of Human Resources ("DHR"). This finding was based on Mother taking her child to health providers on multiple occasions after the child complained that her father had hurt her, and the child exhibited vaginal redness. Our decision hinges on the role of scienter in such a proceeding.
In 2010 the Washington County Department of Social Services ("the Department") conducted investigations of Mother's alleged abuse and neglect of her daughter ("R").
R received a ninth vaginal exam at a pediatric practice. Mother took R in because of a cough and an injury. When R reported that her father hurt her "bottom," a physician assistant examined her vaginal area. The assistant referred Mother to a medical facility equipped to further evaluate R. But at the Department's
The Department asked two experts in clinical child welfare, Dr. Carlton E. Munson ("Munson") and Ronald E. Zuskin, LCSW-C
After conducting its investigations, the Department notified Mother that it found her responsible for indicated child abuse mental injury and indicated child neglect. Exercising her right of appeal under Md. Code (1984, 2012 Repl.Vol.), § 5-706.1(b) of the Family Law Article ("FL"), Mother requested contested case hearings through the Office of Administrative Hearings to challenge both findings. The Administrative Law Judge ("ALJ") who was assigned to Mother's appeal held a hearing for both cases in 2011.
In its decision, the ALJ affirmed the Department's finding of indicated child abuse mental injury. Relying heavily on Munson's and Zuskin's assessments, the ALJ concluded that Mother's actions "were either an intentional attempt to manipulate and influence the outcome of an ongoing custody dispute with R[]'s father, or were a result of her subconscious efforts to have R[] remain close to her."
Munson concluded that Mother had caused R's mental injury by "engaging in conscious or unconscious suggestive utterances to R[] about abuse by the father and engaging in alienating activities related to the father." Munson also explained that R suffered emotional and behavioral problems because of Mother's "frequent abuse allegations," which "resulted in repeated exams and investigations." Zuskin reached similar conclusions. Although Zuskin did not state that Mother "coached" R to make false abuse allegations, he believed that Mother reinforced her daughter's behavior by responding to R's statements of abuse with "animal protectiveness and closeness." Munson and Zuskin contacted Amy Hershey, a licensed social worker who counseled R and incorporated their communications with her into their assessments of R.
The ALJ rejected Mother's argument that she had acted reasonably, ruling that no medical evidence justified the repeated allegations Mother and R had made. The ALJ authorized the Department to identify Mother in a central registry
The ALJ, however, modified the Department's finding of indicated child neglect to "ruled out child neglect." The ALJ reasoned that because Mother's acts already
Mother appealed the ALJ's decision to the Circuit Court for Washington County as provided by Md.Code (1984, 2014 Repl. Vol.), § 10-222(a) of the State Government Article ("SG"). Affirming the ALJ's decision, the Circuit Court concluded that Hershey's statements were not privileged and that the ALJ did not err in permitting Munson and Zuskin from relying on communications with and a report from Hershey. The court also found that Mother had failed to preserve her arguments that she was immune from liability by making a good faith report of child abuse, that Munson and Zuskin were not qualified as experts, and that Munson's and Zuskin's testimony was inadmissible. Finally, the Circuit Court rejected Mother's argument that a finding of indicated child abuse mental injury requires proof of intent.
In a reported opinion, the Court of Special Appeals affirmed the judgment of the Circuit Court. McClanahan v. Washington Cnty. Dep't of Soc. Servs., 218 Md.App. 258, 96 A.3d 917 (2014), cert. granted, 440 Md. 461, 103 A.3d 593 (2014). In relevant part, the intermediate appellate court concluded that the ALJ did not err by failing to include scienter as an element of indicated child abuse mental injury. Id. at 277-83, 96 A.3d at 928-31. The court also concluded that Mother had failed to preserve the privilege and immunity issues. Id. at 283-86, 96 A.3d at 931-33.
We granted Mother's Petition for Writ of Certiorari to consider the following questions:
Because we answer yes to the first question (in part), we need not address the other questions. We shall reverse the judgment of the Court of Special Appeals and remand for further proceedings.
