PAUL W. GRIMM, Magistrate Judge.
This Memorandum and Order memorializes, and elaborates on, the rulings made on the record in the discovery hearing held before me on April 27, 2012. The hearing was held to reconsider Defendants Jay M. Lustbader, M.D. and LCA-Vision, Inc.'s Motion for Stay of Discovery, ECF No. 40; Plaintiffs Chekeim and Erika Wymes's Opposition to Defendants' Motion, ECF No. 43; and Defendants' Reply, ECF No. 45, following a nearly four-month suspension of discovery.
Substantively, Plaintiffs allege that, as a result of Defendants' medical negligence, Mr. Wymes now suffers from post-LASIK ectasia,
Plaintiffs objected to Defendants' motion for a variety of reasons, stressing, in particular, that Mr. Wymes' treating physician, Dr. J. Bradley Randleman, has "opine[d] that Mr. Wymes' ectasia has progressed beyond the point where [collagen cross-linking] therapy is likely to help his condition. See Pls.' Mem. 3 (citation omitted). Plaintiffs also argued that because "Defendants' experts expressed no difficulty offering opinion on Mr. Wymes's prognosis in their September 30, 2011 expert reports, there is no reason to delay [expert discovery] now." Id. Finally, Plaintiffs suggested that Defendants' motion was "a mere delay tactic." Id.
Following a telephone discovery hearing held on January 27, 2012, I granted in part and denied in part Defendants' motion and suspended discovery until April 20, 2012, at which time an in-court hearing would be held to receive testimony regarding the status of Mr. Wymes' vision. See Jan. 31, 2012 Ltr. Order 1. After rescheduling, see Mar. 16, 2012 Ltr., ECF No. 49, the hearing was held on April 27, 2012. At the hearing, counsel presented evidence in the form of expert testimony and documentation regarding the success of Mr. Wymes' collagen cross-linking treatment. The bulk of this evidence was presented by two experts in the field of post-LASIK ectasia—Defendants' expert, Dr. Yaron Rabinowitz, and Plaintiffs' expert, Dr. J. Bradley Randleman. Their testimony addressed whether Mr. Wymes' ongoing recovery merits an additional suspension of discovery; specifically, Drs. Rabinowitz and Randleman testified regarding a central question: Following the cross-linking treatment, how much recovery time is necessary for an expert to offer a sound opinion as to the benefit, if any, of the treatment, relative to other treatment options, including, specifically, the use of contact lenses?
In the hearing, Defendants' expert Dr. Rabinowitz explained that, based on his experience with similar cases, a period of at least one year between the collagen cross-linking treatment and evaluation of Plaintiff's right eye is the minimum amount of time that must pass to accurately determine the benefit, if any, of the cross-linking treatment.
In light of Dr. Rabinowitz's testimony, defense counsel reiterated that it would prefer— for cost and convenience reasons—that its expert examine Mr. Wymes only once, and at a sufficient distance in time from the cross-linking treatment. Defense counsel also stated its preference that, for similar reasons, depositions relating to that examination be performed only once. Defense counsel further argued that the jury is entitled to the best evidence available at trial. Because Dr. Rabinowitz cannot now state his conclusions regarding the success of the cross-linking treatment with the probability and certainty he would be able to one year after the treatment, Defendants argued that an additional stay of discovery is appropriate. Moreover, a significant issue in this case is whether Mr. Wymes will be able to tolerate contact lenses; if he is, the need for corneal transplant surgery, and consequently, his potential damages, may be diminished. Defense counsel would prefer that Dr. Rabinowitz's deposition and other discovery occur sometime after Mr. Wymes's tolerance for contact lenses has been evaluated. (As of the date of the hearing, Mr. Wymes had not yet attempted to be fitted for contact lenses.)
