PETER J. MESSITTE, UNITED STATES DISTRICT JUDGE.
HIAS, Inc., Church World Service, Inc., and Lutheran Immigration and Refugee Service, Inc. have sued President Donald Trump and three of his cabinet secretaries, seeking preliminary and permanent injunctive relief. They challenge Executive Order 13888, 84 Fed. Reg. 52,355 (Sept. 26, 2019) (Order), that they allege would give individual U.S. States and Local Governments the power to veto, by refusing to consent to, the resettlement in their respective jurisdictions of certain refugees from around the world. Plaintiffs are three of nine designated "Resettlement Agencies" that enter into annual agreements with the Federal Government to provide services to these refugees under the current refugee resettlement program of this country, as described more fully infra. Defendants, in their official capacities, are the President, Secretary of State Michael Pompeo, Secretary of Health and Human Services Alex
The case is at the Preliminary Injunction phase.
Defendants, represented by the U.S. Department of Justice, have filed an Opposition to the Motion for Preliminary Injunction to which Plaintiffs have replied. Numerous entities, with leave of Court, have filed briefs as amici curiae.
For the reasons that follow, the Court
It is of critical importance to understand who a "refugee" is in the context of this case. For present purposes, a "refugee" has been defined under U.S. law, in pertinent part, as: "any person who is outside any country of such person's nationality or, in the case of a person having no nationality, is outside any country in which such person last habitually resided, and who is unable or unwilling to return to, and is unable or unwilling to avail himself or herself of the protection of, that country because of persecution or a well-founded fear of persecution on account of race, religion, nationality, membership in a particular social group, or political opinion". 8 U.S.C. § 1101(a)(42).
"The 1967 Refugee Protocol incorporated the 1951 Convention's well-founded fear definition in its first article ... [such that] [t]he United States owes certain obligations to refugees under international law by virtue of its ratification of the 1967 Protocol, and the [UNHCR], speaking for the international community, is the chief guarantor of these obligations".
Refugee Act of 1980, Pub. L. No. 96-212 § 101, 94 Stat. 102.
"Refugees", then, in terms of the present case, comprise a special category of persons.
These refugees do not apply for resettlement directly to the Country they hope to go to.
In most cases, the UNHCR begins by identifying vulnerable individuals (often in conjunction with a U.S. embassy). A number of countries, including the United States, as signatories to the 1967 Protocol, have agreed to cooperate in determining which refugees designated by the UNHCR will be admitted for resettlement. Canada now accepts a greater number of refugees for resettlement under the Convention and Protocol than does the U.S., which historically has accepted the most. See U.N. High Commissioner on Refugees, Global
As of December 31, 2019, the Department of State reports that 30,000 refugees were resettled in the United States in Fiscal Year 2019. See Dep't of State, Bureau of Population, Refugees, and Migration, Refugee Processing Center, PRM Admissions Graph Dec. 31, 2019 (available at https://www.wrapsnet.org/admissions-and-arrivals/) (last visited Jan. 13, 2020).
Anastasia Brown and Todd Scribner in the Journal of Migration and Human Security briefly summarize the history of the refugee settlement system in the United States:
Anastasia Brown and Todd Scribner, Unfulfilled Promises, Future Possibilities: The Refugee Resettlement System in the United States, 2 J. Migration and Hum. Security, No. 2, 101, 101 (2014).
After the UNHCR identifies and recommends a potential refugee for resettlement in the U.S., the U.S. undertakes its own vetting process (including, for example, administering medical tests and checking global fingerprint databases). The President,
Once DHS conditionally approves an applicant for resettlement, the prospective refugee receives "sponsorship assurance" from one of the nine Resettlement Agencies that has entered into a cooperative agreement with the State Department to assist in the resettlement of refugees.
The "sponsorship assurance" must be received before the prospective refugee may travel to the U.S. See ECF No. 1 ¶ 40. The Resettlement Agency then assumes responsibility for placing the prospective refugee with one of its affiliates, and commences to provide services to the candidate, which are intended to help him or her obtain self-sufficiency. See id. ¶ 41. In the past, it has taken between 18 to 24 months from the time of the individual's application for admission to actual resettlement, although more recently it has reportedly taken longer. See id. ¶ 45.
Through its Reception and Placement Program the State Department provides funding up to a certain amount to the Resettlement Agencies for each refugee they resettle (e.g. to pay for housing, furnishings, food, clothing and the like). See 8 U.S.C. § 1522(b)(1). This is intended to cover the first 90 days a refugee is in the U.S. Thereafter, the Office of Refugee Resettlement (ORR), which is within HHS, reimburses the States for paying for longer-term assistance, including social services, as well as medical assistance, and even cash. See ECF No. 1 ¶¶ 58-59; 8 U.S.C. § 1521.
