DEBORAH K. CHASANOW, District Judge.
In response to this verified civil rights complaint, Defendants State of Maryland, Maryland Division of Correction, North Branch Correctional Institution (NBCI), Governor Larry Hogan, Secretary Stephen Moyer, and Bruce Liller, MHPM, filed a motion to dismiss or in the alternative for summary judgment. ECF No. 9. Plaintiff filed a response in opposition to the motion.
Plaintiff Albert Curtis Mills, an inmate committed to the custody of the Maryland Department of Public Safety and Correctional Services (DPSCS) and currently confined in NBCI (ECF No. 1 at p. 1), complains that while he was incarcerated at NBCI, Defendants denied him access to religious services in violation of his First Amendment Free Exercise right; and invokes without elaboration the Religious Land Use and Institutionalized Person's Act (RLUIPA), the Americans with Disabilities Act (ADA), and the Rehabilitation Act as bases for his claim. ECF No. 1 at p. 12. He seeks injunctive relief directing Defendants to permit his attendance at church services as well as compensatory and punitive damages. Id. at p. 15.
Specifically, Plaintiff states that he suffers from mental illness. ECF No. 1 at p. 14. In his sworn complaint, Plaintiff alleges that on August 24, 2014, Chief Psychologist Bruce Liller placed Plaintiff on "Level 1" where he remained until December 6, 2015. ECF No. 1 at p. 7. Plaintiff indicates that his placement on Level 1 prevented him from attending "church services" which as a Christian, he is required to attend. Id. at p. 8.
Plaintiff alleges that Governor Hogan is responsible for Stephen Moyer who is responsible for Bruce Liller. ECF No. 1 at p 8. He claims that Governor Hogan and Stephen Moyer knew or should have known about the policy which has existed since 2009. ECF No. 1 at pp. 8-9. Plaintiff also claims that Moyer is responsible for the policy that denies church services to all inmates housed on the special needs unit. Id. at p. 9.
Plaintiff claims that he was not required to file an administrative grievance regarding this claim as "medical staff are not Maryland Division of Correction Staff[] so the Maryland Court of Appeals has ruled that the grievance by the prison's administrative remedy procedure is not required." ECF No. 1 at p. 6.
Defendants provide verified business records, which include Plaintiff's case management notes, along with their declarations under oath in support of their motion. Bruce Liller, Mental Health Program Manager at NBCI and an employee of the DPSCS, avers that staff members of the psychology department assess inmates and provide mental health care. ECF No. 9-3, ¶¶ 1, 3 (Liller Decl.). He denies prohibiting Plaintiff from attending church services or from practicing his religion. ECF No. 9-3 at ¶ 9. Liller oversees the Special Needs Unit ("SNU") (id. at ¶ 3) which he describes as "a tier developed to house the validly mentally ill who have a qualifying diagnosis and who demonstrate behavioral stability to where they may function within the structure of the program." Id. at ¶ 4.
Plaintiff was placed on the SNU in 2009 due to the difficulty he experienced being housed in general population and in light of Plaintiff's unspecified mental health diagnosis and his level of functioning. ECF No. 9-3 at ¶¶ 5-6. After placement on the SNU, Plaintiff's mental health symptoms worsened which resulted in his being designated "as a level two status; a one level reduction as precaution. Id. Although rare for inmate Mills (reduction in level), he returned to level 3 after his symptoms remitted." Id. at ¶ 5. Liller avers that from August 11, 2014, through August 11, 2017, Plaintiff maintained a level three status. Id. at ¶ 6; see also ECF No. 9-2 (Case Management Notes).
The Special Needs Unit Program Manual (DOC.124.0451) describes the program levels:
ECF No. 9-2 at p. 10.
Liller explains that inmates on Level 3 status enjoy the same movement as inmates in general population; they may request passes for religious worship, access the main library, and receive the same amount of recreation as the general population. ECF No. 9-3 at ¶ 7. Kevin Lamp, Chaplain at NBCI, confirms that inmates housed on the SNU are permitted to practice their religion, but does not specifically address whether Level 1 inmates are permitted to attend congregate religious services. ECF No. 9-4 at ¶ 3 (Lamp Decl.).
