THEODORE D. CHUANG, District Judge.
Plaintiff K.D., a minor, is a student with a learning disability who was previously enrolled in public schools in Montgomery County, Maryland. She has been diagnosed with Attention Deficit Hyperactive Disorder ("ADHD") and a mixed receptive-expressive language disorder that impairs her language functioning. On November 4, 2013, K.D. and her parents, Plaintiffs J.D. and T.D. (the "Parents") (collectively, "Plaintiffs"), filed this action alleging that Defendant Montgomery County Public Schools ("MCPS") failed to provide K.D. with a free appropriate public education under Section 504 of the Rehabilitation Act of 1973 ("Section 504"), 29 U.S.C. §§ 794 et seq. (2012), by denying her accommodations to which she was entitled. They also allege that the Administrative Law Judge ("ALJ") who presided over the administrative proceedings erred in dismissing their due process complaint before the hearing. Presently pending are the parties' cross-motions for summary judgment. ECF Nos. 17, 21. The Court heard oral argument on the motions on September 16, 2014, and the motions are now ripe for disposition.
Because Plaintiffs have sufficiently alleged that MCPS discriminated against K.D. on the basis of her disability, the Court concludes that the ALJ erred in dismissing their due process complaint without reaching the merits. Accordingly, the Court grants Plaintiffs' Motion for Summary Judgment and denies Defendants' Cross-Motion for Summary Judgment. This case is remanded to the ALJ for further proceedings on the merits.
Congress has enacted two statutes that focus, in some measure, on ensuring that students with disabilities have access
The second such statute is Section 504. Unlike the IDEA, Section 504 is an anti-discrimination statute. Section 504 prohibits federally funded programs from discriminating against an otherwise qualified individual solely on the basis of her disability. 29 U.S.C. § 794(a), As part of this requirement, federal regulations implementing Section 504 mandate that schools provide a free appropriate public education to students with disabilities. 34 C.F.R. § 104.33. To meet the free appropriate public education requirement under Section 504, schools must provide, at no cost, regular or special education and related aids and services designed to meet the needs of the student. §§ 10433(b), (c). Like the IDEA, this is achieved through an accommodations plan, § 104.35, but the free appropriate public education requirement differs from the IDEA in that the measure of whether the education conferred under Section 504 is sufficient is that it must meet the student's needs "as adequately" as the needs of a non-disabled student, §§ 104.33(b), (c). See Mark H. v. Lemahieu, 513 F.3d 922, 933 (9th Cir. 2008).
This case concerns whether a student was subject to discrimination on the basis of disability under Section 504 because she was not afforded sufficient accommodations to receive a free appropriate education comparable to non-disabled students. K.D. is a 15-year-old ninth grade student currently attending a private school in Montgomery County, Maryland. She previously attended various Montgomery County public schools. Since kindergarten, K.D. has been reading below grade level. In March 2009, while K.D. was in fifth grade, a doctor diagnosed K.D. with ADHD, which impairs her ability to pay attention and concentrate, and a nonverbal learning disability. Shortly thereafter, MCPS found her eligible for an individualized accommodation plan under Section 504 (the "504 Plan"). Although the 504 Plan provided K.D. preferential classroom seating to minimize distractions and an extra set of books to keep at home, K.D. continued to experience difficulty with paying attention, comprehending reading material, retaining content, following directions, and understanding written and oral communication. Concerns also remained about her expressive language ability. With those issues in mind, the Parents increasingly relied on re-teaching
In March 2010, while K.D. was in sixth grade, a team conducted an annual review and updated K.D.'s 504 Plan to include more accommodations, such as allotting her extra time on graded assignments, providing her completed study guides at least three days before tests and quizzes, and breaking her assignments into smaller, more manageable segments, known as "chunking," Still, the Parents remained troubled by K.D.'s progress. In March and April 2010, another doctor evaluated K.D. and diagnosed her with a significant mixed-receptive expressive language disorder. Given K.D.'s receptive, expressive, and language processing limitations, the doctor recommended an IEP for K.D. instead of the 504 Plan.
On September 27, 2010 and January 14, 2011, while K.D. was in seventh grade, the Parents met with the school's Educational Management Team to convey their ongoing concerns about K.D.'s academic struggles, particularly on tests and quizzes. They again relied on afterschool instruction by hiring a professional tutor to assist K.D. with her executive functioning.
