DEBORAH K. CHASANOW, District Judge.
Presently pending and ready for resolution in this employment discrimination case is the motion to dismiss or, alternatively, for summary judgment filed by Defendants Suburban Hospital, Inc. ("Suburban Hospital" or "the hospital"), and Johns Hopkins Health System Corporation ("JHHS") (ECF No. 21). The relevant issues have been briefed, and the court now rules pursuant to Local Rule 105.6, no hearing being deemed necessary. For the reasons that follow, the motion will be granted in part and denied in part.
The following facts are either alleged by Plaintiff David Betof or taken in the light most favorable to him. On April 9, 2007, Suburban Hospital hired Mr. Betof, a Caucasian male, as a laboratory operations manager.
Beginning in May 2010, numerous African-American employees in the same department filed EEOC complaints with the hospital, some of which implicated Mr. Hornbeck. According to Mr. Betof, none of these complaints "mentioned [his] name." (ECF No. 21-2, at 2).
Around the same time, the hospital also promoted two Caucasian employees without first posting the availability of the positions they filled, "which violated the Company's policies." (Id.). Several minority employees complained to Mr. Betof that they believed this promotion process was discriminatory. In response, Mr. Betof "warned the Human Resources department" about these concerns and urged the department not to follow through with the promotions in this manner. (Id.). Suburban Hospital nonetheless promoted the previously selected employees.
Approximately two months later, on July 14, 2010, Mr. Parnell and Dr. Goodwin met with the employees in Mr. Betof's department to discuss "the racial issues" raised by the numerous EEOC complaints that had been filed. (Id.). Just prior to the meeting, Dr. Goodwin indicated that hospital management was unsure why employees continued to file such complaints despite Mr. Hornbeck's departure. She then "told Mr. Betof that he was being implicated as . . . an individual responsible for alleged racial discrimination" in that department. (ECF No. 18-2 ¶ 31). Dr. Goodwin also remarked that "[s]ometimes the person who files the discrimination complaint" — referring to Mr. Betof's October 2009 complaint — "does so to hide [his] own culpability." (ECF No. 21-2, at 2). Mr. Betof defended himself and stated that "nothing had even been done" with regard to his EEOC complaint. (Id.). Later, at the meeting, Dr. Goodwin commented to Mr. Betof that Suburban Hospital "had a problem in that there were no minorities in senior leadership." (Id.).
Two days later, on July 16, 2010, Mr. Betof met with Mr. Parnell. During this meeting, Mr. Parnell informed Mr. Betof that a change was needed and that Mr. Betof's employment with Suburban Hospital would be terminated. Mr. Betof's termination letter stated, in relevant part, as follows:
(ECF No. 18-2 ¶ 36). Deborah Ayres, a white female "who had never held a laboratory director position," was selected to replace Mr. Betof. (Id. ¶ 35).
Mr. Betof filed a charge of discrimination with the Maryland Commission on Human Relations approximately four months later. In the charge of discrimination, Mr. Betof stated that he believed his termination stemmed from discrimination "based on [his] race and sex," as well as retaliation for the complaints he had made. (ECF No. 21-2, at 2). On May 27, 2011, more than 180 days after he filed the charge of discrimination, Mr. Betof filed a complaint in this court against Suburban Hospital, John Hopkins University, and Johns Hopkins Medicine, alleging race discrimination and retaliation in violation of Title VII of the Civil Rights Act of 1964 ("Title VII"), 42 U.S.C. §§ 2000e et seq., 42 U.S.C. § 1981, and the Maryland Fair Employment Practices Act ("FEPA"), Md. Code Ann., State Gov't § 20-606. (ECF No. 1). Suburban Hospital and Johns Hopkins Medicine moved to dismiss or, alternatively, for summary judgment,
One week later, Mr. Betof moved for leave to file a second amended complaint listing JHHS as a defendant, removing Johns Hopkins Medicine as a defendant, and adding a claim of gender discrimination under Title VII and § 1981. (ECF No. 11). Before the court had ruled on this motion, Mr. Betof filed a stipulation of dismissal as to all claims against Johns Hopkins University. (ECF No. 13). The court approved the stipulation of dismissal on August 17, 2011, and granted Mr. Betof's motion for leave to amend approximately two weeks later. On September 13, 2011, Mr. Betof requested leave to file a third amended complaint ("the complaint") to remove references to Johns Hopkins University from his pleading. (ECF No. 18). The remaining defendants consented to the motion, and the court granted Mr. Betof's request.