Liller describes Plaintiff as "frequently participat[ing in] and coordinat[ing] bible study on the SNU." ECF No. 9-3 at ¶ 8; see also ECF No. 9-2 at p. 3 (case management note dated 6/10/15- Plaintiff reports studying the bible); ECF No. 9-2 at pp. 4-5 (case management notes dated 9/2/15 and 11/25/15, Plaintiff reports running a bible study group in the dayroom). On three occasions during his monthly meetings with his therapist (April 2014, July 2014, and August 2014) he indicated his desire to attend church services. ECF No. 9-3 at ¶ 8. Plaintiff was advised that he should contact the Chaplain to request a pass. Id. Plaintiff advised his therapist on August 26, 2014, that the issue regarding church services was resolved.
Plaintiff's case management notes reflect that he was provided administrative remedy procedure forms. ECF No. 9-2 at pp. 6-7 (case management notes dated 7/12/16 and 8/10/16). Russell Neverdon, Executive Director of the Inmate Grievance Office (IGO) avers that Plaintiff filed one grievance with the IGO concerning the policy limiting the number of books he could bring into the yard.
Defendants' motion is styled as a motion to dismiss under Fed.R.Civ.P. 12(b)(6) or, in the alternative, for summary judgment under Fed.R.Civ.P. 56. A motion styled in this manner implicates the Court's discretion under Rule 12(d) of the Federal Rules of Civil Procedure. See Kensington Vol. Fire Dept., Inc. v. Montgomery County, 788 F.Supp.2d 431, 436-37 (D.Md. 2011). Ordinarily, a court "is not to consider matters outside the pleadings or resolve factual disputes when ruling on a motion to dismiss." Bosiger v. U.S. Airways, 510 F.3d 442, 450 (4
When the movant expressly captions its motion "in the alternative" as one for summary judgment, and submits matters outside the pleadings for the court's consideration, the parties are deemed to be on notice that conversion under Rule 12(d) may occur; the court "does not have an obligation to notify parties of the obvious." Laughlin v. Metro. Wash. Airports Auth., 149 F.3d 253, 261 (4
A motion for summary judgment will be granted only if there exists no genuine issue as to any material fact and the moving party is entitled to judgment as a matter of law. See Fed.R.Civ.P. 56(c); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 250 (1986); Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). The moving party bears the burden of showing that there is no genuine issue as to any material fact. However, no genuine issue of material fact exists if the nonmoving party fails to make a sufficient showing on an essential element of his or her case as to which he or she would have the burden of proof. Celotex, 477 U.S. at 322-23. Therefore, on those issues on which the nonmoving party has the burden of proof, it is his or her responsibility to confront the summary judgment motion with an affidavit or other similar evidence showing that there is a genuine issue for trial. Summary judgment is appropriate under Rule 56(c) of the Federal Rules of Civil Procedure when there is no genuine issue as to any material fact, and the moving party is plainly entitled to judgment in its favor as a matter of law. In Anderson v. Liberty Lobby, Inc., the Supreme Court explained that, in considering a motion for summary judgment, the "judge's function is not himself to weigh the evidence and determine the truth of the matter but to determine whether there is a genuine issue for trial." 477 U.S. at 249. A dispute about a material fact is genuine "if the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Id. at 248. Thus, "the judge must ask himself not whether he thinks the evidence unmistakably favors one side or the other but whether a fair-minded jury could return a verdict for the [nonmoving party] on the evidence presented." Id. at 252.
Because Plaintiff is self-represented, his submissions are liberally construed. See Erickson v. Pardus, 551 U.S. 89, 94 (2007). But, the court must also abide by the "affirmative obligation of the trial judge to prevent factually unsupported claims and defenses from proceeding to trial." Bouchat v. Balt. Ravens Football Club, 346 F.3d 514, 526 (4
Although there are genuine disputes of material fact as to whether Plaintiff was ever housed on Level 1 as he claims, and, if so, whether any impact such assignment had on his religious practices was justified, Defendants raise the affirmative defense that Plaintiff failed to exhaust his administrative remedies and it is undisputed that he in fact failed to do so. As a result, his complaint must be dismissed without prejudice.
