CATHERINE C. BLAKE, District Judge.
Beatrice Grinage ("Grinage" or "plaintiff") brought this action against Mylan
On January 21, 2008, Aaron Grinage received a prescription for Allopurinol tablets for treatment of gout. (Am. Compl. ¶ 7, ECF No. 22.) The tablets were manufactured and marketed by the defendant, Mylan. (Id. at ¶ 10.) Mr. Grinage took Allopurinol for approximately one month before he was diagnosed with Stevens-Johnson Syndrome, a skin disease, and then with Toxic Epidermal Necrolysis, a related but more severe skin reaction. (Id. at ¶¶ 22-26.) On March 8, 2008, he suffered multi-system organ failure and died. (Id. at ¶ 28.)
Allopurinol is a generic version of Zyloprim, a brand-name drug the FDA approved in 1966. (Id. at ¶ 8.)
In Grinage's amended complaint she alleges that Mylan "knew or should have known that the risk" of Stevens-Johnson Syndrome or Toxic Epidermal Necrolysis "was greater than 1% referenced in the label [sic]." (Am. Compl. ¶ 14.) The complaint further alleges that Mylan was "negligent in failing to report published articles and overwhelming scientific evidence of increased risks" to the FDA, the brand name manufacturer, healthcare providers, and patients. (Id. at ¶ 15.) As a result, Grinage concludes, the decedent consumed a product that "caused unreasonably dangerous risks," (id. at ¶ 43), and was "not safe or fit for its intended purpose." (Id. at ¶ 75.) In all, the complaint articulates independent claims of negligence, strict liability,
"[T]he purpose of Rule 12(b)(6) is to test the sufficiency of a complaint and not to resolve contests surrounding the facts, the merits of a claim, or the applicability of defenses." Presley v. City of Charlottesville, 464 F.3d 480, 483 (4th Cir.2006) (internal quotation marks and alterations omitted) (quoting Edwards v. City of Goldsboro, 178 F.3d 231, 243 (4th Cir. 1999)). When ruling on such a motion, the court must "accept the well-pled allegations of the complaint as true," and "construe the facts and reasonable inferences derived therefrom in the light most favorable to the plaintiff." Ibarra v. United States, 120 F.3d 472, 474 (4th Cir.1997). "Even though the requirements for pleading a proper complaint are substantially aimed at assuring that the defendant be given adequate notice of the nature of a claim being made against him, they also provide criteria for defining issues for trial and for early disposition of inappropriate complaints." Francis v. Giacomelli, 588 F.3d 186, 192 (4th Cir.2009).
To survive a motion to dismiss, the factual allegations of a complaint "must be enough to raise a right to relief above the speculative level, ... on the assumption that all the allegations in the complaint are true (even if doubtful in fact)." Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007) (internal citations and alterations omitted). Thus, the plaintiff's obligation is to set forth sufficiently the "grounds of his entitlement to relief," offering more than "labels and conclusions." Id. (internal quotation marks and alterations omitted). "[W]here the well-pleaded facts do not permit the court to infer more than the mere possibility of misconduct, the complaint has alleged — but it has not `show[n]' — `that the pleader is entitled to relief.'" Ashcroft v. Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 1950, 173 L.Ed.2d 868 (2009) (quoting Fed.R.Civ.P. 8(a)(2)).
Mylan argues that Grinage's claims are pre-empted by federal law and related FDA regulations. The argument relies on the Supreme Court's recent decision in PLIVA, Inc. v. Mensing, 564 U.S. ___, 131 S.Ct. 2567, 180 L.Ed.2d 580 (2011). The Mensing Court reviewed facts similar to those at issue here, and the Court barred the plaintiffs' state law tort claims under the pre-emption doctrine of impossibility. Id. at 2577. Impossibility, the Court explained, is a species of conflict preemption. Id. (citing Freightliner Corp. v. Myrick, 514 U.S. 280, 287, 115 S.Ct. 1483, 131 L.Ed.2d 385 (1995)). "Where state and federal law directly conflict, state law must give way." Mensing, 131 S.Ct. at 2577. Mylan contends that the Mensing decision is "dispositive" of all of Grinage's claims. (Def.'s Reply 2.)
