WILLIAM M. NICKERSON, Senior District Judge.
Before the Court is a Motion to Dismiss filed by Defendant Baltimore District U.S. Army Corps of Engineers (the Corps). ECF No. 9. The motion is fully briefed and ripe for review. Upon a review of the papers, facts, and applicable law, the Court determines that no hearing is necessary, Local Rule 105.6, and that Defendant's motion will be granted.
Plaintiffs, Purnell and Mary Ann Shortall (the Shortalls), pursuant to the Freedom of Information Act (FOIA), 5 U.S.C. § 552, seek documents that they believe are in the Corps' possession related to a piece of property they own located at 11523 Cordova Road, Cordova, Maryland, 21625 (the Property). In particular, they seek field notes of a former Corps Non-Tidal Wetlands Consultant, Alex Dolgos, to confirm that in 1991 Mr. Dolgos recommended to the Shortalls to leave in place metal disposed of on the Property. The Shortalls have been ordered to remove this metal by the Maryland Department of the Environment, and they believe that Dolgos' field notes would support their contention that it would be more environmentally sound to leave the metal in place.
On September 15, 2014, the Shortalls submitted their FOIA request to the Corps asking for "all written materials, photographs, photocopies, maps, drawings, hand written notes and other material in your possession and on record . . . maintained during the time of 1985-2014" that related to the Property "in the name of Purnell and Mary Ann Shortall, or Shortall Building Supplies & Hardware, Inc." ECF No. 1-1. A Corps employee, Michael S. Fraer, called the Shortall household on September 24, 2014, to discuss the request and an agreement was made and confirmed by e-mail to limit the request to the time period of 1985-1992. ECF No. 1-2.
On October 3, 2014, Mr. Fraer sent an e-mail notifying the Shortalls that the Corps made an initial determination to grant the FOIA request. ECF No. 1-3. On the same date, Mr. Fraer also sent a memorandum to the Chief of the Operations Division in the Baltimore District Regulatory Branch requesting responsive copies by October 14, 2014. ECF No. 9-6. No response from the Regulatory Branch by that date is in the record. Mr. Fraer left the Army Corps on October 14 and at that point the Shortalls' request was dropped. Mrs. Shortall sent emails to Mr. Fraer's account on October 30 and November 13, 2014, which went unanswered. ECF Nos. 1-4 and 1-5.
Finally, on December 1, 2014, Mr. Shortall sent a letter to the Corps notifying the Corps that he had yet to receive his FOIA documents and he would file legal proceedings if he did not receive the documents by December 12. ECF No. 1-6. On December 9, 2014, Michael Shields, an attorney in the Baltimore District Office Counsel, notified Mrs. Shortall by e-mail of Mr. Fraer's departure, that her October and November e-mails had not been received, and that he would forward responsive records as soon as they were produced by the District Regulatory Office. ECF No. 1-7. Mrs. Shortall replied the same day, reiterating the request regarding the Property and adding that the request was
ECF No. 9-11.
The Shortalls filed this action on December 16, 2014. ECF No. 1. On December 17, 2014, Kathy Anderson, Chief of the Maryland Southern Section in the Regulatory Branch, produced a memorandum stating that a search of the Regulatory database returned no results for the Property or its related company names. The Shortalls received a letter from the Office of Counsel dated the same day stating that a "search of the U.S. Army Corps of Engineers, Baltimore District files . . . failed to locate any records responsive to your request." ECF No. 9-13. The letter also advised, in response to Mrs. Shortall's last e-mail, that Ace Atkins was an employee of the Maryland Department of the Environment and not the Corps.
Mrs. Shortall replied the same day stating that "[t]here are definitely records of reports by the Army Corps of Engineers in your custody. There were numerous visits from the Army Corps of Engineers to inspect our property, therefore there must be reports in your custody." ECF No. 9-14 at 2. In response, on February 2, 2015, Mr. Shields contacted Ms. Anderson and Sandy Zelen, Enforcement Program Manager in the Regulatory Branch, to ask if there was any other location for potentially responsive records. ECF No. 9-3 ¶ 17 (Decl. Michael Shields). That inquiry produced hardcopy records that were not attached to the Property address but did reference the Shortalls.
