PAUL W. GRIMM, United States Magistrate Judge.
This Memorandum and Order addresses Defendant SuperValu, Inc. t/a Save-A-Lot's Motion in Limine, ECF No. 44.
Defendant's Motion in Limine first challenges the admissibility of Plaintiffs Initial Physician's Report dated April 5, 2010, three days after Plaintiff allegedly sustained her injuries. Specifically, Defendant seeks the exclusion (or redaction) of the following passage:
Def.'s Mem. 2 (quoting Initial Phys. Rep. 1). Defendant argues that the quoted passage should be excluded because it is hearsay not within any hearsay exception, because its prejudicial effect outweighs its probative value, and because Plaintiff intends to introduce the report "without any supporting expert testimony." See Def.'s Mot. ¶¶ 2-5. For the reasons explained below, I find Defendant's arguments largely unpersuasive. Accordingly, with respect to the Initial Physician's Report, Defendant's motion is DENIED, subject to one minor redaction.
Hearsay, defined as a statement that its declarant "does not make while testifying
Additionally, the report includes Dr. Johnston's recording of out-of-court statements made by Plaintiff, which, if offered to prove the truth of the matters they assert, also constitute hearsay. See Fed. R.Evid. 801(c). Because Plaintiff's statements are contained within Dr. Johnston's report, itself hearsay, they are hearsay within hearsay, and are admissible only if "each part of the combined statements conforms with an exception" to the rule against hearsay. Fed.R.Evid. 805; Jacobsen v. Towers Perrin Forster & Crosby, Inc., No. RDB-05-2983, 2008 WL 782477, at *7 (D.Md. Mar. 20, 2008) ("Hearsay within hearsay ... refers to a hearsay statement that includes within it a further hearsay statement. Such statements are subject to the same evidentiary rules as one-level hearsay statements."). In other words, for Plaintiff's statements to be admissible under Fed.R.Evid. 805, both her statements themselves and the report in which they are contained must be admissible under an exception to the hearsay rule. Accordingly, I begin by considering the admissibility of Plaintiff's statements under Fed.R.Evid. 803(4). I then will address the admissibility of Dr. Johnston's report.
Federal Rule of Evidence 803 enumerates twenty-three distinct hearsay exceptions, under which statements are admitted "regardless of whether the declarant is available as a witness." Fed.R.Evid. 803; Lorraine v. Market Am. Ins. Co., 241 F.R.D. 534, 568 (D.Md.2007). Thus, even though Plaintiff is available-indeed, likely-to testify at trial, see Joint Proposed Pre-Trial Order 3, ECF No. 38, her statements to Dr. Johnston will be admissible if they fall within one of the exceptions provided in Rule 803. Compare Fed.R.Evid. 803 (availability of declarant immaterial), with id. 804 (exceptions applicable only if declarant is unavailable).
Under Rule 803(4), a statement that "is made for — and is reasonably pertinent to — medical diagnosis or treatment" and that "describes medical history; past or present symptoms or sensations; their inception; or their general cause" is not "excluded by the rule against hearsay." Id. 803(4). This hearsay exception is "premised on the notion that a declarant seeking treatment `has a selfish motive to be truthful' because `the effectiveness of medical treatment depends upon the accuracy of the information provided.'" Willingham v. Crooke, 412 F.3d 553, 562 (4th Cir.2005) (quoting 5 Jack B. Weinstein & Margaret A. Berger, Weinstein's Federal Evidence § 803.06 (Joseph M. McLaughlin ed., 2d ed.2004)); White v. Illinois, 502 U.S. 346, 356, 112 S.Ct. 736, 116 L.Ed.2d 848 (1992) ("[A] statement made in the
Three days after the alleged incident in Defendant's parking lot, Plaintiff indicated to Dr. Johnston that she was experiencing pain in her left shoulder, left forearm, left flank, lower back, and left hip and thigh. See Initial Phys. Rep. 1. These complaints undoubtedly constitute "present symptoms or sensations" within the meaning of Fed.R.Evid. 803(4). See American Heritage Dictionary 1819 (3d ed. 1992) (defining symptom as a "sign or an indication of disorder or disease, especially when experienced by an individual as a change from normal function, sensation or appearance"); id. at 1643 (defining sensation as a "perception associated with ... a specific body condition"). Plaintiff's statement that "she was injured when she bumped into a protruding guardrail ... on 04/02/12 ... [and] fell onto the shopping cart she was reaching for," Initial Phys. Rep. 1, describes the "inception" or "general cause" of her symptoms;
The portion of Plaintiff's statement noting that the injury occurred "at the Safeway Food Store at Northwood Plaza in Baltimore City," however, is not "reasonably pertinent to medical diagnosis or treatment." See Fed.R.Evid. 803(4). In general, statements that identify the individual or entity responsible for the injury are "`seldom, if ever, ... sufficiently related'" to diagnosis or treatment, and are therefore inadmissible. See Gabe, 237 F.3d at 957-58 (quoting United States v. Iron Shell, 633 F.2d 77, 84 (8th Cir.1980), cert. denied, 450 U.S. 1001, 101 S.Ct. 1709, 68 L.Ed.2d 203 (1981)).