A Plaintiff's claims that have not been properly presented through the administrative remedy procedure must be dismissed pursuant to the Prisoner Litigation Reform Act ("PLRA"), 42 U.S.C. § 1997e(a):
For purposes of the PLRA, "the term `prisoner' means any person incarcerated or detained in any facility who is accused of, convicted of, sentenced for, or adjudicated delinquent for, violations of criminal law or the terms and conditions of parole, probation, pretrial release, or diversionary program." 42 U.S.C. § 1997e(h). The phrase "prison conditions" encompasses "all inmate suits about prison life, whether they involve general circumstances or particular episodes, and whether they allege excessive force or some other wrong." Porter v. Nussle, 534 U.S. 516, 532 (2002); see Chase v. Peay, 286 F.Supp.2d 523, 528 (D.Md. 2003), aff'd, 98 Fed.Appx. 253 (4
Plaintiff's RLUIPA, ADA, and Rehabilitation Act claims, like all prisoner conditions claims, must be exhausted before they can be brought in federal court. Tillman v. Allen, 187 F.Supp.3d 664, 672 (E.D.Va. 2016) (dismissing without prejudice RLUIPA claims for failure to exhaust under the PLRA); Germain v. Shearin, 653 Fed.App'x 231 (4
As noted by the Supreme Court, the exhaustion of administrative remedies is "an important doctrine in both administrative and habeas law," and "is well established in jurisprudence of administrative law." Woodford v. Ngo, 548 U.S. 81, 88 (2006) (citations omitted). Essentially, a plaintiff is not entitled to judicial relief until the prescribed administrative remedies have been exhausted. A claim that has not been exhausted may not be considered by this court. See Jones v. Bock, 549 U.S. 199, 220 (2007). In other words, exhaustion is mandatory. Ross v. Blake, ___ U.S. ___, 136 S.Ct. 1850, 1857 (2016). Therefore, a court ordinarily may not excuse a failure to exhaust. Ross, 136 S.Ct. at 1856-57 (citing Miller v. French, 530 U.S. 327, 337 (2000) (explaining "[t]he mandatory `shall' . . . normally creates an obligation impervious to judicial discretion")).
The PLRA's exhaustion requirement serves several purposes. These include "allowing a prison to address complaints about the program it administers before being subjected to suit, reducing litigation to the extent complaints are satisfactorily resolved, and improving litigation that does occur by leading to the preparation of a useful record." Bock, 549 U.S. at 219; see Moore v. Bennette, 517 F.3d 717, 725 (4
Ordinarily, an inmate must follow the required procedural steps in order to exhaust his administrative remedies. Moore, 517 F.3d at 725, 729; see Langford v. Couch, 50 F.Supp.2d 544, 548 (E.D.Va. 1999) ("The. . . . PLRA amendment made clear that exhaustion is now mandatory."). Exhaustion requires completion of "the administrative review process in accordance with the applicable procedural rules, including deadlines." Woodford, 548 U.S. at 88, 93. This requirement is one of "proper exhaustion of administrative remedies, which `means using all steps that the agency holds out, and doing so properly (so that the agency addresses the issues on the merits).'" Id. at 91 (quoting Pozo, 286 F.3d at 1024) (emphasis in original). But, the court is "obligated to ensure that any defects in [administrative] exhaustion were not procured from the action or inaction of prison officials." Aquilar-Avellaveda v. Terrell, 478 F.3d 1223, 1225 (10
An inmate need only exhaust "available" remedies. 42 U.S.C. § 1997e(a). In Ross v. Blake, 136 S.Ct. 1850 (2016), the Supreme Court rejected a "freewheeling approach to exhaustion as inconsistent with the PLRA." Id. at 1855. In particular, it rejected a "special circumstances" exception to the exhaustion requirement. Id. at 1856-57. But, it reiterated that "[a] prisoner need not exhaust remedies if they are not `available.'" Id. at 1855. "[A]n administrative remedy is not considered to have been available if a prisoner, through no fault of his own, was prevented from availing himself of it." Moore, 517 F.3d at 725.