When reviewing an administrative decision, we assume the same role as the Circuit Court and intermediate appellate court, and "`limit our review to the agency's decision.'" Cosby v. Dep't of Human Res., 425 Md. 629, 637, 42 A.3d 596, 601 (2012) (citation omitted).
"[A] challenge to the entry of one's name in a central registry as an `indicated child abuser' pursuant to [FL] § 5-701 [] is a contested case within the meaning of [SG] § 10-202(d)(1)" in which the agency acts in its quasi-judicial capacity. Taylor v. Harford Cnty. Dep't of Soc. Servs., 384 Md. 213, 221, 862 A.2d 1026,
If a petitioner challenges the agency's factual determinations, we review whether substantial evidence supports the finding. SG § 10-222(h)(3)(v); Vann, 382 Md. at 295, 855 A.2d at 318. When a petitioner challenges how to apply and interpret statutes and regulations, we are reviewing a question of law. Cosby, 425 Md. at 638, 42 A.3d at 602. In reviewing legal questions, we accord "some deference" to "an agency's legal interpretation of the statute it administers or of its own regulations." Taylor, 384 Md. at 222, 862 A.2d at 1031. Even if we grant some deference to the agency's legal interpretations, we must correct a legal conclusion that is erroneous. Cosby, 425 Md. at 639, 42 A.3d at 602.
Mother challenges the intermediate appellate court's conclusion that the ALJ did not err in failing to include scienter as an element of indicated child abuse mental injury. See McClanahan, 218 Md.App. at 277-83, 96 A.3d at 928-31. Thus, we review only a legal question.
Our role today is to engage in statutory interpretation as we decide whether a parent can be liable for child abuse mental injury within the meaning of FL § 5-701
"The cardinal rule of statutory construction is to ascertain and effectuate legislative intent." Motor Vehicle Admin. v. Shrader, 324 Md. 454, 462, 597 A.2d 939, 943 (1991). Under the plain meaning rule, we must give the "ordinary and natural meaning" to statutory language because this language is "the primary source of legislative intent." Id. "If the intent of the legislature is clear from the words of the statute, our inquiry normally ends and we apply the plain meaning of the statute." Huffman v. State, 356 Md. 622, 628, 741 A.2d 1088, 1091 (1999).
The key statutory language is found in the definition of child abuse in FL § 5-701. Abuse means:
Additionally, FL § 5-701 defines the three findings that a local department may make after investigating a report of suspected abuse:
FL § 5-707(a)
(Emphasis added.) COMAR 07.02.07.12 also sets forth the following pertinent criteria for ruling out
(Emphasis added.) We keep FL § 5-701(b), the statutory definition of abuse, in the forefront of our minds as we construe these regulations and evaluate the actions of Mother. See Dep't of Human Res., Balt. City Dep't of Soc. Servs. v. Hayward, 426 Md. 638, 658, 45 A.3d 224, 236 (2012) (An agency's "authority to promulgate regulations... must be consistent, and not in conflict, with the statute the regulations are intended to implement. We have consistently held that the statute must control.").
The Department points out that the regulations pertaining to child abuse mental injury contain no express scienter requirement. See COMAR 07.02.07.12A(3)(b). Scienter only appears in one criterion, namely, to rule out child abuse physical injury: "[t]he contact with the child was accidental and unintended and under the circumstances, the injury was not foreseeable." COMAR 07.02.07.12C(2)(a)(i). There exist no similar criteria to rule out child abuse mental injury. COMAR 07.02.07.12C. The Department insists that we should rely on COMAR 07.02.07.12 to conclude that a parent's mental state is not material in a case of child abuse mental injury, citing Toler v. Motor Vehicle Admin., 373 Md. 214, 223-24, 817 A.2d 229, 235 (2003) ("[W]here the legislature has carefully employed a term in one place and excluded it in another, it should not be implied where excluded.").