On September 28, 2011, Suburban Hospital and JHHS moved to dismiss or, alternatively, for summary judgment. (ECF No. 21). Mr. Betof filed his opposition on October 17, 2011. (ECF No. 22). Defendants timely replied. (ECF No. 23).
Defendants' motion implicates two standards of review. Here, two exhibits submitted by Suburban Hospital and JHHS are relevant to resolution of the pending motion: (1) the charge of discrimination that Mr. Betof filed with the Maryland Commission on Human Relations, and (2) the affidavit of Dr. Goodwin. Generally, when "matters outside the pleadings are presented to and not excluded by the court, the motion shall be treated as one for summary judgment and disposed of as provided in Rule 56." Fed.R.Civ.P. 12(d). Courts in this district, however, have repeatedly held that the plaintiff's charge of discrimination, when attached to a defendant's motion to dismiss, may be considered without converting the motion to one for summary judgment. E.g., Avery v. Astrue, No. WDQ-11-2612, 2012 WL 1554646, at *1 n.4 (D.Md. Apr. 27, 2012); Cuffee v. Verizon Commc'ns, Inc., 755 F.Supp.2d 672, 676 & n.2 (D.Md. 2010); Garrison v. McCormick & Co., Inc., No. JFM 10-CV-0298, 2010 WL 2651639, at *1 n.2 (D.Md. June 30, 2010).
With regard to Mr. Betof's race discrimination claim, the parties present arguments that require consideration of both exhibits. Accordingly, Defendants' motion will be treated as a motion for summary judgment as to that count. With regard to the remaining claims, the parties' arguments address whether Mr. Betof has stated a claim for relief, and the court can resolve these arguments by looking solely to the complaint and the charge of discrimination. Defendants' motion will thus be treated as one to dismiss as to these claims.
The purpose of a motion to dismiss pursuant to Fed.R.Civ.P. 12(b)(6) is to test the sufficiency of the complaint. Presley v. City of Charlottesville, 464 F.3d 480, 483 (4
At this stage, the court must consider all well-pleaded allegations in a complaint as true, Albright v. Oliver, 510 U.S. 266, 268 (1994), and must construe all factual allegations in the light most favorable to the plaintiff, see Harrison v. Westinghouse Savannah River Co., 176 F.3d 776, 783 (4
A court may enter summary judgment only if there is no genuine issue as to any material fact and the moving party is entitled to judgment as a matter of law. See Fed.R.Civ.P. 56(a); Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986); Emmett v. Johnson, 532 F.3d 291, 297 (4
"A party opposing a properly supported motion for summary judgment `may not rest upon the mere allegations or denials of [his] pleadings,' but rather must `set forth specific facts showing that there is a genuine issue for trial.'" Bouchat v. Balt. Ravens Football Club, Inc., 346 F.3d 514, 522 (4
Defendants contend that Mr. Betof's claims against them fail for a variety of reasons. JHHS asserts that Mr. Betof's allegations against it are insufficient because the complaint indicates only that JHHS is the parent company of Suburban Hospital. To the extent this argument is unpersuasive, JHHS then joins Suburban Hospital in arguing that Mr. Betof cannot set forth claims for race discrimination or retaliation because he lacks direct evidence or facts supporting a prima facie case. Defendants further contend that his claim of gender discrimination under § 1981 and Title VII must fail because § 1981 does not provide redress for such claims and, as to Title VII, "the Third Amended Complaint is devoid of any factual content showing intentional [gender] discrimination." (ECF No. 21-1, at 16). Mr. Betof did not respond to JHHS's argument about the insufficiency of his allegations based on its status as the hospital's parent company, but he has generally opposed Defendants' remaining arguments.