The Supreme Court stated in Ross that an administrative remedy is available if it is "`capable of use' to obtain `some relief for the action complained of.'" 136 S.Ct. at 1859 (quoting Booth, 532 U.S. at 738). Thus, an inmate must complete the prison's internal appeals process, if possible, before bringing suit. See Chase, 286 F.Supp.2d at 529-30. As a prisoner, plaintiff is subject to the strict requirements of the exhaustion provisions. See Porter, 534 U.S. at 528 (no distinction is made with respect to exhaustion requirement between suits alleging unconstitutional conditions and suits alleging unconstitutional conduct). Exhaustion is also required even though the relief sought is not attainable through resort to the administrative remedy procedure. See Booth, 532 U.S. at 741.
The Ross Court outlined three circumstances when an administrative remedy is unavailable and an inmate's duty to exhaust available remedies "does not come into play." 136 S.Ct. at 1859. First, "an administrative procedure is unavailable when (despite what regulations or guidance materials may promise) it operates as a simple dead end—with officers unable or consistently unwilling to provide any relief to aggrieved inmates." Id. Second, "an administrative scheme might be so opaque that it becomes, practically speaking, incapable of use. In this situation, some mechanism exists to provide relief, but no ordinary prisoner can discern or navigate it." Id. The third circumstance arises when "prison administrators thwart inmates from taking advantage of a grievance process through machination, misrepresentation, or intimidation." Id. at 1860.
The DPSCS has an established "administrative remedy procedure" ("ARP") for use by Maryland State prisoners for "inmate complaint resolution." See generally Md. Code Ann. (2008 Repl. Vol.), Corr. Servs. ("C.S."), §§ 10-201 et seq.; Md. Code Regs. ("COMAR") 12.07.01.01B(1) (defining ARP). The grievance procedure applies to the submission of "grievance[s] against . . . official[s] or employee[s] of the Division of Correction." C.S. § 10-206(a).
Regulations promulgated by DPSCS concerning the administrative remedy procedure define a "grievance' to include a "complaint of any individual in the custody of the [DOC] . . . against any officials or employees of the [DOC] . . . arising from the circumstances of custody or confinement." COMAR 12.07.01.01B(8). An inmate "must exhaust" the ARP process as a condition precedent to further review of the inmate's grievance. See C.S. § 10-206(b); see also COMAR 12.07.01.02.D.
It is undisputed that Plaintiff never instituted or completed the grievance process concerning his claim that he was denied religious services. In his initial Complaint, response to the dispositive motion, and Supplement to the Motion for Protective Order, Plaintiff offers a variety of excuses for his failure to do so. He attached affidavits to each of his submissions. ECF Nos. 1, 17, and 18.
In his initial complaint he explained that he was not required to exhaust his administrative remedies as to this claim because it involved claims against medical staff. ECF No. 1 at p. 6. Contrary to Plaintiff's assertion, his claim does not involve any medical staff nor does it concern the provision of medical services. Rather, Plaintiff objects to a policy enacted by correctional staff which he claims denied him congregate prayer.
In his opposition response, Plaintiff again argues that administrative remedies do not apply to his case because "they are administrative and not medical [and his] medical care is not a part of these remedies of medical staff." ECF No. 18 at p. 12. Plaintiff contends, without explanation, that the NBCI Warden "uses the SNU review for appeal of Level 1" (id.), citing a 2000 case from Virginia discussing exhaustion of administrative remedies, and attaching a copy of correspondence received from Warden Bishop dated October 26, 2016. Id.