We reject the Department's argument because the statute itself fails to draw any
In Taylor, an investigator for the local department made a finding of indicated child abuse where the father, acting in anger, kicked a footstool that collided with his daughter. 384 Md. at 216-18, 862 A.2d at 1027-28. On appeal, the ALJ agreed with the local department that "it is immaterial whether the [father] intended to hit [his daughter]." Id. at 219, 862 A.2d at 1029 (italics omitted). The ALJ reasoned that FL § 5-701 includes no scienter element in the definition of abuse. Id. at 220, 862 A.2d at 1029. In the ALJ's view, COMAR 07.02.07.12 also did not allow the father to avoid "responsibility for the unintended but foreseeable consequences of his intended act." Id. We held that the ALJ committed reversible error by failing to consider COMAR 07.02.07.12C(2)(a)(i), an explicit criterion for ruling out child abuse physical injury if the "act causing the injury was accidental or unintentional and not reckless or deliberate." See id. at 226, 231, 862 A.2d at 1033, 1036. Notably, we did not stop there.
We further explained that the ALJ's reasoning was flawed because it could extend to "any intentional act by a parent or caretaker which has the unintentional consequence of harming that person's child." Id. at 231, 862 A.2d at 1036 (emphasis in original). We were skeptical that "either § 5-701 of the Family Law Article or COMAR 07.02.07.12 intend[ed] for such a draconian strict liability standard always to attach to the intentional acts of parents or caretakers who unintentionally injure their children." Id. at 231-32, 862 A.2d at 1036-37 (emphasis added). In other words, we did not limit our concern about a strict liability standard to acts causing physical injury, as COMAR 07.02.07.12 did.
We see no reason to do so now. When expert witnesses testify that a parental action has caused mental injury to a child, the parent's action must be examined in context. As we concluded in Taylor, "it is material whether there was `intent' to injure [the child]."
To be sure, there may be examples of mental injury arising from parental conduct that are so reprehensible that an ALJ might infer intent to harm or reckless disregard just from the act. One family law scholar has discussed classic examples of such conduct in the following manner:
The nature of the conduct in this case is patently different. We are faced with parental conduct that is ostensibly for a child's protection.
Indeed, the Department's view would undermine the paramount statutory purpose of Subtitle 7—child protection. See FL § 5-702. Amici curiae
We are well aware that "courts should generally defer to agencies' decisions in promulgating new regulations because they presumably make rules based upon their expertise in a particular field." Fogle v. H & G Rest., Inc., 337 Md. 441, 455, 654 A.2d 449, 456 (1995). We will not, however, give effect to agency regulations that are inconsistent with or conflict with "the statute the regulations are intended to implement." Hayward, 426 Md. at 658, 668, 45 A.3d at 236, 242. "[R]ules and regulations adopted by an administrative agency must be reasonable and consistent with the letter and spirit of the statute under which the agency acts." Paek v. Prince George's Cnty. Bd. of License Comm'rs, 381 Md. 583, 591, 851 A.2d 540, 544 (2004) (citations and internal quotation marks omitted); Lussier v. Md. Racing Comm'n, 343 Md. 681, 687, 684 A.2d 804, 806-07 (1996).
We have previously refused to give effect to other DHR regulations on grounds they were inconsistent with provisions of the Family Law Article pertaining to child abuse. In Department of Human Resources, Baltimore City Department of Social Services v. Hayward, we addressed the appeal rights of a person subject to a child abuse investigation after a local department makes a finding of unsubstantiated child abuse, and held that such person has a right to appeal that finding (with a goal of securing a "ruled out" decision). 426 Md. at 642, 662-69, 45 A.3d at 226, 238-43. We rejected the Department's effort to foreclose any appeal from such finding because the Department relied on its own regulations that were inconsistent with the applicable statute. Id. at 659, 45 A.3d at 236.