After K.D.'s annual review meeting in April 2011, MCPS revised her 504 Plan to include an accommodation for instructions to be repeated to her. Based on the recommendation of a doctor who had evaluated K.D., the 504 Plan also included a "read to" accommodation, which generally provides that tests are read in their entirety to a student. The 504 Plan also required an accommodation that K.D. receive a copy of the teacher's notes daily at the beginning of class to help her follow along. By June 2011, the Parents asked MCPS to consider whether K.D. was eligible for special education. Though an MCPS team recognized K.D.'s need for continued support, it did not find her eligible for special education. Rather, it updated her 504
In August 2011, a fourth doctor evaluated K.D. and found major areas of weakness in her mental organization, semantic encoding, working memory, expressive language, and executive functioning. The doctor concluded that anxiety, lack of confidence, and a dependence on adult-directed learning intensified K.D.'s language processing and executive functioning issues. The Parents forwarded that doctor's report to MCPS and again, on October 27, 2011, met with school officials to discuss their concerns. The following month, an MCPS team found that K.D. remained ineligible for special education and declined to conduct additional evaluations or seek additional information regarding her educational needs. In response, K.D.'s parents expressed their continuing disagreement with MCPS's position that the 504 Plan met K.D.'s needs.
The Parents had another meeting with an MCPS team on January 13, 2012, during K.D.'s eighth grade year, and expressed their ongoing belief that the 504 Plan was not effective and that the school was not fully implementing the accommodations. During the meeting, and over the Parents' objection, the team discussed removing K.D.'s "read to" accommodation from the 504 Plan. Though the meeting adjourned without a decision whether to remove the "read to" accommodation, the team later decided on its own to remove it. K.D. struggled without the aid of a human reader.
During eighth grade, there were several instances in which K.D. did not consistently receive the accommodations afforded to her under the 504 Plan. In some classes, for example, teachers consistently did not provide K.D. with their notes at the beginning of class or even the next day. She also did not receive completed study guides three days before all tests and quizzes. Rather, in some classes, she would receive them only a day before. The failure to provide timely notes and study guides persisted throughout the entire school year. The Parents believe this failure negatively affected K.D.'s academic performance, but that teachers masked the issue by allowing her to take tests repeatedly and disregarding her initial test scores to salvage her grades.
K.D. also failed all but one of her science labs despite seeking additional help from teachers. She did not understand what she was doing wrong and had difficulty following her teachers and completing the assignments within the allotted time. When the Parents sent teachers multiple emails and requests for help, K.D.'s teachers responded by requiring K.D. personally to ask for her 504 Plan accommodations during tests, such as requiring her to ask for preferred seating and additional time on tests, despite her difficulty with self-advocacy and her trouble processing and understanding language. Teachers also required K.D. to ask for her "read to" accommodation in the middle of testing. Consequently, she never received some accommodations because she did not ask for them.
Due to their ongoing concern that K.D. was not receiving the support she needed, the Parents enrolled her in a students with learning disabilities program at a private school for ninth grade, where she received several of the accommodations provided for in the 504 Plan, including preferential seating, extended time on tests, books on tape, and assistance with note-taking.
On June 20, 2013, the Parents tiled an administrative due process complaint, alleging that MCPS violated Section 504, with the Office of Administrative Hearings in Baltimore County, Maryland, through which they sought reimbursement for private school tuition and the cost of K.D.'s repeated neuropsychological testing. See Req. Mediation/Due Process Hr'g at 1, 7, ECF No. 4-19. Under the regulations implementing Section 504, school systems that receive federal funds are required to provide parents with a system of procedural safeguards, including an impartial hearing, to challenge school evaluations and placement of children with disabilities. See 34 C.F.R. § 104.36. This requirement can be fulfilled through a process designed to meet the procedural safeguards mandated by the IDEA. Id. In Maryland, this requirement is fulfilled by such an IDEA process, under which a parent of a child with disabilities may file a due process complaint with the Office of Administrative Hearings seeking a hearing before an ALJ who reviews the educational records, hears relevant testimony, and makes a determination whether the child received a free appropriate public education. Md.Code Ann., Educ. § 8-413(a)-(g) (West 2014).
On August 28, 2013, an ALJ dismissed the due process complaint, concluding that the Parents did not sufficiently allege bad faith or gross misjudgment by MCPS under the standard articulated in Sellers ex rel. Sellers v. School Board of Manassas, Virginia, 141 F.3d 524 (4th Cir.1998). Admin. Order on Mot. Dismiss ("ALJ Dismissal Order"), at 10-11, ECF No. 4-3. The ALJ also stated that the Parents, in arguing that K.D. was denied a free appropriate public education under Section 504, had asserted what should have been a claim under the Individuals with Disabilities Education Improvement Act ("IDEA"), 20 U.S.C. §§ 1400 et seq. (2012).