The letter, hand copied by Plaintiff, indicates that the Warden was in receipt of Plaintiff's letter referring to multiple complaints regarding his mental illness and disabilities. The Warden noted that Plaintiff met with the SNU committee every thirty days and had an opportunity to discuss the concerns at that time. ECF No. 18-3 at p. 2. Portions of the letter appear to have been left out by Plaintiff as indicated by ellipses. Id. The Warden also advised Plaintiff that he could address additional concerns to his housing unit manager. Id. The letter, as reproduced, is silent in regard to administrative remedies. Id. The letter does not explicitly state, nor imply, that administrative remedies were not available to Plaintiff. Rather, the letter explained the informal means available to Plaintiff for addressing his concerns.
Plaintiff also maintains that Moyer "uses the SNU for an appeal of Level 1," also citing the letter from Bishop as well as an unreported Virginia case discussing administrative remedies within the Virginia State Prisons. ECF No. 18 at p. 12. Plaintiff states that Hogan uses Moyer to decide cases for him. Id. at pp. 12-13. It is unclear how these allegations relate to Plaintiff's clear failure to utilize the administrative grievance process.
In a further effort to justify his failure to utilize the administrative process, Plaintiff states that "these remedies cannot overturn Level 1 decisions because they are not designed to." ECF No. 18 at p. 13. Plaintiff argues that the Warden at NBCI, who is responsible for answering administrative remedies, is not in charge of the clinical part of the SNU so that the clinical part does not apply to the remedies pursuant to DPSCS Directive 124-451.3.B.
Next, in a supplement to his Motion for Protective Order (ECF No. 17) Plaintiff alleges that on unspecified dates the NBCI mail room clerk stole his mail in an effort to try to dismiss his grievances. Id. at p. 1. He states that the Inmate Grievance Office has told him on many occasions that they did not get papers from him. He also states that he did not get responses from the Internal Investigation Unit and the United States Postal Service. Id. Notably, Plaintiff does not allege that the lost grievances concern the issues raised in this Complaint.
Lastly, in an effort to justify his failure to exhaust administrative remedies, Plaintiff states that on December 13, 2017, four months after filing this complaint,
Plaintiff's mistaken belief that he was not required to exhaust administrative remedies is not the type of explanation the Ross Court recognized as excusing a failure to exhaust. First, Plaintiff did not reach a dead end in the administrative process, rather he chose not to participate in the process. Secondly, the process provided by NBCI for inmate grievances is not so incomprehensible that no reasonable inmate could understand it. Lastly, Plaintiff's failure to utilize the grievance process in 2014 or 2015 was not the result of any misconduct on the part of NBCI employees. Rather, Plaintiff erroneously believed that he did not need to exhaust his claims. Thus, despite the existence of a possible genuine dispute of material fact regarding whether or not Plaintiff was assigned to Level 1 during the operative timeframe and whether that assignment alone meant that he was denied congregate worship, this court is precluded from reaching the merits of the underlying claim due to Plaintiff's failure to exhaust the claim. As a result, the Complaint must be dismissed without prejudice.
In his "Repeat Motion for Protective Order" (ECF No. 15) as supplemented (ECF Nos. 16, 17, 19, 20, 21, and 22), Plaintiff seeks injunctive relief with respect to his claim of mail tampering and retaliatory transfer as well as his claim that his First Amendment right to free exercise of religion is infringed.
Plaintiff's claims of retaliation are raised for the first time in these motions. Plaintiff states NBCI staff Liller, Sawyers, Forney, Harr and Sidney demanded Plaintiff "chill" his rights. ECF No. 15 at p. 1. He claims that they threatened to transfer him in order to stop his case and that the only reason they do this is because of his case. Id. Plaintiff alleges that Liller, Sawyers, Forney, Harr and Sidney told him he would be removed from the SNU if he did not drop his case. Id.
