LEVY, J.
[¶ 1] In this appeal we consider whether a Maine Drug Enforcement Agency (MDEA) agent initiated interrogation of a criminal defendant who had asserted his right to counsel, while in the agent's custody, in violation of the Fifth Amendment of the United States Constitution and article I, section 6 of the Maine Constitution.
[¶ 2] The State appeals from the judgment of the Superior Court (Aroostook County, Hunter, J.) granting Scott E. Knowlton's motion to suppress incriminating statements made after Knowlton had invoked his right to counsel, asserting that the court improperly applied Maryland v. Shatzer, 559 U.S. ___, 130 S.Ct. 1213, 175 L.Ed.2d 1045 (2010). In Shatzer, the Supreme Court established a minimum fourteen-day waiting period between the release from custody of a suspect who has invoked the right to counsel and the reinitiation of police interrogation. Id. at 1223. The State contends that the court should have denied the motion because Knowlton initiated further conversation about the investigation. Knowlton argues that the court properly applied the fourteen-day standard and that the MDEA agent initiated the conversation that led to Knowlton's interrogation. We vacate the judgment of the Superior Court and remand for further proceedings.
[¶ 3] In late 2008 and into 2009, MDEA agent William Campbell investigated the importation of methamphetamine and other drugs from Canada. In the course of his investigation, Agent Campbell received information that Knowlton was involved in a drug-trafficking operation. On January 23, 2009, at about noon, Agent Campbell approached Knowlton at his place of work, told Knowlton that he needed to speak with him, and asked Knowlton to accompany
[¶ 4] Upon arrival at the police station at about 12:15 p.m., Agent Campbell brought Knowlton into an interview room and told him that two other individuals had been identified in connection with illegal drug trafficking and that he had reason to believe that Knowlton was also involved. Agent Campbell read Knowlton his Miranda rights, which Knowlton confirmed he understood. Shortly thereafter, Knowlton became upset and asked to speak to an attorney. Agent Campbell immediately terminated the interview; placed Knowlton under arrest for aggravated trafficking of scheduled drugs, a Class A crime; and told Knowlton that he could speak with the officers if he wished to do so after he had spoken with an attorney.
[¶ 5] A short time later, Knowlton's mother and girlfriend arrived at the police station and were allowed to speak with him. In addition, Agent Campbell contacted a bail commissioner and gave him information about Knowlton. The bail commissioner then set Knowlton's bail at $20,000 cash or $100,000 surety. At about 1:30 p.m., Agent Campbell placed Knowlton in a holding cell at the Caribou Police Department. Knowlton remained there until about 2:50 p.m., at which time Agent Campbell placed him in a car to drive to the Aroostook County Jail in Houlton.
[¶ 6] About forty-five minutes into the hour-long drive, Knowlton asked if he could use Agent Campbell's cell phone to call his mother, which Agent Campbell permitted. The court found:
[¶ 7] On March 5, 2009, Knowlton was indicted for aggravated trafficking of scheduled drugs (Class A), 17-A M.R.S. § 1105-A(1)(G) (2010); unlawful trafficking in scheduled drugs (Class C), 17-A M.R.S. § 1103(1-A)(E) (2011); and illegal importation of scheduled drugs (Class C), 17-A M.R.S. § 1118(1), (2)(A) (2011). Knowlton moved to suppress the statements he made during his interview at the MDEA office. After a hearing, the court granted the motion in a detailed decision. The court concluded that it was Agent Campbell who had initiated an exchange about interrogation with Knowlton, finding that Knowlton "remained emotionally vulnerable"; that it was "Agent Campbell who first spoke of the issue after [Knowlton] had invoked his rights"; and that "[d]uring the first [forty-five] minutes of the ride to Houlton, [Knowlton] had not `initiated further communication, exchange, or conversation' about speaking with the police." The court also noted that it was "difficult to know whether [Knowlton] truly had a change of heart or whether he remained subject to the inherently coercive and mounting pressures of his custodial circumstance when he signed the [Miranda] waiver." Applying Shatzer, the court concluded that the State had failed to prove that Knowlton's waiver of his right to counsel was voluntary because Agent Campbell had resumed his questioning of Knowlton just a few hours after Knowlton had invoked his right to counsel, far less than the fourteen-day standard required by the Shatzer decision:
[¶ 8] With the approval of the Attorney General, the State appeals from the court's suppression order. See 15 M.R.S. § 2115-A(1) (2011); M.R.App. P. 2(a)(4), 21(b).