Federal Rule of Evidence 803 provides that, "regardless of whether the declarant is available as a witness," certain records of a regularly conducted activity "are not excluded by the rule against hearsay." Fed.R.Evid. 803(6). This rule is commonly called the business records exception. The exception applies to a "record
Rule 803(6) is premised on the notion that the unusual reliability of business records is "`supplied by systematic checking, by regularity and continuity which produce habits of precision, by actual experience of business in relying upon them, or by a duty to make an accurate record as part of a continuing job or occupation.'" 4 Stephen A. Saltzburg et al., Federal Rules of Evidence Manual § 803.02[7][a], at 803-41 (8th ed.2002) (quoting Fed.R.Evid. 803 Advisory Committee Note (1972)). The Fourth Circuit has noted that "[r]eports and documents prepared in the ordinary course of business are generally presumed to be reliable and trustworthy for two reasons." Certain Underwriters at Lloyd's, London v. Sinkovich, 232 F.3d 200, 204-05 (4th Cir. 2000). First, "`businesses depend on such records to conduct their own affairs; accordingly, the employees who generate them have a strong motive to be accurate and none to be deceitful.'" Id. (quoting United States v. Blackburn, 992 F.2d 666, 670 (7th Cir.1993)); see also Graham, supra, § 7047 ("Records of regularly conducted activities cannot fulfill the function of aiding the proper transaction of business unless accurate. The motive for following a routine of accuracy is great and the motive to falsify largely non-existent.") Second, "`routine and habitual patterns of creation lend reliability to business records.'" Sinkovich, 232 F.3d at 205 (quoting Blackburn, 992 F.2d at 670); see also 2 Kenneth S. Broun, McCormick on Evidence § 286 (6th ed. 2006) ("The regularity and continuity of the records are calculated to train the recordkeeper in habits of precision; ... in actual experience, ... many ... activities function in reliance upon records of this kind.").
Pending presentation of foundational evidence at trial, the Initial Physician's Report prepared by Dr. Johnston satisfies the Rule 803(6) exception. Preliminarily, the report is a "record of an act, event, condition, opinion, or diagnosis." Fed.R.Evid. 803(6); see id. 101(b)(4) (defining "record" to include reports). The report records statements made by Plaintiff during Dr. Johnston's initial examination; it also records opinions and diagnoses formed by Dr. Johnston during that appointment. The report also satisfies the other criteria for application of the 803(6) hearsay exception, assuming an adequate foundation is laid at trial.
First, Dr. Johnston's report was "made at or near the time" of the event it records — his initial examination of Plaintiff — and memorializes his personal observations. See Fed.R.Evid. 803(6)(A); see also id. 602; Mueller & Kirkpatrick, supra, § 8.78 ("[T]he source of information ... must be a person who has personal knowledge, which means the kind of firsthand information that Fed.R.Evid. 602 requires for testifying witnesses."). The examination was performed on April 5, 2010, three days after the incident in Defendant's parking lot. See Initial Phys. Rep. 2. The report of the examination is dated April 6, 2010, one day later. See id. at 3. The one day gap between the examination and the recording of the exam is not "so great as to suggest a danger of inaccuracy by lapse
Second, a doctor's report recording his or her examination of a patient is the kind of record "kept in the course of a regularly conducted activity of a business, organization, occupation, or calling." See Fed. R.Evid. 803(6)(B). A hospital or medical provider is certainly "a business, organization, occupation, or calling" within the meaning of the rule. See id.; see also Saltzburg et al., supra, § 803.02[7][b], at 803-42 ("[T]he term `business' should be given an expansive reading."). As a result, records "kept by hospitals and doctors often fit the [Rule 803(6)] exception and are routinely admitted." Mueller & Kirkpatrick, supra, § 8.81; id. ("Records and reports prepared by doctors working outside the hospital setting are equally within reach of the exception."); Sunkett v. Nat'l Gypsum Co., No. 09-0721, 2011 WL 6719776, at *16 (D.N.J. Dec. 21, 2011) ("As a general matter, the Court notes that medical records of treating health care providers are typically admissible under the business records exception." (citing O'Brien v. Int'l Bus. Machs., Inc., No. 06-4864, 2009 WL 806541, at *5 n. 10 (D.N.J. Mar. 27, 2009); Tenney v. City of Allentown, No. 03-3471, 2004 WL 2755538, at *1 (E.D.Pa. Nov. 30, 2004))); Fed.R.Evid. 1002 Advisory Committee Note (1972) (noting that hospital records "may be admitted as business records under Rule 803(6)"). The rule's reference to "opinions" and "diagnoses" suggests this result. See Fed.R.Evid. 803(6).