Heretofore, pursuant to 8 U.S.C. § 1522(a) (Appendix I hereto), the Federal resettlement authorities and the Resettlement Agencies have been directed to meet and consult with State and Local Governments in order to establish policies and strategies for the placement and resettlement of the refugees, in the course of which, acting in concert, they are directed to take into account several factors, including the availability of employment opportunities, affordable housing, and public and private resources in the destination (e.g. educational, healthcare, and mental health
If the refugee is deemed acceptable for resettlement, the State Department assigns his or her case to one of nine Resettlement Agencies (Plaintiffs being three of the nine), which help the refugee integrate into his or her new U.S. community.
On September 26, 2019, President Trump issued Executive Order 13888 proposing to modify what from at least the mid-1980s to date has been the heart of resettlement practice. Instead of merely giving States and Local Governments an active voice over whether refugees will be resettled in their jurisdictions, the Order provides that the Federal Government "should resettle refugees only in those jurisdictions in which both the State and local governments have consented to receive refugees under the Department of State's Reception and Placement Program". Order § 1. In other words, the Order gives individual States and Local Governments veto power over resettlement.
The Resettlement Agencies understand that any federal funding they receive for services rendered after June 1, 2020 (the award period) will be limited by the number of State and Local Governments that, by January 21, 2020, have given (or have been solicited to give) their written consent to receive refugees. However, beginning June 1, 2020 refugees may only be resettled where State and Local Governments have in fact given such consents.
Executive Orders are of course subject to judicial review. See, e.g., Youngstown Sheet & Tube Co. v. Sawyer, 343 U.S. 579, 72 S.Ct. 863, 96 S.Ct. 1153 (1952); Panama Ref. Co. v. Ryan, 293 U.S. 388, 55 S.Ct. 241, 79 S.Ct. 446 (1935); see generally David M. Driesen, Judicial Review of Executive Orders' Rationality, 98 Bos. U. L. Rev. 1013 (2018). The question is, What standard should the courts apply in reviewing the Orders? Although the Supreme Court has held that the President is not subject to the Administrative Procedure Act (APA), 5 U.S.C. § 551 et seq., and by implication that the "arbitrary and capricious" and "abuse of discretion" standards of the APA do not apply to him, see Franklin v. Massachusetts, 505 U.S. 788, 112 S.Ct. 2767, 120 L.Ed.2d 636 (1992), subordinate officers (three of whom are Defendants here) are subject to the Act, see id. at 828, 112 S.Ct. 2767 (Scalia, J., concurring) ("Review of the legality of Presidential action can ordinarily be obtained in a suit seeking to enjoin the officers who attempt to enforce the President's directive"). In evaluating the President's Orders the Supreme Court has applied a rationality standard — deferential to be sure. See, e.g., Trump v. Hawaii, ___ U.S. ___, 138 S.Ct. 2392, 2411, 2420, 201 L.Ed.2d 775 (2018) ("We may assume that § 1182(f) does not allow the President to expressly override particular provisions of the [Immigration and Naturalization Act]. But plaintiffs have not identified any conflict between the statute and the Proclamation that would implicitly bar the President from addressing deficiencies in the Nation's vetting system"). Constitutional challenges are simply evaluated as such. The actions either are or they are not unconstitutional.
Justice Jackson's "three part scheme" for evaluating Presidential Powers, as set forth in his concurring opinion in the Youngstown case, endorsed by Justice Kennedy and three other Justices in a concurring opinion in Hamdan v. Rumsfeld, 548 U.S. 557, 638, 126 S.Ct. 2749, 165 L.Ed.2d 723 (2006), provides useful context when assessing whether executive action is authorized:
Youngstown, supra, 343 U.S. at 635-638, 72 S.Ct. 863 (Jackson, J., concurring). Cf. Panama Ref. Co., supra, 293 U.S. 388, 431, 55 S.Ct. 241 ("If it could be said that from the four corners of the statute any possible inference could be drawn of particular circumstances or conditions which were to govern the exercise of the authority conferred, the President could not act validly without having regard to those circumstances and conditions").
Plaintiffs submit that, in giving State and Local Governments veto power over refugee resettlement, the Order contravenes statutory text and purpose, express Congressional intent, executive practice, multiple judicial holdings and clear Constitutional doctrine. They also say that, if implemented, the Order will cause Plaintiffs and their refugee "clients" irreparable harm and that the balance of equities and public interest militate strongly in favor of issuing a preliminary injunction.
The consequence of the Order, say Plaintiffs, will be the evisceration of a long-standing, smooth-functioning humane program, with disastrous consequences not only for Plaintiffs and eligible refugees but for the image of the United States as the beacon of liberty.