[¶ 9] The State argues that the court erred in applying the Shatzer fourteen-day standard because it only applies to situations where there is a break in custody, which did not occur in this case. We review the court's suppression ruling "in two different ways: the factual findings made by the trial court for clear error, and de novo for issues of law and for the ultimate determination of whether the statement should be suppressed." State v. Dominique, 2008 ME 180, ¶ 10, 960 A.2d 1160 (quotation marks omitted).
[¶ 10] We proceed by considering (1) two Supreme Court decisions—Edwards v. Arizona, 451 U.S. 477, 101 S.Ct. 1880, 68 L.Ed.2d 378 (1981), and Oregon v. Bradshaw, 462 U.S. 1039, 103 S.Ct. 2830, 77 L.Ed.2d 405 (1983)—which analyzed the circumstances under which a defendant can be deemed to have initiated interrogation after having invoked the right to counsel, and which the State contends control our decision in this case; (2) the Supreme Court's decision in Shatzer, which was, as previously noted, the basis for the suppression order in this case; and (3) the facts applicable to the initiation of interrogation in this case.
[¶ 11] In Edwards, the Supreme Court considered "whether the Fifth, Sixth, and
[¶ 12] Applying its initiation rule to the facts, the Court determined that Edwards had not validly waived his right to counsel. Id. at 487, 101 S.Ct. 1880. The facts established that Edwards was arrested and informed of his Miranda rights. Id. at 478, 101 S.Ct. 1880. After talking with the police—at first denying involvement, and then seeking to "make a deal"—Edwards eventually said: "I want an attorney before making a deal." Id. at 479, 101 S.Ct. 1880 (quotation marks omitted). The officers immediately stopped the questioning and took Edwards to a jail cell. Id. The next morning, two detectives who were colleagues of Edwards's prior interrogator came to his cell and asked to speak with him. Id. He said that he did not want to speak with anyone, but he was told by the guard that "he had" to talk to the detectives. Id. The detectives then informed Edwards of his Miranda rights. Id. Edwards agreed to talk to the detectives and proceeded to make incriminating statements. Id. The Court deemed these statements insufficient to constitute a valid waiver because Edwards had previously invoked his right to counsel and had not "initiate[d] further communication, exchanges, or conversations with the police." Id. at 484-85, 101 S.Ct. 1880.
[¶ 13] Thus, Edwards stands for the proposition that an accused who has "expressed his desire to deal with the police only through counsel, is not subject to further interrogation by the authorities until counsel has been made available to him, unless the accused" is the one who initiates further communication with the police. Id. at 484-85, 101 S.Ct. 1880. We have previously applied Edwards in stating that a waiver is not valid if the police reinitiated the interrogation after the defendant invoked his right to counsel. See, e.g., State v. Harper, 613 A.2d 945, 949 (Me.1992); State v. Rose, 604 A.2d 24, 26-27 (Me. 1992); State v. Martin, 580 A.2d 678, 681-82 (Me. 1990).
[¶ 14] In Bradshaw, the Supreme Court provided guidance for evaluating whether a defendant, who has invoked the right to counsel, has initiated further communication. 462 U.S. at 1045-46, 103 S.Ct. 2830. There, Bradshaw requested an attorney and the police officer immediately ended the conversation. Id. at 1041-42, 103 S.Ct. 2830. Later that day, during a ten- to fifteen-mile drive from the police station to the jail, Bradshaw inquired, "what is going to happen to me now?" Id. at 1042, 103 S.Ct. 2830 (quotation marks omitted). The officer responded by telling Bradshaw that he did not have to speak with the police because he had requested an attorney. Id. After discussing where the officer was taking Bradshaw and the offense with which he would be charged, the officer suggested that Bradshaw might want to take a polygraph test. Id. Bradshaw agreed, and the next day he signed a waiver of his Miranda rights, took the test, and made incriminating statements. Id.
[¶ 15] The Court reasoned that Bradshaw's question—"what is going to happen to me now?"—"evinced a willingness and a desire for a generalized discussion about the investigation; it was not merely a necessary inquiry arising out of the incidents
Id. at 1046, 103 S.Ct. 2830 (citation omitted).