Third, it is a "regular practice" of medical providers to make records of their examinations of patients. See id. 803(6)(C); cf. Thomas v. Hogan, 308 F.2d 355, 361 (4th Cir.1962) ("There is good reason to treat a hospital [or other medical] record entry as trustworthy. Human life will often depend upon the accuracy of the entry, and it is reasonable to presume that a hospital [or other medical provider] is staffed with personnel who competently
Finally, "neither the source of information nor the method or circumstances of preparation indicate a lack of trustworthiness." See Fed.R.Evid. 803(6)(E). The report was prepared one day after the examination was conducted, and a mere four days after the incident in which Plaintiff alleges she was injured. See Initial Phys. Rep. 1-3. Nothing about the report suggests that it was prepared in anticipation of litigation. See infra (discussing the discharge report). Indeed, nothing about Dr. Johnston's initial report upsets the primary theory underlying Rule 803(6) — that "[r]eports and documents prepared in the ordinary course of business are generally presumed to be reliable and trustworthy." See Sinkovich, 232 F.3d at 204-05.
Rule 803(6)(D) provides that the other criteria listed in the rule (and described above) — contemporaneity, regularity of the conducted activity, and regularity of the record-making — must be "shown by the testimony of the custodian or another qualified witness, or by a certification that complies with Rule 902(11) or (12) or with a statute permitting certification." Fed. R.Evid. 803(6)(D). Rule 902(11), which is applicable here, provides for the authentication of "certified domestic records of a regularly conducted activity." Id. 902(11); see also id. 902(12) (addressing foreign records). Under Rule 902(11), "[t]he original or a copy of a domestic record" that satisfies "the requirements of Rule 803(6)(A)-(C), as shown by a certification of the custodian or another qualified person that complies with a federal statute or a rule prescribed by the Supreme Court," is self-authenticating, meaning that it "require[s] no extrinsic evidence of authenticity in order to be admitted." Id. 902(11).
In its motion, Defendant argues that the quoted passage of Dr. Johnston's Initial Physician's Report should be excluded because Plaintiff intends to introduce the
As to Plaintiff's first option, foundation testimony provided by a qualified witness, Defendant notes that Dr. Johnston sadly has passed away. See Def.'s Mem. 3 n. 2. The fact that Dr. Johnston is not available to serve as a foundation witness is not necessarily fatal to the admissibility of the Initial Physician's Report. Instead, the custodian of the records or any other qualified witness may lay the necessary foundation, so long as the custodian or witness is "familiar with the business and its mode of operation," and is able to identify the record and establish that "it is a record in fact made at or near the time in the regular course of a regularly conducted business activity, made by or from information transmitted by a person within the business with knowledge." Graham, supra, § 7047 (citing Fed.R.Evid. 803(6)); see also United States v. Porter, 821 F.2d 968, 977 (4th Cir.1987) (indicating that a "qualified witness" under Rule 803(6) is either the custodian of records or someone who "know[s] the record keeping requirements of the company"); United States v. Hernandez, No. 98-4378, 1998 WL 841504, at *2 (4th Cir. Dec. 7, 1998) (finding that a witness was not qualified where he failed to "testify that he was familiar with the creation and maintenance of the ... records"). "[N]either the original entrant nor the individual possessing personal knowledge of the event [recorded] need be produced or identified." Graham, supra, § 7047; Saltzburg et al., supra, § 803.02[7][d], at 803-48 ("The foundation witness must know something about the recordkeeping process, but the witness need not have personal knowledge of any particular recording or how it was made."); Mueller & Kirkpatrick, supra, § 8:78 ("It is not fatal, then, that the foundation witness did not himself prepare the record, or that he did not supervise its preparation, or that he [did] not observe the process in the particular case. Indeed, it is not necessary that the foundation witness have any firsthand information about its preparation. Also, it is not necessary to call the original source (the one with personal knowledge of the matter recorded).").