In the hearing, Plaintiffs' expert Dr. Randleman drew a distinction between empirical improvement in visual acuity and actual improvement in the way the eye functions. To truly determine the success of Mr. Wymes's collagen cross-linking treatment, in terms of lasting quality of vision, Dr. Randleman stated, it would be necessary to track Mr. Wymes's vision over a period of five to ten years. However, according to Dr. Randleman, a determination of whether Mr. Wymes will be able to tolerate contact lenses could be obtained, at least initially, in a matter of weeks, and there would be no benefit to waiting an additional several months before conducting a contact lenses "test run." Dr. Randleman further explained that, if contact lenses prove unsuccessful, INTACS are not likely to be a viable treatment option, either. Accordingly, if a determination is made in the next few weeks that Mr. Wymes is unable to tolerate contact lenses, and thus, unlikely to benefit from INTACS, it is likely that corneal transplant surgery will be Mr. Wymes's next option. Because these determinations can be made within a several week period, and because they directly relate to the issues on which the experts are to opine, Dr. Randleman concluded that there would be no benefit to waiting until one year has passed from the date of Mr. Wymes's collagen-cross linking treatment. Rather, Dr. Randleman stated that he would be able to offer an opinion on the extent of improvement in Mr. Wymes's right eye, relative to available treatment options, after Mr. Wymes attempts to be fitted for contact lenses.
In light of Dr. Randleman's testimony, Plaintiffs' counsel stated that, while there may be some benefit to staying discovery, it is not significant. Rather, counsel argued, the experts know now, or will know shortly, most of what they are going to know relative to any possible improvement in the quality of Mr. Wymes's vision. In Plaintiffs' view, the stay of discovery will only delay their opportunity to litigate this matter on the merits, thus delaying their justice.
I note, preliminarily, that in the briefing of Defendants' motion, neither party appears to have addressed the correct standard. The authorities and standards cited by Defendants relate to motions to stay entire proceedings, rather than motions to stay discovery. See, e.g., Defs.' Mem. 11 (citing Bos. Sci. Corp. v. Cordis Corp., 777 F.Supp.2d 783 (D. Del. 2011); Dentsply Intern., Inc. v. Kerr Mfg. Co., 734 F.Supp. 656 (D. Del. 1990)). In their response, Plaintiffs misconstrue Defendants' request for a stay of discovery as a request to modify the scheduling order pursuant to Fed. R. Civ. P. 16(b)(4). See Pl.'s Mem. 4 ("When Defendants seek a finite six-month stay of the deadlines set forth in the Scheduling Order . . . their Motion is actually a request to modify the Scheduling Order."). As I explain below, motions to stay discovery are more properly considered pursuant to Fed. R. Civ. P. 26(c) and case law interpreting that rule.
In pertinent part, Federal Rule of Civil Procedure 26(c) provides that a "Court may, for good cause, issue an order to protect a party or person from . . . undue burden or expense, including one or more of the following: (A) forbidding the disclosure or discovery; [or] (B) specifying terms, including time and place, for the disclosure or discovery."
The moving party "may not rely upon `stereotyped and conclusory statements,'" to establish good cause; rather, the moving party "must present a `particular and specific demonstration of fact' as to why a protective order [staying discovery] should issue." Baron Fin. Corp. v. Natanzon, 240 F.R.D. 200, 202 (D. Md. 2006) (quoting 8A Charles Alan Wright et al., Fed. Prac. & Proc. Civ. § 2035 (2d ed. 1994)). "`Broad allegations of harm, unsubstantiated by specific examples or articulated reasoning, do not support a good cause showing.'" Id. (quoting Merit Indus., Inc. v. Feuer, 201 F.R.D. 382, 384-85 (E.D. Pa. 2001)). In the context of a request to stay discovery, "[t]he moving party must come forward with a specific factual showing that the interest of justice and considerations of prejudice and undue burden to the parties require a protective order and that the benefits of a stay outweigh the cost of delay.'" Kimpflen et al., supra, § 26:334 (quoting Kron Med. Corp. v. Groth, 119 F.R.D. 636, 638 (M.D.N.C. 1988)).