Plaintiffs appealed that decision to this Court. See Md.Code Educ. § 8-413(j) ("[A]ny party to the hearing may file an appeal from a final decision of the Office of Administrative Hearings to the federal District Court for Maryland. . . ."). According to the Complaint filed with this Court, Plaintiffs now seek (1) an order vacating the ALJ's decision and (2) damages from MCPS amounting to tuition reimbursement for having enrolled K.D. in private school during the 2013-2014 school year. On March 21, 2014, Plaintiffs moved for summary judgment, seeking an order remanding the case to the ALJ for further proceedings on the merits.
The Court must grant summary judgment if the moving party demonstrates
In this instance, and in accordance with IDEA procedures, Plaintiffs appeal a ruling of an ALJ of the Maryland Office of Administrative Hearings, Md.Code Ann., Educ. § 8-413(j). In reviewing such state administrative decisions, courts are required to "make an independent decision based on a preponderance of the evidence, while giving due weigh to the state administrative proceedings." 20 U.S.C. § 1415(i)(2)(C); Doyle v. Arlington Cnty. Sch. Bd., 953 F.2d 100, 103 (4th Cir.1992). Findings of fact of hearing officers are entitled to be considered "prima facie correct." Doyle, 953 F.2d at 105, Because the ALJ dismissed the due process complaint without considering the merits, the parties agreed at oral argument that this Court's review of the ALJ's decision is under a de novo standard.
In dismissing the Parents' due process complaint, the ALJ concluded that the complaint failed to state a claim because it had not alleged facts suggesting "bad faith or gross misjudgment" by MCPS, as required by Sellers. ALJ Dismissal Order at 9-11. Plaintiff's argue that the ALJ erred in dismissing the complaint without holding a due process hearing because Section 504 does not require a showing of bad faith or gross misjudgment, but instead requires only that MCPS's actions were discriminatory in effect. See Pls.' Mem. Supp. Mot. Summ. J. at 12, ECF No. 17-1. Plaintiffs are incorrect.
Federal regulations have interpreted Section 504, which prohibits discrimination against people with disabilities, 29 U.S.C. § 794(a), to require public schools to provide children with disabilities a free appropriate public education, 34 C.F.R. § 104.33. To establish a violation of Section 504 and its implementing regulations, plaintiffs must show that they were discriminated against solely on the basis of disability. Sellers, 141 F.3d at 528; Doe v. Univ. of Md. Med. Sys. Corp., 50 F.3d 1261, 1265 (4th Cir.1995). In Sellers, the United States Court of Appeals for the Fourth Circuit held that, in the specific context of a claim that a school system has not provided a free appropriate education to a child with a disability, a finding of discrimination based on disability requires a showing of bad faith or gross misjudgment by the school system. Sellers, 141 F.3d at 529. See also Monahan v. Nebraska, 687 F.2d 1164, 1171 (8th Cir.1982) ("[E]ither bad faith or gross misjudgment
Plaintiffs rely on Alexander v. Choate, 469 U.S. 287, 105 S.Ct. 712, 83 L.Ed.2d 661 (1985), and a series of other cases to argue that, where plaintiffs do not seek compensatory or punitive damages, the correct standard to apply under Section 504 is whether "the school system engaged in actions having the effect of depriving an otherwise qualified individual of the benefits of a federally-funded program." Pls.' Mem. Supp. Mot. Summ. J. at 12-13 (emphasis added). Those cases, however, either do not examine Section 504 within the context of alleged discrimination against a student with a disability through an inadequate accommodation plan, see, e.g., Choate, 469 U.S. at 289, 105 S.Ct. 712 (concerning Medicaid), or conflict with the Fourth Circuit's standard in Sellers, see, e.g., CTL ex rel. Trebatoski v. Ashland Sch. Dist., 743 F.3d 524, 529-30 (7th Cir.2014) (finding that a Section 504 violation could be established through either intentional discrimination or the failure to provide an accommodation that effectively denies the child the benefit of public education).