As to Plaintiff's second option, a certification made pursuant to Rule 902(11) will satisfy the foundational requirements of Rule 803(6). A certification is "a sworn statement, or an unsworn statement given under penalty of perjury." Mueller & Kirkpatrick, supra, § 8:78; see Fed. R.Evid. 902 Advisory Committee Note (2000) ("A declaration that satisfies 28 U.S.C. § 1746 would satisfy the declaration requirement of Rule 902(11), as would any comparable certification under oath."); 28 U.S.C. § 1746 ("Where, under any law of the United States or under any rule ... made pursuant to law, any matter is required or permitted to be supported, evidenced, established, or proved by the sworn ... certificate ... in writing of the person making the same ..., such matter may, with like force and effect, be supported, evidenced, established, or proved by the unsworn ... certificate ... in writing
Significantly, the certification option does not "eliminate the need for a qualified witness, nor does it change the type of qualifications that have been found necessary for a witness to be able to establish a foundation for business records." Saltzburg et al., supra, § 803.02[7][d], at 803-49. Instead, it merely "provides that the qualified witness can establish the foundation without being called to testify." Id. (noting that the certification option was "intended to limit unnecessary cost and inconvenience, by permitting a qualified witness to provide the foundation for business records by way of affidavit in lieu of in-court testimony").
Thus, whether in the form of live testimony or certification, the requirements of Rule 803(6) must be established by a foundation witness. Put simply, the foundation witness must "know enough to say that the record was prepared in the ordinary course of business in the manner contemplated by [Rule 803(6)] (being regularly kept, all participants acting in the ordinary course, source with knowledge, timeliness)." Mueller & Kirkpatrick, supra, § 8:78. The witness must "be familiar with the pertinent record-making practices of the business, and with the manner in which records of the particular sort being offered are made and kept." Id. This knowledge may be largely circumstantial, and the witness may "even rely partly on what he has learned by talking to others about record-keeping processes."
Rule 902(11) also requires that, prior to the trial or hearing, the record's proponent give the adverse party "reasonable written notice of the intent to offer the record — and ... make the record and certification available for inspection — so that the party has a fair opportunity to challenge them." Fed.R.Evid. 902(11). Defendant has not suggested that Plaintiff failed to provide adequate notice of her intent to offer the record; indeed, by virtue of its filing of the present motion in limine, which challenges the record's admissibility, the Court may presume that Defendant had adequate notice of Plaintiff's intent to use the record. See Mueller & Kirkpatrick, supra, § 8:78 ("Clearly the point is to provide enough notice to apprise other parties of the nature of the material to be offered, including its substance, so the other side can decide whether to challenge what is offered as not being authentic or not fitting the exception.").
I note that, in the Joint Proposed Pre-Trial Order, Plaintiff listed only factual witnesses. See Joint Proposed Pre-Trial Order 3. The custodian of records at Dr. Johnston's medical office, the Injury Treatment Center of Maryland, LLC, is not listed, nor is any other employee of that office. Whether by live testimony or in the form of a certification, Plaintiff must lay the Rule 803(6) foundation for the Initial Physician's Report. A pretrial telephone conference call is scheduled for Friday, May 25, 2012. If Plaintiff intends to add an additional witness to the list contained in the proposed pretrial order (i.e., a qualifying witness to lay the foundation for admissibility of the report), she should do so by the pretrial conference call, and the parties should submit a modified joint proposed pretrial order. Alternatively, if Plaintiff intends to lay the foundation for admissibility of the report by certification made pursuant to Rule 902(11), she should make the certification available to Defendant for inspection by May 25, 2012, so that Defendant has "a fair opportunity to challenge" it before trial. See Fed.R.Evid. 902(11).