On April 6, 2015, the Corps filed this instant Motion to Dismiss or in the Alternative for Summary Judgment, under Rules 12(b)(1), 12(b)(6), and 56 of the Federal Rules of Civil Procedure, on the ground that the Corps responded to the Shortalls' FOIA request, thus making this action moot. The Corps has also moved for the Court to deny the Shortalls' request for fees and damages. The Shortalls have opposed this motion, arguing that since the Corps' disclosures neither include letters Walter Washington — a Corps employee — received in the early 1990s regarding the Property nor the field notes of Mr. Dolgos, the Corps has failed to adequately respond under FOIA.
Under Rule 12(b)(1) of the Federal Rules of Civil Procedure, the Court must dismiss an action if it discovers it lacks subject matter jurisdiction. The plaintiff has the burden of proving the Court has jurisdiction, and the Court must make all reasonable inferences in the plaintiff's favor.
Under Article III, section 2 of the Constitution, federal courts have jurisdiction to hear and decide "cases" or "controversies."
FOIA "provides a mechanism for citizens to obtain documents from federal agencies, and grants federal district courts jurisdiction to review agency compliance with citizens' requests."
The Corps argues that by producing the scanned documents found in February, that it has resolved the subject matter of the Shortalls' lawsuit. In its opposition, the Shortalls do not directly address the Corps' argument regarding mootness. Instead, they dispute that the Corps provided them with all responsive documents. The basis of the Shortalls' complaint, however, is that the Corps had not responded to their FOIA request at all.
4 (D. Md. 2006) ("[I]t is well settled that a plaintiff may not amend a complaint through a memorandum opposing a motion to dismiss.").
The record in this litigation demonstrates that the Corps produced documents responsive to the Shortalls' September 2014 request. The Corps conducted multiple searches of their records, with variations of terms submitted by the Shortalls. The first search produced no results, and the Corps sent a norecords FOIA response to the Shortalls. The second search — conducted upon request of the Shortalls, by last name only — produced physical records that had been archived. The Corps retrieved the records, scanned and promptly sent them to the Shortalls once they were discovered. Thus, the "controversy" in the Shortalls' complaint that "Defendants fail[ed] to produce documents" fell away when the Corps produced documents.
It may seem formalistic to require the Shortalls to allege in their complaint that "the Defendant is improperly withholding records within the meaning of the Freedom of I[n]formation Act" ECF No. 11 at 9, rather than to raise the issue in briefing, but when the requested relief is for the Court to "[o]rder Defendants to produce the public records as previously specified to Plaintiffs," ECF No. 1 at 3, and Defendants have voluntarily taken that action, the Court's ability to grant relief falls away and jurisdiction with it.
As to attorney's fees and litigation costs, the Shortalls are not eligible for such fees as the Corps" FOIA search and response was spurred by the Shortalls' communications rather than the filing of this action. FOIA provides that "[t]he court may assess against the United States reasonable attorney fees and other litigation costs reasonably incurred in any case under this section in which the complainant has substantially prevailed."
In order to fall under the second prong of "substantially prevailing," the Shortalls must establish that their claim "was reasonably necessary
On December 17th, a day after the complaint was filed, that search was completed and the Shortalls were notified that a search according to their request produced no results. Mr. Shields then asked that a second, broader search be conducted after Mrs. Shortall objected to the no records result. This second search of the Shortalls' last name only produced some documentation, which was scanned and turned over to Plaintiffs. There is no suggestion that the Corps' conduct was spurred on by the lawsuit or that the Corps took an intractable position that it was forced to change due to litigation. As such, the Shortalls' request for litigation and attorneys' fees will be denied.
For the reasons stated above, the Defendant's Motion to Dismiss will be granted. A separate order shall issue.