In Mensing, the Court consolidated two cases where plaintiffs had sued generic drug manufacturers using Louisiana and Minnesota state-law tort theories. 131 S.Ct. at 2573. Plaintiffs pleaded that the drug manufacturers "knew or should have known of the high risk" of the neurological injuries at issue and "knew or should have known that their labels did not adequately warn of that risk." Id. at 2574. The Court concluded it was impossible for the manufacturer — defendants to satisfy state products liability laws without violating FDA regulations that require generic drugs to have the same labels as their brand-name counterparts. Id. at 2577-78. The statutory language and regulations related
State products liability laws generally recognize three different types of actionable product defects: "(1) design defects, (2) manufacturing defects, and (3) labeling defects (e.g., failure to warn)." Bruesewitz v. Wyeth LLC, 562 U.S. ___, 131 S.Ct. 1068, 1087, 179 L.Ed.2d 1 (2011) (Sotomayor, J., dissenting). According to Grinage, Mensing stands only for the limited proposition that a failure-to-warn claim is preempted when a plaintiff avers that a generic drug manufacturer "was required to alter the content of FDA-approved labeling by seeking FDA action." (Pl.'s Resp. to Mot. to Dismiss 2.) Thus, Grinage argues, Mensing does not affect her negligence and strict liability claims based on failure to warn, at least to the extent that the failure to warn arises from either (1) an independent "duty to effectively communicate warnings" or (2) defendants' alleged failure to convey warning inadequacies to Prometheus Labs, the brand-name manufacturer of Zyloprim. (Id. at 4.) Likewise, she argues, her negligence claims also survive pre-emption under a defective design theory, and her breach of implied warranty and fraud claims are similarly unaffected.
The plaintiff's alternative failure-to-warn theories fail either by preemption under Mensing or for failure to state a claim under Iqbal and Twombly.
Grinage first argues that this court should, in determining whether a drug is defective under a failure-to-warn theory, use a two-prong test considering both (1) the "substantive adequacy" of warnings, and (2) the overall "efficacy of communication." (Pl.'s Resp. to Mot. to Dismiss 4-6.) Grinage suggests various methods Mylan could have employed for more effective communication to healthcare providers and consumers, including through Dear Doctor letters, training programs, or "prominent professional or public notifications." (Id. at 9.)
Of these proposed alternative methods of communication, the Mensing Court directly addresses only the use of Dear Doctor letters. Because these letters
The problem with Grinage's argument, as applied here, is that she provides no method of more effective communication that is "consistent with" the drug's approved labeling. She supports her failure-to-warn argument by suggesting that information about a 2007 Israeli study of Allopurinol should have been communicated to medical providers through alternative channels. (Pl.'s Resp. to Mot. to Dismiss 7.) Contrary to plaintiff's contention, however, any duty to send Dear Doctor letters that includes "substantial new warning information," like the Israeli study, is pre-empted by Mensing. 131 S.Ct. at 2576 ("A Dear Doctor letter that contained substantial new warning information would not be consistent with the drug's approved labeling.").
Grinage may also contend that the manufacturer could have met its duty by using the various suggested alternative methods of communication without including substantial new warning information like the Israeli study. But, to the extent that she does make this argument, she has failed to sufficiently plead causation. Maryland courts recognize a presumption with regard to causation, that plaintiffs "would have heeded a legally adequate warning had one been given." U.S. Gypsum Co. v. Mayor and City Council of Baltimore, 336 Md. 145, 647 A.2d 405, 413 (1994). This presumption does not, however, relieve a plaintiff of the requirement that she adequately allege causation in the first place. See Lowe v. Sporicidin Intern., 47 F.3d 124, 131 (4th Cir.1995) (upholding dismissal of a failure-to-warn claim because plaintiff's "sole allegations as to causation were the very general assertions that `as a direct and proximate result of the allegations set forth in' the summarily pleaded counts"). Here, there is no allegation that Mr. Grinage and his doctor did not see the labeling as it was approved and take into consideration the information included
Grinage also argues that her failure-to-warn claim survives pre-emption based on defendants' alleged failure to convey warning inadequacies to the brand-name manufacturer, Prometheus Labs. This is identical to the argument, rejected in Mensing, that the plaintiff could meet its duty to warn by reporting new warning information to the FDA and assuming that the FDA would then approve new labeling for all manufacturers. The Mensing Court held that it is not sufficient to "imagine that a third party or the Federal Government might do something that makes it lawful for a private party to accomplish under federal law what state law requires of it." Mensing, 131 S.Ct. at 2579 (emphasis in original). Instead, in order to avoid impossibility preemption, the private party must be able to "independently" do under federal law what state law requires of it. Id. Here, Prometheus is the third party referenced in Mensing. Grinage argues that Prometheus, as the brand-name manufacturer, would have been required by FDA regulations to make a labeling change upon receiving new information from Mylan. Then Mylan could have updated its own label without violating the federal duty of sameness. But there is no guarantee that Prometheus would change its own label after receiving communications of warning inadequacies from Mylan. Thus, Mylan cannot independently remedy a state law violation for inadequate labeling by communicating information to Prometheus. This second alternative failure-to-warn theory is therefore squarely rejected by Mensing.