Finally, Defendant argues that the Initial Physician's Report must be excluded because its "`probative value is substantially outweighed by a danger of ... unfair prejudice, confusing the issues and/or misleading the jury.'" Def.'s Mot. ¶ 5 (quoting Fed.R.Evid. 403). Defendant's chief concern is that, because Dr. Johnston is unavailable to testify at trial, and therefore will not be subject to cross-examination, the jury is likely to be "mislead as to the facts used by Dr. Johnston in forming his opinion." Def.'s Mem. 6; see also id. ("Defendant will be barred any chance to cross-examine Dr. Johnston to explain to the jury that his opinion was based on an incorrect description of the mechanics of the alleged incident."). I note, preliminarily, that while it is true that Dr. Johnston is unavailable to testify at trial, Defendant will have an opportunity to challenge Dr. Johnston's report-either by cross-examining Plaintiff's foundational witness, or by challenging Plaintiff's Rule 902(11) certification. Moreover, Defendant is free to attack Dr. Johnston's credibility or challenge the validity of his
Under Rule 403, the Court "may exclude relevant evidence if its probative value is substantially outweighed by a danger of one or more of the following: unfair prejudice, confusing the issues, misleading the jury, undue delay, wasting time, or needlessly presenting cumulative evidence." Fed.R.Evid. 403. In this context, "unfair prejudice" is "an undue tendency to suggest decision on an improper basis, commonly, though not necessarily, an emotional one." Fed.R.Evid. 403 Advisory Committee Note (1972). The issue in a Rule 403 analysis "is whether the search for truth will be helped or hindered by the interjection of distracting, confusion, or emotionally charged evidence." Weinstein & Berger, supra, § 403.02[1][a]. Defendant's concern that the report will mislead the jury or lead to confusion of the issues is unpersuasive, and Defendant presents no other specific examples of unfair prejudice that would be caused by admission of the Initial Physician's Report. Accordingly, Defendant has presented no legitimate grounds for exclusion of this relevant evidence under Fed.R.Evid. 403.
For the foregoing reasons, I find that Dr. Johnston's report is admissible as a business record under Fed.R.Evid. 803(6). Fed.R.Evid. 403 does not require the report's exclusion. Consequently, those statements of Plaintiff's that are included in Dr. Johnston's report, and which are admissible in their own right as statements made for medical diagnosis or treatment under Fed.R.Evid. 803(4), are admissible pursuant to Fed.R.Evid. 805. See Fed. R.Evid. 805 ("Hearsay within hearsay is not excluded by the rule against hearsay if each part of the combined statements conforms with an exception to the rule."). Thus, as to the Initial Physician's Report, Defendant's motion is DENIED, with the limitations described above. Plaintiff may introduce the report at trial, so long as a proper foundation is laid and the required redaction is made.
Defendant's Motion in Limine next challenges the admissibility of a Discharge Report prepared by Dr. Johnston, the same physician who prepared the Initial Physician's Report. Specifically, Defendant seeks the exclusion (or redaction) of the following passage:
Def.'s Mem. 2 (quoting Discharge Phys. Rep. 5). As with the Initial Physician's Report, Defendant argues that the quoted passage should be excluded because it is hearsay not within any exception, because its prejudicial effect outweighs its probative value, and because Plaintiff intends to introduce the report "without any supporting expert testimony." See Def.'s Mot. ¶¶ 2-5. As I explain below, because the report clearly appears to have been prepared
If offered to prove the truth of the matters asserted therein, the Discharge Report is hearsay because it contains assertions made by Dr. Johnston outside of a trial or hearing. See Fed.R.Evid. 801-802. Unless a hearsay exception applies, see id. 803-804, the report is inadmissible. Like the Initial Physician's Report, if the Physician's Discharge Report is to be admitted under an exception to the hearsay rule, it must satisfy the requirements of Fed. R.Evid. 803(6). As noted above, "[r]eports and documents prepared in the ordinary course of business," including the business of hospitals and other medical providers, "are generally presumed to be reliable and trustworthy." Sinkovich, 232 F.3d at 204-05; Sunkett, 2011 WL 6719776, at *16. There is a clear absence of trustworthiness, however, "when a report is prepared in the anticipation of litigation because the document is not for the systematic conduct and operations of the enterprise but for the primary purpose of litigating." Sinkovich, 232 F.3d at 205 (citing Scheerer v. Hardee's Food Sys. Inc., 92 F.3d 702, 706-07 (8th Cir.1996)); see also Weaver v. Phoenix Home Life Mut. Ins. Co., 990 F.2d 154, 159 (4th Cir.1993) (finding meritless the defendant's argument that an affidavit prepared on its behalf was admissible under the business records hearsay exception and noting that "[a]n affidavit prepared for trial is not a record of regularly conducted activity"); cf. Palmer v. Hoffman, 318 U.S. 109, 63 S.Ct. 477, 87 L.Ed. 645 (1943) (reviewing a federal statute providing for the admissibility of records made in the regular course of business, see 28 U.S.C. § 695, and finding the records at issue inadmissible because they were made in anticipation of litigation and were favorable to the party that produced them).