Although Plaintiff has not specifically sought leave to amend his complaint, the court observes that such leave to amend must be freely given under Fed.R.Civ.P. 15. Leave to amend may, however, be denied where the proposed amendment would be prejudicial to the opposing party, or the moving party has acted in bad faith, or the amendment would be futile. See Equal Rights Ctr. v. Niles Bolton Assoc., 602 F.3d 597, 603 (4
Moreover, injunctive relief would be inappropriate in the pending case, not simply because it will be dismissed. A preliminary injunction is an extraordinary and drastic remedy. See Munaf v. Geren, 553 U.S. 674, 689-90 (2008). A party seeking a preliminary injunction or temporary restraining order must establish the following elements: (1) a likelihood of success on the merits; (2) a likelihood of suffering irreparable harm in the absence of preliminary relief; (3) that the balance of equities tips in the party's favor; and (4) why the injunction is in the public interest. Winter v. Natural Res. Def. Council, Inc., 555 U.S. 7, 20 (2008). As to irreparable harm, the movant must show the harm to be "neither remote nor speculative, but actual and imminent." Direx Israel, Ltd. v. Breakthrough Med. Corp., 952 F.2d 802, 812 (4
Plaintiff complains that his mail has been tampered with. He states that NBCI mail clerk MJ Rose steals his mail in an effort to dismiss his grievances. ECF No. 17 at p. 1. The court observes that Plaintiff has filed an opposition to the dispositive motion as well as numerous letters and correspondence with the court, which suggests that no one is interfering with his mail. Plaintiff has failed to demonstrate the likelihood of success on the merits of his mail tampering claim because he has not alleged an actual injury such as the loss of an opportunity to litigate a meritorious claim. To the extent the alleged efforts to have his grievances dismissed through mail theft were successful, Plaintiff has not sustained a legally cognizable injury absent an allegation that the grievance concerned a matter likely to result in an award of relief for the claim asserted therein. See Lewis v. Casey, 518 U.S. 343, 355 (1996) (unconstitutional burden on right of access to courts requires showing of actual injury).
Similarly, Plaintiff's claim that he has been threatened with a retaliatory transfer from his single cell due to his having filed the instant case entitles him to no relief. As previously noted, "[i]ssuing a preliminary injunction based only on a possibility of irreparable harm is inconsistent with [the Supreme Court's] characterization of injunctive relief as an extraordinary remedy that may only be awarded upon a clear showing that the plaintiff is entitled to such relief." Winter, 555 U.S. at 22 (citing Mazurek v. Armstrong, 520 U.S. 968, 972 (1997) (per curiam)).
Additionally, bare or conclusory assertions of retaliation are insufficient to establish a retaliation claim. See Adams v. Rice, 40 F.3d 72, 74 (4
Lastly, Plaintiff's request for injunctive relief concerning his free exercise claims are also unavailing. He has failed to demonstrate that the requested injunctive relief is necessary to avoid irreparable harm. The undisputed evidence presented to the court demonstrates that Plaintiff is not currently housed on Level 1 and is permitted to attend religious services as would any other inmate and is provided access to religious materials. Accordingly, the request for injunctive relief is denied.
Plaintiff's complaint is dismissed without prejudice for failure to exhaust administrative remedies.
Plaintiff also claims that he has copies of his case management notes from August to December of 2014, which would demonstrate that he was housed on Level 1 status. ECF No. 18 at p. 9-10; ECF No. 18-1. Those notes are not a part of the record before this court.
Moreover, the administrative grievance procedure does not apply to claims for compensation for disabilities resulting from "personal injury arising out of and in the course of [an inmate's] work for which wages or a stipulated sum of money was paid by a correctional facility," Md. Code Ann. Corr. Servs. § 10-304, for which a claim to a different administrative body, the Sundry Claims Board, is the exclusive remedy. See Dixon v. DPSCS, 175 Md.App. 384, 408 927 A.2d 445, 459 (2007). On the other hand, the grievance process does apply to a wide variety of claims that arise out of the conditions of confinement, even if the grievance process cannot provide a comprehensive remedy for such claims, such as tort claims of assault and battery against prison officers. See McCullough v. Wittner, 314 Md. 602, 552 A.2d 881 (1989).