Defendants submit that neither the Order nor the Funding Notice is reviewable because the Refugee Act of 1980 does not provide a private cause of action. But, they say, even if review were available, the Order and Funding Notice are lawful, raise no constitutional concerns and are not otherwise arbitrary and capricious. They also appear to suggest that, because the President has authority to determine how many refugees may be resettled each year — a power not really in dispute, see 8 U.S.C. § 1157(a)(2) — as a subset he has the power to decree that States and Local Governments should have the authority to determine, without respect to any consultative process established by statute, whether, if at all, refugees may inhabit their communities. Particularly, say Defendants, State and local authorities know best what resources they have available to
Plaintiffs reply that not only is the proposed modification illegal; it is little more than a politically motivated decision that will engender hate and divisiveness throughout the country.
For Plaintiffs to obtain a preliminary injunction, they must make a clear showing (1) that they are likely to succeed on the merits; (2) that they will suffer irreparable harm that is neither remote nor speculative but actual and imminent if the injunction is not granted; (3) that the balance of equities favor their position, i.e. that the harm Plaintiffs will suffer if the injunction is not granted outweighs the detriment Defendants will suffer if it is and; (4) that the relief they seek is in the public interest. See Winter v. Natural Res. Def. Council, Inc., 555 U.S. 7, 20, 129 S.Ct. 365, 172 L.Ed.2d 249 (2008); see also The Real Truth About Obama, Inc. v. FEC, 575 F.3d 342, 346 (4th Cir. 2009), vacated and remanded on other grounds, 559 U.S. 1089, 130 S.Ct. 2371, 176 L.Ed.2d 764 (2010).
The Court begins with the
Section 8 U.S.C. § 1522, which sets forth the "conditions and considerations" for authorizing for programs for the initial resettlement of and assistance to refugees, provides that
and that
including such factors as that
and that there be
which takes into account
and that
This is the language of a Congressional statute. It speaks in terms of "consulting" and "consultation" between and among the Resettlement Agencies and the State and Local Governments; establishes that the Resettlement Agencies and State and Local Governments must regularly "meet" to "plan and coordinate"; even acknowledges that "maximum consideration" be given to "recommendations" States make to the Federal Government. The challenged Order definitely appears to undermine this arrangement. As to States or Local Governments that refuse to give written consents, there will be no consultation, no meetings with the Resettlement Agencies, not just "recommendations".
By its terms, the current statute, 8 U.S.C. § 1522(a), hardly seems to "exude[...] deference to the President in every clause". Compare Trump v. Hawaii, 138 S. Ct. at 2408.
Moreover, the Order appears to run counter to the Refugee Act's stated
Lest there be any doubt, giving States and Local Governments the power to consent to the resettlement of refugees — which is to say veto power to determine whether refugees will be received in their midst —
Thus, in the run-up to the Refugee Assistance Extension Act of 1986 amending the Refugee Act of 1980, which came about very much at the vigorous urging of some States and Local Governments to strengthen their right to be heard, the House Committee on the Judiciary report sets forth at the outset that while:
H.R. Rep. No. 99-132, at 19 (1985) (emphasis supplied).
Not surprisingly, three federal court decisions of recent vintage have declared in effect that, while the Federal resettlement authorities are obviously empowered to make the final decision as to where refugees will be resettled, State and Local Governments do not have the authority to block the Federal resettlement decisions. See Exodus Refugee Immigration, Inc. v. Pence, et al., 838 F.3d 902 (7th Cir. 2016) (Posner, J.) (affirming issuance of preliminary injunction against then-Governor Pence of Indiana and others who directed state agencies not to pay federal grant funds to private refugee settlement agencies for social services provided to Syrian refugees that might be settled in Indiana); Alabama v. United States, 198 F. Supp. 3d. 1263, 1266 (N.D. Ala. 2016) (granting Federal Government's motion to dismiss where Governor of Alabama directed all Alabama agencies "to utilize all lawful means to prevent resettlement of Syrian
More important, perhaps most important — beyond analysis of the statutory text, statutory structure and purpose, beyond legislative history, beyond executive practice and judicial decisions —
But there is more: Plaintiffs have raised several
The Court finds that Plaintiffs have preliminarily demonstrated that,
At a minimum, the Court is persuaded that, on the merits, Plaintiffs will be able to demonstrate, at least as to the cabinet secretaries, that in one or more respects, the Order's grant of veto power is arbitrary and capricious, see 5 U.S.C. § 706(2)(A), as well as inherently susceptible to hidden bias.