The complaint makes only fleeting reference to JHHS. Indeed, it merely states that the hospital is a "wholly-owned subsidiary" of JHHS and that JHHS purchased the hospital at some unspecified time after Mr. Betof began his employment. (ECF No. 1 ¶¶ 4, 11). To establish a claim of employment discrimination or retaliation against JHHS, Mr. Betof must allege that JHHS was his "employer." Johnson v. Flowers Indus., Inc., 814 F.2d 978, 979-80 (4
Id. at 980-81 (further explaining that this conclusion "foster[s] stability in commerce" and encourages business development).
Here, there is no allegation that the relationship between JHHS and Suburban Hospital is "anything more than a normal parent-subsidiary relationship." Johnson, 814 F.2d at 981. The complaint contains no factual averments indicating either that JHHS controlled the hospital's employment decisions or that JHHS dominated the hospital's operations such that the two corporations essentially became the same entity. Mr. Betof has made no contrary argument in his opposition papers. Accordingly, in the absence of allegations to overcome the "strong presumption" of JHHS's limited liability and in light of Mr. Betof's lack of response on this issue, his claims against JHHS will be dismissed. Id.
Mr. Betof has alleged that Suburban Hospital terminated him on the basis of his race. A plaintiff may establish a claim for intentional race discrimination using two methods.
Direct evidence is "evidence of conduct or statements that both reflect directly the alleged discriminatory attitude and that bear directly on the contested employment decision." Warch v. Ohio Cas. Ins. Co., 435 F.3d 510, 520 (4
Mr. Betof contends that Dr. Goodwin's reference to him being implicated in other employees' EEOC complaints and her statement that he may have filed his EEOC complaint "to hide [his] own culpability" both constitute direct evidence of race discrimination. (ECF No. 21-2). This contention is without merit for two reasons.
Second, there is no indication that Dr. Goodwin's statements were in any way linked to his subsequent termination. To constitute direct evidence, statements must be directly related to the employment decision in question. Brinkley v. Harbour Recreation Club, 180 F.3d 598, (4
No such nexus exists here. Dr. Goodwin made these statements just prior to a meeting with hospital employees to discuss "racial issues" presented by the numerous EEOC complaints that African-American employees had filed with the human resources department. (ECF No. 21-2, at 2). Thus, Dr. Goodwin's statements occurred in a context separate from Mr. Betof's termination two days later by Mr. Parnell. Mr. Betof has, therefore, failed to set forth direct evidence of race discrimination, and the analysis turns to the burden-shifting paradigm of McDonnell Douglas.
Absent direct evidence, Mr. Betof may prove his case for race discrimination with circumstantial evidence using the pretext framework established in McDonnell Douglas. Paris, 307 F.Supp.2d at 754. Under this framework, Mr. Betof must first establish a prima facie case of discriminatory discharge. A prima facie for discriminatory discharge requires Mr. Betof to demonstrate that: (1) he is a member of a protected class; (2) he suffered an adverse employment action; (3) he was performing at a level that met his employer's legitimate expectations at the time of the adverse employment action; and (4) his position was filled by a similarly qualified applicant outside the protected class. King v. Rumsfeld, 328 F.3d 145, 149 (4
Here, Mr. Betof has stated that he is Caucasian. Suburban Hospital has presented undisputed evidence that Ms. Ayres, Mr. Betof's replacement, is also Caucasian. (See ECF No. 23-1 ¶ 7) ("Ms. Deborah Ayres is a white employee."). "[T]here is a powerful inference . . . that discrimination did not motivate the employer" where the employee selected to replace the plaintiff is of the same race as the plaintiff. Cutshall v. Potter, 347 F.Supp.2d 228, 237 (W.D.N.C. 2004) (quoting Proud v. Stone, 945 F.2d 796, 798 (4
In a final attempt to avoid summary judgment against him on the race discrimination claim, Mr. Betof asserts that even if he lacks direct evidence or facts sufficient to set forth a prima facie case, "it would be inappropriate to dismiss this case prior to discovery." (ECF No. 22, at 8). As a general matter, "summary judgment [must] be refused where the nonmoving party has not had the opportunity to discover information that is essential to the motion." Anderson, 477 U.S. at 250 n.5. To render this general rule applicable, however, the nonmovant must clearly demonstrate the need for discovery pursuant to Rule 56(d), which allows the court to deny summary judgment or delay ruling on the motion until discovery has occurred if the "nonmovant shows by affidavit or declaration that, for specified reasons, it cannot present facts essential to justify its opposition." Fed.R.Civ.P. 56(d).
Mr. Betof's Rule 56(d) affidavit seeks extensive discovery to locate "a document, email, conversation or some other evidence" to substantiate his race discrimination claim. (ECF No. 22, at 9). Requesting discovery of virtually all information related to his termination, Mr. Betof asserts that "[i]t's very possible" that Suburban Hospital fired him to "placate the African American employees[]" who had filed EEOC complaints and that the hospital only hired Ms. Ayres to disguise its discrimination against him. (Id.).
At bottom, the crux of Mr. Betof's argument is that he "should be allowed to find out if [he] has a claim, rather than that [he] has a claim for which [he] needs . . . discovery." Paddington Partners v. Bouchard, 34 F.3d 1132, 1138 (2
Suburban Hospital also contends that Mr. Betof's complaint fails to state a cause of action for retaliation. To allege a prima facie case for retaliation under Title VII, § 1981, and FEPA, a plaintiff must state the following elements: (1) he engaged in a protected activity, (2) his employer acted adversely against him, and (3) the protected activity was causally connected to the adverse action. Holland v. Wash. Homes, Inc., 487 F.3d 208, 218 (4
Pursuant to 42 U.S.C. § 2000e-3(a), it is unlawful for an employer to discriminate against an employee "because he has opposed any practice made an unlawful practice by this subchapter, or because he has made a charge, testified, assisted, or participated in any manner in an investigation, proceeding, or hearing under this subchapter." Protected activity of an employee, therefore, can take the form of either opposing a practice prohibited under Title VII (pursuant to the opposition clause) or making a charge, testifying, assisting, or participating in an investigation, proceeding, or hearing under Title VII (pursuant to the participation clause). Although Mr. Betof's EEOC complaint reported race discrimination directed at employees other than himself, the filing of this complaint with Mr. Parnell and Dr. Goodwin in October 2009 constitutes protected activity. Martin v. State Univ. of N.Y., 704 F.Supp.2d 202, 229 (E.D.N.Y. 2010) ("[A] supervisor who acts as an advocate for the alleged victim may be said to have engaged in opposition under Title VII."); see also Pulley, 348 F.Supp.2d at 396 (concluding that filing a formal complaint about employment discrimination with the human resources department constituted protected activity). Suburban Hospital does not dispute this conclusion, arguing instead that this EEOC complaint was the only protected activity in which Mr. Betof engaged. Mr. Betof, however, contends otherwise (ECF No. 22, at 11) (stating that he had filed "two" complaints with the hospital), and the charge of discrimination supports this contention.
According to the charge of discrimination, Mr. Betof again contacted the human resources department in May 2010 to complain about the hospital's promotion of two Caucasian employees to positions that had not been internally posted, which violated hospital policy. In doing so, he explained that numerous "minority employees" had contacted him about this issue and believed that this promotion process was discriminatory, particularly in light of the other racial problems they had previously presented to human resources. (ECF No. 21-2, at 2). Mr. Betof then "warned" the human resources department not to follow through with the promotions in this manner. (Id.).