[¶ 16] In Shatzer, a detective attempted to interview Shatzer about sexual abuse allegations while he was incarcerated for an unrelated conviction. 559 U.S. ___, 130 S.Ct. at 1217. Shatzer invoked his right to counsel, the interview ended, and he continued to serve his sentence. Id. Two and a half years later, more information arose regarding the sexual abuse allegations, and another detective went to interview Shatzer, who remained incarcerated. Id. at 1217-18. This time, Shatzer waived his Miranda rights, made incriminating statements, and submitted to a polygraph test. Id. at 1218.
[¶ 17] The precise question in Shatzer was how a break in custody
[¶ 18] Shatzer specifically addressed the point at which the Edwards presumption of involuntariness wears off after a suspect has been released from custody. Shatzer, 559 U.S. ___, 130 S.Ct. at 1221-22.
[¶ 19] The court erred by evaluating the evidence and rendering its findings through the lens of the Shatzer fourteen-day standard. Because the break in custody central to the application of the fourteen-day standard is absent from this case, the court should have employed the analytical framework advanced in Edwards and Bradshaw in determining whether Knowlton voluntarily reinitiated interrogation.
[¶ 20] Based on Edwards and Bradshaw, the fulcrum upon which Knowlton's suppression motion rests is whether, as Knowlton and Agent Campbell drove toward Houlton, it was Knowlton who initiated an interrogation by telling Agent Campbell that he wanted to cooperate with the police but that he was scared. This statement can be viewed as having "initiated" a dialogue with the authorities about the investigation, similar to the Bradshaw defendant asking what was going to happen to him. Bradshaw, 462 U.S. at 1045, 103 S.Ct. 2830; see also United States v. Fontana, 948 F.2d 796, 806 (1st Cir.1991). However, it can also be viewed as a statement incident to Knowlton's custody because Knowlton was expressing fear at the prospect of being jailed. Although the question of whether Knowlton's statement initiated interrogation is ultimately a question of law, it can only be answered after a careful examination of all relevant facts and the reasonable inferences that can be drawn from them. If the court concludes that Knowlton did "initiate" the reopening of the interrogation, the inquiry then turns to whether Knowlton's subsequent waiver of his Miranda rights was knowing and intelligent. We therefore vacate the judgment of the Superior Court and remand the case for the court to reconsider the evidentiary record and to apply the Edwards and Bradshaw standards.
The entry is:
Judgment vacated. Remanded for further proceedings consistent with this opinion.
ALEXANDER, J., dissenting.
[¶ 21] I respectfully dissent. The principal contested issue before the trial court was the voluntariness of Knowlton's waiver of his right to counsel and his subsequent statement. As we held in State v. Caouette, 446 A.2d 1120 (Me.1982) and reaffirmed in State v. Rees, 2000 ME 55, 748 A.2d 976:
Caouette, 446 A.2d at 1123-24; see Rees, 2000 ME 55, ¶ 3, 748 A.2d 976.
[¶ 22] The trial court issued extensive findings in this case, with many of the key findings quoted in the Court's opinion. Based on those findings, and the trial court's analysis of the record, the trial court found that the State had failed to prove that Knowlton's waiver of right to counsel and choice to make a statement was voluntary.
[¶ 24] When the defense raises a voluntariness issue regarding a statement, or, more precisely, a choice to make a statement, the State must prove voluntariness beyond a reasonable doubt. State v. Collins, 297 A.2d 620, 627 (Me.1972) (cited with approval in Rees, 2000 ME 55, ¶ 5, 748 A.2d 976). When, as here, the trial court finds that the State has failed to meet its burden of proof, the finding can be overturned on appeal only if the record compels the finding the State seeks. See Rees, 2000 ME 55, ¶ 3, 748 A.2d 976; State v. Pulsifer, 1999 ME 24, ¶ 14, 724 A.2d 1234; Caouette, 446 A.2d at 1123-24.
[¶ 25] The trial court's finding that it is difficult to know what motivated Knowlton to speak is supported by the record, and a contrary finding is not compelled by the record.
[¶ 26] In addition to its finding on voluntariness, the trial court also addressed the so-called fourteen-day rule to grant the motion to suppress as a matter of law. That ruling may or may not be correct as a matter of law, but we need not reach that issue on this appeal. The fourteen-day rule discussion was unnecessary in light of the finding of failure of the State's proof on voluntariness. I would affirm the trial court's judgment.