Plaintiff's defective design claim must be dismissed. In Maryland, a manufacturer may be held strictly liable under a theory of defective design only if a court determines, as a threshold matter, that the product is not "unavoidably unsafe." See Miles Lab., Inc. Cutter Lab. Div. v. Doe, 315 Md. 704, 556 A.2d 1107, 1114-15, 1121 (1989) ("Miles Lab. I"). Defendant argues that all prescription drugs are "unavoidably unsafe," (Def.'s Mot. to Dismiss 13), but this conclusion does not follow from relevant Maryland case law.
Whether this court applies a consumer expectations test or a risk-utility test, Grinage's defective design case fails. The consumer expectations test considers the same factors at issue in a failure-to-warn claim, and so its application is barred by Mensing. An ordinary consumer forms her expectations regarding the safety of drugs from her doctor or from the drug's label. Thus, if Allopurinol is dangerous beyond the expectations of the ordinary consumer, that can only be a symptom of Mylan's failure to update its label or communicate effectively with doctors. For reasons articulated above, any state law defective design claim predicated on this theory is pre-empted by FDA labeling regulations.
The pre-emption analysis may be different, however, for design defect claims where a risk-utility test is appropriate.
Because Grinage can make out no viable design defect or failure-to-warn claim, her breach of implied warranty claims must also fail. The complaint includes a claim for breach of implied warranty of merchantability and a claim for breach of implied warranty of fitness for a particular purpose. (Am. Compl. ¶¶ 70-77.) But, beyond those assertions supporting her failure-to-warn and design defect claims, no further factual allegations are made in support of the warranty claims. Without more, both warranty claims fail to meet the pleading standards of Iqbal and Twombly.
A warranty of merchantability, warranting that the product sold is fit for the ordinary purpose for which such products are used, is implied in the sale of any good, unless properly waived or modified. Md.Code Ann., Com. Law § 2-314(2)(c) (2011); see Shreve v. Sears, Roebuck & Co., 166 F.Supp.2d 378, 421 (D.Md.2001). To recover on a claim for breach of implied warranty of merchantability, as with a strict liability or negligence claim, a plaintiff must prove the existence of a defect at the time the product leaves the manufacturer. Ford Motor Co. v. General Acc. Ins. Co., 365 Md. 321, 779 A.2d 362, 369-70 (2001). Breach can be proved by showing the existence of any of the three general types of defects: manufacturing defects, design defects, or failure to warn. Id. at 370 n. 13 (citation omitted). Here, Grinage has not alleged a manufacturing defect, and, as discussed above, any design defect or failure-to-warn claim not preempted is too speculative to survive a motion to dismiss. If no claim of defect can survive a motion to dismiss, neither can a claim for breach of implied warranty of merchantability.