Rule 26(c)'s good cause requirement "creates a rather high hurdle" for the moving party. Natanzon, 240 F.R.D. at 202; Medlin v. Andrew, 113 F.R.D. 650, 653 (M.D.N.C. 1987) (noting the "heavy burden of demonstrating the good cause" for a Rule 26(c) order). However, the Rule also "`confers broad discretion on the trial court to decide when a protective order is appropriate and what degree of protection is required.'" Furlow v. United States, 55 F.Supp.2d 360, 366 (D. Md. 1999) (quoting Seattle Times Co. v. Rhinehart, 467 U.S. 20, 36 (1984)); see also Scarberry v. Huffman, No. 3:10-0831, 2010 WL 4068923, at *2 n.1 (S.D.W. Va. Oct. 15, 2010) (explaining that "the issues raised by a motion to stay discovery implicate matters of federal procedural law that fall within the confines of the district court's discretion").
On motion, it is not uncommon for courts to stay discovery pending resolution of dispositive motions.
Several courts have cautioned against staying discovery, noting that motions to stay discovery are "not favored because when discovery is delayed or prolonged it can create case management problems which impede the Court's responsibility to expedite discovery and cause unnecessary litigation expenses and problems." Simpson, 121 F.R.D. at 263; Kron Med. Corp., 119 F.R.D. at 637-38 ("In considering [motions to stay discovery], the Court needs to remain mindful of its responsibility to expedite discovery and minimize delay. Disruption or prolongation of the discovery schedule is normally in no one's interest. A stay of discovery duplicates costs because counsel must reacquaint themselves with the case once the stay is lifted. Matters of importance may be mislaid or avenues unexplored. A case becomes more of a management problem to the Court when it leaves the normal track. While time may heal some disputes, in others it merely permits more opportunity for festering."); see also Medlin, 113 F.R.D. at 652 (stating that protective orders "should be sparingly used and cautiously granted").
I note, preliminarily, the excellent quality of the expert assistance from which the Court benefited in the hearing. The Court was presented with two highly qualified experts, each of whom offered, via video or audio connection, their opinions on their ability to offer a reliable opinion at trial regarding the likelihood that Plaintiff's vision will improve. The issue here boils down to a key difference—the amount of time each expert feels should have passed between Mr. Wymes's cross-linking treatment and their examination in order to offer a reliable opinion.
Evidence was presented at the hearing that supports each party's position, and I am not without sympathy to Plaintiffs' desire to litigate this dispute on the merits and move on with their lives. However, Dr. Rabinowitz indicated that, although he could offer an opinion on the benefit of the cross-linking treatment on Mr. Wymes's vision at this time, it would not be the best or most reliable opinion he could offer; indeed, it may be speculative. As such, his testimony would likely be the subject of a motion in limine made pursuant to Fed. R. Evid. 401, 403, 702 & 703. Samuel v. Ford Motor Co., 112 F.Supp.2d 460, 470 (D. Md. 2000) ("If the . . . expert testimony is speculation, or conjecture, it is not relevant. This is because it has no tendency to make a significant fact more or less probable than otherwise, as guesswork is the very antithesis of probability. Even if arguably relevant, conjectural opinion testimony should be excluded under Rule 403 because whatever minimal probative value it may be said to possess clearly is substantially outweighed by the danger of confusion. Additionally, . . . an expert opinion based on speculation or guesswork will not meet the helpfulness requirements of Rule 702, nor will it be the product of reliable facts, as required by Rule 703."); see Casey v. Geek Squad Subsidiary Best Buy Stores, L.P., 823 F.Supp.2d 334, 340 (D. Md. 2011) ("In its capacity as a `gatekeeper' of expert evidence, the Court must exclude expert testimony that is based only `on belief or speculation.'" (quoting Oglesby v. Gen Motors Corp., 190 F.3d 244, 250 (4th Cir. 1999))).