Put simply, the fact that a record was made in anticipation of pending litigation suggests that it will not satisfy the requirements of Rule 803(6) for at least two reasons. See generally Mueller & Kirkpatrick, supra, § 8:78. First, having been prepared with a specific event in mind (namely, forthcoming litigation), the record cannot be said to have been made in the course of a business's regularly conducted activity or as part of a regular practice of that business. See Fed.R.Evid. 803(6)(B)(C); see also Broun, supra, § 289 ("[T]he failure to make a timely record may suggest nonregularity in the making of the statement."). Second, that the record was prepared with litigation in mind, and thus with a likely motivational bias, indicates that the record lacks trustworthiness. See Fed.R.Evid. 803(6)(D); see also Mueller & Kirkpatrick, supra, § 8:83 & n. 24 (collecting cases) ("If a record was prepared with an eye toward litigation, this fact is an indication of untrustworthiness, as are obvious motives that would incline the preparer toward errors or overstatements that would be detrimental to the objecting party."); Saltzburg et al., supra, § 803.02[7][g], at 803-52 ("Documents prepared for litigation are prime candidates for exclusion as untrustworthy, at least where the report is favorable to the party who prepared the record. The reason for exclusion of such reports as untrustworthy is that the motivation of the preparer is suspect, given the anticipation of litigation.").
The Discharge Report was prepared in conjunction with an examination performed by Dr. Johnston on May 24, 2010 — more than fifty days after the incident in Defendant's parking lot. See Discharge Phys. Rep. 4. The report indicates that, as of that date, no additional follow-up was necessary and that Plaintiff was discharged from Dr. Johnston's care. See id. Despite these facts, Dr. Johnston's report
For the foregoing reasons, Defendant's Motion in Limine is GRANTED IN PART and DENIED IN PART. Plaintiff may introduce the Initial Physician's Report at trial, so long as a proper foundation is laid either by live testimony or certification and the required redaction is made. Plaintiff is prohibited from introducing the Discharge Physician's Report.
Because the elements of Fed.R.Evid. 803(6) and Fed.R.Evid. 902(11) "are essentially identical, they frequently are analyzed together when Rule 902(11) is the proffered means by which a party seek[s] to admit a business record." Lorraine, 241 F.R.D. at 572 (citing In re Vee Vinhnee, 336 B.R. 437, 444-46 (9th Cir.BAP2005); Rambus, Inc. v. Infineon Techs. AG, 348 F.Supp.2d 698, 701 (E.D.Va. 2004)). It may be useful, however, to distinguish between the "two related functions" that foundation witnesses may serve, as the function may limit the nature of the witness's testimony. Mueller & Kirkpatrick, supra, § 8:78. First, foundation witnesses are necessary to "show[] that the elements of the business records exception are present in the document," and that, as a result, the document is admissible. Id. The admissibility of evidence, as noted above, is a preliminary determination to be made by the Court. Fed. R.Evid. 104(a). In making this determination, the court may consider hearsay and other non-privileged material that generally would be inadmissible under the Federal Rules of Evidence. See id.; id. 1101(d)(1) As a result, when used to establish the elements of Rule 803(6), the foundation witness may relay hearsay.
Foundation witnesses are also necessary to authenticate the record, meaning that they establish "that the record being offered is what the proponent claims it to be." Mueller & Kirkpatrick, supra, § 8:78. Authentication is "viewed as a subset of relevancy, because `evidence cannot have a tendency to make the existence of a disputed fact more or less likely if the evidence is not that which its proponent claims.'" Lorraine, 241 F.R.D. at 539 (quoting United States v. Branch, 970 F.2d 1368, 1370 (4th Cir. 1992)). Here, the parties have stipulated to the authenticity of all documents. See Joint Proposed Pre-Trial Order 2. As a result, because the foundation witness will be used only to establish the applicability of Rule 803(6), the fact that his or her testimony may relay hearsay is of no consequence. Because the analyses under Fed.R.Evid. 803(6) and Fed.R.Evid. 902(11) "are essentially identical," Lorraine, 241 F.R.D. at 572, it may be tempting to assume that the parties' stipulation as to authenticity by definition includes a stipulation as to the other grounds for admissibility. However, because Defendant specifically challenges the records on hearsay grounds, I will not do so.