Conversely, a claim for breach of implied warranty of fitness for a particular purpose does not require proof of a defect. Id. at 376 ("[T]he warranty of fitness sharply contrasts with the warranty of merchantability, which involves an inherent defect in the goods that existed before they left the hands of the manufacturer."). A warranty of fitness claim does, however, require that the buyer have a "particular purpose" and that the seller have reason to know of that particular purpose. Md.Code Ann., Com. Law § 2-315 (2011). A particular purpose "must be peculiar to the buyer as distinguished from the ordinary or general use to which the goods would be put by the ordinary buyer." Ford Motor, 779 A.2d at 375 (citations omitted); see Bond v. Nibco, Inc., 96 Md.App. 127, 623 A.2d 731, 736 (1993) (holding that a complaint failed to state a claim because plaintiff "nowhere alleged that he bought the [products] for a `particular purpose' that in any way differed from the `ordinary purpose' for which these [products] might be used"). Grinage does not aver that her husband had any particular purpose that differed from that of other consumers of Allopurinol. Moreover, there is no indication that Mylan had any knowledge of a particular purpose, if indeed her husband had one. As a result, this claim too must be dismissed.
Finally, Grinage's fraud claim also fails. The basis of Grinage's fraud claim is alleged fraudulent representations made to the deceased, his prescribing physician, and to the FDA. (Pl.'s Resp. to Mot. to Dismiss 20.) None of these allegedly fraudulent representations, however, can be the basis of a viable claim. Mylan made representations to the deceased and his prescribing physician through the drug's label. Any claim based on the errors in the label — or omissions in labeling or communications with health providers — is pre-empted by the FDA regulations for the same reason that failure-to-warn
This leaves the allegations of fraudulent representations to the FDA to sustain a claim of fraud. But, like her design defect claim, these allegations are too thinly-pled to survive a motion to dismiss. Fraud claims are subject to the heightened pleading standards of Federal Rule of Civil Procedure 9(b). Haley v. Corcoran, 659 F.Supp.2d 714, 724 n. 10 (D.Md.2009). Rule 9(b) requires a plaintiff to plead "with particularity the circumstances constituting fraud." Fed.R.Civ.P. 9(b). These "circumstances" include "the time, place, and contents of ... false representations, as well as the identity of the person making the misrepresentation and what he obtained thereby." Harrison v. Westinghouse Savannah River Co., 176 F.3d 776, 784 (4th Cir.1999) (quoting 5 Charles Alan Wright & Arthur R. Miller, Federal Practice and Procedure § 1297 (2d ed. 1990)). Grinage has not satisfied these heightened pleading standards. The complaint contains no reference to any specific communication to the FDA that constituted a misrepresentation, or to any specific studies or other information improperly omitted from filings or other communications with the FDA. Fraud allegations that fail to comply with Rule 9(b) warrant dismissal under Rule 12(b)(6). Thus, Grinage's fraud claims must be dismissed.
Because Grinage has failed to state a claim for negligence, strict liability, breach of warranty or fraud, she has also failed to state a claim for wrongful death. In Maryland, a wrongful death action "may be maintained against a person whose wrongful act causes the death of another." Md.Code Ann., Cts. & Jud. Proc. § 3-902(a). Thus, a party can only bring a wrongful death action if a "wrongful act" occurred. Georgia-Pacific Corp. v. Benjamin, 394 Md. 59, 904 A.2d 511, 523 n. 6 (2006). A wrongful act is "an act, neglect, or default including a felonious act which would have entitled the party injured to maintain an action and recover
In sum, the plaintiff's complaint is insufficient under the pleading standards of Iqbal, Twombly, and Rule 9(b), to state any claim that is not otherwise preempted. While the Supreme Court has not explicitly foreclosed all state law product liability claims against generic drug manufacturers, Grinage has failed to plead factual allegations that raise a plausible right to relief under her alternative theories.
This court acknowledges that, at least as to the plaintiff's failure-to-warn claims, the disposition of this motion to dismiss might have turned out differently had Mr. Grinage's prescription been filled with the brand-name Zyloprim instead of the generic Allopurinol. As Justice Sotomayor noted in her dissent in Mensing,
131 S.Ct. at 2592. Precedent constrains this court. Unless and until the FDA modifies its regulations, or Congress further amends the governing statute, there is no authority to allow similar failure-to-warn claims to proceed against generic drug manufacturers like Mylan.
A separate order follows.
For the reasons stated in the accompanying Memorandum, it is hereby Ordered that: