JAMES K. BREDAR, District Judge.
O. John Benisek, Stephen M. Shapiro, and Maria B. Pycha (collectively "Plaintiffs") brought this suit against Bobbie S. Mack, Chair of the Maryland State Board of Elections, and Linda H. Lamone, State Administrator of the Maryland State Board of Elections, (collectively "Defendants"), in their official capacities, alleging that the 2011 congressional districts established by the Maryland General Assembly violate Plaintiffs' rights under Article I, Section 2 of the United States Constitution, as well as under the First and Fourteenth Amendments to the United States Constitution. Now pending before the Court is Defendants' motion to dismiss for failure to state a claim (ECF No. 13). The issues have been briefed and no hearing is required. Local Rule 105.6. For the reasons set forth below, the motion will be granted.
In 2011, following the 2010 decennial census, the Maryland General Assembly enacted a congressional redistricting plan. Md.Code Ann., Elec. Law §§ 8-701 et seq.; (Am. Compl., ECF No. 11, at ¶¶ 7-8.) This plan closely followed the recommendations of the Governor's Redistricting Advisory Committee ("GRAC"), which included the President of the Maryland Senate and the Speaker of the Maryland House of Delegates. (Am. Compl. at ¶ 8.) Several of the districts created under this plan — in particular the 4th, 6th, 7th, and 8th congressional districts — are composed of two "de-facto non-contiguous segments — i.e., discrete segments that would be wholly non-contiguous but for the placement of one or more narrow orifices or ribbons connecting the discrete segments." (Id. at ¶ 10.) Further, in each of these districts, one of the two "de-facto non-continuous segments" is "far more populous than the other as well as being socioeconomically, demographically, and politically inconsistent with the other segment." (Id. at ¶ 11.)
For example, Plaintiffs describe the 4th congressional district as follows
(Id. at ¶¶ 12(a)(1)-(2).)
On November 11, 2013, Plaintiffs filed this suit challenging "the narrow ribbons and orifices used to tie de-facto non-contiguous and demographically inconsistent segments into individual districts." (Id. at ¶ 2.) Specifically, Plaintiffs allege that the "non-contiguous structure and discordant composition of the separate distinct pieces comprising the 4th, 6th, 7th, and 8th [c]ongressional districts" violates their rights "of representation as protected by Article I Section 2 of the U.S Constitution," their "right to vote for ... Representatives to Congress, as protected by both the first and second clauses to the 14th Amendment of the U.S. Constitution," and their "First Amendment rights of political association." (Id.)
On December 2, 2013, Plaintiffs filed an amended complaint. (Am. Compl.) Defendants now move to dismiss this amended complaint for failure to state a claim for which relief can be granted. (ECF No. 13.)
The present action challenges the "constitutionality of the apportionment of congressional districts" and is therefore required to be heard and determined by a "district court of three judges." 28 U.S.C. § 2284(a). However, the single judge to whom the request for a three judge panel is presented may "determine[] that three judges are not required" and "may conduct all proceedings except the trial, and enter all orders permitted by the rules of civil procedure except as provided in this subsection."
This motion to dismiss, like all others under Rule 12(b)(6) of the Federal Rules of Civil Procedure, is a test of the legal sufficiency of a complaint. Edwards v. City of Goldsboro, 178 F.3d 231, 243 (4th Cir.1999). See also Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009); Bell Atl. v. Twombly, 550 U.S. 544, 556-57, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007). The Court will therefore evaluate it under the usual Rule 12(b)(6) standard.
However, in fact, in the present context, the "substantial question" standard and the legal sufficiency standard are one and the same. In Duckworth, 332 F.3d 769, the Fourth Circuit clarified that where a plaintiff's "pleadings do not state a claim, then by definition they are insubstantial and so properly are subject to dismissal by the district court without convening a three-judge court." Id. at 772-73. Further, in Fletcher v. Lamone, 831 F.Supp.2d 887 (D.Md.2011), a three judge panel of this Court held that "[f]or purposes of construing § 2284, we find no material distinction" between the Rule 12(b)(6) standard and the "substantial question" standard. Id. at 892. Therefore, the Court will apply the usual Rule 12(b)(6) standard in deciding this motion.
To pass the Rule 12(b)(6) legal sufficiency test, a complaint need only present enough factual content to render its claims "plausible on [their] face" and enable the court to "draw the reasonable inference that the defendant is liable for the misconduct alleged." Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009). The plaintiff may not, however, rely on naked assertions, speculation, or legal conclusions. Bell Atl. v. Twombly, 550 U.S. 544, 556-57, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007). In assessing the merits of a motion to dismiss, the court must take all well-pled factual allegations in the complaint as true and construe them in the light most favorable to the Plaintiff. Ibarra v. United States, 120 F.3d 472, 474 (4th Cir.1997). If after viewing the complaint in this light the court cannot infer more than "the mere possibility of misconduct," then the motion should be granted and the complaint dismissed. Iqbal, 556 U.S. at 679, 129 S.Ct. 1937.
Plaintiffs' complaint sets forth two claims. The first is a claim made under both Article I, Section 2 and the Fourteenth Amendment of the United States Constitution. (Am. Compl. at ¶ 2; ECF No. 18 at 28.) Specifically Plaintiffs "claim that the structure and composition of the 4th, 6th, 7th, and 8th districts constitute impermissible abridgment of representational and voting rights." (ECF No. 18 at 28.) The second is a claim under the First Amendment to the United States Constitution. (Am. Compl. at ¶¶ 5, 23, 32, 32; ECF No. 18 at 41.) With regard to this second claim, Plaintiffs allege that "the intentional structure and composition of the challenged districts, ... aggravated by
The Court will consider these two claims in turn. However, the Court will first address Defendants' assertion that the present action is barred by res judicata.
In their motion to dismiss, Defendants assert that because the congressional redistricting plan at issue in this case was previously upheld in Fletcher v. Lamone, 831 F.Supp.2d 887 (D.Md.), summarily aff'd ___ U.S. ___, 133 S.Ct. 29, 183 L.Ed.2d 671 (2012), the instant lawsuit should be dismissed under principles of res judicata. Ultimately, however, the Court does not find Defendants' argument persuasive.
Fletcher involved a lawsuit brought by nine African-American residents of Maryland against state election officials, in which plaintiffs alleged that the 2011 congressional redistricting plan violated "their rights under Article I, § 2, of the U.S. Constitution; the Fourteenth and Fifteenth Amendments of the U.S. Constitution; and § 2 of the Voting Rights Act of 1965 because the plan dilutes African-American voting strength within the State and intentionally discriminates against African-Americans." Id. at 890. Particularly relevant to the case at bar is the Fletcher plaintiffs' claim that "Maryland's redistricting plan is an impermissible partisan gerrymander. Specifically, they argue[d] that the redistricting map was drawn in order to reduce the number of Republican-held congressional seats from two to one by adding Democratic voters to the Sixth District." Id. at 904. The Fletcher Court rejected Plaintiffs' arguments on this count — and all other counts — and entered judgment for the State on a motion for summary judgment. Id.
In this Circuit, "[f]or the doctrine of res judicata to be applicable, there must be: (1) a final judgment on the merits in a prior suit; (2) an identity of the cause of action in both the earlier and later suit; and (3) an identity of parties or their privies in the two suits." Martin v. American Bancorporation Retirement Plan, 407 F.3d 643, 651 (4th Cir.2005) (quoting Pueschel v. United States, 369 F.3d 345 354-55 (4th Cir.2004)). With regard to the third element, under the theory of "virtual representation," a non-party whose interests were adequately represented by a party to the original action will be considered in privity with that original party. Id. However, virtual representation is narrowly defined:
Id. (quoting Klugh v. United States, 818 F.2d 294, 300 (4th Cir.1987)). The essential question in determining whether the "tacit approval" requirement is met is "whether there is a disclosed relationship in which the party is accorded authority to appear as a party on behalf of others." Id. (quoting Restatement (Second) of Judgments § 36(1), cmt. b (1982)).
Here, Defendants assert that there is an identity of the cause of action in both the present suit and the Fletcher suit. Indeed, Defendants offer that "[a]lthough not clear in every respect, the Benisek Plaintiffs' claims focus on the shapes of the congressional
In addition, the Court is not convinced by Defendants' claim that the Fletcher plaintiffs virtually represented the Benisek Plaintiffs. Indeed, Defendants' argument, in this respect, is that the "Fletcher plaintiffs had exactly the same interest as the Benisek Plaintiffs: throwing out the plan of redistricting and drawing a new one." (ECF No. 13-2 at 11.) However, even if the Court were to credit Defendants' assertion, the doctrine of virtual representation requires more in this Circuit. Indeed, "the doctrine of virtual representation does not authorize application of a bar to relitigation of a claim by a nonparty to the original judgment where the ... parties to the first suit are not accountable to the nonparties who file a subsequent suit." Martin, 407 F.3d at 651. Here, Defendants have not shown the Court how the Fletcher plaintiffs were accountable to the Benisek Plaintiffs.
Defendants appear to argue that because the Fletcher Court gave its tacit approval to the plaintiffs in that case to act as a virtual representative of "all who claimed to be aggrieved by the [redistricting] plan," they, in fact, served as virtual representatives of the Benisek Plaintiffs. However, while the tacit approval requirement is necessary to establish virtual representation, it is not sufficient. Id. ("In addition, a party acting as a virtual representative for a nonparty must do so with at least the tacit approval of the court.") (emphasis added). Defendants have failed to show that the Fletcher plaintiffs were accountable to the Benisek Plaintiffs — an independent prerequisite — and therefore have failed to persuade the Court of their virtual representation claim.
Therefore, the Court does not find that Plaintiffs' claims are barred by res judicata. Ultimately, however, the Court will grant Defendants' motion on dismiss on other grounds.
Plaintiffs' first claim is "that the structure and composition of the 4th, 6th, 7th, and 8th [congressional] districts constitute impermissible abridgment of representational and voting rights guaranteed under Article I, Section 2 and the 14th Amendment Sections 1 & 2." (ECF No. 18 at 28.) This claim is not one that is justiciable and therefore must be dismissed.
The courts have long struggled with their role in policing the drawing of districting maps by state legislatures. Indeed, the Constitution appears to entrust the responsibility of overseeing state legislatures in this regard primarily to Congress.
However, here, Plaintiffs make neither an unequal population claim nor a racial discrimination claim. Rather, Plaintiffs' claim is that because the 4th, 6th, 7th, and 8th congressional districts are composed of "de facto non-contiguous" segments, the voters in those districts — particularly those in the smaller segment of the district — are marginalized in that they enjoy decreased quality of representation and suffer a harm akin to vote dilution. (ECF No. 18 at 29.) Theirs is, in essence, a claim of political gerrymandering.
In Davis v. Bandemer, the Supreme Court further expanded the judiciary's role in overseeing the districting process. It ruled that political gerrymandering claims — or, as the Court phrased it, "claim[s] that each political group in a State should have the same chance to elect representatives of its choice as any other political group" — were justiciable. Id. at 124, 106 S.Ct. 2797. The Court went on to explain that where unconstitutional vote dilution is alleged with regard to an individual district, courts should focus their inquiry "on the opportunity of members of the group to participate in party deliberations in the slating and nomination of candidates, their opportunity to register and vote, and hence their chance to directly influence the election returns and to secure the attention of the winning candidate." Id. at 133, 106 S.Ct. 2797.
However, the Bandemer standard faced harsh criticism from its inception. In her dissenting opinion, Justice O'Connor noted that the Bandemer opinion implicitly endorsed "some use of simple proportionality as the standard for measuring the normal representational entitlements of a political party." "[T]he plurality opinion," she continued, "ultimately rests on a political preference for proportionality — not an outright claim that proportional results are required, but a conviction that the greater the departure from proportionality, the more suspect an apportionment becomes." Id. at 158, 106 S.Ct. 2797. The plurality's standard, she predicted, "will over time either prove unmanageable and arbitrary or else evolve towards some loose form of proportionality." Id. at 155, 106 S.Ct. 2797.
Eighteen years later, in Vieth v. Jubelirer, 541 U.S. 267, 124 S.Ct. 1769, 158 L.Ed.2d. 546 (2004), the Supreme Court, endorsing Justice O'Connor's dissent, reversed Bandemer. Indeed, the Court found that:
Id. at 281, 124 S.Ct. 1769.
In so holding, the Court distinguished political gerrymandering claims from claims involving districts of unequal population. It expressly stated that the one-person, one-vote standard had "no bearing upon this question [of political gerrymandering], neither in principle nor in practicality." Id. at 290, 124 S.Ct. 1769. With regard to principle, echoing Justice O'Connor's dissent in Bandemer, the Court explained that "to say that each individual must have an equal say in the selection of representatives, and hence that a majority of individuals must have a majority say, is not at all to say that each discernible group, whether farmers or urban dwellers or political parties, must have representation equivalent to its numbers." Id. The Constitution "guarantees equal protection of the law to persons, not equal representation in government to equivalently sized groups." Id. at 288, 124 S.Ct. 1769.
And, with regard to practicality, the Court noted that:
Id. at 290, 124 S.Ct. 1769.
The Court in Vieth also highlighted the contrast between political gerrymandering claims and racial gerrymandering claims. On the one hand, "[t]he Constitution clearly contemplates districting by political entities, see Article I, § 4, and unsurprisingly that turns out to be root-and-branch a matter of politics." Id. at 285, 124 S.Ct. 1769. On the other hand, "the purpose of segregating voters on the basis of race is not a lawful one." Id. at 286, 124 S.Ct. 1769. While "[a] purpose to discriminate on the basis of race receives the strictest scrutiny under the Equal Protection Clause, ... a similar purpose to discriminate on the basis of politics does not." Id. at 293, 124 S.Ct. 1769. In rejecting a proposed test for political gerrymandering loosely based on racial discrimination cases applying § 2 of the Voting Rights Act of 1965, 42 U.S.C. § 1973, the Court explained:
Vieth, 541 U.S. at 287, 124 S.Ct. 1769.