Hayward involved FL § 5-706.1, which created a right to a conference and a right to appeal for persons challenging findings of unsubstantiated child abuse. Id. at 660, 45 A.3d at 237. But COMAR 07.02.26.05B limited the right to appeal to "[a]n individual found responsible for unsubstantiated child abuse." Id. (emphasis in original). We explained that the regulation conflicted with the statutory language because "the statute [did] not differentiate between individuals who are found responsible for `unsubstantiated' child abuse, and those who
Our decision is also informed by a case from our intermediate appellate court. In Fields v. Department of Human Resources Howard County Department of Social Services, also involving child abuse, the applicable statute required an individual contesting a finding of indicated child abuse to respond "to the notice of the local department in writing within 60 days." 176 Md.App. 152, 156, 932 A.2d 824, 827 (2007) (italics omitted). The corresponding regulation, however, imposed a requirement on the individual to respond twice: (1) to request an appeal form and (2) return the appeal form within 60 days of the issuance of notice. Id. at 157-58, 932 A.2d at 827-28. The intermediate appellate court ruled that the regulation "exceed[ed] the scope of what [the statute] permitted." Id. at 160, 932 A.2d at 829.
Accordingly, we decline to enforce the portion of COMAR 07.02.07.12C that limits its exculpatory scope (for accidental injury) to alleged abusers causing physical injury. FL § 5-706 does not justify such distinction. This means, then, that to be included as a "child abuser" in DHR's central registry, a person must either intend to injure the child or at least act in reckless disregard of the child's welfare. This intent/reckless disregard standard
The ALJ concluded that Mother's actions were "either an intentional attempt to manipulate and influence" the custody dispute over R "or were a result of her subconscious efforts to have R[ ] remain close to her." The standard we have adopted does not permit inclusion of a parent's name in the central registry as a child abuser if the parent's inappropriate motivations for reporting child abuse were only at the subconscious level, even if the child was mentally injured. A standard of liability reaching the subconscious level veers much too close to strict liability for parental decisions. See Taylor, 384 Md. at 231, 862 A.2d at 1036.
Even if Mother intended to gain an advantage in the ongoing custody battle, inclusion on the central registry as a child abuser is not permitted unless Mother intended to harm R or acted in reckless disregard of R's welfare. Acting with intent or reckless disregard is the standard we required the ALJ to apply in Taylor, and was, at the time, adopted by DHR with respect to physical injuries.
In a case where the alleged abuser's conduct falls within the realm of conduct that could benefit the child, as medical treatment does, there must be some evidence that supports a conclusion that the parent was at least reckless vis-à-vis the child's health. In other words, a parent's conduct must constitute a gross departure from the type of conduct a reasonable person would engage in under the circumstances. Cf. Jones v. State, 357 Md. 408, 430, 745 A.2d 396, 408 (2000) ("The test that we use to determine if a defendant's conduct was reckless is whether the conduct, viewed objectively, constitutes a gross departure from the type of conduct that an [sic] law-abiding citizen would observe under similar circumstances.").
Accordingly, we reverse the Court of Special Appeals and remand these proceedings to the ALJ to make factual findings and conclusions of law, consistent with this Opinion.
BATTAGLIA and McDONALD, JJ., dissent.
Dissenting Opinion by BATTAGLIA, J., which McDONALD, J. joins.
I respectfully dissent.
The Majority applies the holding of Taylor v. Harford Cnty. Dep't of Soc. Servs., 384 Md. 213, 862 A.2d 1026 (2004), a case involving the physical abuse of a child, to vacate all of the determinations of the administrative law judge ("ALJ"), the Circuit Court, and the Court of Special Appeals and rule that a mother cannot be found to have committed indicated child abuse, mental injury, when she subjected her daughter to repeated invasive sexual examinations as well as investigations by the Washington County Department of Social Services ("the Department").