Although some courts may apply a different standard in cases seeking compensatory damages, see S.H. ex rel. Durrell v. Lower Merion Sch. Dist., 729 F.3d 248, 263 (3d Cir.2013), Sellers does not limit itself to instances where plaintiffs seek compensatory or punitive damages, see Sellers, 141 F.3d at 529 (noting that "either bad faith or gross misjudgment should be shown before a § 504 violation can be made out, at least in the context of education of handicapped children," without limiting the holding to cases where damages are sought). In the Fourth Circuit, therefore, plaintiffs must show bad faith or gross misjudgment by the school system to establish Section 504 discrimination in the education context.
Such a high bar in this specific context is justified by the delicate role that courts play in reviewing education decisions. See Doe v. Arlington Cnty. Sch. Bd., 41 F.Supp.2d 599, 609 (E.D.Va.1999) ("The `bad faith or gross misjudgment' standard is extremely difficult to meet, especially given the great deference to which local school officials educational judgments are entitled."). Courts have shied away from substituting their own judgment for that of an educator, particularly given that "`[e]xperts often disagree on what the special needs of a [child with a disability] are, and the educational placement of such children is often necessarily an arguable matter.'" Sellers, 141 F.3d at 529 (quoting Monahan, 687 F.2d at 1170). See also MM ex rel. DM & EM v. Sch. Dist. of Greenville Cnty., 303 F.3d 523, 532 (4th Cir.2002) (noting that courts should be "reluctant to second-guess professional educators" once a procedurally proper accommodations
Plaintiffs maintain that, even under the Sellers requirement of a showing of bad faith or gross misjudgment, they sufficiently alleged that MCPS acted in bad faith or with gross misjudgment when it failed to implement the 504 Plan fully and refused to increase or change accommodations as K.D. required additional support. What constitutes bad faith or gross misjudgment in this context has not been well defined. The Fourth Circuit has indicated that allegations of negligence, standing alone, are insufficient. Sellers, 141 F.3d at 529. Nor is it sufficient to label conduct in a conclusory manner as having been performed in bad faith or with gross misjudgment. See Charlotte-Mecklenburg Bd. of Educ. v. B.H. ex rel. C.H. & W.H., No. 3:07cv189, 2008 WL 4394191, at *7 (W.D.N.C. Sept. 24, 2008) (citing Giarratano v. Johnson, 521 F.3d 298, 302 (4th Cir.2008)). In the context of individualized accommodations plans, there must be "more than an incorrect evaluation, or a substantively faulty individualized education plan, in order for liability to exist." Sellers, 141 F.3d at 529 (quoting Monahan, 687 F.2d at 1170), Other courts suggest that failing to provide a required accommodation is insufficient, see B.M. ex rel. Miller v. S. Callaway R-II Sch. Dist., 732 F.3d 882, 888 (8th Cir.2013) ("[S]tatutory noncompliance alone does not constitute bad faith or gross misjudgment."), and that the standard requires activity that "depart[s] substantially from accepted professional judgment, practice or standards as to demonstrate that the persons responsible actually did not base the decision on such a judgment," M.Y. ex rel. J.Y. & D.Y. v. Special Sch. Dist. No. 1, 544 F.3d 885, 890 (8th Cir.2008) (quoting Monahan, 687 F.2d at 1170-71) (internal quotation marks omitted).
In that vein, courts have found no bad faith or gross misjudgment where a school board failed to recognize a 504 plan's ineffectiveness for several years before taking corrective action, see Petty v. Hite, No. DKC-13-1654, 2013 WL 6843576, at *1, *3 (D.Md. Dec. 26, 2013), and where a school board could support its decision to isolate a student with a developmental disability from nondisabled students for two-thirds of the school week, see Doe, 41 F.Supp.2d at 602, 605-06, 609.
Courts applying the bad faith or gross misjudgment standard, however, have not necessarily required direct evidence of personal animosity, ill will, or malice. In B.M., a case relied upon by MCPS,
Within the Fourth Circuit, district courts have similarly found bad faith or gross misjudgment in the absence of direct evidence of personal animosity or ill will. One court found, under Rule 12(b)(6), sufficient allegations of bad faith or gross misjudgment where a school system that had previously provided adequate accommodations to a student while in middle school suspended a student with an emotional disability for fighting while, among other deficiencies, failing to implement significant portions of the student's 504 plan in high school and altering the plan without the parents' knowledge or involvement. See N.T. v. Balt. City Bd. of Sch. Comm'rs, No. JKB-11-356, 2011 WL 3747751, at *6-8 (D.Md. Aug. 23, 2011) ("Without evidence that these important decisions were based upon reason, one could infer that N.T. has been denied educational benefits solely based on his disability."). Similarly, a court found sufficient allegations of bad faith or gross misjudgment under Section 504 to deny a motion to dismiss where a school system, despite numerous attempts by the parents, refused for years to evaluate a student with disabilities, relied on invalid test results to determine that the student needed minimal, if any, accommodations, and refused to provide the student with doctor-recommended services. See B.H., 2008 WL 4394191, at *7-8.