Although the holding in Vieth was that the political gerrymandering claim advanced
In the case at bar, Plaintiffs urge the Court to recognize that "constitutionally adequate representation must consist of more than just equal population," and they offer a "standard for judging whether minimal representational rights are afforded or abridged within the smaller segments of the 4th, 6th, 7th, and 8th districts." (Am. Compl. at ¶¶ 17, 3.) Specifically, Plaintiffs contend that "the presence of either (1) geographic or (2) demographic/political contiguity — i.e., real or de-fact contiguity or similarity in the demographic/partisan composition of noncontiguous (including essentially or de-facto non-contiguous) segments —" is required by Article I, Section 2 and the Fourteenth Amendment of the Constitution.
However, the standard Plaintiffs propose is, in substance, markedly similar to tests that have already been rejected by the courts. Indeed, Justice Kennedy in his concurring opinion in Vieth specifically observed that "even those criteria that might seem promising at the outset (e.g., continuity and compactness) are not altogether sound as independent judicial standards for measuring a burden on representational rights. They cannot promise political neutrality when used as the basis for relief." Vieth, 541 U.S. at 308-09, 124 S.Ct. 1769; see also M. Altman, Modeling the Effect of Mandatory District Compactness on Partisan Gerrymanders, 17 Pol. Geography 989, 1000-1006 (1998) (explaining that compactness standards help Republicans because Democrats are more likely to live in high density regions). And, as this Court pointed out in Fletcher, the Supreme Court has made clear that "[t]he Constitution does not mandate regularity of district shape." Fletcher, 831 F.Supp.2d at 903 (quoting Bush v. Vera, 517 U.S. 952, 962, 116 S.Ct. 1941, 135 L.Ed.2d 248 (1996)).
The Court is not insensitive to Plaintiffs' contention that Maryland's districts as they are currently drawn work an unfairness to Republicans.
It may well be that the 4th, 6th, 7th, and 8th congressional districts, which are at issue in this case fail to provide "fair and effective representation for all citizens." Reynolds, 377 U.S. at 565-68, 84 S.Ct. 1362. However, as the Supreme Court has made clear in Vieth and LULAC, this Court lacks "judicially discoverable and manageable standards for resolving" Plaintiffs' claim. Vieth, 541 U.S. at 277-281, 124 S.Ct. 1769 (quoting Baker, 369 U.S. at 217, 82 S.Ct. 691); see also LULAC, 548 U.S. at 423, 126 S.Ct. 2594. As a result, it is a nonjusticiable political question. The power to address Plaintiffs' concerns thus lies not with the judiciary but rather with the State of Maryland and the United States Congress. See United States Constitution art. I, § 4. Plaintiffs' claim must therefore be dismissed.
Plaintiffs' second claim is that the structure and composition of the 4th, 6th, 7th, and 8th congressional districts infringe upon their First Amendment rights of political association. (Am. Compl. at ¶ 5.) As Plaintiffs explain, "[m]uch of our contention here rests on the impact on Republican voters, due to their party affiliation, resulting from the intentional structure and composition of the challenged districts and which is aggravated by the operation of Maryland's closed primary election system." (ECF No. 18 at 41.)
However, just as in Anne Arundel County Republican Central Committee v. State Administrative Board of Elections, Laws, 781 F.Supp. 394, 401 (D.Md.1991) and Duckworth v. State Board of Elections, 213 F.Supp.2d 543, 557-58 (D.Md. 2002), "nothing [about the congressional districts at issue in this case] ... affects in any proscribed way ... [P]laintiffs' ability to participate in the political debate in any of the Maryland congressional districts in which they might find themselves. They are free to join preexisting political committees, form new ones, or use whatever other means are at their disposal to influence the opinions of their congressional representatives."
Further, as the Fourth Circuit ruled in Washington v. Finlay, 664 F.2d 913, 927 (4th Cir.1981), "to the extent [the First Amendment] protects the voting rights here asserted ... their protections do not in any event extend beyond those more directly, and perhaps only, provided by the fourteenth and fifteenth amendments [sic]."
Accordingly, Plaintiffs' claim under the First Amendment is not one for which relief can be granted, and it must therefore be dismissed.
The Court therefore GRANTS Defendants' motion to dismiss (ECF No. 13) without referring the present matter to a three-judge panel.