The following specific findings of the ALJ regarding Ms. McClanahan's behavior toward her daughter ("R"), when her daughter was between the ages of two to five years old, are certainly more graphic than the Majority describes. The ALJ found that Ms. McClanahan took R to the hospital on nine different occasions for Sexual Assault Forensic Examinations ("SAFE")
The ALJ also found that the Department had "conducted approximately 14 investigations pertaining to R[ ] and allegations of abuse" and that every investigation of sexual abuse of R by her father had resulted in a ruled out disposition. Further, the ALJ's findings questioned the bases for the numerous examinations and investigations initiated by Ms. McClanahan:
The ALJ found that R suffered mental injury based upon the reports of Dr. Carlton E. Munson and Mr. Ronald E. Zuskin, but specifically attributed the source of that injury to Ms. McClanahan based on the evaluation provided by Dr. Munson:
The ALJ, thus, affirmed the Department's finding of indicated child abuse, mental injury, by Ms. McClanahan. In doing so, the ALJ used language upon which the Majority seizes regarding Ms. McClanahan's motives:
The Majority, however, in doing so, obviates the ALJ's finding that Ms. McClanahan's actions, which include reporting sexual abuse allegations, taking R to various hospitals for treatment, and subjecting R to intrusive sexual examinations, were intentional and "resulted in the mental injury of R" and that the ALJ specifically found that Ms. McClanahan's "act of making multiple allegations of sex abuse of R[ ] by her father and subjecting R[ ] to repeated sexual abuse exams constitutes child abuse mental injury."
The first holding of the Majority with which I disagree, however, is that the standard used in Taylor, a child abuse physical injury case, should be applied in a child abuse, mental injury, case. In Taylor, the father's act of kicking a footstool that hit
Id. at 225-26, 862 A.2d at 1033. We determined that the father's act of kicking the stool was "unintentional", such that physical child abuse was ruled out.
The Taylor holding, however, is totally inapplicable to a child abuse, mental injury, case, because by its very terms COMAR 07.02.07.12C(2)(a)(i), then and now, is limited in scope to "physical injury." The Majority points to nothing to support its conclusion that it "decline[s] to enforce the portion of COMAR 07.02.07.12C that limits its exculpatory scope (for accidental injury) to alleged abusers causing physical injury." Maj. Op. at 711, 129 A.3d at 304. Clearly, physical abuse is different from mental abuse not only in the types of acts of the perpetrator and the harm experienced by the child victim, but, most importantly, in the recognition that physical injury can result from accidental or unintended acts while mental injury of a child by a caretaker cannot. The Majority does not cite any basis for its lumping physical and mental abuse together, nor can I discern any.
Even assuming Taylor's holding can apply in the context of mental injury, with which I vehemently disagree, the Majority, nevertheless, errs because of its emphasis on a piece of the opinion by the ALJ that Ms. McClanahan's actions were "a result of her subconscious efforts" to rule out child abuse, mental injury. Here, Ms. McClanahan's acts met the standard of intentional abuse, not accidental injury.
The Majority equates the ALJ's discussion of subconscious motive with unintentional acts when it states that "[a] standard of liability reaching the subconscious level veers much too close to strict liability for parental decisions", Maj. Op. at 711, 129 A.3d at 305, thereby conflating motive and intention. The ALJ never said that
The important distinction between subconscious motive and intentional acts has been persuasively articulated in Johnson v. Metropolitan Life Ins. Co., 273 F.Supp. 589, 593 (D.N.J.1967), aff'd, 404 F.2d 1202 (3d Cir.1968). In Johnson, a widow of a man who committed suicide sought to recover under a policy excluding death benefits from a suicide, under a number of theories, one of which was that her husband was "irresistibly compelled by impulse to immolate himself, and therefore, that his action was no more the product of a conscious intent that [sic] would be a purely accidental act". Id. at 594. The Court rejected the widow's theory and explained:
Id. In the present case, Ms. McClanahan intended to subject her child to nine sexual examinations and fourteen investigations, all of which resulted in mental injuries. Ms. McClanahan's motives, as found by the ALJ, included "to manipulate and influence the outcome of an ongoing custody dispute" or to "have R[ ] remain close to her." Ms. McClanahan's actions were not inadvertent or beneficent but were intentional and caused injury to R.
I would affirm. Judge McDonald authorizes me to state that he joins the views expressed in this dissenting opinion.
Id. at 248-49 (emphasis in original) (footnote call number omitted). Weaver also cites domestic violence in the child's presence, and living with a drug-addicted parent as actions giving rise to emotionally abused children. See id. at 259.