I am convinced that Defendants' request is not made for an improper purpose, or solely to delay litigation on the merits. Rather, Defendants' request seeks to pause discovery in this case in order to permit its expert an opportunity to offer a reliable, non-speculative opinion on the success of the collagen cross-linking treatment on Mr. Wymes's right eye relative to current treatment options. Thus, the request relates to the quality of the evidence with which the jury will be presented at trial. Ensuring that its expert is able to render a reliable, non-speculative opinion on an issue central to the case satisfies Fed. R. Civ. P. 26(c)'s good cause requirement. Defendants' request is not "`stereotyped [or] conclusory.'" Natanzon, 240 F.R.D. at 202 (quoting 8A Wright et al., supra, § 2035). Rather, Defendants made at the evidentiary hearing "a specific factual showing that the interest of justice and considerations of . . . undue burden . . . require[s issuance of] a protective order and that the benefits of a stay outweigh the cost of delay." See Kimpflen et al., supra, § 26:334 (quoting Kron Med. Corp., 119 F.R.D. at 638). Dr. Rabinowitz's expert testimony bore out the wisdom of allowing additional time for Mr. Wymes's eye to respond to the collagen cross-linking treatment and permitting the experts to render their opinions after sufficient time has passed. Because Defendants have established good cause for the issuance of a protective order, Rule 26(c) grants me the discretion to stay discovery in this case. See Bragg, 2010 WL 3835080, at *1; Any & All Assets of Shane Co., 147 F.R.D. at 101.
The length of the stay also is a matter within the Court's discretion. As Dr. Rabinowitz and Dr. Randleman's testimony suggested, expert discovery in this case theoretically could be put off for a number of years. See supra. Indeed, both experts noted that Mr. Wymes's eye could continue to show improvement five to ten years from now. A stay of discovery of that duration would be as prejudicial to Plaintiffs as it is unrealistic. See Kron Med. Corp., 119 F.R.D. at 638. However, as explained above, Dr. Rabinowitz's testimony displayed the wisdom of extending discovery for some period of time so as to permit further improvement, if any, in Mr. Wymes's vision. Mindful of the potential costs of a lengthy stay, I hereby SUSPEND discovery for an additional ninety (90) days of the date of the evidentiary hearing. I have selected this duration for the stay because the experts' testimony suggested that whether Mr. Wymes is able to tolerate contact lenses in his right eye is a significant question in this case— and it is a question that can be answered within a relatively short period of time.
This decision is in line with the important values articulated in Rule 1. See Fed. R. Civ. P. 1 ("[The rules] should be construed and administered to secure the just, speedy, and inexpensive determination of every action and proceeding."). A trial date has yet to be set in this case. Additionally, were I to deny the request for a stay entirely, it is possible that, at a later time, and subject to possible developments in Mr. Wymes's condition, discovery would need to be reopened. In light of these considerations, I do not believe that the stay of discovery imposed herein will create the type of case management problems that have troubled other courts. See Simpson, 121 F.R.D. at 263. Indeed, I am of the view that staying discovery for ninety days will spare the parties of "unnecessary litigation expenses," id., by, for example, eliminating the need to redo some expert discovery. Similarly, I do not feel that this stay will "duplicate[] costs," as ninety days is not such a lengthy period of time that counsel will need to "reacquaint themselves with the case once the stay is lifted." See Kron Med. Corp., 119 F.R.D. at 638.
For the reasons stated above and on the record in the hearing, which is incorporated herein by reference, discovery is hereby SUSPENDED for an additional ninety (90) days of the date of the hearing. Prior to the expiration of that ninety (90) day period, the parties should confer and prepare a joint proposed modified scheduling order to submit to Judge Quarles. The proposal should include final deadlines for deposing Defendant's experts (who have been identified, but not yet deposed), Plaintiff's rebuttal Rule 26(a)(2) expert disclosures, and the parties' Rule 26(e)(2) supplementation of disclosures and responses, a new discovery deadline, and a date by which dispositive pretrial motions will be submitted to the Court.