Here, a review of the due process complaint before the ALJ reveals that, although MCPS initially provided accommodations to address K.D.'s needs and added certain new accommodations when requested by the Parents or warranted by medical recommendations, there came a point during K.D.'s eighth grade year at which MCPS's diligence in addressing her needs appears to have declined markedly. Specifically, in January 2012, MCPS rescinded an accommodation it had previously provided—K.D.'s "read to" accommodation—without reason, over the Parents' protests, without any indication that MCPS notified them beforehand, and despite the early recommendation of one of K.D.'s doctors and the knowledge that evaluators were continuing to find additional areas of weakness. See N.T., 2011 WL 3747751, at *7, *8 ("[A] jury could reasonably infer that the abrupt decisions to discontinue significant parts off [the student's] educational program, without proper assessments and evaluations, were made in bad faith or were gross misjudgments.").
In the same time frame, certain teachers, again for no proffered reason, required K.D. to advocate for her own testing accommodations despite being aware that her language difficulties significantly hindered her ability to do so, thereby depriving her of those accommodations. This practice is particularly problematic because it would unnecessarily require
That K.D.'s educational progress reportedly improved when she moved to a private school, where her accommodations were provided in a more systematic and rigorous way, provides further support for this conclusion. Cf. Bd. of Educ. of the Hendrick Hudson Cent. Sch. Dist., Westchester Cnty. v. Rowley, 458 U.S. 176, 207 n. 28, 102 S.Ct. 3034, 73 L.Ed.2d 690 (1982) (noting, in a case under the IDEA, that a student's actual educational progress is an important factor in determining whether she has been afforded an educational benefit); M.M., 303 F.3d at 532 (noting that a district court failed to consider a student's educational progress when determining whether she received a free appropriate public education under the IDEA).
The allegations in the due process complaint are certainly not as detailed as the facts presented in cases brought to the district court after a due process hearing on the merits, see, e.g. N.T., 2011 WL 3747751, at *5-8, or at the summary judgment stage, see, e.g., B.M. 732 F.3d at 887-88; M.P., 326 F.3d at 977-79, 982-83, but the Court is mindful that at this stage of the proceedings, Plaintiffs have not presented any evidence—rather, their request is for the opportunity to present evidence at a due process hearing. After factual development, it may be that Plaintiffs are unable to offer sufficient evidence to establish bad faith or gross misjudgment, and MCPS may well offer evidence to establish more benign explanations for its actions. But at this stage of the proceedings, where the Court is required to take
Plaintiffs also argue that the ALJ erred in concluding that Section 504 does not provide a right to a free appropriate public education. As previously noted, federal regulations have established the free appropriate public education requirement under Section 504. 34 C.F.R. § 104.33. Yet, the ALJ's Dismissal Order contains the following contested language:
ALJ Dismissal Order at 11 (first and fourth alteration added).
Having reviewed the ALJ's Dismissal Order and the contested language, the Court concludes that it is inappropriate to grant summary judgment on this ground for two reasons. First, beyond referencing the terminology in those few sentences, the ALJ said nothing to suggest that no right to a free appropriate public education existed under Section 504. At most, the contested language implies that a claim asserting the denial of free appropriate public education alone, minus discrimination, is more appropriately brought under the IDEA, which expressly and affirmatively provides for that right. See 20 U.S.C. § 1400(d)(1)(A). Second, the rest of the ALJ's Dismissal Order makes clear that the ALJ fully entertained the claim as one arising under Section 504. See ALJ Dismissal Order at 9-11 (outlining and applying the Section 504 standard). He would not have done so had he believed no such claim existed. Accordingly, the Court finds that the ALJ did not conclude that Section 504 contained no free appropriate public education requirement and finds no error on this ground.
For the foregoing reasons, Plaintiffs' Motion for Summary Judgment, ECF No. 17, is granted, and Defendants' Cross-Motion for Summary Judgment, ECF No. 21, is denied. The case will be remanded to the ALJ for further administrative proceedings on the merits. A separate Order follows.