"Voicing one's opinions in order to bring attention to an employer's discriminatory activities" may constitute opposition activity. Laughlin v. Metro. Wash. Airports Auth., 149 F.3d 253, 259 (4
With the extent of Mr. Betof's protected activity determined, the analysis turns to whether he has sufficiently alleged a causal connection between his complaints to human resources and his subsequent termination. The burden of showing this causal nexus is "not onerous." Tex. Dep't of Cmty. Affairs v. Burdine, 450 U.S. 248, 253 (1981); see Karpel v. Inova Health Sys. Servs., 134 F.3d 1222, 1229 (4
This argument fails for two reasons. First, the Fourth Circuit has expressly declined to determine "how close a temporal connection must [be] for . . . a causal nexus [to exist]," while noting that its "precedent establishes that several months is sufficiently proximate to satisfy the requirement." Brockman v. Snow, 217 F.App'x 201, 207 (4
Second, and most importantly, the hospital's argument overlooks the totality of circumstances from the time that Mr. Betof filed his EEOC complaint until his termination. The charge of discrimination indicates that he complained to human resources about a second incident of perceived racial discrimination approximately two months prior to his termination. This relatively short timeframe itself suggests a causal connection. See Williams v. Cerberonics, Inc., 871 F.2d 452, 457 (4
Suburban Hospital has moved to dismiss Mr. Betof's gender discrimination claims — which he brings pursuant to Title VII and § 1981 — on two grounds. The hospital first contends that claims of gender discrimination are not viable under § 1981. It is axiomatic that § 1981, "although applicable to racial discrimination, does not apply to situations of sexual discrimination." Cornell v. Gen. Elec. Plastics, 853 F.Supp. 221, 223 (S.D.W.Va. 1994). Mr. Betof's gender discrimination claim pursuant to § 1981 must, therefore, be dismissed.
The hospital then turns to the Title VII claim, contending that the complaint's focus on race discrimination and retaliation renders this claim implausible under Twombly. Under the McDonnell Douglas framework, a plaintiff creates a presumption of gender discrimination by alleging the following elements: (1) that he is a member of a protected class; (2) that he suffered an adverse employment action; (3) that he was performing his job at a level that met his employer's legitimate expectations at the time of the adverse action; and (4) that his position remained open or was filled by a similarly qualified applicant outside the protected class. Hill, 354 F.3d at 285; Venable v. Apfel, 19 F.Supp.2d 455, 462 (M.D.N.C. 1998) (explaining that a plaintiff had "raised an inference that he was discriminated against based on his sex" by making out a prima facie case for sex discrimination).
Mr. Betof has presented factual allegations to create such a presumption of discrimination. He is male and was terminated from his position as laboratory operations manager, thereby satisfying the first and second elements. The complaint and charge of discrimination also demonstrate that he held his position for more than three years and that he "consistently received raises and positive performance evaluations" (ECF No. 18-2 ¶ 15) and "had . . . no disciplinary problems" (ECF No 21-2, at 1). These factual averments are sufficient to allege that Mr. Betof was meeting the hospital's legitimate expectations prior to his termination. As to the fourth prong, he contends that he was replaced by Ms. Ayres, a female, who — unlike him — had no laboratory management experience.
Although sparse, these allegations suffice to set forth a prima facie case of gender discrimination. See Burdine, 450 U.S. at 253 (noting that the "burden of [alleging] a prima facie case of disparate treatment is not onerous"). Indeed, while the Fourth Circuit has upheld dismissal of a complaint alleging employment discrimination when none of the complaint's "24 paragraphs of facts" supported that bald conclusion, Jordan v. Alt. Res. Corp., 458 F.3d 332, 344 (4
For the foregoing reasons, the motion to dismiss or, alternatively, for summary judgment will be granted in part and denied in part. A separate Order will follow.
Even if the laboratory manager position did fall within the hospital's senior leadership, Dr. Goodwin's statement did not indicate an intent to displace any employees currently holding such positions. Cf. O'Connor, 56 F.3d at 549 (explaining that a statement made two days before the plaintiff's termination about the company needing to "get some young blood" did "not evince an intent to discharge an older employee"). Dr. Goodwin's statement also occurred in a context separate from Mr. Betof's subsequent termination. Compare Paris v. Arc/Davidson Cnty., Inc., 307 F.Supp.2d 743, 754-55 (M.D.N.C. 2004) (concluding that a statement about the company "not employ[ing] enough black people" did not constitute direct evidence because, among other reasons, there was no indication that it was "more than just [a] stray or isolated remark[]"), and Candillo v. N.C. Dep't of Corrs., 199 F.Supp.2d 342, 350 (M.D.N.C. 2002) (explaining that derogatory comments about Hispanics were not direct evidence where the comments occurred in response to the plaintiff's request for secretarial support, "not the decision whether to promote" the plaintiff), with Schafer v. Md. Dep't of Health & Mental Hygiene, 359 F.App'x 385, 388-89 (4