Over all, then, Plaintiffs have demonstrated to the Court's satisfaction, based on statutory text and structure, purpose, legislative history, judicial holdings, executive practice, the existence of a serious constitutional concern over federal pre-emption, and numerous arbitrary and capricious
Plaintiffs submit they have also shown that they will be irreparably harmed (indeed they say they are already irreparably harmed) if the Order and Funding Notice continue in effect and if refugee resettlement becomes conditioned upon obtaining written consents from State and Local Governments. The Court agrees.
By January 21, 2020, just
Monetary damages cannot fairly compensate for most, if not all, of the highly likely consequences just described. The Court finds more than enough substance in Plaintiffs' overall parade of horribles to demonstrate that, as of this very moment, they will be irreparably harmed if a preliminary injunction does not issue.
Since the Government is a party to the suit, the balance of equities and the public interest may be considered in tandem. See, e.g., Nken v. Holder, 556 U.S. 418, 435, 129 S.Ct. 1749, 173 L.Ed.2d 550 (2009). Plaintiffs urge the importance of maintaining for the present the long-standing, carefully crafted humane program that places refugees in communities where they can thrive — informed, to be sure, by at least some input from the Resettlement Agencies themselves and the States and local communities as to where the refugees will actually go. On the other hand, if the Order is implemented, apart from the considerable dislocations Plaintiffs will suffer, many refugees may find themselves at least in limbo, denied services congressionally intended to help them effectively integrate into new homes.
The Court finds no countervailing equity considerations favoring Defendants' desire that the Order be implemented without delay, other than to finally cede to some States and Local Governments a power that for several years they have attempted to secure but have been squarely blocked from securing by legislation and litigation: To keep unwanted refugees out of their communities. There is no imminent harm to the Government if it is simply required to keep on doing what it has been doing for decades. The balance of equities for preliminary injunction purposes clearly favors Plaintiffs.
As for the public interest, there is without a doubt public interest in keeping "the President from slipping the boundaries of a statutory policy and acting based on irrelevant policy preferences". Driesen, supra, at 1045; see also Panama Ref. Co, 293 U.S. at 431-33, 446, 55 S.Ct. 241 (1935) (majority and dissenting opinions). There is also a substantial public interest in having governmental agencies abide by federal laws that govern their existence and operations. League of Women Voters of U.S. v. Newby, 838 F.3d 1, 12 (D.C. Cir. 2016). By giving States and Local Governments the power to veto where refugees may be resettled — in the face of clear statutory text and structure, purpose, Congressional intent, executive practice, judicial holdings, and Constitutional doctrine to the contrary — Order 13888 does not appear to serve the overall public interest. Granting the preliminary injunctive relief Plaintiffs seek does. Refugee resettlement activity should go forward as it developed for the almost 40 years before Executive Order 13888 was announced.
For the following reasons, Plaintiffs' Motion for Preliminary Injunction with respect
A separate Order will issue.
UNHCR estimates that 25.9 million individuals world-wide were in need of resettlement at the end of Fiscal Year 2018. See Dep't of State, Dep't of Homeland Security & Dep't of Health and Hum. Servs., Report to Congress: Proposed Refugee Admissions for Fiscal Year 2020 (2019) at 11; see also UNHCR, Figures at a Glance, https://www.unhcr.org/en-us/figures-at-a-glance.html (last visited Jan. 13, 2020).
Defendants' suggestion that the Secretary of State can theoretically require a non-consenting State or Local Government to accept refugees is not only extremely unlikely to occur; neither the Executive Order nor the Funding Notice disclose how the matter might be presented to the Secretary to decide. Defense counsel, at oral argument, was unable to elaborate. But, insofar as Defendants rely upon a "savings clause" in the Order, viz. that the Secretary can direct a non-consenting State or locality to accept refugees if the Secretary concludes that "failing to resettle refugees within [a non-consenting] State or locality would be inconsistent with the policies and strategies established under 8 U.S.C. 1522(a)(2)(B) and (C) or other applicable law", Order § 2(b), the clause is essentially meaningless. Section 8 U.S.C. § 1522(a)(2)(B) requires that "[t]he Director shall develop and implement, in consultation with representatives of voluntary agencies and State and local governments, policies and strategies for the placement and resettlement of refugees within the United States". While subsection (C) refers to the traditional factors for resettlement, "other applicable law" includes, among other things, all of the rest of § 1522. But that is precisely the point of Plaintiffs' claim. The Order, they say, is "inconsistent" with 8 U.S.C. § 1522(a)(2)(B) and (C) because the "voluntary agencies", i.e. Plaintiffs, would have their consultative role with non-consenting States taken away by the Order. Cf. City and County of San Francisco v. Trump et al., 897 F.3d 1225, 1239 (9th Cir. 2018) ("Savings clauses are read in their context, and they cannot be given effect when the Court ... would override clear and specific language").